Nos. 2--06--0689 & 2--06--0690 cons. Filed: 3-17-08
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court
OF ILLINOIS, ) of Kane County.
)
Plaintiff-Appellee, )
)
v. ) No. 05--CF--2916
)
MARCUS V. BALTIMORE, ) Honorable
) Grant S. Wegner,
Defendant-Appellant. ) Judge, Presiding.
______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court
OF ILLINOIS, ) of Kane County.
)
Plaintiff-Appellant, )
)
v. ) No. 05--CF--2916
)
MARCUS V. BALTIMORE, ) Honorable
) Grant S. Wegner,
Defendant-Appellee. ) Judge, Presiding.
_______________________________________________________________________________
JUSTICE BOWMAN delivered the opinion of the court:
On February 1, 2006, defendant, Marcus V. Baltimore, was charged with the December 2005
burglary of One Stop, a convenience store. Prior to trial, an adverse ruling by the trial court led the
State to file a certificate of impairment pursuant to Supreme Court Rule 604(a)(1) (210 Ill. 2d R.
604(a)(1)) and to pursue an interlocutory appeal to this court. The trial court's decision not to allow
a videotape and various photographs to be introduced at trial forms the basis of the State's appeal.
Nos. 2--06--0689 & 2--06--0690 cons.
The State also moved to continue the detention of defendant pursuant to Supreme Court Rule
604(a)(3) (210 Ill. 2d R. 604(a)(3)) during the pendency of its appeal. Although the trial court did
not find compelling reasons to keep defendant detained, it did order defendant to report to court
services on a weekly basis until the appeal was resolved. Defendant appeals this decision by the trial
court. On this court's motion, the appeals were consolidated. For the following reasons, we dismiss
both appeals for lack of jurisdiction.
I. BACKGROUND
A. Admissibility of Photographs and Videotape
The burglary at One Stop occurred after business hours on December 20, 2005. Although
there was no eyewitness to the incident, One Stop's "multiplex" surveillance system captured the
offender in the store. Later that day, Aurora police officer Chad Kubis and others viewed the
recorded images of the burglary.
On June 8, 2006, defendant filed a motion in limine requesting that the court prohibit Officer
Kubis from testifying about what he observed on the surveillance tape. The grand jury testimony
indicated that Officer Kubis stopped defendant about six hours after the burglary because defendant's
appearance and jacket looked similar to the offender's. Because Officer Kubis did not observe the
crime while it was being recorded on the surveillance system, however, defendant argued that the
best-evidence rule barred his testimony about the contents of the surveillance tape. Instead,
defendant argued, the best evidence rule required that the surveillance tape itself be authenticated
and admitted into evidence.
The same day, the State filed a motion in limine to admit photographs as authenticated under
the "silent witness" theory. In its motion, the State explained that One Stop employed a "multiple
surveillance system used to capture multiple still images from multiple cameras." Although recorded
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images of the incident were captured on a "VHS tape" (videotape), the recorded images could not
be viewed on a traditional VCR and a television. Rather, "multiplex equipment" was required to
view the recorded images. As a result, the State hired a private company to record "five1 of the
captured photographs on a digital format" that was then used to print "photographs on paper." The
photographs extracted from the surveillance tape depicted the offender in a striped jacket. The State
sought to introduce the photographs under the "silent witness" theory, which allows the admission
of such evidence without testimony of a witness if there is sufficient proof of the reliability of the
process that produced the evidence.
At the hearing on the motions, the State explained that the recorded images from One Stop's
multiplex system were not captured on a surveillance tape that could be played on a traditional VCR.
Defense counsel disagreed, stating that the surveillance tape could be played on a traditional VCR,
although the images would appear at a rapid rate. Defense counsel argued that there was the
possibility of slowing down the images on the surveillance tape so that they could be viewed clearly.
The court reserved its ruling, subject to the State's ability to lay a proper foundation for the
photographs and/or the videotape.
On June 12, defendant filed a second motion in limine to bar the State from introducing the
photographs. The motion stated that, contrary to the State's position, the surveillance tape was not
"still images from multiple cameras" or "captured photographs." Instead, the surveillance tape was
"live-action video in broken up sequences that in continuous action depict[ed] the offender's actions
in the store at the time" of the incident. Defendant stated that, in one of the sequences, the offender
could be seen moving about the lottery ticket area and then heading toward the exit. According to
1
In fact, the State sought to introduce six photographs.
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defendant, the "five frozen images" chosen by the State did not depict the entire sequence of events
or the offender's general build and physical characteristics. Defendant argued that presenting only
a few images, rather than the "entire recorded sequence," would be prejudicial and misleading
because the jury would not be allowed to make its own determination regarding the characteristics
of the offender. Defendant maintained that the best-evidence rule and the completeness doctrine
required the State to present the surveillance tape rather than the photographs. Defendant took the
position that the State had the capability of either using multiplex equipment to play the tape or
converting the tape into another format capable of being viewed on a computer monitor.
The court conducted a hearing on defendant's motion that day. The court noted that the
photographs the State sought to introduce were recorded beginning at 2:44:56 a.m. and ending at
2:45:13 a.m. Both parties agreed that the incident occurred during that window of time. Defendant
argued that identity was an issue at trial and that the surveillance tape itself was the best evidence
because it showed the offender moving. The State responded that defendant's concern was supported
not by the best-evidence rule but by the completeness doctrine, and the State conceded that it
selected certain frames from which to derive the photographs. The State explained that all of the
photographs came from the camera behind the counter at One Stop:
"Every frame that included this figure inside the store from a very specific camera,
the camera behind the countertop, a photograph of that frame was created, and then two
frames before the first appearance of the figure, so two frames without this individual, and
the one frame after the individual has entered and left, one frame with the individual missing;
and so that's how the State made the decision to create these images."
The court noted the various times of the photographs: photograph one at 2:44:56 a.m.;
photograph two at 2:44:57 a.m.; photograph three at 2:44:59 a.m.; photograph four at 2:45 a.m.;
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photograph five at 2:45:02 a.m.; and photograph six at 2:45:13 a.m. It observed that there were time
intervals without corresponding photographs between photographs two and three and between
photographs four, five, and six. However, the surveillance tape contained images for every moment
during the relevant time frame. According to the court, the State could not select "just a portion" of
the photographs from the entire surveillance tape. Under the completeness doctrine, the jury had a
right to see the entire surveillance tape before the State could introduce the six photographs. The
State's options were either to obtain the proper equipment to watch the surveillance tape or to create
photographs for every image recorded between 2:44:56 a.m. and 2:45:13 a.m. The court reiterated
that its ruling presumed that the State would be able to lay a proper foundation for the photographs.
The parties appeared in court on June 16, and the court corrected its previous ruling: it was
not the completeness doctrine, but the best evidence rule, that prevented the State from introducing
the photographs. The State explained that playing the surveillance tape on a traditional VCR would
show the images at a fast rate of speed. However, the company that created the photographs had a
machine that was able to slow down the images, meaning that the company's machine showed
images that did not appear when the surveillance tape was played on a traditional VCR. Defense
counsel pointed out that Officer Kubis's report contained "a great deal of details" of what the
surveillance tape showed, which counsel was not able to observe when she viewed the surveillance
tape on a VCR. The court reserved its ruling, stating that the jury needed to see the recorded images
in the same format that Officer Kubis originally viewed them.
On June 19, the State moved for a continuance so that it could procure a means to present
the surveillance tape "in both video and single frame format." The State explained that it had learned
that Officer Kubis would testify that, when he originally viewed the surveillance tape on One Stop's
multiplex equipment, he saw "aspects of it in video format." Currently, the State did not have the
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equipment to play the surveillance tape in video format, but it was working on obtaining One Stop's
equipment. One Stop objected to the idea because it did not want to be without a surveillance
system, but the State was going "to revisit that." The court granted the motion to continue.
The court conducted a status hearing on June 28. The State explained that One Stop
preferred that the State not bring in One Stop's equipment, because there was the possibility that it
would be taken into evidence by the appellate court if the case were appealed. In an effort to avoid
bringing in the equipment, the State suggested using another videotape (videotape 2), which was
created by the "technical individual" who had installed One Stop's multiplex equipment. According
to the State, this individual was able to make videotape 2 from the images that appeared on the
surveillance system, and videotape 2 could be played on a traditional VCR. Defense counsel viewed
videotape 2 and admitted that it had more frames than the original tape. Nevertheless, both parties
agreed that frames were still missing and that videotape 2 did not show at least one thing of
significance that Officer Kubis had included in his report. The State advised the court that Officer
Kubis had not yet viewed videotape 2, and the case was continued.
The parties appeared for a final trial management conference on July 6. The State informed
the court that Officer Kubis had viewed videotape 2 and that the images in videotape 2 were
unaltered from the images he remembered viewing on One Stop's multiplex system. However,
defense counsel argued that images were still missing from videotape 2 and that it did not show
everything in Officer Kubis's report:
"Officer Kubis *** wrote [in] his report that he was able to look at the surveillance video,
the video showed at 2:45 on 12-20-05 the glass door getting shattered by the large bricks,
then a male black wearing a blue jacket with a white stripe on each sleeve entered the
shattered door, then grabbed the lottery machine and disassembled it. The male black
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grabbed several instant lottery tickets and stuffed them in some sort of bag. The subject then
exited the store, going out the shattered door.
Judge, that is his report of what he saw and what the video showed. I've discussed
this with the State's Attorney. I don't think there's a disagreement that what they have so far
in their ability to play it doesn't show all that. They now state that if they slow it down long
enough, they can see the white stripe on the sleeve. But the bricks coming in the shattered
door, the disassembling of the lottery machine, among other things *** I don't believe are
shown in the tape they have now."
The court concluded that a multiplex system was required to play the surveillance tape so that every
image or frame could be seen. Despite the State's best efforts, it had not been able to create a
videotape that duplicated the exact number of frames that would be available under the multiplex
system. The court reasoned that the jurors needed to be able to watch the surveillance tape as if they
were watching it at One Stop. Otherwise, the jury would be given the impression that the State had
selected whatever images it wanted and that the images that the State "had not copied [were] what
[defense counsel] needed for her defense."
On July 7, the State filed an additional motion in limine to admit videotape 2. The motion
stated the following. On the day of the burglary, One Stop employee Shyan Prakash Sanghvi, along
with police officers, viewed the surveillance tape on One Stop's multiplex system. Sanghvi also
viewed videotape 2 and described it as an accurate reflection and reproduction of the original
videotape. Sanghvi's attached affidavit indicated that he was familiar with and operated One Stop's
surveillance system.
At a hearing that day, the State advised the court that it was not going to be able to bring in
the multiplex equipment to play the original surveillance tape; One Stop's equipment was "not going
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to be able to be brought into court." The State indicated that one option was for the jury to go to One
Stop to view the surveillance tape on its multiplex system. Alternatively, the State argued, videotape
2 was admissible because it contained the same number of frames as the original tape played on One
Stop's multiplex system. The State had learned from Officer Kubis that, when he and the others first
viewed the surveillance tape on One Stop's multiplex system, they had paused specific frames. The
State explained that, consistent with Officer Kubis's initial viewing, it was possible to pause images
on videotape 2. The court then asked if, without the pauses, videotape 2 would play the images at
the same speed as the multiplex system. The State indicated that it had not made that comparison.
The court inquired, "So if I'm watching both [videotape 2 on a VCR and the original surveillance
tape on multiplex equipment] at the same time, there is absolutely no difference?" The State
responded, "No, that's not true."
Defense counsel responded that the images on videotape 2 still appeared at a fast pace. If the
State had the ability to slow the images down, then it was not using a traditional videotape or VCR,
as alleged. Defense counsel reiterated that Officer Kubis's report contained things not seen in
videotape 2. The State countered that Officer Kubis saw things in the frames that led him to form
conclusions, which he included in his report; the State was not necessarily agreeing that the
conclusions were what the images reflected. The State also responded that it was impossible to
know the speed at which Officer Kubis watched the images on the multiplex system, because that
system could be manipulated to play at a high or low rate of speed. The speed at which Officer
Kubis viewed the images depended on the operator of the system, and Officer Kubis informed the
State that the operator had paused specific images. Recognizing that the speed could be manipulated
on a frame-by-frame basis, the State clarified:
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"[W]hat can't be lost is the time-lapse nature of it. The speed at which it moves is the speed
at which it moved on the original as well. The images that were seen, were seen specifically
because the individuals were able to pause their specific machine."
The court concluded that, based on the State's candor, it could not say that videotape 2 was an
accurate reflection of the original, which was what was required. According to the court, the State
"needed to be in a position to be able to tell the jurors this is what everybody saw at the time they
ran it through the multiplex." Otherwise, the jury would have the impression that the State was able
to edit it or produce it in a fashion that did not conform to various reliability factors. The court
advised the State that it could file a motion requesting that the jury view the images on One Stop's
multiplex system.
On July 10, 2006, the State filed a certificate of impairment and a notice of appeal, alleging
that the court's decision barring the admission of the photographs and the videotape substantially
impaired its ability to prosecute the case.
B. Motion for Continued Detention
The same day, the State moved for the continued detention of defendant under Supreme
Court Rule 604(a)(3). At the hearing on the motion, the State argued that defendant's criminal
history, which included, among other things, robbery, attempted robbery, and vehicular invasion,
contained an aspect of violence. In addition, because defendant was eligible for Class X sentencing,
the State argued that he was a flight risk. These circumstances, according to the State, constituted
compelling reasons for his continued detention or being held to bail. Defense counsel responded by
first challenging the State's certificate of impairment. According to defense counsel, the trial court's
decision to bar the photographs and videotape did not equate to suppressing evidence; the court "only
ordered that the evidence that still exists and is available to the State must be presented to the jury."
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The court agreed with the State that its ruling on the admissibility of the evidence was the same as
a suppression, meaning the State could appeal under Rule 604(a)(1). The trial court further noted
that, absent compelling reasons, defendant had the right to unconditional release. Determining that
the State failed to establish compelling reasons, the court ordered defendant's immediate release, but
stated that "[a] condition of that will be that he'll have to report to Court Services once a week."
Defense counsel asked the court what basis it had to order defendant to report to court services once
a week. The court responded:
"I think, more importantly, there is nothing preventing me from doing it. And I don't
care how they establish it, but under the circumstances when you balance everything and
looking at the factors, I think I still have the right to have this Defendant check in once a
week, and that, in balance, certainly should be a consideration he would be happy to do."
II. ANALYSIS
A. State's Appeal
The State contends that the trial court erred by barring the introduction of videotape 2 and
the photographs derived from the surveillance tape. However, we first must address defendant's
request to dismiss the State's appeal for lack of jurisdiction. Defendant argues that the substantive
effect of the trial court's order did not suppress the evidence the State sought to introduce, but
"merely impacted the manner in which the evidence would be presented." As defendant points out,
the trial court did not exclude the original surveillance tape, and it ruled that the photographs would
be admissible on the condition that the State showed the jury the original surveillance tape. Thus,
defendant argues, there was no suppression of evidence as required under Supreme Court Rule
604(a)(1) and no basis for an interlocutory appeal.
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Supreme Court Rule 604(a)(1) provides: "In criminal cases the State may appeal *** from
an order or judgment the substantive effect of which results in *** suppressing evidence." 210 Ill.
2d R. 604(a)(1). For purposes of the State's right to appeal prior to trial, there is no distinction
between pretrial orders suppressing evidence and pretrial orders excluding evidence. People v.
Ingram, 316 Ill. App. 3d 319, 324 (2000). It is the substantive effect of a trial court's pretrial order,
not the label of the order or its underlying motion, that controls appealability under Rule 604(a)(1).
People v. Drum, 194 Ill. 2d 485, 489 (2000). "When an order prevents information from being
presented to the fact finder, evidence is suppressed and the State may appeal that order." People v.
Kruger, 327 Ill. App. 3d 839, 843 (2002). The issue of jurisdiction, which involves the interpretation
of Supreme Court Rule 604(a)(1), is subject to de novo review. Drum, 194 Ill. 2d at 488.
According to defendant, People v. Truitt, 175 Ill. 2d 148 (1997), dictates the conclusion that
we lack jurisdiction in this case. In Truitt, the State relied on a laboratory report, rather than the
testimony of the chemist who prepared the report, to show that the subject matter was a controlled
substance. Truitt, 175 Ill. 2d at 149-50. However, the statutory authority for the State's reliance was
declared unconstitutional by the trial court. Truitt, 175 Ill. 2d at 150. The State appealed the
interlocutory order directly to the supreme court under Rule 604(a)(1). The State took the position
that the trial court's order was automatically appealable because the State had certified that the
suppression substantially impaired its ability to prosecute the case. Truitt, 175 Ill. 2d at 152. While
the supreme court stated that it would not second-guess a prosecutor's good-faith evaluation of a
suppression order's effect on his case, it also stated that, before that principle even comes into play,
the threshold determination is whether a pretrial ruling constitutes a suppression order within the
meaning of Rule 604(a)(1). Truitt, 175 Ill. 2d at 152. In making this assessment, the supreme court
concluded that the order in Truitt did not have the effect of suppressing evidence, because the order
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would not prevent any facts or opinions from being presented to the jury. Truitt, 175 Ill. 2d at 152.
Instead of relying on a piece of paper, the State would have to present testimony from an actual
witness. Truitt, 175 Ill. 2d at 152. Because the sole impact of the order was on the manner in which
the information would be presented to the jury, the supreme court concluded that the order could not
be reasonably viewed as a suppression. Truitt, 175 Ill. 2d at 152.
In Drum, the supreme court reiterated its holding in Truitt:
"This court in Truitt concluded that the State could not appeal from a pretrial order regarding
how it would be required to prove that certain material was an illegal controlled substance.
The Truitt court reasoned that the pretrial order did not prevent any information from being
presented to the jury. Rather, the sole impact of the order was on the means by which that
information was presented." Drum, 194 Ill. 2d at 492.
We agree with defendant that Truitt controls the outcome here. This is not a case where the
trial court prevented information, in this case surveillance footage, from being presented to the jury.
Rather, the State was not allowed to present the information in the manner it wished, because, as the
trial court found, the State had not been able to create a videotape that was an accurate reflection of
the original surveillance tape. The State simply could not say that the images on videotape 2
appeared the same as on the original surveillance tape. For this reason, the State was left with the
option of either having the jury view the surveillance tape at One Stop or issuing a subpoena for the
multiplex equipment. While the State "hopes" that it will not have to pursue one of these routes,
there is no evidence that either option is unavailable. Because the interlocutory order does not
suppress evidence but merely impacts the manner in which the information is presented to the jury,
the State has no right to appeal the order under Rule 604(a)(1). We therefore dismiss the State's
appeal for lack of jurisdiction. See Truitt, 175 Ill. 2d at 153.
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B. Defendant's Appeal
Defendant's sole argument is that the trial lacked authority to impose any conditions on his
release, such as ordering him to report to court services on a weekly basis, once it found no
compelling reasons to keep him detained. In other words, defendant argues that Supreme Court Rule
604(a)(3) entitled him to immediate and unconditional release. The State counters that this court
lacks jurisdiction to hear defendant's appeal.
Supreme Court Rule 604(a)(3) states as follows:
"Release of Defendant Pending Appeal. A defendant shall not be held in jail or to
bail during the pendency of an appeal by the State *** unless there are compelling reasons
for his or her continued detention or being held to bail." 210 Ill. 2d R. 604(a)(3).
The rule favors release. People v. Wells, 279 Ill. App. 3d 564, 567 (1996). When the State seeks
interlocutory appeal of an adverse order, the State must restore the defendant's freedom unless it can
establish compelling reasons to override the rule's mandate. Wells, 279 Ill. App. 3d at 567.
"Generally, it is anticipated that defendants will enjoy complete freedom during a delay occasioned
by interlocutory appeal." Wells, 279 Ill. App. 3d at 567.
In contesting jurisdiction, the State argues that neither Rule 604 nor any other rule or statute
authorizes review of the trial court's order. See People v. Beaty, 351 Ill. App. 3d 717, 722 (2004)
(there can be no review of an interlocutory order in the absence of a statute or a rule specifically
authorizing it). According to the State, requiring defendant to report weekly to court services is not
the same as continued detention under Rule 604(a)(3), and it is not the same as a condition of bail
under Rule 604(c)).2 Instead, the State characterizes the weekly check-in requirement as "more akin
2
Supreme Court Rule 604(c), entitled "Appeals from Bail Orders by Defendant Before
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to a notice to appear," which is not the equivalent of bail or recognizance. See People v. Eblin, 114
Ill. App. 3d 891, 893 (1983) (a notice to appear is not the equivalent of bail or recognizance; the
purpose of the notice is to get persons into court without the necessity and inconvenience of an
immediate arrest). As a result, the State avers that this case does not fall within the ambit of Rule
604 or any other rule permitting defendant's interlocutory appeal.
Defendant acknowledges that the trial court could have ordered him to report to court
services as a condition of his bail bond. See 725 ILCS 5/110--10(b)(1) (West 2004) (the trial court
may order as a condition of bail bond that the defendant report to such agency as the court may
direct). However, defendant does not claim that the weekly check-in requirement constitutes a
condition of bail, because, once the court ordered his immediate release under Rule 604(a)(3), there
was no bail bond to which such a condition could be attached. In other words, defendant did not
follow the procedure to appeal in Rule 604(c) because he does not rely on Rule 604(c) to establish
jurisdiction. Instead, defendant argues that this court has jurisdiction to review "a condition imposed
upon what was supposed to be his unconditional release under Rule 604(a)(3)" by virtue of the power
this court acquired when the State invoked Supreme Court Rule 604(a) to seek interlocutory review
of an adverse ruling.
Conviction," allows a defendant to appeal from an order "setting, modifying, revoking, denying, or
refusing to modify bail or the conditions thereof." 210 Ill. 2d R. 604(c). Rule 604(c) sets forth
limited and specific procedures for invoking that right, and this court does not have jurisdiction to
review such an interlocutory order unless such procedural requirements are followed. People v.
Albitar, 374 Ill. App. 3d 718, 721 (2007).
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Defendant's position was expressly endorsed in People v. Beaty, 351 Ill. App. 3d 717 (2004),
in which the court reasoned:
"Our power to address pleas for freedom under Supreme Court Rule 604(a)(3) is a
part of the power we acquire when the State invokes Supreme Court Rule 604 in order to
seek our interlocutory review of an adverse ruling made by a circuit judge. *** Obviously,
a determination of whether compelling circumstances justify detention in the face of a
standard
that favors freedom is not a determination confined to circuit judges. ***
For these reasons, we believe that we have jurisdiction to address the defendant's
motion for release under Supreme Court Rule 604(a)(3)." (Emphasis added.) Beaty, 351 Ill.
App. 3d at 723.
Beaty appears to piggy-back jurisdiction of the defendant's appeal on the State's right to seek
an interlocutory appeal under Rule 604(a)(1). Assuming arguendo that Beaty's rationale for
jurisdiction is sound, it affords defendant no relief here, given our determination that we have no
jurisdiction to review the State's appeal under Rule 604(a)(1). Obviously, defendant cannot establish
jurisdiction by virtue of the State's interlocutory appeal under Rule 604(a)(1) if the State had no right
to appeal in the first place. We also note that defendant's appeal of the condition imposed under
Rule 604(a)(3) is rendered moot by our dismissal of the State's appeal.
III. CONCLUSION
For the foregoing reasons, we dismiss both appeals for lack of jurisdiction.
Appeals dismissed.
CALLUM and GILLERAN JOHNSON, JJ., concur.
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