NUMBER 13-10-00002-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
ARTURO CHAVIRA, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the 117th District Court
of Nueces County, Texas.
MEMORANDUM OPINION
Before Chief Justice Valdez and Justices Rodriguez and Benavides
Memorandum Opinion by Justice Benavides
Appellant, Arturo Chavira, pleaded guilty and was sentenced to ten years’
confinement in the Texas Department of Criminal Justice—Institutional Division for
aggravated assault with a deadly weapon. See TEX. PENAL CODE ANN. § 22.02 (a)(2)
(West 2009). By three issues, Chavira contends that: (1) the evidence was not
sufficient to support the conviction for aggravated assault with a deadly weapon; (2) the
trial court erred in accepting Chavira’s plea of guilty because he was not properly
admonished according to article 26.13 of the Texas Code of Criminal Procedure, and (3)
Chavira’s trial counsel was ineffective. See TEX. CODE CRIM. PROC. ANN. art. 26.13(a)(1)
(West 2009). We affirm.
I. BACKGROUND
Chavira was originally indicted by the State on April 9, 2009 for aggravated
assault by either using and exhibiting a deadly weapon or by causing serious bodily
injury to Walter Almendariz by using a deadly weapon, a knife. On July 9, 2009, the
State reindicted Chavira and added a second count with two paragraphs for an alleged
second victim, Carlos Fernandez.
On November 13, 2009, Chavira applied for community supervision, asked the
trial court to determine punishment, and entered a plea of guilty without admonishment.
On December 4, 2009, the trial court properly admonished Chavira and allowed Chavira
the opportunity to withdraw his guilty plea. Again, though, Chavira pleaded guilty after
the admonishments were read to him. The trial court then found Chavira guilty on both
counts of aggravated assault based on his written confession and stipulation. The
written stipulation contained only the original indictment; it did not name the alleged
victim or the alleged co-defendant. However, Chavira stipulated that the facts
contained in the attachments to the confession were ―true and correct.‖
II. SUFFICIENCY OF THE EVIDENCE SUPPORTING CHAVIRA’S CONVICTION
Chavira first contends that the evidence was insufficient to support his conviction
for aggravated assault with a deadly weapon.
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A. Applicable Law
With regard to the sufficiency of the evidence supporting a defendant’s plea of
guilty, the Texas Court of Criminal Appeals has stated the following:
The United States Constitution does not require that the State
present evidence in support of a guilty plea in Texas courts. Article 1.15
constitutes an additional procedural safeguard required by the State of
Texas but not by federal constitutional law. No trial court is authorized to
render a conviction in a felony case, consistent with Article 1.15, based
upon a plea of guilty without sufficient evidence to support the same.
Evidence offered in support of a guilty plea may take many forms. The
statute expressly provides that the defendant may consent to the proffer of
evidence in testimonial or documentary form, or to an oral or written
stipulation of what the evidence against him would be, without necessarily
admitting to its veracity or accuracy; and such a proffer or stipulation of
evidence will suffice to support the guilty plea so long as it embraces every
constituent element of the charged offense.
Alternatively, our case law has recognized that the defendant may
enter a sworn written statement, or may testify under oath in open court,
specifically admitting his culpability or at least acknowledging generally that
the allegations against him are in fact true and correct; and again, so long
as such a judicial confession covers all of the elements of the charged
offense, it will suffice to support the guilty plea. However, a stipulation of
evidence or judicial confession that fails to establish every element of the
offense charged will not authorize the trial court to convict. A conviction
rendered without sufficient evidence to support a guilty plea constitutes trial
error.
Menefee v. State, 287 S.W.3d 9, 13–14 (Tex. Crim. App. 2009) (internal footnotes,
citations, and quotation marks omitted). ―An affirmation of the indictment as true and
correct will constitute a judicial confession sufficient to support a judgment of
conviction.‖ Id. at 16 n.30 (quoting Potts v. State, 571 S.W.2d 180, 182 (Tex. Crim.
App. 1978)).
B. Discussion
In this case, Chavira was charged with violating section 22.02 of the penal code,
which provides that: ―A person commits an offense if the person commits assault as
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defined in § 22.01 and the person: (2) uses or exhibits a deadly weapon during the
commission of the assault.‖ TEX. PENAL CODE ANN. § 22.02 (a)(2). Chavira pleaded
guilty to both counts of aggravated assault in his Judicial Confession and Stipulation that
provided Chavira assaulted Almendarez and Munguia with a deadly weapon on the
morning of April 20, 2008. Chavira further stipulated that the facts contained in
attachments to the confession were ―true and correct.‖ The attachments included,
among other things, the affidavit/complaint and police report, where Almendarez
indentified Chavira as the man who stabbed him and Munguia identified Chavira as the
man who began the assault that resulted in the stabbings.
We therefore conclude that the evidence is sufficient to prove that Chavira
assaulted both Almendarez and Munguia with a deadly weapon on the morning of April
20, 2008. Chavira’s affirmation of the indictment as ―true and correct‖ constitutes a
judicial confession sufficient to support the trial court’s judgment. See Menefee, 287
S.W.3d at 16 n.30. We overrule Chavira’s first issue.
III. ADMONISHMENT
By his second issue, Chavira contends that the trial court erred in accepting his
initial guilty plea because he was not admonished properly in accordance article 26.13 of
the Texas Code of Criminal Procedure.
A. Applicable Law
Article 26.13 governs the admonishments to be given a defendant before a plea of
guilty. TEX. CODE CRIM. PROC. ANN. art. 26.13(a)(1). Article 26.13(a) provides that prior
to accepting a plea of guilty or a plea of nolo contendere, the court shall admonish the
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defendant of the range of the punishment attached to the offense. Id. In admonishing
the defendant, substantial compliance by the court is sufficient, unless the defendant
affirmatively shows that he was not aware of the consequences of his plea and that he
was misled or harmed by the admonishment of the court. Id. at art. 26.13(c). If the trial
court substantially complies with article 26.13, the defendant has the burden to show he
or she pleaded guilty without understanding the consequences of that plea and,
consequently, suffered harm. Martinez v. State, 981 S.W.2d 195, 197 (Tex. Crim. App.
1998).
B. Discussion
Although the trial court failed to admonish Chavira the first time he pleaded guilty,
it properly admonished Chavira at the second hearing and gave him the opportunity to
withdraw his plea. There is nothing in the record that shows Chavira was unaware of
the consequences of his plea or that he was misled or harmed. The following colloquy,
recorded prior to Chavira’s second guilty plea, reveals that he was fully aware of the
consequences of his action:
COURT: Excuse me. Have you had enough time with your attorney
to talk about how you might defend yourself or your options?
CHAVIRA: Yes, Judge.
COURT: And in your discussions, have you been made to understand
that each one of these counts is a second degree felony, and
if I find that you have committed this offense I could asses
punishment somewhere between 2 and 20 years in the
penitentiary; do you understand that?
CHAVIRA: Yes, ma’am.
...
COURT: Did you have enough time with your attorney to talk about the
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information that’s in these documents—that’s in this
document?
CHAVIRA: Yes Judge.
COURT: And did you—can you tell me right now that you understand
the information that I have given to you?
CHAVIRA: I understand the information.
...
COURT: Did anyone put any pressure on you to give up your rights?
CHAVIRA: No, Judge.
COURT: Then I am going to approve the statements you made to me
when you signed and you initialed on this statement.
COURT: And how do you plead to count 1, paragraph 2?
CHAVIRA: Guilty.
...
COURT: And are you pleading guilty because on the date in question,
April 20th, 2009, [sic] that you caused serious bodily injury to
one Walter Almendarez, by stabbing him with a knife; is that
true?
CHAVIRA: Yes, Judge.
COURT: And how do you plead to count 2, paragraph 2?
CHAVIRA: Guilty.
COURT: And are you pleading guilty because on April 20, 2008, that
you caused serious bodily injury to one Carlos Fernandez, by
stabbing him with a knife?
CHAVIRA: Yes, Judge.
The Texas Court of Appeals has held that, in a case with similar facts, the court
substantially complied with the required admonishments of article 26.13:
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Although the court gave appellant the admonishment after accepting his
plea, the record further reflects that appellant was given the option of
withdrawing the plea following the belated admonishment on the range of
punishment. Appellant persisted in entering a plea of guilty. Under such
circumstances, we find the court substantially complied with giving the
required admonishment.
Hardman v. State, 614 S.W.2d 123, 126 (Tex. Crim. App. 1981) (citing Whitten v. State,
587 S.W.2d 159 (Tex. Crim. App. 1979)), overruled on other grounds by Cain v. State,
947 S.W.2d 262 (Tex. Crim. App 1997). Accordingly, because the record shows that
Chavira was aware of the consequences of his plea and chose to re-plead guilty after
being properly admonished, we find no error. See id.
Chavira additionally contends that the trial court's failure to admonish a
guilty-pleading defendant on the range of punishment is a constitutional error subject to
harm analysis. Under Rule 44.2(b) of the Texas Rules of Appellate Procedure,
however, this would be harmless error. See TEX. R. APP. P. 44.2(b). The United
States Supreme Court, in McCarthy v. United States, expressly stated that the
admonishments in the federal equivalent of article 26.13(a), which included
admonishments on the range of punishment, have ―not been held to be constitutionally
mandated‖ and that these admonishments are ―designed to assist the district judge in
making the constitutionally required determination that the guilty plea was truly
voluntary.‖ 394 U.S. 459, 465 (1969). No subsequent Supreme Court decision has
held that these admonishments are ―constitutionally mandated.‖ We are therefore not
persuaded by Chavira’s additional contention. We overrule Chavira’s second issue.
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IV. INEFFECTIVE ASSISTANCE OF COUNSEL
Chavira, in his third issue, contends that his trial counsel was ineffective by: (1)
allowing him to be convicted on insufficient evidence; and (2) failing to investigate, file
any pretrial motions, have a firm command of the facts, and/or impeach false statements
by the victims at the sentencing hearing.
A. Applicable Law
Under Strickland, a claim of ineffective assistance will show how specific acts or
omissions of counsel failed to meet two distinct criteria of effectiveness. Strickland v.
Washington, 466 U.S. 668, 684 (1984). Chavira must show: (1) his attorney’s
representation fell below an objective standard of reasonableness; and (2) there is a
reasonable probability that, but for his attorney’s errors, the result of the proceeding
would have been different. Id. at 684; Dewberry v. State, 4 S.W.3d 735, 757 (Tex.
Crim. App. 1999) (holding that appellant must show a reasonable probability that, but for
the counsel’s errors, the fact-finder would have found a reasonable doubt as to
appellant’s guilt); Jaynes v. State, 216 S.W.3d 839, 851 (Tex. App.—Corpus Christi
2006, no pet.). Chavira has the burden of proving ineffective assistance of counsel by
a preponderance of the evidence. See Thompson v. State, 9 S.W.3d 808, 813 (Tex.
Crim. App. 1999) (citing Cannon v. State, 668 S.W.2d 401, 403 (Tex. Crim. App. 1984)).
The right to ―reasonably effective assistance of counsel‖ does not guarantee
errorless counsel or counsel whose competency is judged by perfect hindsight. Saylor
v. State, 660 S.W.2d 822, 824 (Tex. Crim. App. 1983). The claims of ineffective
assistance must be supported by the record. Thompson, 9 S.W.3d at 814; Jaynes, 216
S.W.3d at 851. A silent record which provides no explanation for counsel’s actions
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usually will not overcome the strong presumption of reasonable assistance. Thompson,
9 S.W.3d at 813–14. To warrant reversal without affording counsel an opportunity to
explain her actions, ―the challenged conduct must be so outrageous that no competent
attorney would have engaged in it.‖ Roberts v. State, 220 S.W.3d 521, 533 (Tex. Crim.
App. 2007) (citing Goodspeed v. State, 187 S.W.3d 390, 392 (Tex. Crim. App. 2005)).
B. Discussion
Chavira failed to develop a sufficient record to show that his counsel was
ineffective by allowing him to be convicted on insufficient evidence. Chavira contends
that the original stipulation contained only the first indictment and did not contain the
alleged second victim and the alleged co-defendant. As stated in issue one, Chavira
admitted to the allegations against him under oath in open court. This was sufficient
evidence to convict Chavira. ―An affirmation of the indictment as true and correct will
constitute a judicial confession sufficient to support a judgment of conviction.‖
Menefee, 287 S.W.3d at 16 n.30 (quoting Potts v. State, 571 S.W.2d 180, 182 (Tex.
Crim. App. 1978)). There is thus no evidence that the result of the proceeding would
have been different. Strickland 466 U.S. at 684; Dewberry, 4 S.W.3d at 757 (holding
that appellant must show a reasonable probability that, but for counsel’s errors, the
fact-finder would have found a reasonable doubt as to appellant’s guilt); Jaynes, 216
S.W.3d at 851.
Chavira has also failed to develop a sufficient record to show that his counsel was
ineffective by not investigating, filing any pretrial motions, having a firm command of the
facts, and/or failing to impeach false statements by the victims at trial. Again, the
claims of ineffective assistance must be supported by the record. Thompson, 9
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S.W.3d at 814; Jaynes, 216 S.W.3d at 851. Chavira points to no support in the record
indicating his counsel acted without reasonable professional judgment. The right to
―reasonably effective assistance of counsel‖ does not guarantee errorless counsel or
counsel whose competency is judged by perfect hindsight. Saylor, 660 S.W.2d at 824.
Chavira also complains that his counsel failed to object to evidence of gang
affiliation; however, the trial court made it clear on the record that it did not consider this
information in determining Chavira’s punishment. There is nothing in the record that
shows that the trial court considered the evidence. In fact, the trial court in this case
specifically stated that he would not consider evidence not properly before him. We
therefore assume the trial court disregarded inadmissible evidence unless the record
clearly shows the contrary. Herford v. State, 139 S.W.3d 733, 735 (Tex. App.—Fort
Worth 2004, no pet.). Accordingly, any such error by counsel did not produce a
different result.
Finally, Chavira failed to develop a sufficient record to show that his counsel was
ineffective by not investigating or cross-examining his witnesses. During the trial, the
main issue being considered was the length of Chavira’s punishment, given that he had
already pleaded guilty. Chavira failed to show that this matter would have any impact
on his sentencing. Chavira contends that his trial counsel had a duty to interview
potential witness and obtain evidence, and his failure to do so rendered his assistance
ineffective. See Butler v. State, 716 S.W.2d 48, 54 (Tex. Crim. App. 1986). Although
Butler does support this argument, it also later notes that such failure is only incompetent
―where the result is that any viable defense available to the accused is not advanced.‖
Id. Again, there is nothing in the record that reflects this would change the
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determination of the punishment. Chavira’s third issue is overruled.
V. CONCLUSION
Having overruled all of Chavira’s issues on appeal, we affirm the judgment of the
trial court.
________________________
GINA M. BENAVIDES,
Justice
Do not publish.
TEX. R. APP. P. 47.2 (b).
Delivered and filed the
14th day of July, 2011.
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