COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 2-09-232-CR
JAMES PROX APPELLANT
V.
THE STATE OF TEXAS STATE
------------
FROM THE 78TH DISTRICT COURT OF W ICHITA COUNTY
------------
MEMORANDUM OPINION 1
------------
I. Introduction
The State charged Appellant James Prox, a Texas Department of Criminal
Justice (TDCJ) inmate, with committing an aggravated assault with a deadly weapon
against Rodney Howard, another TDCJ inmate. 2 The jury found Prox guilty and
1
See Tex. R. App. P. 47.4.
2
Because Prox challenges the factual sufficiency of the evidence, we will
discuss the facts in detail below.
assessed his punishment at life imprisonment. The trial court entered judgment
accordingly, and Prox brings three issues on appeal.
II. Evidentiary Issues
In his third issue, Prox challenges the factual sufficiency of the evidence to
support his conviction and contends that “[t]he great weight and preponderance of
the evidence establishes that the jury wrongfully rejected [his] claim of self-defense.”
In his first issue, he argues that the trial court abused its discretion by excluding
evidence relevant to his self-defense claim.
A. Factual Sufficiency
1. Standard of Review
W hen reviewing the factual sufficiency of the evidence to support a conviction,
we view all the evidence in a neutral light, favoring neither party. Steadman v. State,
280 S.W .3d 242, 246 (Tex. Crim. App. 2009); Watson v. State, 204 S.W .3d 404, 414
(Tex. Crim. App. 2006). W e then ask whether the evidence supporting the
conviction, although legally sufficient, is nevertheless so weak that the factfinder’s
determination is clearly wrong and manifestly unjust or whether conflicting evidence
so greatly outweighs the evidence supporting the conviction that the factfinder’s
determination is manifestly unjust. Steadman, 280 S.W .3d at 246; Watson, 204
S.W .3d at 414–15, 417. To reverse under the second ground, we must determine,
with some objective basis in the record, that the great weight and preponderance of
2
all the evidence, although legally sufficient, contradicts the verdict. Watson, 204
S.W .3d at 417.
Unless we conclude that it is necessary to correct manifest injustice, we must
give due deference to the factfinder’s determinations, “particularly those
determinations concerning the weight and credibility of the evidence.” Johnson v.
State, 23 S.W .3d 1, 9 (Tex. Crim. App. 2000); see Steadman, 280 S.W .3d at 246.
Evidence is always factually sufficient when it preponderates in favor of the
conviction. Steadman, 280 S.W .3d at 247; see Watson, 204 S.W .3d at 417.
Because self-defense is classified as a defense rather than an affirmative
defense, we apply the factual sufficiency review generally applied to convictions to
an appellant’s challenge to the jury’s implicit finding beyond a reasonable doubt
against his self-defense claim. Bundy v. State, 280 S.W .3d 425, 433 (Tex.
App.—Fort W orth 2009, pet. ref’d).
2. Evidence
a. Howard’s Testimony
Howard testified that on December 10, 2004, Prox, his cell mate of two to
three weeks, attacked him with a razor that was tied to his hand. Howard testified
that Prox wanted to be in the cell by himself, so “right off” they had problems. On the
day of the incident, Prox left the cell for recreation. W hen he returned, he made a
comment to Howard about wanting a cell by himself, to which Howard retorted that
3
he thought “all diabetic inmates should be in the cell with one another anyway.” Prox
is diabetic.
Howard testified that Prox started the altercation—he saw Prox approach him
from behind in the reflection from the plexiglass pane in the cell door and then Prox
attacked him:
I saw him when he got up, and I saw him move behind me. And
when I turned around, he had—he was raised up just like he was going
to strike me. But when he struck me, it was—he cut me. Cut me on my
biceps. . . .
I tried to grab his hand, and then he cut me on my right wrist. By
this time, I did—I was able to get hold of his hand. And I kneed him in
his groin. And I pushed him up against the wall trying to get leverage
on his arm.
He cut me in the face a couple of times, and cut me in my chest,
also. So I grabbed him and rushed him across the cell. And got on to
the bottom bunk and got on top of him and started punching him in his
face. . . .
I was punching him, trying to knock him out so I could take
whatever weapon he had from him. Because I realized he had it tied
onto his hand. And the only way I was going to be able to get it away
from him was to knock him out.
Howard testified that officers arrived while he was punching Prox and that the
officers told them to break it up. He punched Prox a few more times, knocking Prox
out to the extent that he could unwrap the string from Prox’s hand, remove the
weapon, and throw it to the officers through the “bean slot” 3 in the cell door.
3
A “bean slot” is the section of the door used to put food into a cell to feed
the inmates.
4
b. Prox’s Testimony
Prox testified that on December 10, 2004, he left the cell for recreation to “get
away from [Howard].” He stated, “That dude [Howard] had been trouble ever since
he moved in there,” and testified that he had filed administrative forms trying to move
away from him. W hen Prox returned from recreation,
[Howard] was sitting there waiting. He jumped down. Told me—said
you trying to go out there to pay somebody to jump on me. I said, man,
I don’t know anything about you. So when I sit on the bed, he—I
thought he hit me. But he cut me. W hen he cut me, I throwed [sic] my
hands up.
He testified that the cut he referred to was depicted on State’s Exhibit 36, and he
tried to take off his shirt to show the jury the scars from the cuts on his chest. Prox
also testified that he did not have a knife, that he hit Howard with a coffee cup in self-
defense, and that Howard was a known psychopath who had choked him two or
three times before the incident. 4
4
On cross-examination, Prox testified,
Q. So it’s your story that Mr. Howard was just picking on you for no
reason; is that correct?
A. Yes, sir.
Q. That he picks on everybody?
A. He picks on—that’s why he got moved.
Q. And everybody knows he’s crazy and he’s trouble?
A. Everybody know[s] it.
5
Prox stated, “I don’t do nothing. I don’t bother nobody. Only thing I do is try
to do my time.” However, on cross-examination, he admitted that he had had
problems while incarcerated, including disciplinary cases charging him with fighting
with a weapon, fighting without a weapon, threatening an officer, and threatening an
inmate. He claimed that he had been set up. The trial court gave a limiting
instruction on credibility with regard to this testimony.
Prox testified that his physical condition at the time was too poor for him to
attack anyone because he had been waiting on bypass surgery and hernia surgery
and that his “stomach was so big and so swole [sic] that [he] couldn’t even get up in
the bed.”5 He testified that he had bad arteries, that he had 180 pounds of pressure
in his right leg and eighty pounds of pressure in his left leg, that he had high blood
pressure, and that he was diabetic. Prox claimed that because he had no circulation
in his legs, he was assigned the bottom bunk and this made Howard angry.
Prox attempted to unbutton his shirt to show the jury his surgical scars. The
trial court sustained the State’s objection to the relevance of Prox’s post-incident
surgical scars and “based upon not having the medical testimony that would
establish that [the medical condition] was affecting him on the date of th[e]
occurrence,” but it allowed Prox to make a bill of exception. In Prox’s bill of
exception, he testified that the first surgery was performed about a month after the
5
He testified, “I’m taking so much medication that I couldn’t—I couldn’t do
nothing,” and “I’m not healthy and strong no more.”
6
incident and the second surgery occurred six months later. He testified that he had
a herniated small intestine, that he had a scar ten inches long and one inch wide
from the first procedure, and that the doctors “had to go all the way down and inside
the stomach and on both sides of the legs to make enough to get circulation in the
legs.” He testified that the doctors discovered that he had artery blockage during his
second surgery and that his second surgery resulted in a scar six inches long. Prox
stated that his circulatory problems existed at the time of the incident with Howard.
c. Other Evidence
At the time of the incident Howard was thirty-nine-years old, six feet tall, and
weighed around 150 pounds. He had been convicted of kidnapping, robbery, and
aggravated sexual assault, and he had two prior burglary-of-a-habitation convictions.
Prox was a forty-eight-year-old insulin-dependent diabetic receiving injections twice
a day, with additional health problems listed above. He was five feet, five inches tall,
weighed around 158 pounds, and had been convicted of attempted murder and
murder with a deadly weapon.
Photographs of Howard’s injuries to his face, neck, shoulder, chest, wrist, and
hand were admitted in evidence. The trial court also admitted in evidence
photographs of Prox’s injuries—Howard admitted that he “swole [sic] up one of
[Prox’s] eyes” and might have busted his lip and that Prox might have been cut when
they were wrestling and when he tried to take the razor from Prox. The weapon,
7
composed of one or more razor blades attached to a plastic razor handle, 6 was also
admitted in evidence.
Officer Marion Johnston, who had been working in Prox and Howard’s cell
block that day, corroborated Howard’s description of the fight, although he admitted
that he did not know who instigated it. He testified that other inmates alerted him to
the cell fight and that when he arrived, he saw Howard on top of Prox on the bottom
bunk, trying to remove a weapon from Prox’s hand. Prox had the weapon tied with
a string to his wrist, and Officer Johnston saw Prox slash out at Howard with the
weapon at least three times. He and the other officers ordered the inmates to stop
fighting, which the inmates did after a few more blows; the weapon dropped from
Prox’s hand, still attached to his wrist, and Howard complied with one of the other
officer’s orders to grab the weapon and toss it out of the cell. The officers secured
the inmates with hand restraints and took them for medical treatment because both
had injuries.
Officer William Moss testified that he responded with Officer Johnston to the
fight between Prox and Howard. He testified that Prox had a weapon wrapped in his
right hand and that Prox and Howard were wrestling, with Howard trying to get the
weapon from Prox and yelling, “[H]e’s stabbing me. He’s stabbing me.” He testified
that the fighting stopped when the officers threatened to gas them, Prox unwrapped
6
More than one witness testified that this type of weapon is common in
prison. Officer Johnston testified that such weapons are capable of causing serious
bodily injury and possibly death if they strike a jugular vein.
8
the weapon from his hand, and Howard picked up the weapon and threw it out of the
bean slot. Officer Moss also testified that the usual protocol for an inmate going to
recreation is to search the inmate before he is escorted to recreation and to search
him upon his return from recreation. 7 He stated that he had no personal knowledge
as to where the weapon was kept, other than in some crevice that had evaded
detection in prior cell searches.
Julie Diamond, a criminal investigator for the Office of the Inspector General,
testified that she investigated the incident. She took photographs of the inmates’ cell
immediately after the incident—including photographs of a towel on the sink area
with blood on it and blood droplets and smears on the floor, walls, and bottom
bunk—and of the inmates’ injuries. She also collected the bloodstained sheet that
was on top of the bottom bunk.
3. Analysis
To convict Prox of aggravated assault with a deadly weapon, the jury had to
find that Prox intentionally, knowingly, or recklessly caused bodily injury to Howard
by cutting him with a razor blade and that a razor blade was a deadly weapon. See
Tex. Penal Code Ann. § 1.07(a)(17) (Vernon Supp. 2009) (defining deadly weapon
as anything manifestly designed, made, or adapted for the purpose of inflicting death
7
The weapon’s maker was unknown. In response to Prox’s counsel’s
question, “For all you know, Rodney Howard has a certificate of title to that weapon;
is that right?” Officer Moss replied, “He could.” However, he also testified that based
on what he observed, his impression was that Prox was the weapon’s owner.
9
or serious bodily injury or anything that, in the manner of its use or intended use, is
capable of causing death or serious bodily injury), § 22.02 (Vernon Supp. 2009)
(defining elements of aggravated assault with a deadly weapon). To acquit Prox of
committing aggravated assault with a deadly weapon, the jury would have had to find
that Prox was justified in using force to defend himself. See id. § 9.31 (Vernon
Supp. 2009) (defining justification of self-defense). A defensive instruction such as
self-defense is only appropriate when the defendant’s evidence essentially admits
to every element of the offense including the culpable mental state but interposes
the justification to excuse the otherwise criminal conduct. Shaw v. State, 243
S.W .3d 647, 659 (Tex. Crim. App. 2007), cert. denied, 128 S. Ct. 2486 (2008).
According to Prox, the evidence showed that:
(1) [Prox] had diabetes, a chronic medical condition that seriously
limited his mobility and reduced his strength while Mr. Howard was
younger, stronger, and physically fit;
(2) [Prox] and Mr. Howard are both convicted felons and both denied
instigating the assault;
(3) [Prox] and Mr. Howard disliked each other;
(4) [J]ust before the fight, Mr. Howard accused [Prox] of setting up a
“hit” on Mr. Howard;
(5) [Prox] had just returned from the recreation yard when the assault
occurred;
(6) [P]olicy required [Prox] to be searched for contraband when he
returned from the yard;
(7) Mr. Howard had not left the cell on the day of the fight;
10
(8) [O]nly [Prox] and Mr. Howard have personal knowledge of who
started the fight or who had the weapon when the fight started;
(9) [T]he assault occurred on the bed at the far wall of a dimly-lit cell;
(10) [T]he officers did not see the fight start;
(11) [T]he officers viewed the fight from outside the cell and about
[twelve] feet away from the bed, which was partially obscured by a
hanging sheet;
(12) [T]he officers saw Mr. Howard on top of and struggling with a
prone [Prox];
(13) [T]he officers saw a weapon fall to the floor during the fight;
(14) [T]he weapon was a shank made from a razor; and
(15) [B]oth [Prox] and Mr. Howard sustained cuts during the fight.
Prox complains that the only evidence supporting the verdict was Howard’s
testimony and the officers’ testimony that they saw the weapon fall out of Prox’s
hand.
According to Prox’s recital above and the necessary inferences therefrom,
Prox was weak and Howard was strong, one was lying about who started the fight
(in his view, Howard), both were cut, the officers saw Howard on Prox and saw a
weapon fall, and Prox had been at recreation before the fight (and must therefore
have been searched before re-entering the cell) so the weapon could not have been
his. Prox also claims that Howard’s testimony was not more credible than his own.
The jury had the responsibility to determine the weight and credibility of the
evidence—essentially, whether to believe Howard or Prox—and we must give due
11
deference to that determination. See Steadman, 280 S.W .3d at 246; Johnson, 23
S.W .3d at 9. Viewing all of the evidence in a neutral light, the jury could have
chosen to believe Howard’s testimony that Prox instigated the altercation by
attacking and cutting him, particularly in light of the photographs of Howard’s injuries
to his face, neck, shoulder, chest, wrist, and hand and Officer Johnston’s testimony
that he saw Prox slash out at Howard with a weapon at least three times during the
incident. See Steadman, 280 S.W .3d at 246. Furthermore, although Prox claimed
he was physically incapable of attacking Howard, the record reflects, based on his
own testimony, that he was physically able to go to recreation and to defend himself
with a coffee mug. Therefore, the jury could have reasonably concluded that Prox
was also physically able to perpetrate an attack on his cell mate. And Officer Moss
testified that the weapon could have been hidden in the cell and could have
belonged to either inmate. From this, and from Officers Johnston and Moss’s
testimonies about seeing Prox use the weapon, the jury could have reasonably
concluded that Prox hid the weapon in the cell before going to recreation and then
used it upon his return to attack Howard.
Additionally, based on our review of the record, we cannot agree with Prox
that the evidence was factually insufficient to justify the jury’s rejection of his self-
defense claim. W e cannot say that the evidence supporting the conviction is so
weak that the jury’s determination is clearly wrong and manifestly unjust or that the
conflicting evidence—Prox’s testimony containing his version of events—so greatly
12
outweighs the evidence supporting the conviction that the jury’s determination is
manifestly unjust. See Steadman, 280 S.W .3d at 246; Watson, 204 S.W .3d at
414–15, 417. Therefore, we overrule Prox’s third issue.
B. Self-Defense
In his first issue, Prox complains that the trial court erred by excluding
“evidence about his incapacitating medical conditions,” which he contends was
relevant to his claim of self-defense because “it tended to prove he lacked the
physical strength to initiate an assault.” Specifically, he argues that the trial court
prevented him from presenting an effective defense by refusing to let the jury hear
about the debilitating nature of his medical conditions and to see the severe scarring
on his body left by the surgeries for his circulatory problems and hernia. He
contends that admission of this evidence “would have increased the jury’s
knowledge about the improbability of [Prox] instigating a physical attack” on Howard.
1. Standard of Review
W e review a trial court’s decision to exclude evidence for an abuse of
discretion. See Green v. State, 934 S.W .2d 92, 101–02 (Tex. Crim. App. 1996),
cert. denied, 520 U.S. 1200 (1997); Montgomery v. State, 810 S.W .2d 372, 391
(Tex. Crim. App. 1991) (op. on reh’g). As long as the trial court’s ruling falls within
the zone of reasonable disagreement and was correct under any theory of law
applicable to the case, we will affirm its decision. Winegarner v. State, 235 S.W .3d
787, 790 (Tex. Crim. App. 2007). The trial court’s decision must be reasonable in
13
view of all the relevant facts. Santellan v. State, 939 S.W .2d 155, 169 (Tex. Crim.
App. 1997). The mere fact that a trial court may decide a matter within its
discretionary authority in a different manner than an appellate court would in a
similar circumstance does not demonstrate that an abuse of discretion has occurred.
Manning v. State, 114 S.W .3d 922, 926 (Tex. Crim. App. 2003).
2. Analysis
“Relevant evidence” means evidence having any tendency to make the
existence of any fact that is of consequence to the determination of the action more
probable or less probable than it would be without the evidence. Tex. R. Evid. 401.
Evidence is relevant to self-defense when it shows that a defendant reasonably
believed that “force [was] immediately necessary to protect [himself] against the
other’s use or attempted use of unlawful force.” See Tex. Penal Code Ann.
§ 9.31(a); Teakell v. State, 143 Tex. Crim. 471, 473, 159 S.W .2d 504, 504–05
(1942). Furthermore, on the issue of self-defense, testimony as to the relative size,
strength, and other physical characteristics showing the disparity between the
accused and the complainant, as a ground for apprehension, and also upon the
question as to which party was the aggressor, is relevant. Mosby v. State, 482
S.W .2d 256, 258 (Tex. Crim. App. 1972) (addressing relevance of the condition of
a deceased complainant).
As set out above, some of Prox’s testimony about his post-incident surgery
and medical condition was excluded by the judge “based upon the relevance, and
14
also based upon not having the medical testimony that would establish that it was
affecting him on the date of this occurrence.” A review of Prox’s bill of exception
reveals that Prox would have testified that he had two surgeries after the incident,
one to repair his herniated small intestine and another to correct circulation problems
in his legs, and that prior to surgery, his stomach was distended and he could put no
pressure on his legs.
W e initially note that the trial court allowed Prox to present testimony to the
jury that his physical condition at the time of the incident—his diabetes, his swollen
stomach, his then-upcoming bypass and hernia surgeries, his high blood pressure,
and the lack of circulation in his legs—was too poor to allow him to attack anyone.
And photographs taken immediately after the incident, showing his physical
appearance at the time, were presented to the jury.
Although Prox argues that the jury needed to see his post-incident surgical
scars to show that his subsequent surgery “was seriously invasive and indicative of
his debilitated medical condition,” we have found no cases holding that such after-
the-fact evidence is relevant. Cf. Teakell, 143 Tex. Crim. at 473, 159 S.W .2d at
504–05 (holding that it was error to exclude appellant’s requested exhibition on the
witness stand of the scars from the wounds that were inflicted on him during his
altercation with the complainant); Boyd v. State, No. 01-98-00167-CR, 1999 W L
442156, at *1–3 (Tex. App.—Houston [1st Dist.] July 1, 1999, no pet.) (not
designated for publication) (holding it was error to exclude exhibition of Boyd’s knee-
15
surgery scars when his loss of normal use of physical faculties was at issue in DW I
case, but the error was harmless when Boyd’s witness testified that Boyd had
undergone knee surgery, to explain his failure to successfully complete the one-
legged-stand field sobriety test); Sorenson v. State, 856 S.W .2d 792, 793–95 (Tex.
App.—Beaumont 1993, no pet.) (holding that trial court committed harmless error in
felony DW I case when it excluded evidence pertaining to the condition of appellant’s
legs and feet at the time he performed field sobriety tests involving leg movement);
Wolford v. State, 675 S.W .2d 530, 533 (Tex. App.—Houston [14th Dist.] 1983, pet.
ref’d) (holding that showing complainant’s wounds and surgical scars was relevant
to appellant’s claim of self-defense when there was disputed testimony about
whether appellant shot him in the abdomen or in the back).
To the contrary, one of our sister courts has upheld the exclusion of similar
evidence when, as here, it failed to show the appellant’s condition at the time of the
incident. See Sneed v. State, 955 S.W .2d 451, 455–56 (Tex. App.—Houston [14th
Dist.] 1997, pet. ref’d) (upholding exclusion in DW I case when appellant’s medical
records were created approximately a week after his arrest and so were not relevant
to prove that appellant had actually sustained a head injury or had taken medication
at the time he was arrested). W e hold that the trial court did not abuse its discretion
by excluding evidence of surgical scarring that occurred after the incident in
question, and we overrule this portion of Prox’s first issue.
16
According to his bill of exception, Prox would also have testified that he could
not push down on his legs or put pressure on his legs. W hile this is somewhat
redundant of his testimony that the trial court admitted, we will assume, without
deciding, that it was error to exclude the testimony about his legs’ condition.
W e must conduct a harm analysis to determine whether the assumed error
calls for reversal of the judgment. Tex. R. App. P. 44.2. The admission or exclusion
of evidence is generally not of constitutional dimension. See Solomon v. State, 49
S.W .3d 356, 365 (Tex. Crim. App. 2001); see also Walters v. State, 247 S.W .3d 204,
222 (Tex. Crim. App. 2007). Hence, we apply rule 44.2(b)—the exclusion must have
affected a substantial right. Tex. R. App. P. 44.2(b); see Mosley v. State, 983
S.W .2d 249, 259 (Tex. Crim. App. 1998) (op. on reh’g), cert. denied, 526 U.S. 1070
(1999); Coggeshall v. State, 961 S.W .2d 639, 642–43 (Tex. App.—Fort W orth 1998,
pet. ref’d). A substantial right is affected when the error had a substantial and
injurious effect or influence in determining the jury’s verdict. King v. State, 953
S.W .2d 266, 271 (Tex. Crim. App. 1997) (citing Kotteakos v. United States, 328 U.S.
750, 776, 66 S. Ct. 1239, 1253 (1946)); Coggeshall, 961 S.W .2d at 643. Conversely,
an error does not affect a substantial right if we have “fair assurance that the error
did not influence the jury, or had but a slight effect.” Solomon, 49 S.W .3d at 365;
Johnson v. State, 967 S.W .2d 410, 417 (Tex. Crim. App. 1998).
In making this determination, we review the record as a whole, including any
testimony or physical evidence admitted for the jury’s consideration, the nature of the
17
evidence supporting the verdict, and the character of the alleged error and how it
might be considered in connection with other evidence in the case. Motilla v. State,
78 S.W .3d 352, 355 (Tex. Crim. App. 2002). Based on our review of the record, we
conclude that, in the context of the entire case against Prox, any error by the trial
court in excluding the testimony in question did not have a substantial or injurious
effect on the jury’s verdict and did not affect his substantial rights in that the
evidence of his medical condition and claim of physical inability to attack Howard
was already squarely before the jury. See King, 953 S.W .2d at 271. Thus, we
disregard the error, if any, and we overrule the remainder of Prox’s first issue. See
Tex. R. App. P. 44.2(b).
III. Jury Charge
In his second issue, Prox argues that, with regard to the trial court’s self-
defense instructions to the jury, the trial court erred by making “repeated and
unnecessary references to a razor,” which he also contends assumed the truth of a
contested issue. He further complains that the trial court erred by denying his own
requested jury instructions on self-defense. For purposes of our analysis, we
assume, without deciding, that Prox was entitled to an instruction on self-defense. 8
Cf. Shaw, 243 S.W .3d at 657–59; Ex parte Nailor, 149 S.W .3d 125, 133–34 (Tex.
8
Prox states in his briefing to this court, “Appellant denied that he used a
weapon, much less a deadly weapon, to defend himself against Mr. Howard.”
18
Crim. App. 2004) (stating that when Nailor argued that he did not perform the actions
alleged by the State, he was not entitled to an instruction on self-defense).
Prox objected “to the inclusion of the manner and means language in the
application paragraph” of the self-defense deadly force and non-deadly force
instructions. The deadly-force self-defense instruction in the application portion of
the trial court’s charge stated:
Now, if you find from the evidence beyond a reasonable doubt
that the defendant, James Prox, did intentionally, knowingly, or
recklessly cause bodily injury to Rodney Howard by cutting Rodney
Howard with a razor blade, and did then and there use or exhibit a
deadly weapon, to-wit: a razor blade that in the manner of its use or
intended use was capable of causing death or serious bodily injury
during the commission of the said cutting, as alleged, but you further
find from the evidence, or you have a reasonable doubt thereof, that
viewed from the standpoint of the defendant at the time, from the words
or conduct or both, of Rodney Howard, it reasonably appeared to
defendant that his life or person was in danger and there was created
in his mind a reasonable expectation or fear of death or serious bodily
injury from the use of unlawful deadly force at the hands of Rodney
Howard, and that acting under such apprehension and reasonably
believing that the use of deadly force on his part was immediately
necessary to protect himself against Rodney Howard’s use or
attempted use of unlawful deadly force, he cut Rodney Howard with
said deadly weapon, and that a reasonable person in defendant’s
situation would not have retreated, then you will find the defendant not
guilty. [Emphasis added.]
The non-deadly-force self-defense instruction in the application portion of the
trial court’s charge stated:
Now, if you find from the evidence beyond a reasonable doubt
that on the occasion in question the defendant, James Prox[,]
intentionally, knowingly, or recklessly cause[d] bodily injury to Rodney
Howard by cutting Rodney Howard with a razor blade, but you further
19
find from the evidence, as viewed from the standpoint of the defendant
at the time, that from the words or conduct, or both, of Rodney Howard
it reasonably appeared to the defendant that his life or person was in
danger and there was created in his mind a reasonable expectation or
fear of bodily injury from the use of unlawful force at the hands of
Rodney Howard, and that acting under such apprehension and
reasonably believing that the use of force on his part was immediately
necessary to protect himself against Rodney Howard’s use or
attempted use of unlawful force, he cut Rodney Howard with a razor
blade, then you should acquit the defendant on the grounds of self-
defense, or, if you have a reasonable doubt as to whether or not the
defendant was acting in self defense on said occasion and under the
circumstances, then you should give the defendant the benefit of that
doubt and say by your verdict not guilty. [Emphasis added.]
During the charge conference, Prox elaborated on his objection, stating,
It’s our position that if the State is not bound by manner and means
because manner and means is not an element of an offense, it would
also not be an element of a defense. And the jury could possibly reject
the defendant’s self-defense instruction because they didn’t find
that—that the manner and means was proven as it’s—as it’s charged
to the jury.9
The State responded that, if Prox’s objection was that it was all surplusage, then the
State was bound by it, so it was appropriate to have that language in the charge.
Prox provided no further argument on the issue. The trial court overruled Prox’s
9
W e note that if the jury did not find that the manner and means was proven
as charged, then it would have to acquit Prox, also as charged in the jury
instructions.
20
objection, 10 and it denied his request that the trial court substitute Prox’s proposed
instructions for non-deadly and deadly force. 11
A. Standard of Review
Although Prox objected to the inclusion of the manner and means in the self-
defense instructions, he did not articulate at trial the argument that he now presents
on appeal, which is that
by submitting, over [Prox’s] objections, jury instructions that improperly
commented on the weight of the evidence by assuming the existence
of a controverted fact and drawing undue attention to one piece of
evidence . . . the charge repeatedly and unnecessarily stated that the
manner and means of assault was with a razor, which was a contested
issue. [Emphasis added.]
Appellate review of error in a jury charge involves a two-step process. Abdnor
v. State, 871 S.W .2d 726, 731 (Tex. Crim. App. 1994); see also Sakil v. State, 287
10
The trial court elaborated upon its decision, stating,
W ell, my thought is that the language has been used the same
in the charging paragraph of the offense . . . as in the use of self-
defense, and that it’s consistent to use it both places or to take it out
both places. And in the defense of self-defense it seems to me that
basically you are, in essence, admitting the allegation that’s in the
indictment, but simply saying I have a defense to why I did that.
And so since it’s tracking the language in the indictment and it’s
being used consistently, both in the charging paragraph as well as in
the defensive paragraph, then I will overrule the objection.
11
In his proposed instructions, Prox asked that the application paragraphs
for self-defense state that if the jury found that he “did cause bodily injury to Rodney
Howard,” then to consider whether he acted in self-defense, without specifying how
he caused the bodily injury.
21
S.W .3d 23, 25–26 (Tex. Crim. App. 2009). Initially, we must determine whether error
occurred. If it did, we must then evaluate whether sufficient harm resulted from the
error to require reversal. Abdnor, 871 S.W .2d at 731–32.
A complaint made on appeal must comport with the complaint made in the trial
court or the error is unpreserved. See Pena v. State, 285 S.W .3d 459, 464 (Tex.
Crim. App. 2009) (“W hether a party’s particular complaint is preserved depends on
whether the complaint on appeal comports with the complaint made at trial.”). That
is, the complaint must be “essentially the same.” Clarke v. State, 270 S.W .3d 573,
580–83 (Tex. Crim. App. 2008) (discussing cases). To determine whether the
complaint on appeal comports with that made at trial, we consider the context in
which the complaint was made and the parties’ shared understanding at that time.
Pena, 285 S.W .3d at 464. Based on the context presented to us by the record, it
would appear that Prox objected to the inclusion of the manner and means language
as surplusage. Therefore, we apply the standard of review for unpreserved error to
his jury charge complaint. That is, we must decide whether, if there was error, it was
so egregious and created such harm that he did not have a fair and impartial trial.
Almanza v. State, 686 S.W .2d 157, 171 (Tex. Crim. App. 1985) (op. on reh’g); see
Tex. Code Crim. Proc. Ann. art. 36.19 (Vernon 2006); Allen v. State, 253 S.W .3d
260, 264 (Tex. Crim. App. 2008); Hutch v. State, 922 S.W .2d 166, 171 (Tex. Crim.
App. 1996).
B. Improper Comment
22
1. Manner and Means
As a general rule, the trial court’s charge to the jury should correspond to the
allegations in the indictment. Hardie v. State, 588 S.W .2d 936, 938 (Tex. Crim. App.
1979); see also Andrews v. State, 652 S.W .2d 370, 374 (Tex. Crim. App. 1983)
(“The general rule is that it is usually permissible to track the pertinent part of the
charging instrument when preparing the application paragraph.”). And proof of the
use or exhibition of a deadly weapon is an essential element of the offense of
aggravated assault with a deadly weapon as charged in the indictment. See Leal
v. State, 303 S.W .3d 292, 296 (Tex. Crim. App. 2009) (“[A]ggravated assault based
on the use of a deadly weapon may become assault if the alleged use of a deadly
weapon is disproved.”); see also Rodriguez v. State, No. 04-04-00230-CR, 2005 W L
899963, at *2 (Tex. App.—San Antonio Apr. 20, 2005, pet. ref’d) (mem. op., not
designated for publication) (“Proof of the use or exhibition of a deadly weapon is an
essential element of the offense of aggravated assault as it was charged in the
indictment [under penal code section 22.02(a)(2)].”).
The indictment here alleged that Prox
intentionally, knowingly, or recklessly cause[d] bodily injury to Rodney
Howard, by cutting Rodney Howard with a razor blade and did then and
there use or exhibit a deadly weapon, to-wit: a razor blade, that in the
manner of its use or intended use is capable of causing death or
serious bodily injury, during the commission of said offense.
The language in the deadly-force self-defense instruction corresponded to that of the
indictment. See Hardie, 588 S.W .2d at 938; see also Tex. Code Crim. Proc. Ann.
23
art. 36.14 (Vernon 2007) (stating that in delivering the jury charge, the trial court
shall set forth the law applicable to the case, “not expressing any opinion as to the
weight of the evidence, not summing up the testimony, discussing the facts or using
any argument in [its] charge calculated to arouse the sympathy or excite the
passions of the jury”). And the language in the non-deadly force self-defense
instruction corresponded to that contained within the trial court’s lesser-included-
offense instruction on assault. Therefore, the trial court necessarily included the
manner and means of the alleged offense in its self-defense instructions. W e
overrule this portion of Prox’s second issue.
2. Repetition
Prox complains that the trial court’s charge “used the unnecessary and extra-
statutory term ‘razor’ in at least four application paragraphs.” Although Prox argues
that specifying the razor is a comment on the weight of the evidence, we disagree
on the facts presented by this record.
Texas Jurisprudence sets out the following on the issue of repetition:
It is error to give undue prominence to certain issues by
repeating instructions relative to the same issue. W here the jury has
once been instructed on a proposition of law, it is not necessary that the
proposition be repeated in every paragraph of the charge.
However, repetitions are not error when they are necessary in
order to apply any given rule of law to the various phases of the case
raised by the evidence, or when they are not given such prominence as
to mislead the jury into believing that the issue referred to is the
controlling one. Thus, the definition of an offense may be contained in
more than one paragraph of the charge.
24
24 Tex. Jur. 3d Criminal Law § 3175 (2010) (internal citations omitted); see also
Woodard v. State, 54 Tex. Crim. 86, 88, 111 S.W . 941, 942 (1908) (“The charge
does repeat on the issue of provoking the difficulty, but the charges are accurate in
every particular as laid down by the rules of this court, and we will not reverse the
case on account of repetition alone.”). Repetition of the indictment language as to
the alleged deadly weapon (razor) was necessary to apply the law of self-defense
as raised by the evidence. See 24 Tex. Jur. 3d Criminal Law § 3175.
Furthermore, while a seemingly neutral instruction may constitute an
impermissible comment on the weight of the evidence when it singles out a particular
piece of evidence for special attention, this is not what occurred here. Cf. Bartlett
v. State, 270 S.W .3d 147, 152, 154 (Tex. Crim. App. 2008) (holding that trial court’s
seemingly neutral explanation of the law with respect to the admissibility of the
refusal to take a breath test constituted an impermissible comment on the weight of
the evidence). That is, because the case turned on the specific manner and means
used—whether Prox cut Howard with a razor blade—by necessity, the jury
instructions on aggravated assault, assault as a lesser-included offense, use of
deadly force in self-defense, and use of non-deadly force in self-defense required
the jury to make a finding on that issue. Cf. Veteto v. State, 8 S.W .3d 805, 816–17
(Tex. App.—W aco 2000, pet. ref’d) (holding that instruction improperly singled out
complainant’s testimony when it stated that if the jury believed “the victim’s”
testimony beyond a reasonable doubt, this was sufficient to support a finding of guilt,
25
and that referring to the complainant as “the victim” instead of as “the alleged victim”
also constituted an improper comment on the weight of the evidence because
aggravated sexual assault case’s sole issue was whether complainant was actually
a victim), abrogated on other grounds by State v. Crook, 248 S.W .3d 172 (Tex. Crim.
App. 2008).
W e hold that the inclusion of the word “razor” in the jury instructions, when
viewed in light of the entire jury charge, does not improperly assume that Prox used
a razor. Rather, the jury is asked to decide that if it believed that Prox used a razor
to cut Howard, as alleged in the indictment, was Prox’s action justifiable as an act
of self-defense? Cf. Marlow v. State, 537 S.W .2d 8, 9–11 (Tex. Crim. App. 1976)
(stating that there are two exceptions that allow a trial court to assume in its charge
any fact to be true—when the fact is one that the court may judicially notice and
when the defendant judicially admits that the fact is true—and holding that neither
exception applied when charge stated, “if you find . . . the motion picture film
depicting various acts of oral sodomy . . . to be obscene . . .,” when it assumed that
the motion picture film depicted those acts); Harkins v. State, 268 S.W .3d 740,
745–46 (Tex. App.—Fort W orth 2008, pet. ref’d) (holding that penal code section
49.10 referring to “the dangerous drug” must be read with intoxication definition in
section 49.01 referring to “a dangerous drug,” and that instruction specifying that “the
fact that the defendant is or has been entitled to use the dangerous drug is not a
defense [to DW I],” when one of the fact issues for the jury was whether Harkins had
26
taken a dangerous drug at all, constituted an improper comment on the weight of the
evidence).
Because the jury instructions in this case required a statement of the manner
and means, and because repeating the manner and means did not constitute error,
we need not address the remaining portion of Prox’s second issue, in which he
complains that the trial court erred by denying both of his requested jury instructions
on self-defense. See Tex. R. App. P. 47.1. W e overrule the remainder of Prox’s
second issue.
IV. Conclusion
Having overruled each of Prox’s issues, we affirm the trial court’s judgment.
PER CURIAM
PANEL: MCCOY, DAUPHINOT, and GARDNER, JJ.
DO NOT PUBLISH
Tex. R. App. P. 47.2(b)
DELIVERED: May 27, 2010
27