Rule 23 Order filed NO. 5-08-0598
June 18, 2010;
Motion to publish granted IN THE
July 13, 2010
APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT
__________________________________________________________________
______
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Madison County.
)
v. ) No. 04-CF-2401
)
CHADWICK WALLACE, ) Honorable
) Charles V. Romani, Jr.,
Defendant-Appellant. ) Judge, presiding.
__________________________________________________________________
______
JUSTICE SPOM ER delivered the opinion of the court:
On direct appeal, the defendant, Chadwick W allace, argues that the trial court
erred by failing to conduct an adequate jury voir dire under Supreme Court Rule
431(b) (Official Reports Advance Sheet No. 8 (April 11, 2007), R. 431(b), eff. May
1, 2007). For the following reasons, we affirm.
FACTS
The defendant was charged with the murder of Jessie Emery and the
dismemberment of his body, stemming from an incident that occurred on August 28,
2004, in Madison County. During voir dire, the trial court brought in the 33
prospective jurors and divided them into three groups within the courtroom.
Addressing the entire venire, the trial court described the following "basic concepts
of criminal law": (1) the defendant is presumed innocent and this presumption
remains throughout the trial until all the evidence is presented and the jury is
convinced beyond a reasonable doubt that the defendant is guilty, (2) the burden is
1
on the State to prove the defendant guilty beyond a reasonable doubt, (3) the
defendant does not have to prove anything or present any evidence, if he does not
want to, (4) the defendant does not have to testify, and (5) if the defendant does not
put on any evidence or does not testify, the jurors are not to consider that in deciding
the guilt or innocence of the defendant. The trial court stated to the entire venire,
"Now, that is the basic concept of criminal law that we follow in this country and that
will be followed in this case."
Next, the trial court asked whether any of the venire knew anything about the
case before they came to the courthouse. After doing so, the court then stated: "Okay,
back up here. I–I told you what the basic concept of criminal law is, and we do have
to follow that. Presumption of innocence, burden of proof, and that has to be
followed." Addressing the first of the three groups, the trial court asked, "Do any of
you of the first 14 have any quarrel or objection to that basic concept of criminal
law?" The first group was given an opportunity to respond. When no member of the
venire indicated a quarrel or objection to the foregoing principles, the court further
inquired: "[I]s there anyone [sic] of you who thinks you cannot follow that concept
of criminal law? If so, raise your hand. I would want–want you to be honest."
Again, none of the potential jurors expressed any questions or reservations.
The trial court then turned to the second group: "Back here again. I explained
to you the concept of criminal justice in this country which must be followed. Do any
of you have any personal problems with that concept?" Again, the trial court stopped
to give the jurors an opportunity to respond before continuing: "Is there anyone who
feels they could not follow that concept of criminal justice? Anyone? Okay, no one."
Finally, addressing the third group, the trial court said: "Over here on the right. It
would be the same question. I explained to you what the concept of criminal justice
2
is. Is there anyone who has any personal problems with that concept? Is there
anyone who could not follow that just for some–for whatever personal reasons or
whatever you could not follow that concept? Anyone?" Once more, none of the
venire made any indication of any questions or objections.
Following the trial, the defendant was convicted of murder and
dismemberment; he was sentenced to 50 years for murder and 25 years for
dismemberment, to be served consecutively. This timely appeal followed.
ANALYSIS
The defendant's sole issue on appeal is whether the trial court properly
inquired regarding whether prospective jurors understood the principles enunciated
in Illinois Supreme Court Rule 431(b). Because this issue concerns compliance with
a supreme court rule, the standard of review is de novo. People v. Suarez, 224 Ill. 2d
37, 41-42 (2007). Rule 431(b) states as follows:
"The court shall ask each potential juror, individually or in a group,
whether that juror understands and accepts the following principles: (1) that
the defendant is presumed innocent of the charge(s) against him or her; (2) that
before a defendant can be convicted the State must prove the defendant guilty
beyond a reasonable doubt; (3) that the defendant is not required to offer any
evidence on his or her own behalf; and (4) that the defendant's failure to testify
cannot be held against him or her; however, no inquiry of a prospective juror
shall be made into the defendant's failure to testify when the defendant objects.
The court's method of inquiry shall provide each juror an opportunity
to respond to specific questions concerning the principles set out in this
section." Official Reports Advance Sheet No. 8 (April 11, 2007), R. 431(b),
eff. May 1, 2007.
3
In this case, the "basic concept of criminal law" laid out by the trial court to the venire
reflects all four basic principles espoused in Rule 431(b): that the defendant is
presumed innocent, that the defendant must be proven guilty beyond a reasonable
doubt, that the defendant is not required to offer any evidence in his own behalf, and
that the defendant's failure to testify in his own behalf cannot be held against him.
The defendant contends that the trial court informed prospective jurors of the
Rule 431(b) principles in narrative form and failed to ask the jury for individual
responses to the required questions. The 1997 committee comments to Rule 431(b)
note that the purpose of the rule is "to end the practice where the judge makes a broad
statement of the applicable law followed by a general question concerning the juror's
willingness to follow the law." 177 Ill. 2d R. 431(b), Committee Comments, at lxxix.
In order to achieve this purpose, the court "shall ask each potential juror, individually
or in a group, whether that juror understands and accepts" the four Rule 431(b)
principles. Official Reports Advance Sheet No. 8 (April 11, 2007), R. 431(b), eff.
May 1, 2007.
In People v. Schaefer, 398 Ill. App. 3d 963, 967 (2010), the appellate court
found that the trial court erred in not technically complying with Rule 431(b), even
though the trial judge had informed the venire in narrative form of the four Rule
431(b) principles, when it did not ask prospective jurors whether they "had any
problem" with all four principles. A failure to comply fully with Rule 431(b) resulted
when the court merely announced the four principles as a general matter of law and
did not allow the prospective jurors an opportunity to respond. Schaefer, 398 Ill.
App. 3d at 967. However, Schaefer is distinguishable from the present case. Here,
the trial judge properly followed his pronouncement of the four principles with a
timely questioning as required by Rule 431(b); in fact, he provided distinct
4
opportunities to each group of potential jurors, allowing each potential juror "an
opportunity to respond to specific questions concerning the principles set out"
(Official Reports Advance Sheet No. 8 (April 11, 2007), R. 431(b), eff. May 1, 2007).
Rule 431(b) does not require that the trial court ask separate questions of the jurors
about each individual principle. People v. McCovins, 399 Ill. App. 3d 323, 327
(2010). Moreover, Rule 431(b) allows the trial court to question the venire either
individually or in a group. Official Reports Advance Sheet No. 8 (April 11, 2007),
R. 431(b), eff. May 1, 2007. Because the jurors in this case were questioned in three
groups and given the opportunity to voice questions or objections, the trial court
addressed the venire in compliance with Rule 431(b).
In People v. Wheeler, No. 1-08-1370, slip op. at 9 (March 31, 2010), our
colleagues in the First District found that the trial judge violated Rule 431(b) when
his narrative recitation to the prospective jurors of the four principles was
immediately followed by a lengthy recitation of matters outside the scope of the Rule
431(b) principles, which did not allow a "timely opportunity" for the venire to
respond to specific questions concerning their acceptance and understanding of the
principles. Although the trial court in the present case followed its pronouncement
of the Rule 431(b) principles with questions regarding whether anyone had prior
knowledge about the case, we conclude that the elapsed time between the trial court's
recitation of the Rule 431(b) principles and its questioning of the venire was not so
egregious that it violated Rule 431(b).
Because the four principles laid out in Rule 431(b) are the same as the basic
concepts of criminal law that the trial court dispatched to the venire and, moreover,
because the trial judge asked each group of potential jurors whether they had any
quarrel or objection with the stated concept of criminal law and gave each of the three
5
groups the opportunity to respond specifically to the principles set out in Rule 431(b),
we conclude that the trial court fully complied with Rule 431(b). Accordingly, there
is no need to address the questions of harmless error or plain error.
CONCLUSION
For the foregoing reasons, the order of the circuit court of Madison County is
hereby affirmed in its entirety.
Affirmed.
WELCH and STEWART, JJ., concur.
6
NO. 5-08-0598
IN THE
APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT
___________________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Madison County.
)
v. ) No. 04-CF-2401
)
CHADWICK WALLACE, ) Honorable
) Charles V. Romani, Jr.,
Defendant-Appellant. ) Judge, presiding.
___________________________________________________________________________________
Rule 23 Order Filed: June 18, 2010
Motion to Publish Granted: July 13, 2010
Opinion Filed: July 13, 2010
___________________________________________________________________________________
Justices: Honorable Stephen L. Spomer, J.,
Honorable Thomas M. Welch, J., and
Honorable Bruce D. Stewart, J.,
Concur
___________________________________________________________________________________
Attorneys Michael J. Pelletier, State Appellate Defender, Johannah B. Weber, Deputy
for Defender, Paige Clark Strawn, Assistant Appellate Defender, Office of the
Appellant State Appellate Defender, 117 N. Tenth Street, Suite 300, Mt. Vernon, IL 62864
___________________________________________________________________________________
Attorneys Hon. William A. Mudge, State's Attorney, Madison County Courthouse, 157 N.
for Main Street, Edwardsville, IL 62025; Patrick Delfino, Director, Stephen E. Norris,
Appellee Deputy Director, Sharon Shanahan, Staff Attorney, Office of the State's Attorneys
Appellate Prosecutor, Fifth District Office, 730 E. Illinois Hwy. 15, Suite 2, P.O.
Box 2249, Mt. Vernon, IL 62864
___________________________________________________________________________________