Note: Decisions of a three-justice panel are not to be considered as precedent before any tribunal.
ENTRY ORDER
SUPREME COURT DOCKET NO. 2012-222
DECEMBER TERM, 2012
State of Vermont } APPEALED FROM:
}
} Superior Court, Bennington Unit,
v. } Criminal Division
}
}
Darrell F. Day } DOCKET NO. 1047-10-10 Bncr
Trial Judge: Karen R. Carroll
In the above-entitled cause, the Clerk will enter:
Defendant appeals pro se from an order of the superior court, criminal division, denying
his motion for reconsideration of sentence under Vermont Rule of Criminal Procedure 35(a).
Defendant contends the trial court erred in denying the motion because his sentence violated the
Ex Post Facto Clause of the United States Constitution, Art. 1, § 9, and exceeded the sentence
authorized by law. We affirm.
The record discloses that, pursuant to a plea agreement, defendant pled guilty on June 14,
2011 to five offenses, including one count of DUI third offense, and the State agreed to dismiss
two additional counts. Defendant moved to withdraw the plea on September 21, 2011, which the
court denied the same day. Defendant’s sentence was twenty to forty years.
On April 23, 2012, defendant moved pro se for reconsideration of sentence, pursuant to
V.R.Cr.P. 35(a), alleging that he had received an illegal sentence in violation of the Ex Post
Facto Clause. Noting that his two prior DUI convictions had occurred in May 1986 and
November 1991, defendant argued that he was entitled to be sentenced under the enhancement
scheme in effect prior to the 1991 amendment to 23 V.S.A. 1210(d). As we explained in State v.
Delisle, 171 Vt. 128, 133 (2000), in order for the charged offense to be considered a second
offense under that scheme, a prior conviction had to have occurred within five years of the
current offense; and to be considered a third offense both prior convictions had to have occurred
within the last fifteen years. The 1991 amendment eliminated the time requirements, but
contained a savings clause providing that the fifteen-year period would be considered to have
accrued to an operator if the “prior convictions occurred at any time prior to July 1, 1991.” Id. at
134. Construing this provision in Delisle, we held that the fifteen-year forgiveness period
applied only if “both prior convictions occurred” before July 1991, and therefore was unavailable
to the defendant because only one of his prior convictions had occurred before that date. Id.
Although defendant here is in the same position as the defendant in Delisle with regard to
the timing of his two prior convictions, he claimed in his motion for reconsideration of sentence
that applying the amended statute to sentence him as a third-time offender unconstitutionally
increased his punishment, in violation of the Ex Post Facto Clause, and violated the enhancement
statute.1 The trial court denied the motion without reaching the merits, ruling that the claim was
not cognizable under V.R.Cr.P. 35(a) as construed in State v. Oscarson, 2006 VT 30, 179 Vt.
442.
In Oscarson, the defendant moved for reconsideration of sentence under Rule 35(a),
claiming that he had been denied due process of law when the jury was misled as to an essential
element of the offense. We held that sentence reconsideration is a “limited remedy” that is not
designed to challenge a defendant’s conviction of the offense charged, but solely to determine
whether the sentence is within the parameters authorized by statute. Id. ¶¶ 11, 15. Because the
defendant’s sentence there was within that authorized by statute for an aggravated sexual assault
conviction, the challenge was unavailable. Id. ¶ 15.
We need not consider whether Oscarson applies in these circumstances, where defendant
is challenging a sentence enhancement, because his claims are unpersuasive on the merits. First,
as noted, defendant’s enhanced DUI sentence—based on one prior conviction that occurred
before the statutory amendment and the other that occurred after the amendment—is perfectly
consistent with the statutory scheme as construed in Delisle.
Furthermore, “[i]t is well settled that a conviction which occurred prior to the enactment
of a statute providing for increased punishment upon a subsequent conviction may be used for
enhancement purposes under that statute, and that such usage is not unconstitutional as being an
ex post facto application of the statute.” Vasquez v. State, 477 S.W.2d 629, 632 (Tex. Crim.
App. 1972). The reason for this rule is that “the sentence imposed upon the habitual offender is
not an additional punishment for the earlier crime, but a punishment for the later crime, which is
aggravated because of its repetitive nature.” People v. Forrester, 67 Cal. Rptr. 3d 740, 742 (Ct.
App. 2008); see Gryger v. Burke, 334 U.S. 728, 732 (1948) (explaining that “the fact that one of
the convictions . . . by which petitioner became a fourth offender occurred before” the habitual-
offender law was passed did not invalidate the sentence or result in an “additional penalty for the
earlier crimes” but rather imposed “a stiffened penalty for the latest crime, which is considered to
be an aggravated offense because a repetitive one”).
Numerous courts have applied this principle to hold that the use of DUI convictions that
occurred prior to enactment of an enhancement statute do not violate the Ex Post Facto Clause.
See, e.g., Sims v. State, 566 S.W.2d 141, 142 (Ark. 1977) (holding that application of DUI
enhancement statute based on two prior convictions that occurred before enactment of law did
not violate ex post facto principle because “[t]he enhanced penalty provided for a third offense
by that act is not for the first or second offense, but is for the third offense, which is considered
as aggravated by reason of the preceding offenses”); Forrester, 156 Cal. Rptr. 3d at 742 (holding
that application of amendment extending reach of DUI recidivist statute from seven to ten years
did not violate ex post facto principle because the punishment “is not [for] the prior conviction,
but the subsequent offense”); City of Norton v. Hurt, 66 P.3d 870, 872 (Kan. 2003) (holding that
application of enhancement statute that eliminated grace period for DUI convictions over five
years old did not violate ex post facto principle because it “did not operate retroactively to
increase the penalty for Hurt’s prior DUI offense,” but “increased the penalty for the second
violation only”); State v. Haverluk, 432 N.W.2d 871, 874 (N.D. 1988) (rejecting claim “that the
consideration of prior [DUI] convictions occurring before the effective date of the enhancement
1
Although defendant appears to suggest in his brief that both offenses occurred before
July 1991 for purposes of applying the sentence enhancement, the record shows—to the
contrary—that one conviction occurred in June 1986 and the other in November 1991, after the
July 1, 1991 amendment.
2
statute was ex post facto,” since “the punishment is of the second offense only, but is more
severe because of the class in which the defendant placed himself by his first offense” (quotation
omitted)); State v. Clever, 70 S.W.3d 771, 777 (Tenn. Crim. App. 2002) (rejecting claim that use
of prior DUI convictions under subsequently enacted enhancement statute violated ex post facto
rule, because defendant was “not being punished anew for his prior convictions, but rather for a
subsequent offense”); Sepeda v. State, 280 S.W.3d 398, 402 (Tex. App. 2009) (rejecting claim
that use of prior DUI convictions under later-enacted enhancement statute violated Ex Post Facto
Clause since “the punishment is for the offense that appellant was tried for and . . . increased
because of the recidivist nature of appellant’s conduct”); State v. Pruett, 67 P.3d 1105, 1108
(Wash. Ct. App. 2003) (holding that use of DUI committed before enactment of enhancement
statute did not violate Ex Post Facto Clause because it did “not increase or enhance punishment
for a crime committed before the effective date of the statute”).
Accordingly, we find no constitutional violation resulting from the sentence
enhancement, and no basis to disturb the judgment.
Affirmed.
BY THE COURT:
_______________________________________
Paul L. Reiber, Chief Justice
_______________________________________
John A. Dooley, Associate Justice
_______________________________________
Beth Robinson, Associate Justice
3