Raul Ernesto Loaisiga and Raul Ernesto Loaisiga, M.D., P.A. v. Guadalupe Cerda

NUMBER 13-09-00666-CV

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS

CORPUS CHRISTI - EDINBURG

RAUL ERNESTO LOAISIGA AND
RAUL ERNESTO LOAISIGA, M.D., P.A., Appellant,

v.

GUADALUPE CERDA, INDIVIDUALLY
AND AS NEXT FRIEND OF MARISSA
CERDA, A MINOR, AND CINDY VELEZ, Appellees.

On appeal from the 444th District Court
of Cameron County, Texas.

MEMORANDUM OPINION
Before Chief Justice Valdez and Justices Yañez and Garza
Memorandum Opinion by Justice Garza
Appellants, Raul Ernesto Loaisiga, M.D. (“Dr. Loaisiga”) and Raul Ernesto Loaisiga,

M.D., P.A. (the “P.A.”), challenge the trial court’s judgment denying their motions to dismiss

a lawsuit brought by appellees, Guadalupe Cerda, individually and as next friend of

Marissa Cerda, a minor, and Cindy Velez. By five issues, appellants argue that: (1)

appellees’ claims are “health care liability claims” under chapter 74 of the civil practice and

remedies code, see TEX . CIV. PRAC . & REM . CODE ANN . § 74.351 (Vernon Supp. 2009); (2)

appellees’ expert report does not meet the requirements of that chapter; (3) appellees’

expert witness is not qualified to render an opinion against appellants; (4) appellees failed
to establish any “viable cause of action” against the P.A.; and (5) the purported expert

report does not constitute an expert report under chapter 74. We affirm.

I. BACKGROUND

Appellees filed the underlying lawsuit on June 17, 2009 against Dr. Loaisiga, the

P.A., and Sunshine Pediatrics, LLP (“Sunshine”).1 Appellees’ original petition alleged the

following facts: On or about April 1, 2008, Guadalupe took her seventeen-year-old

daughter, Marissa, to Sunshine for treatment of a sinus condition. Dr. Loaisiga examined

Marissa, and, “under the guise of listening to [Marissa’s] heart through the stethoscope[,]

. . . [he] cupped [Marissa’s] breast with the palm of his hand.” In a separate incident in

January 2008, Dr. Loaisiga examined Velez, who was twenty-four years of age and

employed as a nurse at Sunshine, because she arrived at work with flu-like symptoms.

According to the petition, Dr. Loaisiga “asked [Velez] to take off her top” at the beginning

of the examination. When Velez complied, Dr. Loaisiga allegedly “had [Velez] sit on the

examining table and he undid her bra from the front. [He] palmed [Velez’s] breast during

his entire examination.” The petition asserted causes of action of assault, medical

negligence, ordinary negligence, gross negligence, and intentional infliction of emotional

distress against Dr. Loaisiga. Appellees also asserted claims of medical negligence,

ordinary negligence, and gross negligence against Sunshine.

Appellees did not explicitly state in their petition that their claims are “health care

liability claims” under chapter 74 of the Texas Civil Practice and Remedies Code. See id.

§ 74.001(a)(13) (Vernon 2005). Nevertheless, “in an abundance of caution . . . given that

[appellees’] claims involve a health care professional,” appellees served an expert medical

report and curriculum vitae as required by that chapter. See id. § 74.351. The expert

report was authored by Michael Kilgore, M.D., a family practitioner who has been licensed

to practice since 1985. Dr. Kilgore’s report stated in relevant part as follows:

During a routine “sick” visit with at [sic] physician, a stethoscope may be
utilized to listen to the heartbeat of a patient. However, in all applicable

1
Sunshine is not a party to this appeal.

2
 medical standards of care, it is unnecessary that a patient remove their
brazier [sic], nor is it necessary to cup, palm or touch the breast of a female
patient either with the hand holding the stethoscope or the other hand not
holding the instrument to listen to a heart beat. In fact, common sense and
medical professionalism dictate that the examining physician would be
cognizant of the sensitivity of the chest area for a female patient and would
take all precautions necessary to prevent any touching of the patient’s
breast.

It is my opinion that if the facts contained in Plaintiff’s Petition are true, then
the manner in which these patients were examined by Dr. Loaisiga fell below
the standard of care in the medical profession and that given the violation
against these young women, then they have been harmed. . . .

....

In review of the action an[d]/or non-actions of Sunshine Pediatrics, it is clear
this entity fell below the standard [of] care that a professional medical office
should provide. Sunshine Pediatrics owed a duty to its patients to ensure
their safety and to have policies in place to prevent the type of patient abuse
that occurred to Ms. Cerda and Ms. Velez.

On September 3, 2009, appellees furnished a supplemental report by Dr. Kilgore which

stated in its entirety:

On August 21, 2009 I provided my professional opinion to [appellees’
attorney] regarding the applicable standards of care and acceptable
practices in performing routine examinations on patients. All opinions
expressed and contained in my previous report are adopted in this
supplemental report and are also applicable to Raul Ernesto Loaisiga, M.D.,
P.A.

I retain the right to further supplement and change any of my opinions
expressed herein.

Subsequently, Dr. Loaisiga and the P.A. each filed objections to Dr. Kilgore’s reports

and motions to dismiss appellees’ claims. See id. Dr. Loaisiga and the P.A. both

complained specifically that the claims against them should be dismissed because the

expert report: (1) is “entirely based upon speculation and assumptions”; (2) fails to identify

the standard of care applicable to them; (3) fails to identify the breach of the standard of

care allegedly committed by them; and (4) fails to state whether their alleged negligence

was the proximate cause of appellees’ injuries. Dr. Loaisiga also argued that Dr. Kilgore

is not qualified to render an expert opinion in this case because he is not a pediatrician.

The P.A. additionally argued that the expert report “fails to implicate [the P.A.]” because:

(1) the supplemental report “gives no basis for why the opinions in the August 21, 2009

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opinion ‘are also applicable to [the P.A.]’”; and (2) appellees made no “direct liability claims

(i.e.[,] negligent hiring, retention, supervision) against [the P.A.]” and no various liability

claims against the P.A.

After a hearing, the trial court denied the motions. This accelerated interlocutory

appeal followed. See TEX . CIV. PRAC . & REM . CODE ANN . § 51.014(a)(9) (Vernon 2008)

(permitting appeal of interlocutory order denying all or part of a motion to dismiss for failure

to serve an expert report in a health care liability claim); TEX . R. APP. P. 28.1(a) (stating that

appeals from interlocutory orders are accelerated).

II. STANDARD OF REVIEW AND APPLICABLE LAW

We review a trial court’s order denying a motion to dismiss for failure to comply with

the expert report requirement under an abuse of discretion standard. NCED Mental

Health, Inc. v. Kidd, 214 S.W.3d 28, 32 (Tex. App.–El Paso 2006, no pet.) (applying abuse

of discretion standard to trial court’s denial of motion to dismiss); Kendrick v. Garcia, 171

S.W.3d 698, 702 (Tex. App.–Eastland 2005, pet. denied) (same); see Am. Transitional

Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 878 (Tex. 2001) (applying abuse of

discretion standard to trial court’s granting of motion to dismiss). A trial court abuses its

discretion if it acts in an arbitrary or unreasonable manner or without reference to any

guiding rules or principles. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238,

241-42 (Tex. 1985). However, a trial court has no discretion in determining what the law

is or in applying the law to the facts. Walker v. Packer, 827 S.W.2d 833, 840 (Tex. 1992);

Baylor Univ. Med. Ctr. v. Biggs, 237 S.W.3d 909, 916 (Tex. App.–Dallas 2007, pet.

denied). Therefore, when the issues are purely questions of law, we effectively conduct

a de novo review. See Pallares v. Magic Valley Elec. Coop., Inc., 267 S.W.3d 67, 69-70

(Tex. App.–Corpus Christi 2008, pet. ref’d).

Under chapter 74, a plaintiff asserting a “health care liability claim” must serve a

medical expert report upon each party’s attorney no later than the 120th day after the date

the original petition was filed. TEX . CIV. PRAC . & REM . CODE ANN . § 74.351(a). The report

must “provide[] a fair summary of the expert’s opinions as of the date of the report

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regarding applicable standards of care, the manner in which the care rendered by the

physician or health care provider failed to meet the standards, and the causal relationship

between that failure and the injury, harm, or damages claimed.” Id. § 74.351(r)(6). If it

appears to the court, after a hearing, that the report does not represent an “objective good

faith effort to comply with the definition of an expert report in Subsection (r)(6),” then the

trial court must dismiss the claim. Id. § 74.351(l). To constitute a “good faith effort,” the

report must provide enough information to (1) inform the defendant of the specific conduct

the plaintiff has called into question, and (2) provide a basis for the trial court to conclude

that the claims have merit. Bowie Mem’l Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002);

see Palacios, 46 S.W.3d at 879.

To determine whether a cause of action falls under the statute’s definition of a

health care liability claim, we must examine the claim’s underlying nature. Valley Baptist

Med. Ctr. v. Stradley, 210 S.W.3d 770, 775 (Tex. App.–Corpus Christi 2006, pet. denied).

The statute defines “health care liability claim” as:

a cause of action against a health care provider or physician for treatment,
lack of treatment, or other claimed departure from accepted standards of
medical care, or health care, or safety or professional or administrative
services directly related to health care, which proximately results in injury to
or death of a claimant, whether the claimant’s claim or cause of action
sounds in tort or contract.

Id. § 74.001(a)(13) (Vernon 2005). “A cause of action alleges a departure from accepted

standards of medical care or health care if the act or omission complained of is an

inseparable part of the rendition of medical services.” Diversicare Gen. Partner, Inc. v.

Rubio, 185 S.W.3d 842, 848 (Tex. 2005).

The trial court should look no further than the report itself, because all the

information relevant to the inquiry is contained within the document’s four corners. Bowie

Mem’l Hosp., 79 S.W.3d at 52 (citing Palacios, 46 S.W.3d at 878). The report need not

marshal all the plaintiff’s proof, but it must include the expert’s opinion on each of the three

elements that the civil practice and remedies code identifies: standard of care, breach, and

causation. Id. Moreover, an expert cannot merely state conclusions about these elements;

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the expert must explain the basis of his or her statements to link the conclusions with the

facts. Id. (citing Palacios, 46 S.W.3d at 878; Earle v. Ratliff, 998 S.W.2d 882, 890 (Tex.

1999)).

III. ANALYSIS

A. Claims Against Dr. Loaisiga

We begin our analysis by assessing the nature of the claims made against Dr.

Loaisiga personally. The allegations underpinning these claims are straightforward:

appellees contend that Dr. Loaisiga sexually assaulted the two patients while performing

routine examinations. As noted, appellees filed Dr. Kilgore’s expert reports out of an

abundance of caution, without conceding that their claims were “health care liability claims”

as defined in chapter 74. We conclude that these claims are not “health care liability

claims” and therefore, no expert medical report was required.

This case is analogous to Holguin v. Laredo Regional Medical Center, 256 S.W.3d

349 (Tex. App.–San Antonio 2008, no pet.). In Holguin, the plaintiff claimed that he was

sexually assaulted while he was a patient at the defendant hospital. Id. at 351. The

plaintiff sued both the hospital and the nurse who allegedly carried out the assault. Id. The

trial court dismissed the claims against both defendants because the plaintiff failed to serve

an expert medical report pursuant to chapter 74. Id. The San Antonio Court of Appeals

reversed the trial court’s judgment with respect to the claims made against the nurse,

concluding that those claims were not “health care liability claims” as defined in the statute.

Id. at 353-54. The court noted that “[i]t would defy logic to suggest that a sexual assault

‘is an inseparable part of the rendition of medical care’ or a departure from accepted

standards of health care.” Id. at 353 (quoting Diversicare, 185 S.W.3d at 848); see

Christus Spohn Health Sys. Corp. v. Sanchez, 299 S.W.3d 868, 874 (Tex. App.–Corpus

Christi 2009, pet. denied) (holding that plaintiff’s claim against two nurses that she was

sexually assaulted during an examination was not a “health care liability claim” in part

because the nurses’ alleged conduct “was [not] related to the health care being provided”

and did not “somehow involve[] the professional judgment of [the nurses]”); Jones v.

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Khorsandi, 148 S.W.3d 201, 206 (Tex. App.–Eastland 2004, pet. denied) (holding that

plaintiff’s claim that he was sexually assaulted by a doctor while under the influence of

medication was not a “health care liability claim” because “the nature of the allegations

against [the doctor] do not involve a breach of the applicable standard of care for health

care providers”); see also Wasserman v. Gugel, No. 14-09-00450-CV, 2010 Tex. App.

LEXIS 3749, at *7-8 (Tex. App.–Houston [14th Dist.] May 20, 2010, pet. filed) (holding that

plaintiff’s claim that doctor sexually assaulted her during a surgical consult was not a

“health care liability claim” in part because the claim “has nothing to do with a lapse in

professional judgment or a failure to protect a patient due to an absence of supervision or

monitoring”).

Dr. Loaisiga relies on Vanderwerff v. Beathard, 239 S.W.3d 406 (Tex. App.–Dallas

2007, no pet.), in arguing that the claims made against him were in fact “health care liability

claims.” In Vanderwerff, the plaintiff alleged that the defendant chiropractor “rubbed her

genitals” while performing a chiropractic examination. Id. at 407. The Dallas Court of

Appeals concluded that the claim was a “health care liability claim” in part because the

question of whether the defendant’s actions were “within the scope of a chiropractic

examination . . . cannot be answered without reference to the standard of care required of

a chiropractic provider.” Id. at 409. We believe Vanderwerff is readily distinguishable from

the instant case. In Vanderwerff, the claimant advised the chiropractor that she was

experiencing pain from her knee to her upper thigh. Id. at 407. The defendant asserted

that his actions were “within the scope of a chiropractic examination” and that “he was

using subjective means to manipulate [plaintiff’s] musculoskeletal system.” Id. at 409.

Here, on the other hand, Dr. Loaisiga is accused of twice fondling a patient’s breast with

one hand while listening to the patient’s heart with a stethoscope with the other hand. This

is not a case where the doctor’s conduct could be feasibly explained as a necessary part

of treatment. See Wasserman, 2010 Tex. App. LEXIS 3749, at *10 (“Under no reasonable

view of the allegations we are presented with here could it be argued that a surgical consult

for back surgery would require [the doctor], an orthopedic surgeon, to insert his finger into

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[plaintiff’s] vagina and ask if she had feelings in that location.”).

We conclude that appellees’ claims against Dr. Loaisiga are not “health care liability

claims” and are therefore not subject to the expert report requirements for such claims.

Accordingly, the trial court did not err in denying Dr. Loaisiga’s motion to dismiss.

Appellants’ first issue is overruled as it relates to the claims against Dr. Loaisiga personally.

B. Claims Against The P.A.

We now turn to the claims made by appellees against the P.A. The P.A. argues on

appeal that these claims are “health care liability claims” and that Dr. Kilgore’s expert

reports are insufficient because he is not qualified to render an expert opinion with respect

to the P.A., and because his reports do not satisfy the requirements of chapter 74.

Specifically, the P.A. contends that Dr. Kilgore’s reports: (1) are “completely based upon

assumptions, speculation and conjecture”; (2) require the trial court “to assume facts

outside of the four corners of the expert report”2; (3) fail to identify the standard of care

applicable to the P.A.; (4) fail to identify how the P.A. breached its standard of care; and

(5) fail to state whether the P.A.’s alleged acts proximately caused appellees’ injuries.

We have already concluded that the claims against Dr. Loaisiga personally are not

“health care liability claims,” and that appellees were therefore under no obligation to serve

an expert medical report under chapter 74. We also find that chapter 74 does not apply

to the claims made against the P.A., but for a different reason. Appellees’ petition refers

to the P.A. only once—in its introductory section reciting the names and addresses of the

defendants. The appellees make no claim that the P.A. is vicariously liable for Dr.

Loaisiga’s negligence or intentional acts; and the appellees make no claim that the P.A.

2
These com plaints are based on the fact that Dr. Kilgore stated in his initial report that his opinions
are applicable only “if the facts contained in Plaintiff’s Petition are true . . . .” Appellants argue that Dr.
Kilgore’s opinions are therefore pure speculation and conjecture, which m ay not form the basis of an expert
m edical opinion. Hutchinson v. Montemayor, 144 S.W .3d 614, 618 (Tex. App.–San Antonio 2004, no pet.)
(citing Lenger v. Physician’s Gen. Hosp., Inc., 455 S.W .2d 703, 706 (Tex. 1970); Bowles v. Bourdon, 148 Tex.
1, 219 S.W .2d 779, 785 (1949)). However, an expert m edical report need not m arshal all the plaintiff’s proof.
Bowie Mem’l Hosp. v. W right, 79 S.W .3d 48, 52 (Tex. 2002). It m erely m ust include the expert’s opinion on
standard of care, breach, and causation. Id. In any case, we need not address this particular contention
because, as explained herein, the plaintiffs asserted no “health care liability claim ” against the P.A. and were
therefore under no obligation to serve an expert m edical report with respect to the P.A. See T EX . R. A PP . P.
47.1.

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is directly liable for negligent hiring, negligent supervision, or any other form of negligence

or intentional tort. In fact, the petition does not contain a single allegation or cause of

action asserted against the P.A.; rather, allegations are made only against Dr. Loaisiga

personally and against Sunshine.

Because no allegations of medical negligence or otherwise were asserted against

the P.A. in appellees’ original petition, we cannot say that the requirements of chapter 74

were applicable as to the P.A. See TEX . CIV. PRAC . & REM . CODE ANN . § 74.351(a)

(requiring an expert medical report “for each physician or health care provider against

whom a liability claim is asserted . . .” (emphasis added)). We overrule appellants’ first

issue as it relates to the P.A.3

IV. CONCLUSION

We need not address appellants’ remaining issues as they have no bearing on the

final disposition of the appeal. See TEX . R. APP. P. 47.1. The judgment of the trial court

is affirmed.

__________________________
DORI CONTRERAS GARZA
Justice

Delivered and filed the
5th day of August, 2010.

3
Appellants do assert by their fourth issue on appeal that the P.A. should be dism issed as a
defendant because “plaintiffs failed to establish any viable cause of action against [the P.A.].” However, this
contention was not m ade in the P.A.’s m otion to dism iss. The only argum ents m ade in its m otion to dism iss
were related to the alleged lack of an adequate expert report as to the P.A. under chapter 74. W e conclude,
therefore, that the issue of whether appellees have “failed to establish a viable cause of action against [the
P.A.]” has not been preserved for our review. See T EX . R. A PP . P. 33.1(a)(1)(A) (“As a prerequisite to
presenting a com plaint for appellate review, the record m ust show that . . . the com plaint was m ade to the trial
court by a tim ely request, objection, or m otion that . . . stated the grounds for the ruling that the com plaining
party sought from the trial court with sufficient specificity to m ake the trial court aware of the com plaint . . . .”).

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