Adrian Garcia in His Official Capacity as the Harris County Sheriff, and Greg Abbott, in His Capacity as the Attorney General of Texas v. Felix Michael Kubosh, Carl R. Pruett, and Daisy Howard
Opinion issued June 18, 2012.
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-11-00315-CV
———————————
ADRIAN GARCIA, IN HIS OFFICIAL CAPACITY AS HARRIS COUNTY
SHERIFF, AND GREG ABBOTT, IN HIS OFFICIAL CAPACITY AS
ATTORNEY GENERAL OF TEXAS, Appellants
V.
FELIX MICHAEL KUBOSH AND CARL R. PRUETT, Appellees
On Appeal from the 127th District
Harris County, Texas
Trial Court Case No. 2009-82195
OPINION
Felix Michael Kubosh and Carl R. Pruett, both bail bondsmen, sued Harris
County Sheriff Adrian Garcia and Texas Attorney General Greg Abbott,
challenging the constitutionality of a statutorily-imposed fee on sureties who post
bail bonds. After the trial court dismissed their original lawsuit for want of
prosecution, the bondsmen initiated the bill of review proceeding from which this
interlocutory appeal arises.1 The Sheriff and Attorney General contend the trial
court lacks jurisdiction over the bill of review proceeding because (1) the
bondsmen failed to make a prima facie showing of a meritorious claim in their bill
of review petition and (2) the doctrines of standing and sovereign immunity bar the
bondsmen’s claim. We reverse and remand with instructions that the bondsmen’s
surviving claim be dismissed for want of jurisdiction.
Background
Section 41.258 of the Government Code requires all sureties posting a bail
bond to pay a fee of $15 per bond, not to exceed $30 for all bail bonds posted for
one individual at one time.2 TEX. GOV’T CODE ANN. § 41.258 (West 2011). The
1
See TEX. CIV. PRAC. & REM. CODE ANN. § 51.014(a)(8) (West Supp. 2011)
(permitting interlocutory appeal from order granting or denying plea to jurisdiction
filed by governmental unit).
2
A “bail bond” is a “written undertaking entered into by the defendant and the
defendant’s sureties for the appearance of the principal therein before a court or
magistrate to answer a criminal accusation; provided, however, that the defendant
on execution of the bail bond may deposit with the custodian of funds of the court
in which the prosecution is pending current money of the United States in the
amount of the bond in lieu of having sureties signing the same.” TEX. CODE CRIM.
PROC. ANN. art. 17.02 (West Supp. 2011). A “surety bond” is a written
undertaking entered into by an individual or business other than the accused for
the satisfaction of the bond amount if the accused fails to appear. See id. arts.
17.02, 17.09, 17.11; see also TEX. OCC. CODE ANN. § 1704.001(2) (West 2011).
2
$15 fee applies to all offenses except class C misdemeanors, which are punishable
by fine only. Id. § 41.258(b). The $15 fee is refundable if the state declines to
prosecute or the grand jury fails to indict the individual. Id. § 41.258(f). The court,
judge, magistrate, peace officer, or other officer imposing the bail bond is
responsible for collecting the $15 fee, which is initially deposited into the county
treasury. Id. § 41.258(b), (c). The funds collected by the counties are sent to the
Comptroller on a quarterly basis, with each county being allowed to retain ten
percent of its funds and all of the interest on its funds. Id. § 41.258(e)(2), (g).
The Comptroller then deposits two-thirds of the funds into the “assistant
prosecutor supplement fund” and one-third of the funds into the “fair defense
account.” Id § 41.258 (i). The “assistant prosecutor supplement fund” provides
longevity salary supplements for eligible felony prosecutors; the “fair defense
account” funds the Texas Indigent Defense Commission and the Office of Capital
Writs. See TEX. GOV’T CODE ANN. § 41.255 (West 2011) (describing assistant
prosecutor supplement fund); TEX. GOV’T CODE ANN. § 79.031 (West Supp. 2011)
(describing fair defense account). At the end of each fiscal year, the Comptroller
may transfer any unexpended amounts in excess of $1.5 million to the general
revenue fund. Id. § 41.258(j).
In their original lawsuit, the bondsmen and a former criminal defendant,
3
Daisy Howard,3 challenged section 41.258 on federal and state constitutional
grounds, requesting declaratory and injunctive relief. After more than three years
of inactivity, the trial court dismissed the suit for want of prosecution. The
bondsmen did not seek a new trial or appeal the dismissal order. Instead, they
timely petitioned the trial court for a bill of review, alleging that they did not
receive notice of the dismissal hearing. In the bill of review proceeding, the
bondsmen again sought declaratory and injunctive relief, alleging violations of (1)
their federal constitutional rights to freedom to petition and speak, equal protection
and due process of law, and protection against excessive bail and (2) their state
constitutional rights to open courts and protection against excessive bail, equal
rights and due course of law, and (3) separation of powers.4
In a combined summary judgment motion and plea to the jurisdiction, the
Sheriff and Attorney General sought the dismissal of the case for lack of standing
and the failure to state a claim as a matter of law. The trial court denied the
3
We reference Howard and her claims for context alone. Howard satisfied the terms
of her deferred adjudication during the pendency of the underlying lawsuit,
thereby negating her status as a criminal defendant. Howard has not appealed the
dismissal of her claims for lack of standing.
4
The bondsmen further alleged that the $15 fee constitutes an unconstitutional
occupation tax under the Texas Constitution, but they have abandoned that claim
on appeal.
4
combined motion with respect to the bondsmen’s due process claim5 and granted
the motion “in all other respects.” Specifically, the trial court determined that
Howard, who was not obligated to pay the $15 fee, had no standing to challenge
the fee’s constitutionality, and the bondsmen did not have “third party” standing to
challenge the fee on behalf of Howard and other criminal defendants. The trial
court then observed that the bondsmen had only one claim based on traditional,
rather than “third party,” standing: “a claim under the Texas and U.S. Constitutions
that they were being deprived of their tangible property—the $15 [fee]—without
due course or process of law by operation of the statute.” The trial court denied the
combined motion with respect to this claim only:
[The Sheriff and Attorney General’s] Motion is DENIED with respect
to [the bondsmen’s] claims for deprivation of property without due
course or due process of the law. This Court DECLINES to rule on
[the bondsmen’s] claim that [the $15 fee] constitutes an
unconstitutional occupation tax under Art. III [sic] § 3 and Art. VIII §
2 of the Texas Constitution. [The Sheriff and Attorney General’s]
Motion is GRANTED in all other respects.
The Sheriff and Attorney General appeal the trial court’s denial of their
jurisdictional challenge to the bondsmen’s due process claim; 6 the bondsmen do
5
The trial court also denied the combined motion with respect to the bondsmen’s
occupation tax claim. We need not address that claim here because the bondsmen
have abandoned it.
6
The Sheriff and Attorney General also appealed the trial court’s denial of their
jurisdiction challenge to the bondsmen’s occupation tax claim, but the bondsmen
abandoned that claim on appeal.
5
not appeal the trial court’s dismissal of their remaining claims.
Interlocutory Jurisdiction
The Sheriff and Attorney General challenge the trial court’s jurisdiction on
two grounds: standing and sovereign immunity. As preliminary matter, we must
determine whether we have interlocutory jurisdiction7 over the sovereign-
immunity-based challenge, which was not considered by the trial court and is not
the subject of the trial court’s appealed-from order.8
Section 51.014(a)(8) of the Civil Practices and Remedies Code grants this
Court interlocutory jurisdiction over “an interlocutory order of a district court” that
“grants or denies a [governmental unit’s] plea to the jurisdiction.” TEX. CIV. PRAC.
7
Generally, appellate courts only have jurisdiction to review a trial court’s rulings
after entry of a judgment finally disposing of the case. Lehmann v. Har–Con
Corp., 39 S.W.3d 191, 195 (Tex. 2001); Stary v. DeBord, 967 S.W.2d 352, 352–
53 (Tex. 1998). Interlocutory appellate jurisdiction is an exception to this general
rule; it enables us to review a trial court’s ruling while the case is still pending
before the trial court. See Tex. A & M Univ. Sys. v. Koseoglu, 233 S.W.3d 835,
840−41 (Tex. 2007). We have interlocutory jurisdiction only when the Legislature
authorizes it. Id. We review the legislative grants of interlocutory jurisdiction
strictly to affect the Legislature’s intent that such statutes create “a narrow
exception to the general rule that only final judgments are appealable.” Id. (citing
Bally Total Fitness Corp. v. Jackson, 53 S.W.3d 352, 355 (Tex. 2001)).
8
The Sheriff and Attorney General initially raised the issue of sovereign immunity
in a combined plea to the jurisdiction and motion for summary judgment filed on
October 1, 2010. After the Sheriff and the Attorney General filed their combined
motion, the bondsmen amended their pleadings. The Sheriff and Attorney General
filed a second, combined jurisdictional plea and summary judgment motion on
February 25, 2011, which did not include any argument regarding sovereign
immunity. The trial court ruled on the second motion and thus did not decide the
sovereign immunity issue.
6
& REM. CODE ANN. § 51.014(a)(8) (West Supp. 2011). This Court has interpreted
section 51.014(a)(8) as granting interlocutory jurisdiction over newly-raised
challenges to a trial court’s subject-matter jurisdiction over the case in which the
appealed-from order was issued. Harris Cnty. Mun. Util. Dist. No. 156 v. United
Somerset Corp., 274 S.W.3d 133, 137 (Tex. App.—Houston [1st Dist.] 2008, no
pet.) (observing that challenges to subject-matter jurisdiction generally may be
raised for the first time on appeal). Thus, in this interlocutory appeal, we consider
the Sheriff and Attorney General’s contention that sovereign immunity from suit
deprives the trial court of subject-matter jurisdiction over the bondsmen’s
surviving claim. Because our holding on this issue is dispositive, we do not reach
the issue of standing.
Standard of Review
Subject-matter jurisdiction is essential to the authority of a court to decide a
case and is never presumed. Tex. Ass’n of Bus., 852 S.W.2d at 443−44; Austin &
N.W.R. Co. v. Cluck, 77 S.W. 403, 405 (Tex. 1903) (“[T]here can be no doubt that
the courts of Texas must look to the Constitution of this state, the enactments of
the Legislature, and the common law for their authority to proceed[.]”). The
existence of subject-matter jurisdiction is a question of law, which we must decide
de novo. See State Dep’t of Highways & Pub. Transp. v. Gonzalez, 82 S.W.3d 322,
327 (Tex. 2002).
7
When, as here, the jurisdictional challenge is to the pleadings, “we
determine if the pleader has alleged facts that affirmatively demonstrate the court’s
jurisdiction to hear the cause.” Miranda, 133 S.W.3d at 226; see also State v.
Holland, 221 S.W.3d 639, 642 (Tex. 2007) (instructing courts to first review “the
plaintiff’s petition to determine whether the facts pled affirmatively demonstrate
that jurisdiction exists”); Tex. Ass’n of Bus., 852 S.W.2d at 446 (explaining that
plaintiff has burden to allege facts affirmatively demonstrating trial court’s subject-
matter jurisdiction). We construe the pleadings liberally, looking to the pleader’s
intent. Villareal v. Harris Cnty., 226 S.W.3d 537, 541 (Tex. App.—Houston [1st
Dist.] 2006, no pet.). If the pleadings lack sufficient facts to affirmatively
demonstrate the trial court’s jurisdiction but do not reveal incurable jurisdictional
defects, courts should afford the plaintiff an opportunity to re-plead. Miranda, 133
S.W.3d at 22627. Conversely, if the pleadings affirmatively negate the existence
of jurisdiction, then the plea should be sustained and the cause dismissed without
an opportunity to re-plead. Id. at 227; see also Harris Cnty. v. Sykes, 136 S.W.3d
635, 639 (Tex. 2004) (“A trial court must grant a plea to the jurisdiction . . . when
the pleadings do not state a cause of action upon which the trial court has
jurisdiction.”).
Immunity from Suit
Under the doctrine of sovereign immunity, parties may not sue the sovereign
8
without its consent. See Tooke v. City of Mexia, 197 S.W.3d 325, 331 (Tex. 2006).
“Although this rule was originally justified by the fiction that ‘the king can do no
wrong,’ in modern times its ‘purpose is pragmatic: to shield the public from the
costs and consequences of improvident actions of their governments[.]’” City of
Houston v. Williams, 353 S.W.3d 128, 134 (Tex. 2011) (citations omitted).
Sovereign immunity has two components: (1) immunity from suit, which deprives
a trial court of subject-matter jurisdiction over a suit to which the State has not
consented, and (2) immunity from liability, which protects the State from
judgments against it even when it has consented to suit. See City of Dallas v.
Albert, 354 S.W.3d 368, 373 (Tex. 2011); Fed. Sign v. Tex. S. Univ., 951 S.W.2d
401, 405 (Tex. 1997), superseded by statute on other grounds as stated in Gen.
Servs. Comm’n v. Little-Tex Insulation Co., Inc., 39 S.W.3d 591, 593 (Tex. 2001).
Because immunity from suit defeats a trial court’s subject-matter jurisdiction, it is
properly asserted in a plea to the jurisdiction. See id.; City of Houston v. Gunn, No.
01-11-00034-CV, 2011 WL 6938539, at *1 (Tex. App.—Houston [1st Dist.] Dec.
29, 2011, no pet.). Unlike immunity from suit, however, immunity from liability
does not affect a court’s jurisdiction to hear a case and cannot be raised in a plea to
the jurisdiction. See Tex. Dep’t of Transp. v. Jones, 8 S.W.3d 636, 638−39 (Tex.
1999); see also Miranda, 133 S.W.3d at 224.
“Governmental immunity operates like sovereign immunity to afford similar
9
protection to subdivisions of the State, including counties[.]” Sykes, 136 S.W.3d at
638. Public officials sued in their official capacities, like the Sheriff and Attorney
General, are protected by the same sovereign or governmental immunity as the
governmental unit they represent. See Tex. A & M Univ. Sys. v. Koseoglu, 233
S.W.3d 835, 84344 (Tex. 2007) (holding that “an official sued in his official
capacity would assert sovereign immunity[,]” and that “[w]hen a state official files
a plea to the jurisdiction, the official is invoking the sovereign immunity from suit
held by the government itself”); see also Morris v. Copeland, 944 S.W.2d 696,
698−99 (Tex. App.—Corpus Christi 1997, no pet.) (holding that suit against sheriff
in his official capacity was suit against county and both were immune from suit by
virtue of governmental immunity).
A. The State has waived its immunity from suits seeking equitable relief
for violations of constitutional rights
By their due process claim, the bondsmen seek declaratory and injunctive
relief from all state action to collect section 41.258’s $15 fee. The only monetary
award the bondsmen seek is attorney’s fees under the declaratory judgment statute.
Texas law generally does not shield state officials from suits for equitable
relief for a violation of constitutional rights. See City of El Paso v. Heinrich, 284
S.W.3d 366, 373 n.6 (Tex. 2009) (explaining that State has waived sovereign
immunity for suits seeking declarations regarding validity of statutes); City of Elsa
v. M.A.L., 226 S.W.3d 390, 391−92 (Tex. 2007) (concluding that suit for injunctive
10
relief stemming from alleged constitutional violations may be filed against
governmental entity); City of Beaumont v. Bouillion, 896 S.W.2d 143, 149 (Tex.
1995) (distinguishing between suits seeking to declare statute unconstitutional and
suits seeking damages as remedy for allegedly unconstitutional act, and concluding
that only second type of suit is impermissible); see also Tex. Dep’t of State Health
Servs. v. Holmes, 294 S.W.3d 328, 334−36 (Tex. App.—Austin 2009, pet. denied)
(observing that “private parties may seek declaratory relief against state officials
who are acting pursuant to an allegedly unconstitutional law”). But the bondsmen’s
request for declaratory relief “does not enlarge a court’s jurisdiction; it is a
procedural device for deciding cases already within a court’s jurisdiction.” City of
Paris v. Abbott, 360 S.W.3d 567, 577 (Tex. App.—Texarkana 2011, pet. denied);
see also City of El Paso v. Heinrich, 284 S.W.3d 366, 370−71 (Tex. 2009) (“[A]
litigant’s request for declaratory relief does not alter a suit’s underlying nature. It is
well settled that private parties cannot circumvent the State’s sovereign immunity
from suit by characterizing a suit for money damages . . . as a declaratory-
judgment claim.”) (quotation omitted).
B. To rely on the waiver, the bondsmen must plead a facially valid
constitutional claim
The Sheriff and Attorney General urge us to hold that the waiver of
sovereign immunity for constitutional claims does not apply to this case because
the bondsmen failed to plead a viable due process claim. While we are mindful that
11
a plea to the jurisdiction “does not authorize an inquiry so far into the substance of
the claims presented that the [bondsmen] are required to put on their case simply to
establish jurisdiction[,]” the bondsmen need do more than merely name a cause of
action and assert the existence of a constitutional violation. See generally Andrade
v. NAACP of Austin, 345 S.W.3d 1, 11 (Tex. 2011) (considering substance of
equal-protection claim against Secretary of State in reviewing ruling on plea to
jurisdiction and explaining that Secretary retained immunity from suit unless
plaintiffs pleaded “viable claim”); Dir. of Dept. of Agric. & Env’t v. Printing
Indus. Assoc. of Tex., 600 S.W.2d 264, 265 (Tex. 1980) (rejecting lower court’s
conclusion that plaintiff need only plead existence of invasion of rights to bring
suit against governmental defendant); Abbott, 360 S.W.3d at 583 (noting that
governmental defendant remains immune from suit absent plaintiff’s pleading of
viable claim). To state a claim within the waiver of sovereign immunity, the
bondsmen must plead a facially valid constitutional claim. See Andrade, 345
S.W.3d at 11; City of Houston v. Johnson, 353 S.W.3d 499, 504 (Tex. App.—
Houston [14th Dist.] 2011, no pet.) (noting that trial court must grant political
subdivision’s plea to jurisdiction if plaintiff’s constitutional claim is facially
invalid); Dewhurst v. Hendee, 253 S.W.3d 320, 338 (Tex. App.—Austin 2008, pet.
denied) (concluding that trial court properly granted jurisdictional plea because
conduct alleged by plaintiff did not constitute violation of constitutional limitations
12
on appropriations of state tax revenues); City of Dallas v. Blanton, 200 S.W.3d
266, 272 (Tex. App.—Dallas 2006, no pet.) (holding that City’s sovereign
immunity was not waived by plaintiffs allegation of invalid constitutional takings
claim); cf. Little-Tex Insulation Co., 39 S.W.3d at 599 (holding that trial court did
not error by dismissing takings claims for want of jurisdiction because plaintiff
failed to allege that state university’s withholding of payments from building
contractor amounted to “anything other than its colorable contract rights”).
C. The bondsmen have not pleaded a facially valid constitutional claim
Both the federal and state constitutions guarantee due process of law. See
U.S. CONST. amend. XIV, § 1 (“[N]or shall any State deprive any person of life,
liberty, or property, without due process of law”); TEX. CONST. art. I, § 19 (“No
citizen of this State shall be deprived of life, liberty, property, privileges, or
immunities, or in any manner disfranchised, except by the due course of the law of
the land.”).9 Although due process of law involves both procedural and substantive
guarantees, see, e.g., Pickett v. Tex. Mut. Ins. Co., 239 S.W.3d 826, 834 (Tex.
App.—Austin 2007, no pet.), the bondsmen stated during oral argument before this
9
The due-process guarantees in the United States and Texas Constitutions are
textually different, but we apply the same analysis to both claims. See Univ. of
Tex. Med. Sch. at Houston v. Than, 901 S.W.2d 926, 929 (Tex. 1995) (explaining
that although Texas Constitution refers to “due course” rather than U.S.
Constitution’s “due process,” the phrases are not meaningfully distinct and federal
interpretations of due process are persuasive authority when interpreting Texas’s
“due course” guarantee).
13
Court that they are not pursuing a procedural due process claim. Accordingly, we
limit our discussion to issues of substantive due process.
1. The bondsmen’s surviving claim is limited to a due process claim
for deprivation of property
With respect to substantive due process, the parties dispute the scope of the
bondsmen’s surviving claim. Substantive due process protects against the arbitrary
and oppressive exercise of government power over a person’s life, liberty, or
property, regardless of the fairness of the procedures used to implement the
government action. See Cnty. of Sacramento v. Lewis, 523 U.S. 833, 845−46, 118
S. Ct. 1708, 1716 (1998) (noting that government acts arbitrarily when it exercises
power without any reasonable justification in service of legitimate governmental
objective); Tex. Workers’ Comp. Comm’n v. Patient Advocates of Tex., 136
S.W.3d 643, 659 (Tex. 2004). The “liberty” protected by due process “includes
more than the absence of physical restraint.” Washington v. Glucksberg, 521 U.S.
702, 719, 117 S. Ct. 2258, 2267 (1997). Due process “provides heightened
protection against government interference with certain fundamental rights and
liberty interests.” Id. at 720, 117 S.Ct. at 2267.
According to the bondsmen, their surviving due process claim incorporates
violations of their fundamental rights and liberty interests set forth in (1) the First
Amendment of the United States Constitution, as applied to state action through
the Fourteenth Amendment’s due process clause, and (2) sections 8, 11, 13, and 27
14
of the Texas Bill of Rights, as applied through the due process clause in Fourteenth
Amendment of the United States Constitution and the due process clause in article
I, section 19 of the Texas Constitution.10 The Sheriff and Attorney General,
however, contend that the trial court dismissed all claims for the deprivation of
liberty interests, leaving only the bondsmen’s complaint regarding the deprivation
of a property interest. Applying the same rules of interpretation as we would apply
to ascertain the meaning of other written instruments, we conclude the Sheriff and
Attorney General accurately state the scope of the trial court’s order. See Lone Star
Cement Corp. v. Fair, 467 S.W.2d 402, 40405 (Tex. 1971) (“The same rules of
interpretation apply in construing the meaning of a court order of judgment as in
ascertaining the meaning of other written instruments. The entire contents of the
10
See U.S. CONST. amend I (“Congress shall make no law . . . abridging the freedom
of speech . . . or the right of the people . . . to petition the Government for a redress
of grievances.”); U.S. CONST. amend XIV (“[N]or shall any State deprive any
person of life, liberty, or property, without due process of law[.]”); TEX. CONST.
art. I, § 8 (“Every person shall be at liberty to speak, write or publish his opinions
on any subject[.]”); TEX. CONST. art. I, § 11 (“All prisoners shall be bailable by
sufficient sureties, . . . .”); TEX. CONST. art. I, § 13 (“All courts shall be open, and
every person for an injury done him, in his lands, goods, person or reputation,
shall have remedy by due course of law.”); TEX. CONST. art. I, § 19 (”No citizen of
this State shall be deprived of life, liberty, property, privileges or immunities, or in
any manner disfranchised, except by the due course of the law of the land.”); TEX.
CONST. art. I, § 27 (“The citizens shall have the right . . . [to] apply to those
invested with the powers of government for redress of grievances or other
purposes, by petition, address or remonstrance.”); see also TEX. CONST. art. I, § 29
(“To guard against transgressions of the high powers herein delegated, we declare
that everything in this ‘Bill of Rights’ is excepted out of the general powers of
government, and shall forever remain inviolate, and all laws contrary thereto, or to
the following provisions, shall be void.”).
15
instrument and record should be considered. The judgment is to be read as a
whole.”); see also Envtl. Procedures, Inc. v. Guidry, 282 S.W.3d 602, 621 n.23
(Tex. App.—Houston [14th Dist.] 2009, pet. denied) (op. on reh’g); Mai v. State,
189 S.W.3d 316, 320 (Tex. App.—Fort Worth 2006, pet. ref’d).
The trial court’s order recites that the trial court considered “all claims
made” in the bondsmen’s live pleading and consists of ten pages of detailed
analysis. The relief requested in the motion on which the trial court entered its
order was dismissal of all claims in the case, whether pleaded individually or on
behalf of third parties. And no party disputes that the trial court dismissed all
claims asserting the interests of third parties, here, the criminal defendants for
whom the bondsmen write bonds. In the order, the trial court held that the
bondsmen lacked third party standing and then expressly stated that the bondsmen
had “only one claim” that rested on traditional, rather than third party, standing.
The trial court defined this claim as “a claim under the Texas and U.S.
Constitutions that [the bondsmen] were being deprived of their tangible property—
$15 per bail bond—without due course or process of law by operation of the
statute.” It then denied the Sheriff and Attorney General’s request for dismissal of
the bondsmen’s “claims for deprivation of property without due course or due
16
process of law” and granted the request “in all other aspects.”11
Thus, twice in its order the trial court defined the bondsmen’s sole surviving
claim as a claim for the deprivation of a property interest: (1) once as a part of its
reasoning and (2) again in its holding. Considering this plain language, we
conclude that the bondsmen’s claims for incorporation of fundamental liberty
interests through the due process guarantees in the federal and state constitutions
did not survive the trial court’s ruling—which the bondsmen did not appeal—but
were instead disposed of in that part of the order granting the Sheriff and Attorney
General’s combined motion “in all other respects.” The bondsmen’s only surviving
due process claim is a claim for deprivation of the “$15 per bail bond” as a
tangible property interest.
2. The Bondsmen have not pleaded a facially valid due process claim
for deprivation of property
Having determined the scope of the surviving due process claim, we now
turn to the bondsmen’s due process pleadings. The bondsmen generally allege that
the $15 fee is constitutionally infirm because the bondsmen “lose the money that
they pay as this fee/cost” and are thus deprived of “a tangible property interest”—
i.e., their bail bonding business suffers economic loss by the State’s imposition of
the $15 fee. The bondsmen further complain that the $15 fee is used unlawfully to
11
As previously noted, the trial court also declined to rule on the bondsmen’s
occupation tax claim, which the bondsmen have abandoned on appeal.
17
fund prosecutor longevity pay and indigent defense; according to them, the
revenue generated can only be used lawfully for the administration of bail bond
programs.
Certainly, the Legislature does not unconstitutionally deprive a person of
property every time it imposes a fee on individuals doing business with the State of
Texas. The bondsmen do not explain why—or cite to any authority establishing
that—this particular fee unconstitutionally burdens their property interests.
Without such explanation of why the imposition of the $15 fee rises to the level of
a constitutional violation, the bondsmen have not pleaded a facially valid due
process claim. And, it does not appear to us that this is a pleading defect that the
bondsmen can cure by amending the petition to allege additional facts.
The $15 fee imposed by section 41.258 is a cost of doing business as a
surety who writes bail bonds on behalf of criminal defendants in this state.
According to the bondsmen, the $15 fee decreases the income generated by their
business. At the time it enacted section 41.258, the Legislature imposed the fee
prospectively only; thus, the Legislature did not deprive the bondsmen of any
income previously generated. See TEX. GOV’T CODE ANN. § 41.258. And the $15
fee does not necessarily impact the bondsmen’s bottom-line—the statute does not
prohibit them from passing the fee along to their clients. Indeed, some bondsmen
do pass the fee along to their clients, while others—apparently believing they
18
receive some competitive advantage in not doing so—bear the expense themselves.
The United States Supreme Court has abandoned the sweeping protection of
economic rights through substantive due process. See, e.g., Ferguson v. Skrupa,
372 U.S. 726, 730, 83 S. Ct. 1028, 1031 (1963) (“[T]hat due process authorizes
courts to hold laws unconstitutional when they believe the legislature has acted
unwisely [ ] has long since been discarded.”); Williamson v. Lee Optical, 348 U.S.
483, 488, 75 S. Ct. 461, 464−65 (1955) (“The day is gone when this Court uses the
Due Process Clause of the Fourteenth Amendment to strike down state laws,
regulatory of business and industrial conditions, because they may be unwise,
improvident, or out of harmony with a particular school of thought. . . . ‘For
protection against abuses by legislatures the people must resort to the polls, not to
the courts.’”) (citations omitted). Today, we presume economic regulations are
constitutional; we apply a “rational basis” test, under which the party challenging
the statute’s constitutionality must show that the Legislature acted arbitrarily and
irrationally in enacting the statute. See Usery v. Turner Elkhorn Mining Co., 428
U.S. 1, 15, 96 S. Ct. 2882, 2892 (1976) (“It is by now well established that
legislative Acts adjusting the burdens and benefits of economic life come to the
Court with a presumption of constitutionality, and that the burden is on one
complaining of a due process violation to establish that the legislature has acted in
an arbitrary and irrational way.”); Barshop v. Medina Cnty. Underground Water
19
Conservation Dist., 925 S.W.2d 618, 631−32 (Tex. 1996) (noting that Texas courts
apply rational-basis test when analyzing constitutionality of regulations affecting
economic rights); Williams v. Tex. Tech. Univ. Health Scis. Ctr., 6 F.3d 290, 294
(5th Cir. 1993) (“To state a substantive due process claim[,] a plaintiff must show
that the government’s deprivation of a property interest was arbitrary or not
reasonably related to a legitimate governmental interest.”). Whether a “rational
relation” exists is a question of law. See Hidden Oaks Ltd. v. City of Austin, 138
F.3d 1036, 1044 (5th Cir. 1998); FM Props. Operating Co. v. City of Austin, 93
F.3d 167, 172 n.6 (5th Cir. 1996); Pierce v. Tex. Racing Comm’n, 212 S.W.3d 745,
757 (Tex. App.—Austin 2006, pet. denied).
Texas undoubtedly has a legitimate interest in the proper administration of
its criminal justice system. The bondsmen are participants in the criminal justice
system, as their business flows from the arrests and prosecutions of individuals
who need bail bonds for pretrial release. The $15 fee is used to support the
criminal justice system through payment of prosecutor longevity pay and indigent
defense. We therefore conclude that the $15 imposed by section 41.258 is
rationally related to a legitimate state interest, and we hold that the bondsmen have
not pleaded a substantive due process claim for which the State has waived
sovereign immunity.
20
We sustain the Sheriff and Attorney General’s second issue.12
Conclusion
We hold that the bondsmen’s claims “for deprivation of property without
due course or due process of law” are the only (non-abandoned) claims that
survived under the trial court’s order and that the trial court lacks jurisdiction over
those claims. We therefore reverse the portion of the trial court’s order that denies
the Sheriff and Attorney General’s combined motion “with respect to [the
bondsmen’s] claims for deprivation of property without due course or due process
of law” and remand the case to the trial court with instructions to dismiss that
claim for lack of jurisdiction. We further instruct the trial court to dismiss the
bondsmen’s occupation tax claim without prejudice.
Harvey Brown
Justice
Panel consists of Justices Higley, Sharp, and Brown.
Justice Brown, concurring.
12
Our disposition of the Sheriff and Attorney General’s second issue renders our
consideration of their other issues unnecessary.
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