FIFTH DIVISION
June 23, 2006
No. 1-04-3800
RONALD PIAGENTINI and ANNETTE PIAGENTINI, ) Appeal from the
) Circuit Court of
Plaintiffs-Appellants, ) Cook County
)
v. )
)
FORD MOTOR COMPANY, ) Honorable
) Bill Taylor,
Defendant-Appellee. ) Judge Presiding.
MODIFIED UPON DENIAL OF REHEARING
PRESIDING JUSTICE GALLAGHER delivered the opinion of the court:
Plaintiffs, Ronald Piagentini and Annette Piagentini, appeal from an order of the trial
court granting defendant, Ford Motor Company's motion for summary judgment based upon res
judicata. We reverse and remand.
BACKGROUND
Plaintiffs' claims against defendant, Ford Motor Company (Ford), arose from a motor
vehicle accident that occurred in Chicago, Illinois. Plaintiff Ronald Piagentini was driving a
1987 Ford Bronco II that collided with another vehicle. Plaintiffs originally filed suit on
November 10, 1994, against the alleged driver 1 of the other vehicle claiming that the driver sped
through a red light. This case was numbered 94 L 14330 and will be referred to as Piagentini I.
1
There were two individuals in the other vehicle and plaintiffs alleged that one of the two
was the driver.
1-04-3800
On March 2, 1995, plaintiffs amended their complaint to add Ford as a defendant.
Plaintiffs' eight-count amended complaint contained four counts against Ford. Counts I
and II were brought by Ronald Piagentini. Count I sounded in strict liability in tort. Count II
sounded in negligence. Both counts contained, in subparagraphs a, b, and c, allegations that the
Bronco was designed with insufficient stability in swerving maneuvers and was unreasonably
susceptible to rolling over. Additionally, both counts contained, in subparagraphs d, e, and f,
allegations that the Bronco lacked an adequate seatbelt/occupant protection system. Counts V
and VI were brought by Annette Piagentini for loss of society and repeated the theories in counts
I and II.
On February 19, 1999, based upon plaintiffs' failure to disclose any expert witness
testimony substantiating the allegations of stability and rollover defects, the trial court entered an
agreed order for partial summary judgment on the stability and rollover allegations contained in
subparagraphs a, b, and c. The trial court dismissed plaintiffs' complaint and granted plaintiffs
leave to replead only those claims pertaining to allegations of a defective driver's seatbelt. 2
2
In its motion for partial summary judgment, Ford had conceded that plaintiffs had
disclosed expert witness testimony to substantiate the allegations of a seatbelt defect.
2
1-04-3800
Neither plaintiffs nor Ford requested Rule 304(a) language (155 Ill. 2d R. 304(a)).
On March 19, 1999, plaintiffs filed a second amended complaint and omitted the
allegations pertaining to vehicle stability that were the subject of the partial summary judgment.
Subsequently, on November 5, 1999, pursuant to section 2-1009 of the Code of Civil Procedure
(735 ILCS 5/2-1009)(West 2000), plaintiffs voluntarily dismissed the remaining claims. The
trial court granted the motion without prejudice and without costs. At no point in time did
plaintiffs appeal the February 19,1999, order granting partial summary judgment.
On October 20, 2000, within one year of the voluntary dismissal, plaintiffs refiled this
cause of action. The case was assigned a number of 00 L 12145 and will be referred to as
Piagentini II. All previous allegations, including those related to the vehicle stability and
rollover tendency, as well as its seatbelt/occupant protection system, were included. On January
2, 2001, apparently after realizing this error, plaintiffs filed an amended complaint that did not
contain any allegations related to the stability or rollover claims, but instead only contained
allegations relating to a defective seatbelt/occupant protection system.
Three and a half years later, on May 13, 2004, which was also three months prior to the
trial date, Ford filed a motion for summary judgment in which it invoked the equitable doctrine
of res judicata. Ford argued that the February 19, 1999, court order granting partial summary
judgment in Piagentini I, which disposed of only those allegations relating to the stability and
rollover claims, operated as a bar to any and all causes of action filed after plaintiffs' voluntary
dismissal taken on November 5, 1999. On July 27, after full briefing and argument, the trial
court granted Ford's motion for summary judgment. The trial court subsequently denied
3
1-04-3800
plaintiffs' motion for reconsideration on November 29, 2004. This timely appeal followed.
STANDARD OF REVIEW
Our standard of review of a trial court's grant of summary judgment is de novo. City of
Rockford v. Unit Six of the Policemen's Benevolent & Protective Ass'n, 362 Ill. App. 3d 556,
560, 840 N.E.2d 1283, 1287 (2005).
ANALYSIS
Under the doctrine of res judicata, a final judgment on the merits rendered by a court of
competent jurisdiction bars any subsequent actions between the same parties or their privies on
the same cause of action. Rein v. David A. Noyes & Co., 172 Ill. 2d 325, 334, 665 N.E.2d 1199,
1204 (1996). Res judicata is an equitable doctrine that is designed to prevent a multiplicity of
lawsuits between the same parties where the facts and issues are the same. Murneigh v. Gainer,
177 Ill. 2d 287, 299, 685 N.E.2d 1357, 1363 (1997). ARes judicata promotes judicial economy
by preventing repetitive litigation and [additionally] protects parties from being forced to bear
the unjust burden of relitigating essentially the same case.@ Arvia v. Madigan, 209 Ill. 2d 520,
533, 809 N.E.2d 88, 97 (2004). Equity dictates that the doctrine of res judicata will not be
technically applied if to do so would create inequitable and unjust results. Best Coin-Op, Inc. v.
Paul F. Ilg Supply Co., 189 Ill. App. 3d 638, 650, 545 N.E.2d 481, 489 (1989). Res judicata
should not be applied by this court where it would be fundamentally unfair to do so. Nowak v. St.
Rita High School, 197 Ill. 2d 381, 390, 757 N.E.2d 471, 477 (2001). The doctrine should only
be applied as fairness and justice require. Best Coin-Op, 189 Ill. App. 3d at 650, 545 N.E.2d at
4
1-04-3800
489.
Illinois courts also adhere, as a matter of public policy, to a general rule against the
splitting of claims or causes of action. Best Coin-Op, 189 Ill. App. 3d at 657, 545 N.E.2d at 493.
Under the rule against claim-splitting, where a cause of action is in its nature entire and
indivisible, a plaintiff cannot divide it in order to maintain separate lawsuits. Best Coin-Op, 189
Ill. App. 3d at 657, 545 N.E.2d at 493. That is, a plaintiff is not permitted to sue for part of a
claim in one action and then sue for the remainder in another action. Rein, 172 Ill. 2d at 340, 665
N.E.2d at 1206. Rather, the law requires that a plaintiff must assert all the grounds of recovery
he may have against the defendant, arising from a single cause of action, in one lawsuit. Handley
v. Unarco Industries, Inc., 124 Ill. App. 3d 56, 66, 463 N.E.2d 1011, 1019 (1984); see also
Morris v. Union Oil Co. of California, 96 Ill. App. 3d 148, 421 N.E.2d 1011 (1981) (a party
must set out in his pleadings all of the grounds of recovery he may have). A plaintiff cannot
preserve the right to bring a second action after loss of the first merely by limiting the theories of
recovery opened by the pleadings in the first action. Best Coin-Op, 189 Ill. App. 3d at 657, 545
N.E.2d at 493.
The rule against claim-splitting, which has been described as an aspect of the law of
preclusion, is based upon the principle that litigation should have an end and that no person
should be unnecessarily harassed with a multiplicity of lawsuits. Rein, 172 Ill. 2d at 340, 665
N.E.2d at 1207; Saxon Mortgage, Inc. v. United Financial Mortgage Corp., 312 Ill. App. 3d
1098, 1109, 728 N.E.2d 537, 545 (2000). Plaintiffs cannot indulge in piecemeal litigation.
Radosta, 110 Ill. App. 3d at 1068, 443 N.E.2d at 672.
5
1-04-3800
In Illinois, even in the instance where a plaintiff initially and properly sets out all of his
theories of recovery in one lawsuit, our supreme court has pronounced that a plaintiff engages in
claim-splitting where, after an involuntary dismissal of a part of his claim, the plaintiff
voluntarily dismisses the entire action for the purpose of appealing that decision and then later
attempts to refile a new action. Rein, 172 Ill. 2d 325, 665 N.E.2d 1199. In Rein, there were two
cases and two sets of appeals. In the first case (Rein I), plaintiffs filed a complaint against a
securities dealer and a salesman, alleging that the defendants fraudulently misrepresented the
nature of certain securities purchased by the plaintiffs. The complaint contained counts that
sought rescission of the purchase pursuant to section 13 of the Illinois Securities Law of 1953
(Ill. Rev. Stat.1989, ch. 121 2, par. 137.13) (statutory counts) and other counts seeking common
law remedies (common law counts). The trial court granted defendants' motion to dismiss the
statutory counts with prejudice as barred by the applicable statute of limitations (see Ill. Rev.
Stat.1989, ch. 121 2, par. 137.13(D). Rein, 172 Ill. 2d at 329, 665 N.E.2d at 1202. The trial
court refused to make a Rule 304(a) finding (155 Ill. 2d R. 304(a)), which would have allowed
an immediate appeal. Rein, 172 Ill. 2d at 330, 665 N.E.2d at 1202. Plaintiffs then voluntarily
dismissed the remainder of the case, i.e., the common law counts, for the purpose of filing an
appeal, under Rule 301 (155 Ill. 2d R. 301), as to the dismissal of the statutory counts. Rein, 172
Ill. 2d at 330, 665 N.E.2d at 1202. The appellate court determined that the statutory counts were
barred by the applicable statute of limitations and affirmed the decision of the trial court. Rein,
172 Ill. 2d at 330, 665 N.E.2d at 1202.
After the unsuccessful appeal, and approximately 19 months after they had voluntarily
6
1-04-3800
dismissed the remaining counts of their complaint, plaintiffs refiled the entire case, both the
statutory counts and the common law counts (Rein II). The complaint was Avirtually identical@ to
the complaint filed in Rein I. Rein, 172 Ill. 2d at 331, 665 N.E.2d at 1202. The circuit court
dismissed both sets of counts based on res judicata. The appellate court affirmed, with a strong
dissent by Justice Rathje. The Illinois Supreme Court ultimately affirmed.
Although recognizing that the express language of sections 2-1009 and 13-217 of the
Code of Civil Procedure (735 ILCS 5/2-1009, 13-217(West 1992)) appeared to give plaintiffs the
absolute right to refile voluntarily dismissed common law counts within one year after the
voluntary dismissal or within the remaining period of limitations, the Illinois Supreme Court, in
Rein, pronounced that these sections should not be read to automatically immunize a plaintiff
against the bar of res judicata when the voluntarily dismissed counts are refiled. Rein, 172 Ill. 2d
at 342-43, 665 N.E.2d at 1208.
Ford now contends that Rein stands for the proposition that once a motion for partial
summary judgment is granted, even if a plaintiff does not appeal or further litigate those
dismissed claims, he is precluded from voluntarily dismissing the remaining claims under section
2-1009 and later refiling them under section 13-217, because the doctrine of res judicata will
automatically bar any and all claims that could have been brought in the first action, including
those that actually were brought and never litigated. Although the Rein court held that the
doctrine of res judicata barred the second cause of action because all of the requirements were
met, we believe that Rein is distinguishable. The Rein court devoted much of its analysis to the
rule against claim-splitting and relied upon the rule in support of its decision. Rein, 172 Ill. 2d at
7
1-04-3800
339-43, 665 N.E.2d at 1206-08. Indeed, the Rein court expressly noted that, in the particular
case before it, A[p]laintiffs' quandary *** arises from their decision to split their lawsuit into
separate actions by dismissing the common law counts of their complaints, while attempting to
litigate 3 the rescission counts in Rein I, and then refiling both 4 the common law and rescission
counts in Rein II.@ (Emphasis added.) Rein, 172 Ill. 2d at 339-40, 665 N.E.2d at 1206.
As the Rein court also explained:
AIf plaintiffs were permitted to proceed on their common law counts, any plaintiff
could file an action with multiple counts, dismiss some but not all of the counts,
obtain a final judgment on the undismissed counts, and if unsuccessful on the
counts not dismissed, refile the previously dismissed counts. Such a practice
would impair judicial economy and would effectively defeat the public policy
underlying res judicata, which is to protect the defendant from harassment and
3
The Rein plaintiffs Aattempted to litigate@ the rescission counts by voluntarily
dismissing the action for the purpose of appealing the dismissed rescission counts after
the trial court denied Rule 304(a) language. In the instant case, plaintiffs did not
voluntarily dismiss their action for the purpose of splitting it or appealing part of it.
4
Plaintiffs in Rein were relentless and apparently added insult to injury. Not only
did they split their cause of action, but, after the unsuccessful appeal of the statutory
rescission counts, they actually refiled those counts, as well as the common law ones
that had never been litigated.
8
1-04-3800
the public from multiple litigation. Moreover, an interpretation contrary to that
reached here would emasculate Rule 304(a) by allowing a plaintiff to circumvent
a trial judge's denial of a Rule 304(a) certification by refiling previously
dismissed counts following an unsuccessful judgment or appeal on counts not
previously dismissed.@ Rein, 172 Ill. 2d at 343, 665 N.E.2d at 1208.
None of the policy concerns of the Rein court come into play here. Rein stands for the
proposition that Aa plaintiff seeking to split his claims and appeal in a piecemeal manner may be
barred by res judicata.@ Dubina v. Mesirow Realty Development, Inc., 178 Ill. 2d 496, 507, 687
N.E.2d 871, 876-77 (1997). Rein is procedurally different from the instant case. Plaintiffs were
not trying to circumvent any court ruling and acted properly. First, plaintiffs here asserted all the
grounds of recovery in their pleadings in one lawsuit. See Handley v. Unarco Industries, Inc.,
124 Ill. App. 3d 56, 66, 463 N.E.2d 1011, 1019 (1984). Second, after Ford moved for and
obtained partial summary judgment on parts of plaintiffs' claims, plaintiffs did not seek to
challenge that decision or appeal under Rule 304(a). Third, after voluntarily dismissing their
action, plaintiffs never filed an appeal pursuant to Rule 301. Fourth, when they refiled their
complaint, plaintiffs ultimately only sought recovery for the seatbelt counts which had not ever
been litigated. Rein should not be extended to the facts of the instant case, which is totally free
of claim-splitting. We think this distinction is critical. We believe that claim-splitting requires
an affirmative action on the part of a plaintiff, such as dismissing a case in order to appeal it, and
then filing a second suit. We do not think a voluntary dismissal amounts to claim-splitting
merely because part of the claim has previously been ruled upon and only part remains. Because
9
1-04-3800
plaintiffs never attempted to appeal or in any way litigate that part of their complaint that had
been dismissed, this case is distinguishable from Rein and it cannot be said that Ford was
harassed by unnecessary litigation.
Therefore, Rein is inapplicable because of the crucial distinction that plaintiffs did not
attempt to further litigate the unsuccessful claims and then, after an unsuccessful appeal, attempt
to litigate the remaining claims in another action. Unlike the plaintiffs in Rein, they did not
voluntarily dismiss their case for the purpose of appealing the partial summary judgment.
Plaintiffs here effectively did what any plaintiff does who voluntarily dismisses a case and later
refiles. Apart from the fact that Ford had obtained partial summary judgment, thus eliminating
certain allegations from plaintiffs' counts, which nonetheless remained, 5 Ford was in no different
position than any other defendant who, under section 2-1009, is voluntarily dismissed without
prejudice from a lawsuit. Ford was not subjected to the type of harassment that res judicata and
the closely related rule against claim-splitting are designed to prevent. Unlike the Rein
5
Because no entire Acount@ was dismissed but, rather, mere suballegations in two
of the counts, plaintiffs have contended that there was no final judgment for purposes of
res judicata.
10
1-04-3800
plaintiffs, 6 plaintiffs here did not make Ford further litigate the partial summary judgment only
to refile and make Ford litigate a second action.
To hold that res judicata applies in the instant case would be exalting form over
substance. It cannot be emphasized enough that the doctrine of res judicata is an equitable
doctrine to be used to shield a defendant from abusive practices or repetitious litigation. We do
not believe that it should be used as a sword by a defendant for the sole purpose of avoiding
litigation on the merits. Our supreme court has refused to apply the doctrine where doing so
would deprive a plaintiff of his day in court for a timely asserted claim, despite the fact that there
6
The plaintiffs in Rein were clearly engaging in practices that run counter to the
doctrines of fairness and judicial economy. Not only did they take the initial appeal, only to
refile after they lost, but they refiled the very counts that had already been addressed in
that appeal.
11
1-04-3800
was an adjudication on the merits of another claim that arose from the same transaction. See
Nowak v. St. Rita High School, 197 Ill. 2d at 392, 757 N.E.2d at 479. Thus, we do not believe
res judicata bars these claims.
Assuming arguendo that Rein applies to the instant case, plaintiffs have also argued
that Ford has waived its defense of res judicata by failing to assert it in a timely manner and has
acquiesced in the litigation in Piagentini II. We agree. The failure of a defendant to object
to a plaintiff's claim-splitting constitutes an acquiescence. Thorleif Larsen & Son, Inc. v.
PPG Industries, Inc., 177 Ill. App. 3d 656, 662, 532 N.E.2d 423, 427 (1988). Where a
defendant has acquiesced, this court has refused to apply res judicata, due to the
manifestly unjust result that the plaintiff would be denied any remedy whatsoever on the
separate claim. Thorleif Larsen, 177 Ill. App. 3d at 662-63, 532 N.E.2d at 427.
Plaintiffs contend that by litigating this case for 32 years before it raised the res judicata
argument, Ford arguably lost any benefit the doctrine was designed to provide and Ford cannot
now argue that it was unjustly burdened. More importantly, this court believes that it would
hardly be Aequitable@ to allow Ford to successfully raise res judicata after the parties litigated
this case for 32 years. Plaintiffs have spent money on experts, discovery and all of the other
costs associated with bringing a lawsuit.
Ford did not raise the defense of res judicata at the time of the refiling. Ford contends
that res judicata did not arguably apply until the case of Estate of Cooper ex rel. Anderson v.
Humana Health Plan, Inc., 338 Ill. App. 3d 845, 789 N.E.2d 361 (2003) was published. 7 The
7
Ford's timing argument is belied by the fact that the Cooper defendants filed
12
1-04-3800
Cooper court applied the holdings in Rein and Dubina 8 to facts similar to those in the instant
case, and concluded that the partial summary judgment entered in the first lawsuit filed by
plaintiff became a final judgment upon the voluntary dismissal of the remaining claims and
barred the second refiled suit. Ford now asserts that Cooper is dispositive and that the doctrine
of res judicata barred plaintiffs' second lawsuit.
We cannot say that we agree with Ford's contention that Cooper is dispositive. The
Cooper court did not discuss the equitable nature of the doctrine of res judicata, nor did it
discuss claim-splitting. In the instant case, Ford concedes that, in applying Cooper, the trial
their res judicata defense in 2001. Moreover, Ford filed its motion to dismiss more than
one year after the Cooper case was published.
8
Dubina held that A[an] order of voluntary dismissal, because it disposed of all
matters pending before the circuit court, rendered all orders which were final in nature,
but which were not previously appealable, immediately final and appealable.@ Dubina,
178 Ill. 2d at 503, 687 N.E.2d at 875.
13
1-04-3800
judge also did not address the equitable nature of the doctrine of res judicata. For these reasons,
we determine that the trial court abused its discretion in allowing Ford to raise the defense of res
judicata. See Mountbatten Surety Company, Inc. v. Szabo Contracting, Inc., 349 Ill .App. 3d
857, 876, 812 N.E.2d 90, 106 (2004) (noting that this court reviews a trial court's decision
whether to allow a party to raise an affirmative defense under an abuse of discretion standard).
Our supreme court has explained that in order to determine whether a trial court has
abused its discretion in deciding whether to allow a party to amend its pleading, we should look
at the following factors: (1) whether the proposed amendment would cure a defective pleading;
(2) whether other parties would sustain prejudice or surprise by virtue of the proposed
amendment; (3) whether the proposed amendment is timely; and (4) whether previous
opportunities to amend the pleading can be identified. Loyola Academy v. S & S Roof
Maintenance, Inc., 146 Ill. 2d 263, 273, 586 N.E.2d 1211, 1215-1216 (1992). Our application of
these factors, particularly factors two and three, confirm our decision that the trial court abused
its discretion here. By failing to raise its res judicata argument until May 13, 2004, three and a
half years after the second action was filed, which was also three months prior to the trial date,
Ford waived its defense. Due to the untimely nature of Ford's res judicata defense, its
application would create inequitable and unjust results. Again, we believe that the equitable
doctrine of res judicata was intended to be used as a shield, not a sword. Thornton v. Williams,
89 Ill. App. 3d 544, 548, 412 N.E.2d 157, 160 (1980).
In any event, assuming, arguendo, that Cooper was Aa correct extension@ of Rein and
Dubina, under the particular circumstances of the instant case, we believe that it would be
14
1-04-3800
inequitable to now mechanistically apply Cooper. We cannot fault Ford's counsel for relying on
the fortuitous publication of a case that arguably supports the defense. Nonetheless, if a
defendant is truly being Aunnecessarily harassed by a multiplicity of lawsuits,@ it would appear
that the defendant would know it at the time the suit is filed and need not await the publication of
a case to realize it.
For all of the foregoing reasons, we reverse the judgment of the circuit court of Cook
County and remand this matter for further proceedings consistent with this opinion.
Reversed and remanded.
O'MARA FROSSARD and NEVILLE, JJ., concur.
15