Angie Hanson and Joe Hanson v. Greystar Development & Construction, LP Houston Stafford Electrical Contractors Multi Building Incorporated WLA Vista Ridge v. LP WLA Vista Ridge GP v. LLC Cottonwood Real Estate Limited Partnership Laramar Management Services LLC
COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 2-09-397-CV
ANGIE HANSON AND JOE HANSON APPELLANTS
V.
GREYSTAR DEVELOPMENT & APPELLEES
CONSTRUCTION, LP; HOUSTON
STAFFORD ELECTRICAL
CONTRACTORS; MULTI BUILDING
INCORPORATED; W LA VISTA
RIDGE V LP; W LA VISTA RIDGE
GP V LLC; COTTONW OOD REAL
ESTATE LIMITED PARTNERSHIP;
LARAMAR MANAGEMENT
SERVICES LLC; GABLES RESIDENTIAL
SERVICES INC.; W ALTON STREET
CAPITOL, LLC; W LA APARTMENT
HOLDINGS V, LP; AND W LA VISTA RIDGE
GP CAPITAL V, LLC
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FROM THE 158TH DISTRICT COURT OF DENTON COUNTY
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OPINION
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I. INTRODUCTION
This is a summary judgment appeal. The trial court granted summary
judgments for Appellees Greystar Development & Construction, LP; Houston
Stafford Electrical Contractors; Multi Building Incorporated; W LA Vista Ridge V LP;
W LA Vista Ridge GP V LLC; Cottonwood Real Estate Limited Partnership; Laramar
Management Services LLC; Gables Residential Services Inc.; W alton Street Capitol,
LLC; W LA Apartment Holdings V, LP; and W LA Vista Ridge GP Capital V, LLC.
Appellants Angie Hanson and Joe Hanson perfected this appeal.
II. P ROCEDURAL AND F ACTUAL B ACKGROUND
Angie and Joe Hanson were tenants in apartment 822 of The Villas of Vista
Ridge in Lewisville. A stairway connecting apartment 822 to its attached garage was
not built in accordance with the architect’s plans and did not comply with the City of
Lewisville’s building code, and a prior tenant of apartment 822 had filed a written
complaint that the stairway was dirty, wet, and made of untreated wood. Mrs.
Hanson fell down the stairs and suffered life-threatening injuries. She is unable to
remember how, why, or where in the stairwell she fell. Neither of the Hansons know
whether the light in the stairwell was on or off when Mrs. Hanson fell. The Hansons
subsequently sued Appellees, who are the contractors and subcontractors
responsible for building The Villas of Vista Ridge and the current and former property
managers of The Villas.
III. S UMMARY J UDGMENT S TANDARDS OF R EVIEW
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A no-evidence motion for summary judgment is essentially a pretrial directed
verdict, and we apply the same legal sufficiency standard of review. King Ranch, Inc.
v. Chapman, 118 S.W .3d 742, 750 (Tex. 2003), cert. denied, 541 U.S. 1030 (2004).
The movant must specifically state the elements as to which there is no evidence.
Tex. R. Civ. P. 166a(i). The burden then shifts to the nonmovant to produce
summary judgment evidence raising a genuine issue of material fact regarding each
element challenged in the motion. W e view the evidence in the light most favorable
to the nonmovant and disregard all contrary evidence and inferences in determining
whether the nonmovant has produced evidence raising a genuine issue of material
fact. King Ranch, 118 S.W .3d at 751.
In pursuing a traditional motion for summary judgment, the movant bears the
burden to show that there is no genuine issue of material fact and that it is entitled
to judgment as a matter of law. Tex. R. Civ. P. 166a(c). W e review the motion and
the evidence de novo, taking as true all evidence favorable to the nonmovant,
indulging every reasonable inference, and resolving any doubts in the nonmovant’s
favor. Valence Operating Co. v. Dorsett, 164 S.W .3d 656, 661 (Tex. 2005). W hen,
as here, the trial court does not specify the grounds on which the judgment is based,
we will affirm the judgment if it is correct on any legal theory expressly placed at
issue and supported by the evidence. Tex. R. Civ. P. 166a(c) (stating that issues
must be “expressly set out in the motion or in an answer or any other response”);
Dow Chem. Co. v. Francis, 46 S.W .3d 237, 242 (Tex. 2001) (per curiam) (holding
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that when the grounds for the ruling are not specified, we affirm “if any of the
theories advanced are meritorious”).
IV. N O E VIDENCE OF P ROXIMATE C AUSE OR
THE ABSENCE OF P ROXIMATE C AUSE C ONCLUSIVELY E STABLISHED
Each Appellee filed either a traditional or a no-evidence motion for summary
judgment on the issue of causation. Viewing the summary judgment record in the
light most favorable to the Hansons, it establishes that Mrs. Hanson has no
recollection of how she fell, that neither Joe nor anyone else saw her fall, and that
no one knows whether the lights in the stairwell were turned on when she fell.
As summary judgment evidence, the Hansons filed an expert report from Jim
Sealy, an architect. Mr. Sealy inspected the stairway in question and determined
that variances in the risers exceeded those allowed by the building code. He also
determined that the stairway’s illumination did not comply with the 1997 Uniform
Building Code or the 2000 International Building Code. Mr. Sealy’s report indicates
that in forming his opinions he relied upon a book called The Staircase written by Dr.
Templer which explains that most stairway falls occur either on the first three steps
on the stairway or on the last three steps. 1 Mr. Sealy’s report indicates that the first
1
The portions of The Staircase attached to Mr. Sealy’s report also list user
behavior factors known to cause stair falls including hurrying, running, having a slow
gait, not paying attention, being distracted, and carrying things. Thus, this source
recognizes that in addition to any stair defects these user behaviors may cause stair
falls.
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three stairs on the stairway in question are of irregular height, but it does not mention
the last three stairs. Mr. Sealy concluded,
Based on my visual inspection of the stairway in question and
based upon [my] education, training and experience, as an architect, a
designer of stairways and as a writer and interpreter of building codes
and standards, it is my opinion that Mrs. Joe Hanson lost her balance
and fell on the garage stairway of her apartment at the Villas at Vista
Rose [sic] in Lewisville, Texas. It is also my opinion that Mrs. Hanson
lost her balance and fell because of the inadequate lighting and
irregular dimensions of the stairway upon which she was walking and
those inadequacies and irregularities contributed to Mrs. Hanson
overstepping a tread and that ultimately resulted in her loss of balance
and her fall.
....
Further, it is my opinion that had the stairway been properly
illuminated and had the risers (steps) been regular in their dimension
Mrs. Hanson would not have lost her balance and she would not have
fallen and been injured.
As additional summary judgment evidence, the Hansons attached Mr. Sealy’s
deposition to their summary judgment response. In his deposition, Mr. Sealy
testified as follows:
Q. And the fact of the matter is, whether you want to rely on Dr.
Templer’s statistical or analytical research [in The Staircase], you are
in possession of no factual information whatsoever, to indicate where,
if anywhere, on that stairway Mrs. Hanson fell, correct?
A. That’s correct.
....
Q. Okay. Jump to the last page of your November 2007 report. I think
we’ve covered this, but I just want to go ahead and make sure that we
make sure that we’ve talked about it. First paragraph, middle of the first
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sentence: “It is my opinion that Mrs. Joe Hanson lost her balance and
fell on the garage stairway of her apartment at the Villas of Vista rose -
- Vista Ridge - - in Lewisville, Texas.” Did I read that correctly?
A. Yes.
Q. Okay. And again, you have no factual information, upon which to
base that opinion, other than the husband of a nonresponsive woman
who told you that that’s where she fell, correct?
A. Yes.
Q. Okay. Next sentence: “It is also my opinion that Mrs. Hanson lost
her balance and fell because of the inadequate lighting.” I’m going to
stop there.
You have no factual information whatsoever in your possession,
do you, sir, to suggest that Mrs. Hanson fell anywhere because of
inadequate lighting?
A. Correct.
Q. Okay. To continue on: “And irregular dimensions of the stairway
upon which she was walking.” I’m going to stop there.
Isn’t it true, Mr. Sealy, that you have no factual information in
your possession, upon which to rely, to suggest that Mrs. Hanson, if
she fell, fell on that stairway because of irregular dimensions of the
stairway, upon which she was walking?
A. Correct.
Q. Continuing on: “And those inadequacies and irregularities
contributed to Mrs. Hanson overstepping the tread, and that ultimately
resulted in her loss of balance and her fall.” Did I read that correctly?
A. Yes.
Q. And isn’t it true, Mr. Sealy, that you have no factual information,
upon which to rely, to conclude that Mrs. Hanson, if she fell, fell
because she overstepped a tread and lost her balance?
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A. Correct.
Appellees claim that Mr. Sealy’s conclusion in his report that the poor
illumination and irregularities in the steps caused Mrs. Hanson to fall constitutes pure
speculation and conjecture, especially in light of the above deposition testimony
attached to Appellants’ summary judgment response.
An expert’s simple ipse dixit is insufficient to establish a matter; rather, the
expert must explain the basis of his statements to link his conclusions to the facts.
See City of San Antonio v. Pollock, 284 S.W .3d 809, 818 (Tex. 2009) (quoting
Burrow v. Arce, 997 S.W .2d 229, 235 (Tex. 1999)); Earle v. Ratliff, 998 S.W .2d 882,
890 (Tex. 1999). An expert’s conclusory statements are insufficient to raise a fact
question to defeat summary judgment. IHS Cedars Treatment Ctr. of DeSoto, Tex.,
Inc. v. Mason, 143 S.W .3d 794, 803 (Tex. 2004); Wadewitz v. Montgomery, 951
S.W .2d 464, 466 (Tex. 1997) (holding conclusory statements by an expert are not
sufficient to support or defeat summary judgment). Instead, an expert’s opinions
must be supported by facts in evidence, not merely conjecture. Marathon Corp. v.
Pitzner, 106 S.W .3d 724, 729 (Tex. 2003) (per curiam). That is, an expert’s opinions
cannot rest on the expert’s subjective interpretation of the facts. See TXI Transp.
Co. v. Hughes, 306 S.W .3d 230, 239 (Tex. 2010). A party may complain that
conclusory opinions are legally insufficient evidence to support a judgment even if
the party did not object to the admission of the testimony. See Pollock, 284 S.W .3d
at 816.
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Here, no facts exist in the summary judgment record that support Mr. Sealy’s
opinions and conclusions that Mrs. Hanson fell on the stairs because of the
irregularities in them or because of inadequate lighting. Consequently, Mr. Sealy’s
conclusions, based on speculation and conjecture, constitute no evidence and will
not defeat a summary judgment. See IHS Cedars Treatment Ctr., 143 S.W .3d at
803; see also Burroughs Wellcome Co. v. Crye, 907 S.W .2d 497, 499 (Tex. 1995)
(explaining that when an expert’s opinion is based upon assumed facts that vary
materially from the actual undisputed facts, the opinion is without probative value).
The law is well settled that testimony such as Mrs. Hanson’s—that she did not
know or recall how she fell—is insufficient to raise a fact issue on proximate cause.
See, e.g., Excel Corp. v. Apodaca, 81 S.W .3d 817, 820–21 (Tex. 2002) (holding no
evidence existed to support jury’s cause-in-fact proximate cause finding because “at
best, Apodaca offered evidence that he suffered work-related injuries, but presented
no proof that if Excel had done something different at the worksite, Apodaca would
not have been injured or would not have been injured as severely”); Summers v. Fort
Crockett Hotel, Ltd., 902 S.W .2d 20, 25–27 (Tex. App.—Houston [1st Dist.] 1995,
writ denied) (affirming summary judgment for defendant after plaintiff’s son fell from
balcony because no evidence existed that alleged inadequate height of balcony
railing “had anything to do with [son]’s fall”); Hopper v. J. C. Penney, 371 S.W .2d
750, 752–53 (Tex. Civ. App.—Fort W orth 1963, writ ref’d n.r.e.) (holding no evidence
of proximate cause existed and affirming directed verdict for defense when plaintiff
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admitted that she did not know what caused her to fall down stairway because
appellate court was “left to speculate whether her hand failed to reach the handrail
toward which she was reaching, or grasped the same only to have her hand slip;
whether she missed the first step or stepped thereupon only to have her foot slip, her
ankle turn, her heel or toe to catch in some obstruction, etc.”).
W e agree with the Hansons that in this summary judgment proceeding, they
were not required to negate the possibilities of other causes of Mrs. Hanson’s fall.
See generally Renfro Drug Co. v. Lewis, 235 S.W .2d 609, 621 (Tex. 1950). W e do
not impose this burden upon them; instead, we review the summary judgment
evidence in the light most favorable to them to determine whether a genuine issue
of material fact exists on the proximate cause element of their causes of action
against Appellees. The summary judgment record before us is simply void of any
direct or circumstantial evidence or any reasonable inferences from the summary
judgment evidence that any problem with the stairs was the cause in fact of Mrs.
Hanson’s fall. The summary judgment evidence conclusively establishes that no
one knows how, why, or where in the stairwell Mrs. Hanson fell.
Accordingly, because each Appellee moved for summary judgment—either
traditional or no-evidence summary judgment—on the ground that no genuine issue
of material fact existed with regard to the proximate cause element of the Hansons’
claims against it and because each of the claims asserted by the Hansons against
each of the Appellees requires proof of proximate cause, we affirm the trial court’s
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summary judgments for each of the Appellees on this ground. See, e.g., Carr v.
Brasher, 776 S.W .2d 567, 569 (Tex. 1989) (instructing us that if trial court’s
summary judgment does not specify the grounds upon which it is granted, we are
to affirm the judgment if any of the theories advanced are meritorious). W e overrule
the Hansons’ sole issue claiming that the trial court erred by granting summary
judgments for Appellees.
V. C ONCLUSION
Having determined that Appellees’ no-evidence and traditional summary
judgment motions—which challenge the proximate cause element of all of the
Hansons’ causes of action against Appellees—are meritorious, we affirm the trial
court’s summary judgments. Because we affirm the trial court’s summary judgments
on this basis, we need not address the Hansons’ challenges to the other grounds on
which the trial court’s summary judgments could have been based.
SUE W ALKER
JUSTICE
PANEL: DAUPHINOT, W ALKER, and MEIER, JJ.
DAUPHINOT, J. filed a dissenting opinion.
DELIVERED: July 15, 2010
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COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 2-09-397-CV
ANGIE HANSON AND JOE HANSON APPELLANTS
V.
GREYSTAR DEVELOPMENT & APPELLEES
CONSTRUCTION, LP; HOUSTON
STAFFORD ELECTRICAL
CONTRACTORS; MULTI BUILDING
INCORPORATED; W LA VISTA
RIDGE V LP; W LA VISTA RIDGE
GP V LLC; COTTONW OOD REAL
ESTATE LIMITED PARTNERSHIP;
LARAMAR MANAGEMENT
SERVICES LLC; GABLES RESIDENTIAL
SERVICES INC.; W ALTON STREET
CAPITOL, LLC; W LA APARTMENT
HOLDINGS V, LP; & W LA VISTA RIDGE
GP CAPITAL V, LLC
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FROM THE 158TH DISTRICT COURT OF DENTON COUNTY
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DISSENTING OPINION
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In a civil trial, a plaintiff must prove her case by a preponderance of the
evidence. In response to a no-evidence summary judgment motion, however, a
plaintiff need only produce enough evidence on a challenged element to raise an
issue of fact.1 Because I believe that the Hansons produced sufficient evidence on
causation to defeat a no-evidence motion for summary judgment, I respectfully
dissent.
The “cause in fact” element of proximate cause requires proof that the
negligent act or omission complained of was a substantial factor in bringing about
the harm at issue. 2 Even when it is undisputed that negligence has occurred, the
plaintiff must put on proof of a causal link between the negligence and the injuries
complained of. 3 A plaintiff may use circumstantial evidence to establish causation. 4
The Hansons produced evidence that not only were the edges of the treads
on the stairs irregular throughout the stairway, but they were also unpainted or
otherwise marked, so that they blended together visually, making it difficult for
someone to identify the edge of the tread. On top of that, the stairway did not have
1
Tex. R. Civ. P. 166a(i).
2
Akin, Gump, Strauss, Hauer & Feld, L.L.P. v. Nat’l Dev. & Research Corp.,
299 S.W .3d 106, 122 (Tex. 2009); Columbia Med. Ctr. of Las Colinas, Inc. v. Hogue,
271 S.W .3d 238, 246 (Tex. 2008).
3
Guevara v. Ferrer, 247 S.W .3d 662, 666 (Tex. 2007); Alexander v. Turtur
& Assocs., Inc., 146 S.W .3d 113, 119 (Tex. 2004).
4
B. M. & R. Interests v. Snyder, 453 S.W .2d 360, 363–64 (Tex. Civ.
App.—Tyler 1970, writ ref’d n.r.e.).
3
adequate light. Common sense and the average lay person’s own experience is all
that is necessary to provide the requisite knowledge that any of the conditions of
which the Hansons complain make stairs unsafe, let alone the combination of the
conditions. Unfortunately, there were no witnesses, and so other than Angie’s own
testimony, no evidence could definitively establish the cause of her fall. But Angie’s
injuries were so severe that she now has no memory of what caused her to fall. The
Hansons did, however, produce evidence showing not only that the stairs did not
conform to building codes, but that the particular conditions of the stairs are known
causes of stair falls.
A fact finder may draw inferences from the evidence. 5 And courts have, in
limited cases, allowed the fact finder to find causation based on an inference drawn
from the evidence.
[I]f a cause is shown that might produce an event and it being shown
that an event of that particular character did occur, it may be inferred
that the known possibility produced the result. Plaintiff is not required
to exclude an appreciable chance that the event might have occurred
in some other way. Expressed otherwise, a conclusion of causal
connection may be inferred by a balance of probabilities. 6
5
See, e.g., Farley v. M M Cattle Co., 529 S.W .2d 751, 757 (Tex. 1975)
(allowing the jury to infer that the plaintiff had taken certain actions based on direct
evidence of the plaintiff’s characteristic behavior), abrogated on other grounds by
Parker v. Highland Park, Inc., 565 S.W .2d 512 (Tex. 1978).
6
Collier v. Hill & Hill Exterminators, 322 S.W .2d 329, 337 (Tex. Civ.
App.—Houston 1959, no writ); see also Davis v. Anderson, 501 S.W .2d 459, 463
(Tex. Civ. App.—Texarkana 1973, no writ); Bohn Bros. v. Turner, 182 S.W .2d 419,
422–23 (Tex. Civ. App.—Austin 1944, writ ref’d w.o.m.).
4
Because the Hansons produced some evidence showing (1) that the stairs were in
a certain condition, (2) that the condition is a known cause of stair falls, and (3) that
someone did fall, they therefore produced some evidence from which a fact finder
could infer that the condition of the stairs caused the fall. 7 This evidence was
sufficient to raise a genuine issue of fact on causation.
This case is unlike other situations in which the injuries complained of could
have any number of possible causes, each just as likely as any other, 8 or a case in
which there was evidence of other obvious potential causes. 9 The Hansons
produced evidence, not just of conditions that might cause someone to fall, but of
conditions known to cause falls. In fact, building codes prohibit these kinds of
conditions precisely because they are known to be dangerous and to cause falls.
Thus, there was evidence of a condition that was known to be dangerous and known
to produce a certain result—falling—and no evidence of any other obvious cause of
Angie’s fall. The Hansons therefore had no need to produce evidence discounting
other possible causes of the fall. 10 By balancing the probability that the condition of
7
See Davis, 501 S.W .2d at 463; Collier, 322 S.W .2d at 337; Bohn Bros.,
182 S.W .2d at 422–23.
8
Cf. Hang On II, Inc. v. Tuckey, 978 S.W .2d 281, 284 (Tex. App.—Fort
W orth 1998, no pet.); Hopper v. J. C. Penney Co., 371 S.W .2d 750, 752–53 (Tex.
Civ. App.—Fort W orth 1963, writ ref’d n.r.e.).
9
See Collier, 322 S.W .2d at 337; cf. Wal-Mart Stores, Inc., v. Merrell, No.
09-0224, 2010 W L 2431635, at *2 (Tex. June 18, 2010).
10
Cf. Merrell, 2010 W L 2431635, at *2.
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the stairs caused the fall against the probability that some unknown factor, the
existence of which there was no evidence, caused the fall, a fact finder could infer
that it was more likely than not that the stairs’ condition caused the fall. I would
therefore hold that under these limited facts, the Hansons produced sufficient
evidence on causation to at least raise an issue of fact and defeat no-evidence
summary judgment. Accordingly, I respectfully dissent.
LEE ANN DAUPHINOT
JUSTICE
DELIVERED: July 15, 2010
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