Filed 11/26/08 NO. 4-08-0218
IN THE APPELLATE COURT
OF ILLINOIS
FOURTH DISTRICT
In re: the Estate of PATRICK FALLOS, ) Appeal from
a Disabled Person, ) Circuit Court of
PATRICK FALLOS, ) Macon County
Petitioner-Appellant. ) No. 05P310
)
) Honorable
) Albert G. Webber
) Judge Presiding.
_________________________________________________________________
JUSTICE COOK delivered the opinion of the court:
Patrick Fallos, a physically disabled man born in 1949,
filed a petition to terminate guardianship over his person. The
trial court denied the petition. Fallos appeals. We reverse and
remand with directions.
I. BACKGROUND
Fallos was born in 1949. Fallos was born into what he
describes as "the average American family." His father worked
for a gas company and his mother was a homemaker. Fallos gradu-
ated from high school with a "C+" average but with straight "A's"
in the industrial arts and began to work various jobs in the
service industry. For example, Fallos worked as a painter and as
a United States mail carrier. At one point, he served as the
vice president of a local union. Fallos later married and had
two children, a boy and a girl. He and his wife divorced in
1980. Fallos' relationship with his children, particularly his
daughter, has since become strained.
Four years later, in 1984, Fallos was in a serious car
accident that left him partially paralyzed, semi-spastic, and
confined to a wheelchair. Fallos also suffered partial paralysis
of his diaphragm, which made it extraordinarily difficult for him
to speak and to be understood. Fallos now has a mechanical
device that amplifies the sound of his voice, though others still
have a difficult time making out his words. Fallos can, however,
communicate with others through writing, as he still has use of
one hand. His handwriting is shaky but legible. Nothing in the
record indicates that the accident led to a diminishment of
Fallos' cognitive abilities. After an initial recovery period
following the accident, Fallos lived at home for over 20 years
with the help of in-home care providers. Fallos supported
himself with his monthly social security disability benefits.
Most recently, the Department of Rehabilitation Ser-
vices (DORS) helped Fallos carry out his daily living functions.
However, at some point in 2005, DORS ceased services because of
allegations, which Fallos denies, that Fallos made sexual ad-
vances toward DORS employees. In October 2005, after DORS
discontinued services, Fallos fell from his wheelchair and was
unable to move or call for help. He was not found for three
days, at which point he was taken to the hospital and treated for
a fractured hip and dehydration. Fallos also suffered from
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delusions during this time period, which may have been due to his
failure to receive any nourishment during the days following his
fall. For example, Fallos believed he had been kidnapped by
"chop-shop" personnel and held at ransom for three days before
being dropped off at his apartment to die. According to a
hospital report written soon after the fall and dated October 6,
2005, Fallos also stated that he had been kept in a box for five
days without food or water and that he had previously worked for
Tom Brokaw. Fallos was also unable to remember three simple
words after a five-minute delay and was unable to use his hands
for writing, wiping his eyes, holding a glass, or manipulating
the hospital bed. The hospital contacted Fallos' son, Jeff, who
lived in Mundelein, Illinois. Jeff expressed concern for his
father but also had concerns about the financial obligations that
might come with further involvement.
Based on Fallos' state of being after the fall, the
hospital psychologist recommended that Fallos be placed under
guardianship. On October 19, 2005, Catholic Charities filed a
petition for temporary guardianship. 755 ILCS 5/11a-4, 11a-8
(West 2004). That same day, the trial court adjudicated Fallos a
disabled person pursuant to section 11a-2(a) of the Probate Act
of 1975 (Act), which states that a person is disabled where,
"because of mental deterioration or physical incapacity[, he] is
not fully able to manage his person or estate." 755 ILCS 5/11a-
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2(a) (West 2004). The court placed Fallos in the temporary
guardianship of Catholic Charities. 755 ILCS 5/11a-4 (West
2004). The court also appointed attorney Rodney Forbes to serve
as Fallos' guardian ad litem (GAL). 755 ILCS 5/11a-10(a) (West
2004).
On October 25, 2005, Catholic Charities filed a peti-
tion for plenary guardianship. 755 ILCS 5/11a-3, 11a-8 (West
2004). On November 29, 2005, the trial court held a hearing on
the matter. 755 ILCS 5/11a-11 (West 2004). GAL Forbes recom-
mended that the petition be granted, and the court appointed
Catholic Charities to be Fallos' plenary guardian pursuant to
section 11a-3(a)(1), which states that the court may appoint the
disabled person a guardian of his person if, because of his
disability, he lacks sufficient understanding or capacity to make
or communicate responsible decisions concerning the care of his
person. 755 ILCS 5/11a-3(a)(1) (West 2004). The court gave
Catholic Charities the authority to place Fallos in a nursing
home or other health-care facility if it determined such care to
be necessary or to be in Fallos' best interest. Catholic Chari-
ties placed Fallos at Sullivan Health Care nursing home
(Sullivan). According to GAL Forbes, Fallos did not initially
object to the guardianship because he agreed that he needed to be
placed in a licensed-care facility so that he could recover.
Nearly a year later, on October 13, 2006, Fallos sent a
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handwritten note of correspondence to the trial court. In the
letter, Fallos asked that the court take note of the progress he
had made with his handwriting, which was once again legible with
some effort on the part of the reader. Fallos complained that
Catholic Charities was not doing a good job as guardian and
stated that Sullivan was a "small central IL farm town care
center [that is], I'm sorry to say, not well educated in DISABLED
INDEPENDENCE." Fallos asked the court to understand that, prior
to his "5[-]day NIGHTMARE" he had been living independently for
20 years and was able to participate in activities within the
disabled community such as electric-scooter racing.
Based on this letter, the trial court scheduled a
status hearing pursuant to section 11a-20(b), which governs the
procedure to be followed where a ward requests that the guardian-
ship order be terminated, revoked, or modified. 755 ILCS 5/11a-
20(b) (West 2004). The court reappointed Forbes as GAL. On
November 17, 2006, Forbes met with Fallos at the court's request
to determine the import of Fallos' October 13, 2006, letter.
Forbes submitted a three-page report, stating that it did not
appear that Fallos' physical condition had significantly im-
proved. However, Forbes did not observe any indication that
Fallos suffered from any mental infirmity. Fallos did not have
any specific complaints about the care he was receiving at
Sullivan, except that he did not receive adequate physical
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therapy to help him regain his strength. Fallos stated that the
reason he wrote the letter was because he wanted the court to
appoint him an attorney to assist him in applying for services
through DORS so that he could eventually be placed in a less
restrictive environment. Fallos asked to be present at any court
hearing relating to his guardianship.
Forbes then spoke with administrators at Sullivan and
at Catholic Charities, and both indicated that Fallos had previ-
ously exhausted in-home care resources due to inappropriate
sexual comments and activity directed at the staff. The Sullivan
administrator stated that Fallos did not take full advantage of
the physical-therapy programs Sullivan offers. Forbes recom-
mended that guardianship be continued until such time that Fallos
secures a care provider such as DORS and regains the strength he
had prior to the fall.
On December 5, 2006, after several continuances, the
trial court conducted the status hearing. As stated in a docket
entry, the court found that Fallos was not asking that guardian-
ship be removed and by its finding simply maintained the status
quo. However, the docket entry does not indicate Fallos' atten-
dance at the hearing, even though he had earlier informed GAL
Forbes that he would like to be present.
On April 11, 2007, April 26, 2007, and May 7, 2007,
Fallos sent several handwritten notes of correspondence to the
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trial court. This court notes that Fallos' handwriting seems to
have improved since the October 13, 2006, letter. In the let-
ters, Fallos indicated that his physical condition was no worse
than it was prior to the fall, noting that he had always only had
the use of one hand. Fallos claimed the State was soon to give
him a new $10,000 voice device. Fallos requested that he be
given a more workable wheelchair, to which "any mechanically
inclined person could easily adapt." Fallos stated: "I don't
want to be a system VICTIM. Isn't there anything you can do ***
to speed up my reinstatement process[?]" Fallos expressed a
desire to be served by DORS again and repeatedly noted that he
had exhibited "no sexual misbehavior practices" while at Sulliva-
n. Although he did not believe it was necessary, Fallos indi-
cated a willingness to submit to a psychological examination if
that is what it would take to speed the process along. Fallos
again expressed his dissatisfaction with Sullivan, complaining
that several of the nursing assistants had criminal records, the
facility was understaffed, and two male residents had deliber-
ately hit him. Fallos wondered why he hadn't been given any
"disabled living options" other than Sullivan. Fallos also
expressed a dissatisfaction with Catholic Charities, but he was
vague as to his reasons. At one point, Catholic Charities
apparently asked Fallos whether he would prefer that guardianship
be transferred to his son Jeff, but nothing seems to have come of
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this.
Based on the content of these letters, the trial court
scheduled another status hearing. Several continuances followed.
Then, on July 5, 2007, Fallos, through his court-appointed
attorney, filed a petition to terminate guardianship pursuant to
section 11a-20. 755 ILCS 5/11a-20 (West 2004). The petition
stated that Fallos had the capacity to perform the skills neces-
sary to care for his person and manage his estate. A hearing on
the petition took place on December 21, 2007.
At the hearing, an agent for Catholic Charities testi-
fied that Fallos had actually been declining in his abilities in
the year preceding the fall. Catholic Charities had been moni-
toring Fallos' case during that time. As of the time of the
hearing, Catholic Charities was unable to find an appropriate
care facility that would be less restrictive than Sullivan.
Catholic Charities contacted DORS, which said that Fallos needed
more help than DORS could give. Catholic Charities was not aware
of any group home that would be a good fit for Fallos. Catholic
Charities stated that Fallos had sufficient coordination to work
a television and DVD player and could walk very short distances
if standing against a wall for support. However, Fallos was not
capable of feeding himself or of addressing daily hygiene needs.
According to Catholic Charities, Fallos still seemed to hold
deluded beliefs regarding the time period surrounding his 2005
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fall. For instance, Catholic Charities was under the impression
that Fallos still believes he was kidnapped.
GAL Forbes testified that he last met with Fallos six
months prior to the hearing. Forbes stated that Fallos appeared
"very sharp" with the exception that he had an unrealistic
perception of his abilities. When asked whether guardianship
should be terminated if Fallos had unlimited financial resources,
Forbes evaded the question. Forbes feared that if guardianship
were terminated, Fallos would end up on the floor of his apart-
ment again.
Fallos had his attorney read a statement to the trial
court, which was similar in content to the above-mentioned
letters. Fallos additionally asserted that the State would pay
for five hours of assistance per day should Fallos be allowed
home. In closing, Fallos' attorney noted the absence of case law
concerning mentally sound yet physically disabled individuals who
have sought termination of guardianship. Fallos' attorney argued
that Forbes' fears of Fallos again winding up on the floor of his
apartment were unfounded. Fallos' attorney stated that if
guardianship were terminated, Fallos would not wheel himself out
of Sullivan and return to an empty house. Instead, the onus
would simply be on Fallos himself to arrange for the proper home
care or to find a setting other than Sullivan to meet his needs.
Fallos' attorney appreciated that Catholic Charities was acting
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according to what it believed to be in Fallos' best interests but
reminded the court that Fallos was "not a child."
In closing, Catholic Charities noted it believed the
standard to terminate guardianship was whether termination would
be in the best interests of the disabled person. Catholic
Charities asserted that a disabled person was "someone who [is]
unable to make and communicate responsible decisions for [his]
care that affects [his] daily living activities." The GAL
stated, "Unless there is some evidence that [the] disability has
been discontinued, it's our recommendation that the guardianship
continue."
The trial court stated it would take the matter under
advisement. It wanted to take time to read Fallos' most recent
psychiatric report. The court expressed empathy for Fallos'
situation and noted that it was apparent that Fallos was able to
communicate, though with some difficulty, with his attorney
during the proceedings and "fully comprehend[ed] the nature and
purpose of [the] proceedings." The court stated it would con-
sider Fallos' best interests and also consider what situation
would give Fallos the maximum amount of freedom, and it would
balance those interests to the extent they were competing. As a
final matter, GAL Forbes informed the court that should it deny
Fallos' petition to terminate guardianship, guardianship would
most likely be transferred from Catholic Charities to the office
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of the State Guardian.
The most recent psychiatric report that the trial court
referenced seems to have been taken in response to Fallos'
doctor's concern that Fallos suffered from depression. In the
report, Fallos indicated to the psychiatrist that he had an
inability to manipulate the muscles to blow his nose and often
becomes choked while trying to speak. The psychiatrist reported
that Fallos had "average" intellectual functioning. During the
examination, Fallos repeatedly stated that he was "normal" and
"not stupid," and the psychiatrist assured him that his intellec-
tual functioning was not in doubt. Fallos did not exhibit
clinical depression, but frequently reported feeling "lonely" or
"blue." Also according to the report, Fallos appeared to respond
positively when someone took the time to listen and endure the
difficulties associated with his poor speech. When asked about
an incident where Sullivan's social services director noticed
that Fallos appeared to have been crying, Fallos responded, "I'm
human." Fallos had some "delusions of persecution" in that he
spoke negatively about the care provided by the nursing assis-
tants, his brother and sister, and DORS. Fallos still believed
his initial hospitalization following the 2005 fall was due to
his being abducted. He believed that the government lied to him.
Fallos had unrealistic expectations as to what he would be able
to handle physically.
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After considering the evidence at hearing and the
evidence contained in the psychiatric report, the trial court
denied Fallos' petition to terminate guardianship. The court
stated in a docket entry:
"The respondent obviously is subject to pro-
found physical limitations. He is almost
entirely dependent on a wheelchair, and has
very limited use of his extremities. His
speech is indistinct and barely audible,
which is a source of frustration. His abil-
ity to live independently is nil--the respon-
dent is reliant on others to assist him in
all of his basic needs. The nub of the prob-
lem here is that the respondent remains in-
tellectually vigorous. He is subject to the
limitless pain of having an intact mind in a
broken body. This has led to the respondent
underestimating the severity of his physical
limitations and overestimating his ability to
live independently. The result of this was a
reason for the establishment of this
guardianship--the respondent had discharged
his caretakers, and then apparently fell in
his apartment and was discovered days later
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***. Guardianship is proper for *** reasons
of either mental or physical disability. The
conditions necessitating guardianship are
still present today as they were in 2005. No
physician has certified otherwise."
On January 17, 2008, Fallos filed a motion to recon-
sider. Fallos noted that the trial court incorrectly stated that
Fallos had discharged his caretakers, implying that Fallos did
not believe he needed them. In fact, DORS caretakers chose to
discontinue services. As such, it was not Fallos' unrealistic
perception of his physical abilities that led to his fall.
Fallos asserted he did not need a guardian because he was capable
of obtaining and arranging the care that he needs to live at home
as he had previously. In the alternative, Fallos asked the court
to modify the guardianship so that he could move to a less
restrictive facility than Sullivan. The court took the matter
under advisement, during which time the office of the State
Guardian replaced Catholic Charities as the guardian.
On March 10, 2008, the trial court denied Fallos'
motion to reconsider. The court noted Fallos believed the court
to have misinterpreted the facts in that Fallos did not discharge
DORS but rather was abandoned by them. However, the court
believed that the circumstances surrounding the fall nevertheless
demonstrated that Fallos was incapable of self-care and an
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objective appreciation of the extent of his disabilities.
Fallos, through his pro bono attorney, Timothy Tighe, filed the
instant appeal. No party filed a brief in response.
II. ANALYSIS
Fallos attacks his continued status as a ward on
statutory grounds, arguing that guardianship is not proper at all
and, in the alternative, that the trial court has given the
guardian in this case too much authority over Fallos' person. In
regard to the existing plenary guardianship, Fallos' particular
complaint is that it does not allow for Fallos to be placed in
the least restrictive environment.
A. Development of the Law Regarding
Guardianship for Physically Disabled Adults
Case law regarding guardianship for adults who are only
physically disabled is exceedingly scarce. Rarer still are cases
where, as here, the physically disabled adult disputes the need
for guardianship. In 1979, the Illinois legislature amended the
Probate Act to add section 11a, entitled "Guardians for Disabled
Adults." In re Estate of Mackey, 85 Ill. App. 3d 235, 237, 406
N.E.2d 226, 229 (1980), citing Ill. Rev. Stat. 1978 Supp., ch.
110 1/2, pars. 11a-1 through 11a-23. The original version of
section 11a-3 stated that guardianship was appropriate where "'a
disabled person[,] *** because of his disability[,] *** lacks
sufficient understanding or capacity to make or communicate
responsible decisions concerning the care of his person'" but did
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not yet state the degree of certainty with which the trial court
must find this to be true (i.e., clearly and convincingly).
Mackey, 85 Ill. App. 3d at 237-38, 406 N.E.2d at 229, quoting
Ill. Rev. Stat. 1978 Supp., ch. 110 1/2, par. 11a-3(a); compare
755 ILCS 5/11a-3(a) (West 2004) (including the clear and convinc-
ing standard). Even so, the Mackey court noted that the language
contained in section 11a-3 was "a considerable refinement and
development over the previous provision *** which merely defined
an incompetent as one 'incapable of managing his person or
estate.'" Mackey, 85 Ill. App. 3d at 238, 406 N.E.2d at 229,
quoting Ill. Rev. Stat. 1977, ch. 110 1/2, par. 11-2. The new
section clarified that, although a person may be disabled in the
statutory sense of not being fully able to manage his person, a
disabled person still could direct others in such activity and
therefore would not necessarily need a guardian over his person.
Mackey, 85 Ill. App. 3d at 238, 406 N.E.2d at 229-30, citing In
re Estate of McPeak, 53 Ill. App. 3d 133, 136, 368 N.E.2d 957,
960 (1977).
Plenary guardianship is not appropriate where the
respondent is capable of "intelligently direct[ing]" others to
perform tasks for him. McPeak, 53 Ill. App. 3d at 136, 368
N.E.2d at 960. To appoint a plenary guardian, the trial court
must find that the disabled adult is "'totally without capacity'"
as specified in section 11a-3. Mackey, 85 Ill. App. 3d at 238,
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406 N.E.2d at 230, quoting Ill. Rev. Stat. 1978 Supp., ch. 110
1/2, par. 11a-12(b); see also 755 ILCS 5/11a-12(b) (West 2004).
A person could be completely paralyzed and in need of 24-hour
care over his person, yet, if he could intelligently direct
others concerning the care of his person, plenary guardianship
would not be appropriate. See Mackey, 85 Ill. App. 3d at 238,
406 N.E.2d at 229-230, citing McPeak, 53 Ill. App. 3d at 136, 368
N.E.2d at 960. On the other hand, if the disabled adult lacks
"'some but not all of the capacity as specified in [s]ection 11a-
3, the court shall appoint a limited guardian.'" (Emphasis
added.) Mackey, 85 Ill. App. 3d at 239, 406 N.E.2d at 230,
quoting Ill. Rev. Stat. 1978 Supp., ch. 110 1/2, par. 11a-12(c);
see also 755 ILCS 5/11a-12(c) (West 2004). As such, the 1979
provisions "envisage[d] and direct[ed] a careful look into the
extent and nature of any disability and a tailoring of guardian-
ship to the requirements and abilities of the individual, with
the purpose of encouraging self-reliance and independence."
Mackey, 85 Ill. App. 3d at 239, 406 N.E.2d at 230. This goal
permeates a number of the provisions in section 11a. Mackey, 85
Ill. App. 3d at 239, 406 N.E.2d at 230; see also 755 ILCS 5/11a-
3(b), 11a-9, 11a-11(e), 11a-12(c), 11a-14.1, 11a-17(a) (West
2004).
Since Mackey and the enactment of section 11a, under
which the instant case is governed, the court in In re Estate of
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Galvin, 112 Ill. App. 3d 677, 445 N.E.2d 1223 (1983), set forth
some guidance as to just how difficult it is to establish that a
respondent completely lacks the ability to make or communicate
responsible decisions regarding the care of his person, such that
he would need a plenary or even a limited guardian. In Galvin,
the respondent suffered a series of strokes that left him with a
weak right side and in need of a walker. The respondent's other
physical disabilities included advanced arthritis and congestive
heart failure. The respondent could die if he did not take his
heart medication as prescribed. The strokes also left the
respondent somewhat confused and delusional. For instance, the
respondent believed he had invented the snowmobile and could
produce fire by pointing his finger. The respondent also did not
believe he had a heart condition, although he stated he continued
to take his heart medication. Galvin, 112 Ill. App. 3d at 678-
79, 445 N.E.2d at 1223-24. The appellate court endorsed the
following comments by the trial court in affirming the trial
court's refusal to appoint any sort of guardian to the respon-
dent:
"'There is no way in God's world that I
am going to adjudicate him a disabled person.
He is physically suffering from some disabil-
ity. *** He is eccentric *** but there is no
way I am going to adjudicate him in need of a
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guardian. *** He lives a bizarre, strange
life. I might not want to do it, but unless
you can make an offer of proof that is going
to show me that he does not understand the
things he's doing--. He understands.'"
Galvin, 112 Ill. App. 3d at 679-80, 445 N.E.-
2d at 1224.
Similarly, the court in In re Estate of Bennett, 122
Ill. App. 3d 756, 461 N.E.2d 667 (1984), provided guidance as to
when it might be appropriate to appoint a limited, rather than a
plenary, guardian. In Bennett, a wife filed a petition request-
ing that she be appointed plenary guardian over her husband, who
had been disabled by a stroke and subsequent brain surgery. The
husband's mother and sister cross-petitioned, requesting that one
or both of them be appointed limited guardian. Bennett, 122 Ill.
App. 3d at 757-58, 461 N.E.2d at 668. The respondent in Bennett
had a speech impediment, had difficulty writing and walking, and
experienced lapses in memory. However, the trial court deter-
mined that, when provided with the necessary information, he was
able to make a responsible decision. The court held that the
respondent was disabled but was "not incapable of knowing what he
wants to do. He merely needs assistance." Bennett, 122 Ill.
App. 3d at 762, 461 N.E.2d at 671. As such, the court found that
limited guardianship was more appropriate than plenary guardian-
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ship, as the intent of the statute in appointing a guarding is to
provide the respondent with as much authority to guide his person
as possible in terms of his condition. Bennett, 122 Ill. App. 3d
at 762, 461 N.E.2d at 671, citing Ill. Rev. Stat. 1981, ch. 110
1/2, par. 11a-3(b).
A final development of note is the legislature's 2004
amendment to section 11a-3 regarding the appointment of a guard-
ian to specify that the ward's inability to make or communicate
decisions regarding the care of his person must be proven by
"clear and convincing" evidence, creating a relatively high
standard to appoint a guardian. See Pub. Act 93-435, §5, eff.
January 1, 2004 (2003 Ill. Laws 3019, 3019-20) (amending 755 ILCS
5/11a-3 (West 2002)).
B. As Applied to the Instant Case
Typically, the moving party in a petition to terminate
or modify guardianship has the burden to show that the existing
order of guardianship should be terminated or modified. The
standard is whether the ward's capacity to perform the tasks
necessary for the care of his person or the management of his
estate has been demonstrated by clear and convincing evidence.
755 ILCS 5/11a-20(a) (West 2004). However, the ward's "capacity
to perform the tasks necessary for the care of his person or
management of his estate" (755 ILCS 5/11a-20(a) (West 2004)) does
not mean the ward must literally and physically have the capacity
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to care for himself, wash himself, feed himself, move himself, et
cetera. Rather the phrase, "capacity to perform the tasks
necessary for the care of his person or management of his es-
tate," includes the ward's "sufficient understanding or capacity
to make or communicate responsible decisions concerning the care
of his person." 755 ILCS 5/11a-3(a) (West 2004). Any contrary
interpretation of the phrase, "capacity to perform the tasks
necessary for the care of his person or management of his es-
tate," would lead to inconsistencies within the Act concerning
what type of person is subject to plenary or limited guardian-
ship, depending upon whether a guardianship was being put in
place for the first time or whether it was being modified at a
later date.
The record shows by clear and convincing evidence that
Fallos is not "totally without capacity" to direct others con-
cerning the care of his person. This much is clear from Fallos'
ability to communicate his wishes in letters to the court, the
most recent psychological report (which stated that Fallos was of
average intelligence), and the trial court's observations:
"[Fallos] remains intellectually vigorous" and "is subject to the
limitless pain of having an intact mind in a broken body." As in
Galvin, whether we agree with Fallos' decisions or not, "'he ***
understand[s] the things he's doing.'" Galvin, 112 Ill. App. 3d
at 680, 445 N.E.2d at 1224. As in Bennett, Fallos is "not
- 20 -
incapable of knowing what he wants to do." Bennett, 122 Ill.
App. 3d at 762, 461 N.E.2d at 1224.
Plenary, or absolute, guardianship is not appropriate
for Fallos, and the existing order for plenary guardianship
should at the very least be modified to be a limited guardianship
aimed at fitting Fallos' unique situation. Again, the Act
"envisage[d] and direct[ed] a careful look into the extent and
nature of any disability and a tailoring of guardianship to the
requirements and abilities of the individual, with the purpose of
encouraging self-reliance and independence." Mackey, 85 Ill.
App. 3d at 239, 406 N.E.2d at 230.
We acknowledge that Fallos' attorney did not request
with precision the specific remedy of remand for modification
from plenary to limited guardianship. However, Fallos' attorney
has argued throughout this case that existing plenary guardian-
ship is not appropriate given Fallos' improved condition.
Fallos' attorney also argued, beginning with his motion to
reconsider, that the guardianship be modified so that Fallos
could be placed in a less restrictive facility. For these
reasons, we have the authority to remand as described above.
As a final point of discussion, we note that the unique
circumstances of this case make it almost unfair to place the
burden on Fallos to demonstrate the need to terminate or modify
guardianship. The initial guardianship order was put in place
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during Fallos' lowest state of cognitive functioning following an
injury that left him without nourishment and delirious. Though
his physical state improved very little if at all in the years
following the fall, he seemed to have regained a great deal of
mental capacity (compare the hospital report dated October 6,
2005, to the most recent psychological report in the record). In
2005, the trial court appointed a plenary guardian based on what
ended up being a temporary mental state and energy level. In
regard to Fallos' state of being after his recovery from the
fall, the trial court never made the specific finding that
Fallos, as a result of his disability, clearly and convincingly
lacked sufficient understanding to direct others concerning his
care and was totally without capacity in that regard.
III. CONCLUSION
For the aforementioned reasons, we reverse the trial
court's judgment and remand for the court to modify the plenary
guardianship as directed.
Reversed and remanded with directions.
TURNER, J., concurs.
MYERSCOUGH, J., dissents.
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JUSTICE MYERSCOUGH, dissenting:
I respectfully dissent. I am firmly convinced we
should affirm. The ward has failed to establish by clear and
convincing evidence his capacity to perform the tasks necessary
for the care of his person or the management of his estate. The
court specifically stated in its decision "guardianship is proper
for reason of either mental or physical disability. 755 ILCS
[5/11a-2(a) (West 2004)]. The conditions necessitating guardian-
ship are still present today as they were in 2005. No physician
has certified otherwise." Moreover, both the ward's attorney and
his GAL agreed the wardship should continue.
The physical disability alone is sufficient for wardsh-
ip under the statute. However, this gentleman additionally
suffers delusional thinking and has an unrealistic perception of
his abilities.
"Although the client is clearly in a diffi-
cult position as he is rendered to his wheel
chair and has difficulty speaking audibly,
due to the partial paralysis of his dia-
phragm, he does not appear to be realistic
regarding his physical capabilities. Client
often becomes choked while speaking, adding
to his difficulty to converse. He also re-
ported substantial embarrassment regarding
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his tendency to cough during conversation.
An evaluation by his primary care physician
also indicated client's unrealistic view of
his physical capabilities. Overall, client
appears to hold delusional beliefs about his
past and present treatment and is having
extreme difficulty adjusting to life in his
current environment."
The court was correct: it had to factually decide removal of
disability, and the placement in the ward's best interests,
giving him maximum freedom. Here the disability was not removed
so the court did not go on to address best interests. The issue
here is whether the ward has established by clear and convincing
evidence his capacity to perform tasks necessary for his care.
The ward's attorney, GAL, and the court concurred the ward had
not done so. The evidence at the hearing establishes:
"Catholic Charities: ward cannot live
independently, needs 24 hour care, cannot
feed himself, perform normal hygiene, walk
without assistance, hard for him to vocalize,
delusional thinking.
GAL: unrealistic perception of his abil-
ities, recommend guardianship remain, incapa-
ble of caring for himself physically on his
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own."
For these reasons, the trial court should be affirmed.
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