FOURTH DIVISION
August 30, 2007
No. 1-04-2258
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. )
)
TERRIN LEE, ) Honorable
) Kenneth J. Wadas,
Defendant-Appellant. ) Judge Presiding.
MODIFIED UPON REHEARING
PRESIDING JUSTICE QUINN delivered the opinion of the court:
Following a bench trial in the circuit court of Cook County,
defendant Terrin Lee was convicted of one count of armed robbery
and three counts of aggravated unlawful restraint. He was then
sentenced to concurrent prison terms of 19 years for armed
robbery and 10 years for each conviction of aggravated unlawful
restraint. On appeal, defendant contends that the State failed
to prove him guilty of armed robbery beyond a reasonable doubt
and that his convictions for aggravated unlawful restraint must
be vacated under the one-act, one-crime doctrine. In a
supplemental brief, defendant contends that the armed robbery
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statute under which he was convicted is void because the penalty
provision of that statute violates the proportionate penalties
clause of the Illinois Constitution (Ill. Const. 1970, art. I,
§11), thereby rendering his armed robbery conviction void.
When we initially issued this decision, we affirmed the
defendant's convictions for armed robbery and for two counts of
aggravated unlawful restraint and we vacated the defendant's
sentences and remanded the case to the circuit court. Based on
our holding that the decision in People v. Sharpe, 216 Ill. 2d
481 (2005), rendered the defendant's nonenhanced sentences void,
we ordered the circuit court to impose a sentence that included
the 15-year enhancement for armed robbery while in possession of
a firearm (720 ILCS 5/18-2(a)(2)(b)(West 2000)). Defendant filed
a petition for rehearing and this court ordered the State to file
an answer and allowed the defendant to file a reply to the
State's answer. After this court wrote and circulated an amended
opinion that agreed with the reasoning of the petition for
rehearing, but before the amended opinion was filed, our supreme
court issued their opinion in People v. Hauschild, 226 Ill. 2d 63
(2007). This opinion applies the holding in Hauschild, but in
doing so, we raise some concerns regarding some of the aspects of
that case. We now withdraw our prior opinion and vacate our
order remanding this case to the circuit court for purposes of
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resentencing the defendant.
BACKGROUND
Defendant was charged with the armed robbery of Duncan
Ellington and the aggravated unlawful restraint of Duncan, his
wife Claudina and their 11-year-old son Christopher. The
incident occurred in the 2000 block of West 79th Street in
Chicago on September 1, 2001. At trial, Duncan testified that
about 12:45 on the morning in question, he entered a liquor store
in that area with Claudina and Christopher to purchase some items
and to withdraw money from a cash machine. They left the store
with their purchases and walked northbound across 79th Street. As
they approached the median, Duncan heard his wife scream, then
saw her take a step back. Duncan stopped when he heard someone
behind him say, "[G]ive me all your money." Without turning
around, he gave $10 to this person, who then demanded the rest of
his money. Duncan then turned and saw his assailant, whom he
identified as defendant.
Duncan also testified that defendant was carrying a chrome
or silver-colored weapon at his side, which looked like a gun.
After taking the rest of Duncan's money, defendant crossed the
street, entered a waiting vehicle and drove away. Duncan
notified police of the incident and subsequently identified
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defendant in a lineup at the police station. On cross-
examination, Duncan acknowledged that he did not know if the
chrome weapon in defendant's hand was a gun and that he never saw
defendant point anything at himself or anyone else.
Claudina Ellington testified that she was using drugs during
most of 2001 and that she had since gone through rehabilitation.
She further testified that as she and her family were crossing
79th Street after leaving the liquor store, she heard someone
behind her say, "[G]ive me your money motherfucker. I'm going to
shoot you." She turned around and screamed when she saw
defendant pointing a 9-millimeter, chrome-plated gun at her
husband. Claudina stated that her vision was not impaired in any
way during this incident.
On cross-examination, Claudina acknowledged that she free-
based cocaine in the past and that she had purchased narcotics on
the night in question. She denied ever meeting defendant or
purchasing narcotics from him.
Christopher Ellington testified that he and his parents were
crossing the street when defendant approached his dad and said,
"[G]ive me your money." Christopher also testified that the man
was carrying "a gun, I think," that was silver in color.
Christopher ran back across the street to the sidewalk and saw
defendant take his father's money and flee in a waiting car.
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Detective Jenny Christoforakis testified that in the early
morning hours of September 1, 2001, she was called to 75th and
Honore Streets, where a car had been stopped and police had
defendant in custody. She also testified that no weapon was
found in this vehicle. The detective noted in her supplemental
police report that Claudina heard defendant say, "I am going to
shoot you in the back if you don't give me that money."
The parties stipulated that, if called to testify, Officer
Demato would testify that on the date in question, he stopped the
vehicle in which defendant was riding and that no handgun was
found on defendant's person or inside that vehicle.
The State rested, and the defense recalled Claudina. She
testified that she did not know an individual named Timothy
Collins, but knew a Tim who had an eye impairment. She denied
ever commenting to Tim or anyone else that she did not believe
defendant had a gun in his possession during the robbery. On
cross-examination, Claudina testified that she spoke to Tim prior
to trial, that he identified himself as defendant's brother-in-
law, and that he offered her $100 not to testify against
defendant.
Adrian Anderson testified that he accompanied defendant to
the liquor store on the day in question. Anderson stated that
defendant always carried the faceplate of his radio with him,
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that defendant had this plate in his hands during the incident,
and that he never pointed it at anyone.
Timothy Collins testified that he had gotten "high" in the
same room as Claudina on past occasions. He also testified that
he spoke to Claudina twice prior to defendant's trial and that
she told him that she did not actually see defendant with a gun.
Collins also testified that defendant had told him that the only
thing he had in his hands during the incident was the faceplate
to his radio. Collins denied offering Claudina money not to
testify at defendant's trial.
The trial court found defendant guilty of one count of armed
robbery and three counts of aggravated unlawful restraint. In
doing so, the court specifically found that both Claudina and
Christopher credibly testified that defendant was carrying a gun
in his hand. The court sentenced defendant to concurrent prison
terms of 19 years for armed robbery and 10 years for each count
of aggravated unlawful restraint. Defendant now appeals.
ANALYSIS
Sufficiency of the Evidence
On appeal, defendant first challenges the sufficiency of the
evidence to convict him of armed robbery. When a court reviews a
challenge to the sufficiency of the evidence, the relevant
question is whether, after viewing the evidence in a light most
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favorable to the State, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable
doubt. People v. Cunningham, 212 Ill. 2d 274, 278 (2004). A
criminal conviction will not be set aside on appeal unless the
evidence is so improbable or unsatisfactory that it creates a
reasonable doubt as to the defendant's guilt. People v. Cox, 195
Ill. 2d 378, 387 (2001). We do not find this to be such a case.
In order for defendant's conviction for armed robbery to be
sustained, the State was required to prove that defendant
committed robbery (720 ILCS 5/18-1 (West 2000)) while carrying a
firearm (720 ILCS 5/18-2(a)(2) (West 2000)). Defendant does not
dispute the sufficiency of the evidence to establish the elements
of robbery, but contends that the State failed to prove beyond a
reasonable doubt that he committed the robbery while carrying a
firearm.
In this case, Claudina unequivocally testified that
defendant was holding a chrome-plated, 9-millimeter handgun while
he robbed her husband. The trial court found Claudina to be a
credible witness, and her testimony alone was sufficient to
establish that defendant was armed during the robbery. People v.
Thomas, 189 Ill. App. 3d 365, 371 (1989). In addition,
Claudina's version of events was corroborated by Duncan and
Christopher, who testified that defendant was carrying a silver
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object in his hand. Finally, defendant's threat to shoot Duncan
was circumstantial evidence that he was carrying a firearm during
the robbery. See People v. Garcia, 229 Ill. App. 3d 436, 439
(1992) (defendant's repeated threats to shoot the victim were
circumstantial evidence that he was armed with a dangerous
weapon). We thus conclude that this evidence, considered in the
light most favorable to the State, was sufficient to find
defendant guilty of armed robbery beyond a reasonable doubt.
People v. Coleman, 345 Ill. App. 3d 1029, 1032 (2004).
Nonetheless, defendant argues that Claudina's testimony was
incredible and unconvincing and therefore insufficient to support
his conviction for armed robbery. In support of his assertion,
defendant cites Claudina's admitted prior drug use, Collins'
testimony that Claudina told him that she did not actually see a
gun, and Anderson's testimony that defendant was carrying the
faceplate to his radio. We note, however, that it was the
responsibility of the trial court to assess the credibility of
the witnesses and to resolve conflicts in their testimony.
People v. Ortiz, 196 Ill. 2d 236, 259 (2001). Here, the trial
court was aware of Claudina's drug use, but chose to believe her
version of events over that of defendant's alibi witness, and
specifically found her to be credible. We will not substitute
our judgment for that of the trier of fact in these matters
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(Ortiz, 196 Ill. 2d at 259), and we find that defendant's attack
on the credibility of this witness does not raise a reasonable
doubt of his guilt (People v. Hall, 114 Ill. 2d 376, 410 (1986);
People v. Berland, 74 Ill. 2d 286, 307 (1978)).
Defendant further argues that the evidence was insufficient
to prove him guilty beyond a reasonable doubt because the victim,
Duncan, did not know if defendant had a gun and he was unable to
give a description of the object in defendant's hand except for
its color. We disagree. A conviction for armed robbery may be
sustained " 'even though the weapon itself was neither seen nor
accurately described by the victim.' " Coleman, 345 Ill. App. 3d
at 1033, quoting People v. Elam, 50 Ill. 2d 214, 220 (1972).
Finally, defendant argues that there is insufficient
circumstantial evidence that he was armed with a firearm because
all three Ellingtons testified inconsistently as to the exact
threat that he made to Duncan. We have already found there was
sufficient direct evidence to support defendant's armed robbery
conviction, and further note that the three members of the
Ellington family testified consistently that defendant demanded
Duncan's money, and Claudina testified that defendant threatened
to shoot her husband. The trier of fact is not required to
disregard the inferences that flow from the evidence in order to
find guilt beyond a reasonable doubt (Hall, 114 Ill. 2d at 409),
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and in this case, we find that the circumstances described by the
witnesses support the inference that defendant was armed with a
gun (Coleman, 345 Ill. App. 3d at 1033). Moreover, we find that
the alleged inconsistencies were minor in nature and fully
explored at trial, and that they do not create a reasonable doubt
of defendant's guilt. People v. Crespo, 118 Ill. App. 3d 815,
819 (1983).
In reaching this conclusion, we find People v. Fiala, 85
Ill. App. 3d 397 (1980), cited by defendant, distinguishable from
the case at bar. In Fiala, the State's case was based entirely
on circumstantial evidence, and none of the eyewitnesses to the
robbery actually saw a gun in defendant's possession. Fiala, 85
Ill. App. 3d at 400-01. Here, on the other hand, there was
direct evidence in the form of Claudina's positive and credible
eyewitness testimony that defendant was carrying a firearm and
threatened to shoot Duncan. Therefore, Fiala provides no basis
for reversal.
One act, One crime
Defendant next contends that his convictions for aggravated
unlawful restraint must be vacated because they violate the one-
act, one-crime doctrine. Initially, we note that defendant
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waived this issue by failing to raise it at trial or in a
posttrial motion (People v. Enoch, 122 Ill. 2d 176, 186 (1988));
however, we may review this claim under the plain error doctrine
(People v. Carter, 213 Ill. 2d 295, 299-300 (2004)).
Defendant first argues that his conviction for the
aggravated unlawful restraint of Duncan must be vacated because
that offense was carved out of the same physical act that formed
the basis of his armed robbery conviction. The State concedes
that this conviction should be vacated under the one-act, one-
crime principle announced in People v. King, 66 Ill. 2d 551, 566
(1977). We agree and thus vacate defendant's conviction for the
aggravated unlawful restraint of Duncan (count II).
Based on our conclusion that defendant was improperly
convicted of the aggravated unlawful restraint of Duncan,
defendant further argues that his case should be remanded for
resentencing because it is impossible to determine from the
record whether the trial court would have imposed the same
sentences had it entered fewer judgments of conviction. Where,
as here, there is no indication in the record that the vacated
conviction had any bearing on the remaining sentences, a remand
for resentencing is not necessary. People v. Moreland, 292 Ill.
App. 3d 616, 622 (1997).
Defendant also argues that his convictions for the
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aggravated unlawful restraint of Claudina and Christopher must be
vacated because they are based on the same physical act as his
armed robbery conviction, i.e., his detention of the Ellingtons
in order to obtain money from Duncan. In making this argument,
defendant again relies on King for the proposition that multiple
convictions are improper if they are based on precisely the same
physical act. King, 66 Ill. 2d at 566.
Although we agree with the cited principle, we find the case
at bar more akin to People v. Shum, 117 Ill. 2d 317, 363 (1987),
where the supreme court distinguished its holding in King and
found that separate convictions based on one act are proper when
there are multiple victims of that act. In this case, there were
multiple victims of defendant's conduct, as the effect of his
threat was not confined to Duncan but, rather, extended to
Claudina and Christopher. Therefore, pursuant to Shum, we find
that defendant's convictions for the aggravated unlawful
restraint of Claudina and Christopher were proper. Shum, 117
Ill. 2d at 363.
Defendant responds, however, that he only intended to rob
Duncan and that any restraint of Claudina and Christopher was
incidental to that robbery. This argument was rejected in King,
where the court abandoned the "independent motivation" test,
which focused on defendant's overall criminal objective at the
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time the acts were committed. King, 66 Ill. 2d at 566.
Alternatively, defendant asserts that his conviction for the
aggravated unlawful restraint of Christopher must be reversed
because the State failed to prove that Christopher was
restrained, based on his testimony that he ran back across the
street when defendant approached his family.
Aggravated unlawful restraint is committed when a person
"knowingly without legal authority detains another while using a
deadly weapon." 720 ILCS 5/10-3.1 (West 2000). Actual or
physical force is not an element of the offense, so long as the
individual's freedom of movement is impaired. People v. Bowen,
241 Ill. App. 3d 608, 628 (1993). Here, Christopher and his
parents were stopped in the middle of the street by defendant,
who demanded his father's money at gunpoint. Christopher was
thus restrained by defendant's actions with his parents, then ran
back to the sidewalk and watched and waited for them. The
totality of these circumstances and reasonable inferences
therefrom were sufficient to find defendant guilty of the
aggravated unlawful restraint of Christopher. Bowen, 241 Ill.
App. 3d at 627-28.
Proportionate Penalties Clause
In a supplemental brief, defendant contends that the penalty
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provision of the armed robbery statute under which he was
convicted is void because it violates the proportionate penalties
clause of the Illinois Constitution. Ill. Const. 1970, art. I,
§11. He further argues that the substantive armed robbery
statute is inextricably linked to the unconstitutional penalty
provision, thereby rendering that statute and his armed robbery
conviction void as well. Defendant's argument is based on People
v. Moss, 206 Ill. 2d 503, 531 (2003), and People v. Walden, 199
Ill. 2d 392, 397 (2002), where the court used cross-comparison
analysis and declared, inter alia, that the 15-year sentencing
enhancement for armed robbery while in possession of a firearm
(720 ILCS 5/18-2(a)(2), (b) (West 2000)), and the 20-year
enhancement for armed robbery when the offender discharges a
firearm (720 ILCS 5/18-2(a)(3), (b) (West 2000)), violated the
proportionate penalties clause and were unenforceable.
After defendant filed his supplemental brief, our supreme
court issued its decision in People v. Sharpe, 216 Ill. 2d 481
(2005), which overruled Moss and Walden and held that a defendant
could no longer use the cross-comparison analysis to challenge a
penalty under the proportionate penalties clause. Sharpe, 216
Ill. 2d at 533. In reaching this conclusion, the court stated:
"After much reflection, we have concluded
that cross-comparison analysis has proved to
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be nothing but problematic and unworkable,
and that it needs to be abandoned. Those
cases that used such an analysis to
invalidate a penalty are overruled, and this
court will no longer use the proportionate
penalties clause to judge a penalty in
relation to the penalty for an offense with
different elements." Sharpe, 216 Ill. 2d at
519.
The State responded that, pursuant to Sharpe, the firearm
enhancements were revived and constitutional and defendant's
argument is without merit. Based on that conclusion, the State
maintained that the statutory 15-year sentence enhancement for
armed robbery with a firearm (720 ILCS 5/18-2(a)(2), (b) (West
2000)) applied to defendant. The State then requested this court
to impose the enhancement or remand the case for resentencing
with the direction that it be imposed because the current
sentence does not conform to the statutory requirement and is
therefore void. People v. Arna, 168 Ill. 2d 107, 113 (1995).
Defendant responded that Sharpe does not apply retroactively
and that its applicability to this case was limited to precluding
him from using cross-comparison analysis to challenge his
sentence under the proportionate penalties clause. Defendant
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also argued that the State has no right to raise sentencing
issues on appeal unless the sentence is void, and he claimed that
his sentence is not void because the trial court had jurisdiction
in this case and sentenced him within the appropriate range
consistent with Walden.
When this court initially issued this opinion, we agreed
with the State's argument. We held that the holding in Sharpe
should be applied retroactively and we remanded this matter to
the trial court to resentence the defendant on his armed robbery
conviction. This sentence was to include the 15-year enhancement
for armed robbery with a firearm (720 ILCS 5/18-2(a)(2),(b)(West
2000)). In doing so, we relied upon the reasoning of the Fourth
District in People v. James, 362 Ill. App. 3d 1202 (2006), appeal
denied, 219 Ill. 2d 580 (2006), and upon our supreme court's
holding in People v. Guevara, 216 Ill. 2d 533 (2005). Defendant
filed a petition for rehearing and this court ordered the State
to file an answer and allowed defendant to file a reply to the
State's answer.
Since initially issuing this opinion, the First District has
twice addressed the issue of the retroactive application of
Sharpe. In People v. Harvey, 366 Ill. App. 3d 119 (2006), appeal
allowed, 221 Ill. 2d 654 (2006), the third division followed our
holding in this case. There, in 2000, the defendant had
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committed an armed robbery while armed with a firearm. Prior to
the defendant's trial, our supreme court issued its decision in
People v. Walden, 199 Ill. 2d 392 (2002), wherein the court
determined that pursuant to the cross-comparison test, the
statutory 15-year mandatory enhancement for armed robbery
violated the proportionate penalties clause. People v. Walden,
199 Ill. 2d at 397. Consequently, when the trial court sentenced
Harvey in 2004, the court lacked the authority to impose the 15-
year enhancement to Harvey's Class X sentence for armed robbery
while armed with a firearm. The trial court sentenced Harvey to
18 years in prison. When the defendant appealed his convictions
and sentence, the State argued that this sentence was void as
Sharpe had overruled Walden and defendant's 18-year sentence was
void as the mandated minimum sentence was 21 years (15-year
enhancement added to the minimum 6-year sentence for armed
robbery).
The Harvey court first pointed out: "It has long been
established that judicial opinions announcing new constitutional
rules applicable to criminal cases are retroactive to those cases
pending on direct review at the time the new rule is announced.
People v. Martinez, 348 Ill. App. 3d 521, 533 (2004), citing
People v. Ford, 198 Ill. 2d 68, 73 (2001), citing Griffith v.
Kentucky, 479 U.S. 314, 93 L. Ed. 2d 649, 107 S. Ct. 708 (1987)."
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People v. Harvey, 366 Ill. App. 3d at 132. Citing our opinion in
this case and our supreme court's holding in People v. Guevara,
216 Ill. 2d 533 (2005), the Harvey court agreed with the State
that Sharpe should be applied retroactively to defendant.
However, the court went on to find that the 15-year add-on to
defendant's sentence for armed robbery with a firearm violated
the proportionate penalties clause as it was more severe than the
penalty for an offense with identical elements, armed violence
with a firearm. People v. Harvey, 366 Ill. App. 3d at 134.
In People v. Douglas, 371 Ill. App. 3d 21 (2007), the second
division of the First District also considered whether Sharpe
should be applied retroactively. In Douglas, the defendant was
convicted of two counts of attempted first-degree murder of a
peace officer. At the sentencing hearing in 2004, the State
informed the trial court that the enhancement provisions for
attempted murder with a firearm (720 ILCS 5/8-4(c)(1)(B),(C)(1)
(C), (C)(1)(D)(West 2004)) did not apply. The trial court then
sentenced defendant to 35 years in prison. People v. Douglas,
371 Ill. App. 3d at 23.
Neither the defendant nor the State appealed the court's
sentence. In its appellee brief, the State contended that the
defendant's sentence was void because it did not include the
mandatory 20-year enhancement. The Douglas court considered the
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holding in Sharpe, which had been decided after Douglas's
sentencing, during the pendency of his appeal. The court
reviewed the supreme court's holdings in People v. Guevara and in
In re M.T., 221 Ill. 2d 517 (2006), which addressed the holding
in Sharpe. People v. Douglas, 371 Ill. App. 3d at 24-25. The
Douglas court held that the defendant's sentences were not void
as they "were valid when imposed and they remain valid. The
trial judge had the power and authority to impose them without
concern for the statutory enhancement." People v. Douglas, 371
Ill. App. 3d at 25. The Douglas court also rejected the State's
argument regarding resentencing because the defendant's
conviction was for attempted first-degree murder of a peace
officer (720 ILCS 5/8-4(c)(1)(A)(West 2000)), which did not carry
with it an enhanced sentence. People v. Douglas, 371 Ill. App.
3d at 26.
The supreme court has applied its holding in Sharpe several
times since issuing it. People v. Guevara, 216 Ill. 2d 533, was
issued contemporaneously with Sharpe. It applied the holding in
Sharpe in rejecting the defendant's argument on direct appeal
that the sentence for home invasion while in possession of a
firearm (720 ILCS 5/12-11(a)(3)(West 2002)) is unconstitutionally
disproportionate to the sentence for aggravated battery with a
firearm (720 ILCS 5/12-4.2(a)(1), (b)(West 2000)). People v.
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Guevara, 216 Ill. 2d at 544-45.
In In re M.T., 221 Ill. 2d 517 (2006), the supreme court
reversed the appellate court's holding that the indecent-
solicitation-of-an-adult statute (720 ILCS 5/11-6.5 (West 2000))
violated the proportionate penalties clause. In doing so, the
appellate court had applied a cross-comparison analysis. In
reversing, the supreme court noted that the appellate court's
decision was issued before Sharpe was decided. In re M.T., 221
Ill. 2d at 527.
In People v. McCarty, 223 Ill. 2d 109 (2006), the court
considered the defendant's argument that the 15-year mandatory
minimum sentence for manufacturing methamphetamine (720 ILCS
570/401(a)6.5(D)(West 2002)) was violative of the proportionate
penalties clause. The court, explained "a defendant may no
longer premise a proportionate penalties challenge on the
comparison of similar offenses with different elements. Sharpe,
216 Ill. 2d at 521. A defendant may, however, still argue that a
penalty for a particular offense violates the 'cruel or
degrading' standard or is harsher than the penalty for an offense
with identical elements. Sharpe, 216 Ill. 2d at 521." People v.
McCarty, 223 Ill. 2d at 136-37. The court ultimately rejected
the defendant's argument that the 15-year mandatory minimum
sentence violated the "cruel and degrading" standard. People v.
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McCarty, 223 Ill. 2d at 137.
As previously mentioned, after we wrote and circulated an
amended opinion that agreed with the defendant's petition for
rehearing, but before that amended opinion could be filed, our
supreme court issued its opinion in People v. Hauschild, 226 Ill.
2d 63 (2007).
In People v. Hauschild, 364 Ill. App. 3d 202, 205 (2006),
appeal allowed, 221 Ill. 2d 654 (2006), a jury convicted the
defendant of attempted first-degree murder, home invasion and
armed robbery. The trial court sentenced the defendant to
consecutive prison terms of 35 years for home invasion, 18 years
for attempted first-degree murder and 12 years for armed robbery.
Relying on the holdings in Walden and People v. Morgan, 203 Ill.
2d 470 (2003), the trial court determined that the penalty
enhancements for armed robbery and attempted first-degree murder
violated the proportionate penalties clause. Upon appeal, the
Second District also applied the cross-comparison test pursuant
to the holdings in Walden and Moss and vacated the defendant's
convictions and sentences on the armed robbery and home invasion
counts.
The State filed a petition for rehearing based on the
holding in Sharpe, which was decided the day after the appellate
court first decided Hauschild. The court granted the petition
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for rehearing. In their subsequently issued opinion, the court
pointed out "[d]efendant does not dispute that the result of the
Sharpe ruling is to render void his sentences for armed robbery
and attempted first-degree murder." People v. Hauschild, 364
Ill. App. 3d at 223. The appellate court vacated the defendant's
sentences for armed robbery and attempted first-degree murder and
remanded the cause to the trial court to resentence the defendant
in compliance with the enhanced sentencing provisions (720 ILCS
5/8-4(c)(West 2000); 730 ILCS 5/5-8-1(a)(3)(West 2000)). People
v. Hauschild, 364 Ill. App. 3d at 229.
On appeal to the supreme court, the defendant raised the
issue of "whether his existing sentences for armed robbery and
attempted murder were authorized by the law in effect at the time
of sentencing such that those sentences are not void and no new
sentencing hearing is required." People v. Hauschild, 226 Ill.
2d at 71. In considering this issue, the supreme court first
rejected the State's argument that the defendant had forfeited
his right to make this issue due to his failure to raise it in
the appellate court. People v. Hauschild, 226 Ill. 2d at 72.
Citing their holding in Sharpe and the holding in People v.
Harvey, 366 Ill. App. 3d 119, 131 (2006), the court explained:
"Sharpe effectively 'revived' the constitutionality of the 15-
year add on penalty for armed robbery while armed with a firearm
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and attempted murder with a firearm." People v. Hauschild, 226
Ill. 2d at 76. The defendant had argued that applying Sharpe
retroactively to vacate nonenhanced sentences that were valid
under the prior case law would violate due process by making the
law less favorable to him than it previously was and by denying
him his right to notice and fair warning.
In rejecting this argument, the court pointed out:
"It is well established that judicial opinions
announcing new constitutional rules applicable to
criminal cases are retroactive to those cases pending
on direct review at the time the new rule is announced.
People v. Ford, 198 Ill. 2d 68, 72-73 (2001); People
v. Erickson, 117 Ill. 2d 271, 288 (1987), citing
Griffith v. Kentucky, 479 U.S. 314, 93 L. Ed. 2d 649,
107 S. Ct. 708 (1987); Harvey, 366 Ill. App. 3d at
132. As the Supreme Court noted in Griffith, the
failure to apply a new constitutional rule to criminal
cases pending on direct review, even when that rule
is a ' "clear break" [from] the past,' violates the
basic norms of constitutional adjudication. Griffith,
479 U.S. at 322, 328, 93 L. Ed. 2d at 658, 661, 107
S. Ct. at 713, 716. Under this reasoning, we find
that the rule announced in Sharpe is of constitutional
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dimension (see People v. Gersch, 135 Ill. 2d 384,
393-95 (1990)(distinguishing a new rule of law that
is statutory in origin from one that is constitutionally
based)) and, therefore applicable to defendant's case.
See Harvey, 336 Ill. App. at 132." People v. Hauschild,
226 Ill. 2d at 77-78.
The court went on to explain its rejection of the defense
arguments that Sharpe could not be applied retroactively to his
case because it made the law less favorable to him than it was at
the time of his sentencing. The court also rejected the argument
that the defendant's due process rights to notice and fair
warning barred applications of the 15-year enhancement.
The court continued:
"Having now determined that Sharpe's holding
pertains to defendant's case, we must answer the
remaining question, i.e., whether Sharpe renders
defendant's existing nonenhanced sentences void.
A sentence is void if it fails to conform to
statutory requirements. People v. Arna, 168 Ill.
2d 107, 113 (1995). Here, although at the time of
defendant's sentencing Walden and Morgan had rendered
the 15-year enhanced penalties for his armed robbery
and attempted murder convictions unconstitutional, we
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find that the overruling of those cases during the
pendency of defendant's appeal has made the
nonenhanced sentences imposed by the trial court
statutorily nonconforming and thus void. See 364
Ill. App. 3d at 223; see also People v. Garcia, 179
Ill. 2d 55, 73 (1997)(trial court's imposition of
concurrent sentences in certain instances where
consecutive sentences were mandated rendered
defendants' sentences void). Thus, contrary to
defendant's contention in this court, but in accord
with his argument adopted by the appellate court, we
believe the proper remedy in this instance is to
remand the cause to the trial court for a new
sentencing hearing. 364 Ill. App. 3d at 223-24,
citing Arna, 168 Ill. 2d at 112-13." People v.
Hauschild, 226 Ill. 2d at 80-81.
In holding that Sharpe rendered the defendant's sentence
void, the Hauschild court cited People v. Arna, 168 Ill. 2d 107,
113 (1995). Arna held: "A sentence which does not conform to a
statutory requirement is void. [Citations.] Because the order
imposing concurrent terms was void, the appellate court had the
authority to correct it at any time [citation], and the actions
of the appellate court were not barred by our rules which limit
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the State's right to appeal [Rule 604(a)(134 Ill. 2d R. 604(a))]
and which prohibit the appellate court from increasing a
defendant's sentence on review [Rule 615(b)(134 Ill. 2d R.
615(b))]. People v. Scott, (1977) 69 Ill. 2d 85; see also People
v. Dixon, (1982) 91 Ill. 2d 346." People v. Arna, 168 Ill. 2d at
113.
In Arna, the defendant was convicted of two counts of
attempted first-degree murder. The trial court sentenced the
defendant to 30 years in prison on one count and to 45 years in
prison on the second count, with the sentences to run
concurrently. The State did not ask for the sentences to be
served consecutively either in the trial court or on appeal. The
appellate court affirmed the convictions but determined, sua
sponte, that consecutive sentences were mandatory under section
5-8-4(a) of the Unified Code of Corrections (730 ILCS 5/5-8-
4(a)(West 1992)). The supreme court ruled as above.
Our supreme court has followed Arna several times. In
People v. Garcia, 179 Ill. 2d 55, 73 (1997), also cited in
Hauschild, the court held that the trial court's imposition of
concurrent sentences in a gang rape case where consecutive
sentences were mandated rendered the defendants' sentences void
and remanded the cause to the trial court for resentencing.
The Hauschild court also cited People ex rel. Waller v.
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McKoski, 195 Ill. 2d 393, 402 (2001), where the court granted the
State's original action for mandamus, holding that because the
imposition of consecutive sentences was mandatory, the trial
court's decision to sentence the defendant to concurrent
sentences rendered the sentence void.
In City of Chicago v. Roman, 184 Ill. 2d 504 (1998), the
court explained:
"[Supreme Court Rule 604(a)(1)] does not allow the
State to contest the propriety of a sentence imposed
on a criminal defendant. [Citations.]
This case, however, involves a void judgment.
A void judgment is one entered by a court that lacks,
inter alia, the inherent power to make or enter the
particular order involved. A void judgment may be
attacked at any time, either directly or collaterally."
City of Chicago v. Roman, 184 Ill. 2d at 509-10 (1998).
Each of the sentences imposed by the trial courts in Arna,
Garcia, McKoski and Roman was in violation of the applicable
statutes in effect at the time of sentencing. Consequently, the
trial courts had no authority to sentence the defendants in those
cases in the manner in which they did. In the instant case, the
trial judge not only had the inherent power to sentence the
defendant in the manner he did, the trial judge had no authority
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to apply the 15-year enhancement provisions to defendant's
sentence for armed robbery. This is because Moss and Walden were
binding interpretations of the applicable statutes at the time of
the defendant's sentencing. See People v. Atkins, 217 Ill. 2d
66, 71 (2005) (holding that the amended residential burglary
statute could not be applied retroactively to support the
defendant's burglary conviction where defendant was convicted and
sentenced prior to the effective date of the amendment. At the
time of trial, the trial judge had no authority to convict the
defendant of burglary as a lesser-included offense of residential
burglary because People v. Childress, 158 Ill. 2d 275 (1994), was
a "binding interpretation of the statutes then in effect").
In People v. Davis, 156 Ill. 2d 149 (1993), the defendant
appealed the circuit court's denial of his postconviction
petition. In that appeal, the defendant argued that he had been
improperly convicted of unlawful possession of cannabis as well
as unlawful possession of cannabis with intent to deliver. The
supreme court held that the conviction for the lesser included
offense constituted a voidable judgment which was not subject to
collateral attack, as opposed to a void judgment.
"The term 'void' is so frequently employed
interchangeably with the term 'voidable' as
to have lost its primary significance. Therefore,
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when the term 'void' is used in a judicial opinion
it is necessary to resort to the context in which
the term is used to determine precisely the term's
meaning. Whether a judgment is void or voidable
presents a question of jurisdiction. (Herb v.
Pitcairn (1943), 384 Ill. 237, 241.) Jurisdiction
is a fundamental prerequisite to a valid prosecution
and conviction. Where jurisdiction is lacking,
any resulting judgment rendered is void and may be
attacked either directly or indirectly at any time.
(5 Callaghan's Illinois Criminal Procedure §39.09
(1971)). By contrast, a voidable judgment is one
entered erroneously by a court having jurisdiction
and is not subject to collateral attack. See 5
Callaghan's Illinois Criminal Procedure §39.09
(1971).
* * *
Our constitution confers upon the circuit
courts a general grant of authority to hear and
decide all matters of controversy. Such
jurisdiction is not defined by the propriety of
the court's judgments. 'There are many rights
belonging to litigants-rights which a court may
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not properly deny, and yet which if denied do
not oust the jurisdiction or render the
proceedings absolutely null and void.' (Humphries
v. District of Columbia (1899), 174 U.S. 190,
194, 43 L. Ed. 944, 945, 19 S. Ct. 637, 639.)
Significantly, this court has held that the
constitutional right to not be twice put in
jeopardy for the same offense is a personal
privilege which may be waived. People v. Scales
(1960), 18 Ill. 2d 283, 285.
In this case, jurisdiction over the
defendant, as well as over the subject matter,
was proper. The court had authority to enter
conviction and sentence on either of the
charged offenses (see People v. Donaldson (1982),
91 Ill. 2d 164, 170; People v. King (1977), 66 Ill.
2d 551, 566), and judgment on both was, merely error.
Nevertheless, the court's erroneous judgment was
insufficient to effect divestiture of the court's
jurisdiction. The judgment was, therefore,
voidable and is not subject to collateral attack.
See People v. Stueve (1977), 66 Ill. 2d 174, 179
(where the subject matter and personal jurisdiction
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proper, judgment on multiple convictions, though
improper, not void)." People v. Davis, 156 Ill. 2d
155-58.
The legislature enacted Public Act 91-404 in 2000, amending
various felony offenses, including armed robbery, by adding
sentence enhancements when a firearm is involved in the
commission of the offense. See Pub. Act 91-404, §5, eff. January
1, 2000. Here, defendant was indicted for an offense that he
committed in 2001, and his trial and sentencing hearing were held
in 2003, when Moss (decided June 19, 2003) and Walden (decided
April 18, 2002) had invalidated the enhancement provisions. The
decision in Sharpe, which overturned Moss and Walden, was issued
on October 6, 2005, while defendant's case was pending on direct
review. The decision in Hauschild was filed on June 7, 2007.
The issue of whether a sentence that was imposed pursuant to
the holdings in Walden or Moss is void is not merely an exercise
in semantics. Section 5-8-1(c) of the Unified Code of Corrections
provides: "A motion to reduce a sentence may be made, or the
court may reduce a sentence without motion, within 30 days after
the sentence is imposed. A defendant's challenge to the
correctness of a sentence or to any aspect of the sentencing
hearing shall be made by a written motion filed within 30 days
following the imposition of sentence. However, the court may not
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increase a sentence once it is imposed." (Emphasis added.) 730
ILCS 5/5-8-1(c)(West 2006).
Our supreme court considered section 5-8-1(c) in People v.
Kilpatrick, 167 Ill. 2d 439 (1995):
"Under well-settled rules of statutory
construction, section 5-8-1(c) is to be interpreted
according to the plain meaning of its terms, in order
to ascertain and give effect to the intent of the
legislature, bearing in mind the reasons for the
provision, the harms to be remedied, and the goals
to be achieved. Faheeem-El v. Klincar (1988), 123
Ill. 2d 291, 298. Section 5-8-1(c) is consistent
with the United States Supreme Court's decision in
North Carolina v. Pearce (1969), 395 U.S. 711,
23 L. Ed. 2d 656, 89 S. Ct. 2072. In Pearce,
the Court stated that due process may prohibit
a judge from imposing a more severe sentence
where the defendant has been convicted following
a retrial. The Court reasoned that imposing a
greater sentence after retrial could essentially
penalize the defendant's right to challenge his
conviction and sentence. The Court observed that
'[d]ue process of law *** requires that
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vindictiveness against a defendant for having
successfully attacked his first conviction must
play no part in the sentence he receives after a
new trial. And since the fear of such
vindictiveness may unconstitutionally deter a
defendant's exercise of the right to appeal or
collaterally attack his first conviction, due
process also requires that a defendant be freed of
apprehension of such a retaliatory motivation on
the part of the sentencing judge.' (Pearce, 395 U.S.
at 725, 23 L. Ed. 2d at 669, 89 S. Ct. at 2080.
The Court concluded that an increased sentence upon
resentencing is proper where the defendant has
engaged in additional conduct since the date of
his original sentence that warrants an enhanced penalty.
In addition, whenever a more severe sentence is
imposed on resentencing, the 'reasons for *** doing
so must affirmatively appear [on the record].'
(Pearce, 395 U.S. at 726, 23 L. Ed. 2d at 670, 89 S.
Ct. at 2081. The Pearce rule was recognized and
applied by this court in People v. Baze (1969), 43
Ill. 2d 298, and People v. Rivera (1995), 166 Ill.
2d 279.
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* * *
*** By its express terms, section 5-8-1(c) forbids
the increase in a sentence once it has been imposed."
People v. Kilpatrick, 167 Ill. 2d at 443-46.
Section 5-8-1(c) codifies Pearce's goal of eliminating the
risk that a defendant will be penalized for his efforts to seek
to obtain relief by pursuing his right to an appeal. 730 ILCS
5/5-8-1(c)(West 2006). Section 5-8-1(c) extends the protection
of Pearce to defendants upon their being sentenced by the trial
court, rather than only when a defendant has been convicted
following a retrial. As demonstrated by the holdings in Arna,
Garcia, McKoski and Roman, section 5-8-1(c) does not apply to
sentences that are void. As Hauschild holds that sentences
imposed upon defendants pursuant to Moss and Walden are void,
those defendants are denied the protection of section 5-8-1(c).
Apparently, this issue was not raised before the supreme court
when Hauschild was being considered. While 5-8-1(c) does apply to
cases in which the circuit court originally imposed a nonenhanced
sentence, by its own language, section 5-8-1(c)'s proscription
against increasing a defendant's sentence has no applicability to
cases in which the circuit court originally imposed an enhanced
sentence that is subsequently affirmed or reinstated by a court
of review.
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Applying well-settled principles of law regarding
retroactivity, Hauschild requires that the holding in Sharpe must
be applied to cases on direct review at the time Sharpe was
decided (October 6, 2005). People v. Hauschild, 226 Ill. 2d at
78-79. Consequently, defendants cannot rely on the cross-
comparison analysis to challenge their sentences under the
proportionate penalties clause. Ill. Const. 1970, art. I, §11.
Cases pending on direct review in which courts refused to impose
or vacated sentences based on an application of the cross-
comparison analysis should have that portion of their holdings
vacated.
A problem arises as a result of Hauschild's holding that
nonenhanced sentences imposed pursuant to the cross-comparison
analysis are void. Under previous holdings of our supreme court,
void sentences may be attacked by the State, which may ask courts
to "correct" them at any time. People v. Arna, 168 Ill. 2d at
113; City of Chicago v. Roman, 184 Ill. 2d at 510. The issue is
further complicated by the fact that the Hauschild court also
held that "judicial opinions announcing new constitutional rules
applicable to criminal cases are retroactive to those cases
pending on direct review at the time the new rule is announced."
People v. Hauschild, 226 Ill. 2d at 77. This language would make
Sharpe applicable only to those cases that were pending on direct
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review at the time Sharpe was decided (October 6, 2005). Those
defendants whose cases were either not appealed or whose appeals
had been concluded at the time Sharpe was decided arguably would
not be affected. See People v. De La Paz, 204 Ill. 2d 426, 429
(2003) ("Apprendi does not apply retroactively to causes in which
the direct appeal process had concluded at the time that Apprendi
was decided"). As the benefits of Apprendi were denied to those
defendants whose direct appeals had concluded at the time that
Apprendi was decided, it appears to make sense that the
detrimental aspects of Sharpe should also not be applied
"retroactively to cases in which the direct appeal process had
concluded at the time that [Sharpe] was decided."
Limiting the holding in Sharpe to cases on direct appeal would
allow courts of review to reject any cross-comparison analysis
and affirm enhanced sentences where the trial court imposed them.
Hauschild's holding that nonenhanced sentences which were imposed
pursuant to Walden and Moss are void arguably subjects those
defendants who never appealed, or whose appeals had been
concluded at the time of the Sharpe decision, to the threat of
having their nonenhanced sentences vacated and being subjected to
enhanced sentences. In remanding the cause to the trial court
for a new sentencing hearing, the supreme court said they were
doing so "in accord with [Hauschild's] argument adopted by the
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appellate court." People v. Hauschild, 226 Ill. 2d at 81. As
previously mentioned, in the appellate court Hauschild "[did] not
dispute that the result of the Sharpe ruling is to render void
his sentences for armed robbery and attempted first-degree
murder." People v. Hauschild, 364 Ill. App. 3d at 223. As
Hauschild chose not to file a petition for rehearing before the
supreme court, that court did not have an opportunity to consider
the argument that sentences imposed pursuant to Walden and Moss
are not void.
Our decision in the instant case relies upon the holding in
Hauschild rather than the holding in Sharpe. In reviewing any
sentence under the proportionate penalties clause, the reviewing
court should consider whether the sentence violates the "cruel or
degrading" standard or is harsher than the penalty for an offense
with identical elements. People v. Hauschild, 226 Ill. 2d at 82-
83; People v. McCarty, 223 Ill. 2d at 136-37. See also People v.
Andrews, 364 Ill. App. 3d at 275; People v. Harvey, 366 Ill. App.
3d at 134.
The defendant in the instant case was convicted of armed
robbery while carrying a firearm and sentenced to 19 years in
prison for that offense. The defendant in Hauschild was
similarly convicted of armed robbery. There, the supreme court
held that the statutory elements of armed robbery while armed
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with a firearm are identical to the elements of armed violence
predicated on robbery while armed with a dangerous weapon.
People v. Hauschild, 226 Ill. 2d at 85. The court held that
because the offenses are identical but their penalties are not,
the "defendant's sentence for armed robbery while armed with a
firearm [citation] violates the proportionate penalties clause
because the penalty for that offense is more severe than the
penalty for the identical offense of armed violence predicated on
robbery with a category I or category II weapon." People v.
Hauschild, 226 Ill. 2d at 86-87.
The court further held:
"[W]hen an amended sentencing statute has been
found to violate the proportionate penalties clause,
the proper remedy is to remand for resentencing in
accordance with the statute as it existed prior to
the amendment. See People v. Pizano, 347 Ill. App.
3d 128, 136 (2004)(proper remedy where a statutory
amendment is found to have violated proportionate
penalties clause is to remand the cause for a new
sentencing hearing under the statute in effect before
the adoption of the amendment); see also People v.
Gersch, 135 Ill. 2d 384, 390 (1990)('The effect of
enacting an unconstitutional amendment to a statute
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is to leave the law in force as it was before the
adoption of the amendment'). Thus, while the 12-year
term originally imposed on defendant is a proper one,
we remand, as earlier noted, in order to allow the
trial court to reevaluate defendant's sentence in light
of his cumulative sentence and to then resentence him
within the range for armed robbery as it existed prior
to being amended by Public Act 91-404, effective January
1, 2000. In light of this holding, we reject defendant's
claim that his armed robbery while armed with a firearm
conviction should be reduced to 'simple robbery.' "
People v. Hauschild, 226 Ill. 2d at 88-89.
We follow Hauschild's holding and remand this matter to the
trial court for resentencing.
CONCLUSION
For the aforementioned reasons, we affirm defendant's
convictions for armed robbery and for the aggravated unlawful
restraint of Claudina and Christopher; we vacate his conviction
for the aggravated unlawful restraint of Duncan; but we affirm
his concurrent sentence of 10 years for the aggravated unlawful
restraint convictions. We vacate defendant's sentence of 19
years for armed robbery and remand this matter to the trial court
to again impose a sentence within the range for armed robbery as
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it existed prior to being amended by Public Act 91-404, effective
January 1, 2000.
Affirmed in part and vacated in part.
GREIMAN and MURPHY, JJ., concur.
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