SIXTH DIVISION
April 13, 2007
Nos. 1-06-2135 & 1-06-2061 cons.
In re STEPHEN K., a Minor, )
)
Respondent-Appellee, )
) Appeal from the
(The People of the State of Illinois ) Circuit Court of Cook
) County, Illinois,
Petitioner-Appellee, ) Child Protection Division.
v. )
) No. 05 JA 809
Kathy K., Mother of Stephen K., )
) Honorable
Respondent-Appellant). ) Mary Lane Mikva,
) Judge Presiding.
__________________________________________)
)
In re STEPHEN K., a Minor, )
)
Respondent-Appellee, )
)
(The People of the State of Illinois )
)
Petitioner-Appellee, )
)
v. )
)
Stephen K., Sr., Father of Stephen K., )
)
Respondent-Appellant). )
JUSTICE JOSEPH GORDON delivered the opinion of the court:
At an adjudicatory hearing, the circuit court found the respondents, Kathy K. and Stephen
K., medically neglected and exposed their child, S.K., to an injurious environment. At a
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subsequent dispositional hearing, the court ruled that the respondents were unable for some
reason other than financial circumstances alone to care for, protect, train or discipline their child,
and the minor was made a ward of the court and placed in the custody of the Department of
Children and Family Services. The respondents now appeal.
The mother, Kathy K., contends that: (1) the State failed to establish S. K. was medically
neglected as a result of her actions; (2) the trial court’s finding that she was unable for some
reason other than financial circumstances alone, to care for, protect, train or discipline her child
was against the manifest weight of the evidence; (3) the trial court erred in refusing to admit
evidence of S. K.’s hospitalization after he was removed from the respondents’ home and while
in foster care; and (4) the adjudication of wardship should be dismissed because under Illinois
law she had no duty to obey specific treatment plans and recommendations of the healthcare
professionals treating her child.
The father, Stephen K., solely contends that he was denied due process when, at the
adjudicatory hearing, the circuit court refused to admit evidence demonstrating the minor’s need
for hospitalization while under the care of the foster parents. For the following reasons we
affirm the trial court’s adjudicatory and dispositional hearing orders.
I. BACKGROUND
S.K. was born on November 7, 1990, and was diagnosed with cystic fibrosis shortly
thereafter. On August 4, 2005, S. K. was taken into the custody of the Department of Children
and Family Services (DCFS) and on August 5, 2005, the State filed a petition for an adjudication
of wardship. In that petition, the State alleged that S.K. suffered medical neglect and
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malnutrition, lived in an injurious environment and suffered a risk of physical harm by
respondents Kathy K. and Stephen K., in violation of sections 2-3(1)(a), 2-3(1)(b) and 2-3-2(ii)
of the Juvenile Court Act of 1987 (Act). 705 ILCS 405/2-3(1)(a), (1)(b), 2-3(2)(ii) (West 2002).
The State alleged the following facts in support of these allegations:
“On or about July 20, 2005, this minor was admitted to the University of Chicago
Children’s Hospital with a history of coughing up blood. Medical personnel have
diagnosed this minor with cystic fibrosis, chronic malnourishment, and long
standing medical neglect. Further, medical personnel have indicated that this
minor’s condition is potentially life threatening if not treated appropriately.
Mother and father have an extensive history of marginal medical compliance on
behalf of this minor. This minor will require close monitoring, exact medication
compliance and regular medical follow-up upon discharge. Mother and father
were residing together until approximately July, 2005. Mother reports a history of
domestic violence with father.”
At the adjudicatory hearing, the State’s first witness was Dr. Jill Glick, the medical
director of the child protective services (CPS) team at the University of Chicago Hospital (UCH).
The court qualified Dr. Glick as an expert in pediatrics, pediatric emergency, and child abuse
pediatrics.1 On direct examination, Dr. Glick testified that as head of the CPS team at UCH, in
July 2005, she was first involved with S.K.’s case when she was approached by pulmonologist
Dr. Lucille Lester, S.K.’s primary treating physician. Dr. Lester had expressed her long-standing
1
Dr. Glick was not qualified as an expert in cystic firbrosis.
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concern about the respondents’ ability to provide S.K. with adequate medical care. Dr. Lester
indicated that even though S.K. had a worsening lung disease, the family did not follow through
with instructions to obtain adequate medication. Dr. Lester was also concerned that S.K.
suffered from “chronic malnourishment secondary to lack of appropriate environmental nutrition
given to him,” because he “had not gained weight since [M]arch of [2005].” According to Dr.
Glick, Dr. Lester was “very uncomfortable” sending S.K. home, as he appeared depressed and
was missing school, and she wanted Dr. Glick’s assessment of the situation.
Dr. Glick further testified that S.K. was diagnosed with cystic fibrosis shortly after birth,
and that he had been treated for the disease at UCH many times throughout his life. Dr. Glick
explained that cystic fibrosis is a multisystem disease which primarily affects the lungs and the
gastrointestinal (GI) tract. According to Dr. Glick, cystic fibrosis patients are missing enzymes
for digestion, have abnormalities in their salt metabolism, and a progressive pulmonary disease.
Consequently, cystic fibrosis patients need daily ongoing medication by mouth and by aerosol to
keep their airways open, and physiotherapy (with a “vibratory” vest) to battle the mucus
production that clogs up their airways. Dr. Glick noted that without a daily regimented plan of
medication, and chest therapy, the disease will progress.
Dr. Glick also testified that because a good number of cystic fibrosis patients have
problems with their GI track and digestion, resulting in serious diarrhea and weight loss, they
must eat a caloric- and vitamin-enriched diet. Moreover, the diet must include a series of
enzymes that help digestion and are timed and administered according to the type of food the
patient is eating.
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According to Dr. Glick, children with cystic fibrosis are susceptible to infections because
their immune systems are suppressed by the disease, often causing them to cough up blood or
have bad coughing spells or fever. Dr. Glick also testified that although many patients with
cystic fibrosis die in their 30s and 40s, if treated properly “they can have productive lives,” and
some may live longer. However, Dr. Glick also admitted that even with optimal care, cystic
fibrosis patients will have exacerbations and pulmonary problems.
Dr. Glick next testified that in assessing S.K.’s situation, she consulted the minor’s
treating medical team, including Dr. Lester, nurse Jeanine Cheetham, and other pediatric
residents working under Dr. Lester’s guidance. Dr. Glick stated that she also reviewed S.K.’s
medical records and spoke with the social worker assigned to his case. In her assessment, in July
2005, Dr. Glick also interviewed and physically examined S.K., and remarked that he was not
interactive and instead appeared very depressed and very thin at the waist.
Dr. Glick further testified that Dr. Lester had informed her that she and her staff had
educated both of the respondents about cystic fibrosis on numerous occasions, and had informed
them about the “very ultimate importance of strict medical compliance,” including attending all
of S.K.’s medical appointments, and providing him with proper nutrition. Dr. Glick also testified
that based on S.K.’s medical records, the respondents had been offered assistance in obtaining
the proper nutrition-based medications and pancreatic enzyme. As Dr. Glick testified:
“There were, I have to say to summarize there were multiple, multiple
interventions that were offered. The most important was ensuring the pancreatic
enzyme. That’s very important for [S.K.’s] body to be able to absorb nutrients as
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well as the vitamins; particularly A, D, E and K. Those are the four vitamins that
are fat soluble that are malabsorbed.
I know that we had documentation very clearly that they had offered--
there is an assistance program so that if you get the enzyme and you turn in your
receipts you get reimbursed, and there is a whole bunch of different agencies to
apply [to] ensure getting the proper nutrition-based medications, and there was a
truly [sic] lack of follow through by the family; particularly with the enzyme
***.”
Dr. Glick finally testified that at the end of her assessment, based on her review of S.K.’s
medical records and her discussions with S.K.’s treating team, she agreed with Dr. Lester that it
was reasonable to file a complaint with DCFS because S.K. was suffering from medical neglect
and was not provided appropriate medical care on a daily basis.
On cross-examination by the guardian ad litem, representing the minor, Dr. Glick
testified that the medical records indicated that during his hospital stays in January 2005 and July
2005, S.K. had gained weight and had exhibited lung function improvement. Dr. Glick also
testified that after his release from the hospital in January 2005, S.K. missed four medical
appointments.
On cross-examination by counsel for the respondent father, Dr. Glick also testified that
although she did not review every single page of S.K.’s medical records, she had spent hundreds
of hours reviewing them, and had attempted to independently verify and corroborate the
information she had received.
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When questioned about the apparent increase in S.K.’s weight indicated by his admission
and discharge summaries for hospitalizations in January 2005 and July 2005,2 Dr. Glick stated
that discharge and admission summaries are often written by residents, do not necessarily have
accurate weights, and are not reliable data points. In fact, according to Dr. Glick, they are
“notoriously incorrect.” Accordingly, Dr. Glick testified that for a reliable and accurate review
of S.K.’s weight, she had used Dr. Lester’s growth chart, which was opened when S.K. was born.
Dr. Glick further testified on cross-examination that S.K. was admitted to the hospital
on July 20, 2005, because he was spitting up blood and coughing constantly for a week. Dr.
Glick acknowledged that S.K.’s medical records indicated that on July 13, 2005, one of the
respondents had taken the minor to see Dr. Lester, and that S.K. was prescribed Cipro. Dr.
Glick, however, went on to state that this fact did not change her opinion that S.K. was medically
neglected.
Dr. Glick finally testified that, at the time of the adjudicatory hearing, S.K. was in the
hospital because he had “a fever and exacerbation, and needed antibiotics.” Dr. Glick stated,
however, that she had just visited S.K. in the hospital, that he was gaining weight and “doing
very well with his disease.”
On cross-examination by counsel for the respondent mother, Dr. Glick also testified that
2
The discharge summary for S. K’s hospitalization in January 2005, part of People’s
Exhibit No. 1, states that S.K.’s weight on admission was 43.7 kg. The discharge summary of
S.K.’s hospitalization in July 2005, states that upon admission to the hospital in July 2005, S.K.’s
weight was 46 kg. Both discharge summaries were written by residents.
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in assessing S.K.’s case, she never spoke to the respondent mother because numerous people had
done so in the past.
On redirect examination, Dr. Glick testified that in a case of a discrepancy between a
medical record and information from the treating physician, she gives more weight to the treating
physicians’s original files, and that she had done so in S.K.’s case. In conclusion, Dr. Glick
testified that in her opinion S.K. was at risk if he went back home to his parents.
Thomas White, a child protective specialist with DCFS, next testified that he was
assigned to investigate allegations of medical neglect and inadequate food at the respondents’
home. During his investigation, White first visited S.K. in the hospital. On July 26, 2005, White
also visited the mother. White noticed that her home was cluttered but not filthy. He further
stated that although he found food in the house, it was not the kind of food that a child could
easily eat because it would require a lot of preparation, and “assistance of someone like a mother
or a caretaker to actually prepare [this kind of] food for him.” More specifically, White indicated
that he failed to find any “happy food,” which a child in S. K’s condition “would just get up and
fix for himself.”
White further testified that the mother denied having been neglectful, and stated that on
the advice of Dr. Lester she had turned over to S.K. the responsibility of taking his own
medication, supplements, and food. The mother explained that she wished to make S.K. more
independent. With regard to food, the mother stated that the father was not giving her money to
purchase necessary food items, and that she was considering taking him to court to compel
support. White also testified that at the time of the interview, the father had not been residing
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with the mother for approximately one month. During the interview, the mother expressed her
belief that “her husband and her sister were setting her up by calling” DCFS. White further
testified that he questioned the mother about substance abuse, and that she replied that she was
taking diet pills and “that was the only thing she was taking.” The mother also stated that she
had not drunk alcohol in 10 or 15 years.
White also testified that around August 2, 2005, he interviewed the father, who told him
that the mother may be using some type of drugs. The father also told White that he did not
think that the mother was giving S. K proper care and that S.K. “might be better off” living with
his sister, who was married to a doctor in Wisconsin and who was willing to allow S. K to live in
her home for two to three weeks. According to White, the mother rejected this plan, and the
father’s efforts in that regard failed.
The father also told White that he had been “put out” of the family home, that he did not
have a permanent residence, that he worked 80 hours a week, and that there had been an order of
protection initiated by the mother against him that barred him from seeing his children.
Accordingly, he told White that he “could not be there” to provide the care S.K. needed.
According to White, at the conclusion of his investigation, he “indicated” S.K.’s case for
medical neglect, but found the charges of inadequate food unfounded. White explained that
“indicating a case” meant that DCFS found it had credible evidence that if the situation was not
corrected, the child would be at risk of harm.
On cross-examination by the respondent father, White stated that the evidence that led
DCFS to indicate the case for medical neglect was information by Drs. Glick and Lester and
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other UCH staff, as well as medical reports, indicating that S.K. had not been eating properly, or
taking his supplements regularly, and that as a result he had lost 12 pounds, 6 of which he
regained once he was readmitted to the hospital.
On cross-examination, White stated that in his investigation of the inadequate food issue,
he simply looked into the cupboards to see if there was food that was sufficient to sustain life for
that day, and was not looking to find any special food items. White testified that he observed
food in the house that was sufficient to feed a family. White also defined “happy food” as a “hot
dog [or] pizza,” but admitted that he had “no medical opinion” of whether either of these was
nutritionally adequate for S.K.
On cross-examination by the respondent mother, White testified that the mother rejected
the father’s plan because it would have involved S.K. moving out of state to live with the
father’s, and not with her, relatives.
During the adjudicatory hearing, the State also moved and was permitted without
objection to admit People’s Exhibit No. 1, 1,470 pages of certified and delegated medical records
from UCH made in the course of S.K.’s treatment. The State drew the court’s attention to
discharge summaries dated August 5, 2005, January 14, 2005, June 28, 1999, December 15,
1998, and August 20, 1996; the Multi-disciplinary Pediatric Education and Evaluation
Consortium (MPEEC) report; social service notes dated July 21, 2005, and August 4, 2005; and a
social work note and assessment dated November 15, 2004. The State then rested.
The guardian ad litem, on behalf of S.K., was allowed to publish from the medical
records. The record reflecting S.K.’s admission to the hospital on July 20, 2005, showed that the
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“Complaints on Admission and Pertinent History” read in part “significant 5 pound weight loss
in the last three months.”3 A social history from the same document stated that S.K.’s “social
environment contribute[d] dramatically to his poor health. *** There is rarely enough food in the
house, and, therefore, he is malnourished. He receives little supervision to guarantee that he gets
his medications.” The document further indicated that after respiratory therapy, S.K.
“significantly improved *** which was a signal of noncompliance at home.” The record further
showed that S.K. was admitted with a weight of 46 kg and within two days had gone up to
48.9 kg, which he maintained until discharge.
Similarly, a social work note in S.K.’s Patient Record dated July 21, 2005, indicated:
“During [S.K.’s] previous [UCH] hospitalization, his lung function improved and
he gained weight. Over the last three months (since he was last seen by Dr.
Lester), his lung function has decreased again and he has lost five pounds. Other
concerns involve the home situation/environment. *** Aunt has provided food to
S.K. and his brother and they know they can go down to her house when needed
(which they have done).”
Another “Social Service Note” referring to the same hospitalization, and dated August 4,
2005, stated:
“Home: [S.K.] understands that DCFS was contacted and that his home situation,
including his mother’s parenting skills, are being evaluated. [S.K.] appears to
agree with concerns about mother’s parenting abilities and his living environment.
3
The transcript incorrectly states that the history reads “significant 45 [lb.] weight loss.”
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He describes his mother as being ‘not responsible,’ ‘not like a normal mom.’ ***
He further reports that she sleeps during the day and is believed to take ‘diet
pills.’ [S.K.] also reports that the household often lacks food.”4
The guardian ad litem also published from S.K.’s hospital discharge summary of January
14, 2005. That summary included the following: “*** it was determined that [S.K.] needed to be
admitted for IV antibiotics due to non-adherence [to his medication regimen].” In the same
discharge summary, problem number three reads as: “Social. *** [A] social worker, followed
and coordinated a family meeting. A family meeting was arranged and the importance of the
patient’s medication regimen was again addressed with the family.”
After the guardian ad litem rested, counsel for the respondent father opened his case in
chief by asking the trial court to introduce into evidence the portion of Dr. Glick’s testimony
4
Beyond the portion published by the guardian ad litem, the note additionally stated that
S.K. felt that his home was “unlivable,” and that these concerns had started to escalate the
previous summer. The note further stated that S.K. had recently graduated from eighth grade, but
did not look forward to high school, because he had very few friendships and had no one to turn
to for support. S.K. stated that his grades had diminished greatly in the previous year because his
attendance record was “so bad.” S.K. further stated that he felt overwhelmed with decisions that
he felt too young to be making. S.K. also reported that his mother was discouraging him from
divulging too much about his family life. The note also pointed out that throughout the
interview, S.K. never smiled or laughed, and that he had a “flat affect and at times appear[ed]
angry.”
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concerning S. K’s current hospitalization. Counsel argued that during the adjudicatory hearing,
he had learned that S.K. was back in the hospital even though he was in the custody of foster
parents, who “everyone would agree” had given S.K. “optimum medical care.” Counsel argued
that the present hospitalization was relevant because it showed that even with such optimal care
S.K. could get ill and be rehospitalized. Counsel asked for leave of court and for time to brief
this issue. Permission to do so was denied on the grounds of relevance.
In denying the request, the court specifically noted that the fact that S.K. was hospitalized
was already in evidence, and that “this petition was not filed because S.K. ended up in the
hospital,” but because he was not getting the appropriate care in the respondents’ home. The
trial court explained the standard of care:
“[T]here’s no petition against the [foster parents,] that –we don’t measure it
against care for [foster parents]. We measure it against the standard of care that
was appropriate for [S.K.] at that time. [Foster parents] may be the greatest
caretakers or mediocre caretakers or marginal caretakers. That’s not relevant.”
The trial also court pointed out that “the fact that S. K’s cystic fibrosis is not resolved is not only
irrelevant, it’s completely expected,” and that it was not in S. K’s interest or the father’s interest
to delay the adjudication.
The father respondent then requested a five-minute recess to decide whether or not to
testify, and the trial court instructed him to use the recess to decide whether he wanted to add
something to his prior request to brief the issue of S.K.’s post-foster-care hospitalization for
purposes of an offer of proof so that the record on this issue was preserved. After that recess the
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following colloquy occurred:
“THE COURT: First of all, relative–is there anything else relative to your
offer of proof that you want to say relative to your request to put in evidence as to
[S.K.’s] recent hospitalization. Anything further you want to say in reference to
that?
MR. NAGELBERG:5 I can’t make an offer of proof because I would need
to investigate more further [sic] some of the facts behind the hospitalization. It
only became known to me the day before the trial started.”
The father respondent then requested a continuance to allow him to investigate S.K.’s recent
hospitalization so that he could make an offer of proof, and the court denied his request.
Throughout the discussion of this issue, counsel for the respondent mother expressed no position
or argument. Neither of the respondents presented further evidence.
At the close of the adjudicatory hearing, the trial court found that the State had proved by
a preponderance of the evidence that both of the respondents had neglected S.K. when they
withheld from him the requisite medical care to battle his cystic fibrosis and when they created
for him an injurious environment. The court indicated that in coming to this conclusion it had
relied on the testimony of Dr. Glick, whom the court found to be a credible witness, and on S.
K’s medical records. According to the court, the worsening of S.K.’s cystic fibrosis condition
was the direct result of his parents “sub-optimal, inconsistent approach” to his medical care. The
court further declined to make a finding of abuse, which would have been predicated upon
5
Counsel for the respondent father.
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subjecting the child to a substantial risk of injury, because there were “many things that [the
parents] did right,” including, inter alia, “sticking with” the UC hospitals, seeking a prescription
for Cipro, and getting S.K. hospitalized in July 2005.
On June 27, 2006, at the beginning of the dispositional hearing, the trial court noted that
S.K. wished to address the court in chambers. The court and counsel participated in this in
camera discussion, and afterward, the court summarized for everyone the concerns that S.K. had
raised. According to the trial court, S.K. was frustrated by the length of time his case had taken
without any real changes or progress on his parents’ part. S.K. felt that he had been “working
very hard *** to try to make things better and that [his parents were] not getting that.”
Additionally, the court noted that in camera everyone had agreed that “family therapy should
really [be] put in place, sooner rather than later; because there [were] a lot of family dynamic
issues that need[ed] to be addressed, and [S.K.] need[ed] a place [where] he c[ould] talk to the
parents about their behavior, in a setting that fe[lt] safe.”
The State then called caseworker Matt Gerber, of Luther Social Services of Illinois, who
testified that he was assigned to S.K.’s case on June 7, 2006. Gerber assessed both of the
respondents for services, and recommended that the mother partake in a drug assessment, sign up
for individual counseling, and “keep up with S.K.’s medical appointments.” According to
Gerber, the mother’s substance abuse test showed that she did not need drug treatment. As far as
counseling, Gerber testified that the mother had consistently been attending her weekly sessions.
With regard to responsibility for S. K’s care, she had maintained regular contact with the
caseworker and the agency, and participated in unsupervised weekly visits with her son, during
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which no unusual incident had been reported. However, the mother continued to miss
S.K.’s medical appointments. According to Gerber, her overall rating was nevertheless
satisfactory.
In assessing the respondent father, Gerber recommended that he sign up for individual
therapy, a drug assessment and domestic violence screening, and that he regularly attend S.K.’s
medical appointments. Following these tests, Gerber determined that the father did not require
any drug or alcohol treatment or domestic violence counseling. Gerber further testified that
although the father regularly participated in his individual counseling sessions, he failed to attend
some of S.K.’s medical appointments.
Gerber further testified that S.K. was currently living with his maternal aunt. Gerber had
visited the aunt’s home and found it to be safe and appropriate. According to Gerber, the aunt
was meeting all of S.K.’s special medical needs, including attending all of S.K.’s doctors’
appointments consistently and making sure that S.K. took his medication and received his chest
treatment on a daily basis.
Gerber also stated that he had reviewed reports from S.K.’s doctors which showed that
the minor was experiencing “normal flare-ups.” These reports also showed that S.K. was gaining
and maintaining weight satisfactorily and receiving his medication and treatment as required.
According to Gerber, based on all this information, the agency’s recommendation was that a
legal guardian be appointed for S.K., with an ultimate goal of returning him home.
In closing argument, the State requested that S.K. be adjudged a ward of the court and
that DCFS be appointed his legal guardian. The guardian ad litem also asked that the
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permanency goal be set at “return home.” Counsel for the respondent father asked for a finding
that the respondent father was unable to care for S.K., as he was overwhelmed with his own
problems, including financially supporting the family. Counsel for the respondent mother
expressed agreement with the recommendations of the State.
At the end of the dispositional hearing, the trial court adjudicated S.K. a ward of the court
and found that both of the respondents were unable for some reason other than financial
circumstances alone to care for, protect, train or discipline S.K. The trial court found that
reasonable efforts for family preservation had been made but were unsuccessful and appointed
DCFS as S.K.’s guardian.6
With the agreement of all the parties, the court entered a permanency order setting the
permanency goal for S.K. as “return home within 12 months.” This goal was set because the
court found that the “[p]arents [were] visiting [S.K.] regularly and [were] in services,” even
though the “[m]other [was] not consistent with therapy [and] [n]either parent regularly
participate[ed] in medical visits.” The trial court also found that the respondent mother had
made “some progress,” while the respondent father had made “substantial progress” toward
S.K.’s return home. Respondents now appeal.
II. ANALYSIS
1. Trial Court’s Finding of Medical Neglect
A. Adjudicatory Hearing
The respondent mother first argues that the evidence presented at the adjudicatory hearing
6
According to DCFS, S.K. would continue to reside in foster care with his maternal aunt.
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did not support the conclusion that S.K. was medically neglected. She specifically asserts (1)
that S.K. complied with his medication requirements; (2) that the hospital records did not show
that S.K. needed to abide by a special diet at home; (3) that there was no documentation that a
medical appointment was missed; (4) that prior to his hospitalization, S.K. was taken to the
doctor and prescribed Cipro, and therefore the respondents did comply with his medical needs;
and (5) that allegations of S.K.’s weight loss were unfounded because Dr. Glick testified that
weight evaluations on admission records and discharge summaries are “erroneous” and
“notoriously incorrect.” Both the State and the public guardian contend that there was ample
evidence to support the trial court’s findings. We agree.
Whenever a petition for adjudication of wardship is brought under the Juvenile Court Act
of 1978, the “‘best interests of the child is the paramount consideration.’” In re F.S., 347 Ill. App.
3d 55, 62, 806 N.E.2d 1087, 1093 (2004), quoting In re K.G., 288 Ill. App. 3d 728, 734-35, 682
N.E.2d 95, 99 (1997). Following the filing of a petition for wardship, the State must prove abuse
or neglect by a preponderance of the evidence. 705 ILCS 405/1-3(1), 2-21 (West 2002); F.S.,
347 Ill. App. 3d at 62, 806 N.E.2d at 1093. “Preponderance of the evidence is that amount of
evidence that leads a trier of fact to find that the fact at issue is more probable than not.” K.G.,
288 Ill. App. 3d at 735, 682 N.E.2d at 99.
The trial court is afforded broad discretion when determining whether a child has been
abused or neglected within the meaning of the Act, and this court will not disturb the trial court’s
findings unless they are against the manifest weight of the evidence. F.S., 347 Ill. App. 3d at 62-
63, 806 N.E.2d at 1093. “A trial court’s finding is against the manifest weight of the evidence if
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review of the record clearly demonstrates that the opposite result would be the proper one.”
K.G., 288 Ill. App. 3d at 735, 682 N.E.2d at 99. Because the trial court has the best opportunity
to observe the demeanor and conduct of the parties and witnesses, it is in the best position to
determine the credibility and weight to be given to the witnesses’ testimony. F.S., 347 Ill. App.
3d at 63, 806 N.E.2d at 1093.
Neglect is generally defined as the failure to exercise the care that circumstances justly
demand and encompasses both willful and unintentional disregard of parental duty. In re Arthur
H., 212 Ill. 2d 441, 463, 819 N.E.2d 734, 746 (2004). Pursuant to section 2-3(1)(a) of the Act, a
neglected minor includes “any minor under 18 years of age who is not receiving the proper or
necessary support, education as required by law, or medical or other remedial care recognized
under State law as necessary for [his] well-being.” (Emphasis added.) 705 ILCS 405/2-3(1)(a)
(West 2002). Illinois courts have held that a child who does not receive appropriate medical
evaluations or care is neglected. See In re N., 309 Ill. App. 3d 996, 999-1000, 1007-08, 723
N.E.2d 678, 680, 685-86 (1999) (the trial court’s finding of medical neglect for a premature
infant, was upheld where parents had not followed up on various medical evaluations, even
though none of the appointments concerned life-threatening conditions, but were necessary for
the infant’s well-being and the infant’s condition had the potential to create lifelong problems).
However, because our courts have recognized that the concept of neglect has no fixed meaning,
cases adjudicating neglect are sui generis and must be decided on the basis of their own
particular facts. F.S., 347 Ill. App. 3d at 63, 806 N.E.2d at 1093.
In the present case, the unrebutted testimony of Dr. Glick and the evidence contained in
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S.K.’s medical records amply support the trial court’s conclusion that S.K. was neglected as a
result of the respondent’s failure to provide him with necessary medical care. The evidence
presented at the adjudicatory hearing showed that S.K. was diagnosed with cystic fibrosis shortly
after birth and had been battling the disease for nearly 14 years. Dr. Glick’s testimony
established that proper care for a patient with this disease, included a regimented schedule of
daily medication, regular physical therapy, and a nutritious diet, including the intake of specific
enzymes, which would decrease the likelihood of weight loss. Dr. Glick’s testimony further
established that despite the fact that S.K. had been admitted to UCH on numerous occasions and
numerous efforts were made by UCH staff to educate the respondents about the disease, both of
the parents consistently missed S.K.’s medical appointments, failed to comply with Dr. Lester’s
treatment suggestions, and neglected to utilize programs that would have provided them with
subsidized nutritional supplements, including the necessary pancreatic enzyme. Dr. Glick also
testified that as a result of the respondents’ persistent noncompliance, S.K. consistently failed to
gain necessary weight and upon admission to the hospital in July 2005 was found to be
“chronically malnourished.”7
Moreover, Dr. Glick’s conclusions are well supported by S.K.’s medical records, which
indicate that as early as 1996, S.K.’s treating physicians expressed concerns about S.K.’s failing
health due to inconsistent and inadequate medical care. Notes from August 8, 1996 indicate
“concern re: home situation include *** noncompliance with medications, *** canceling
7
Dr. Glick also testified that upon admission to the hospital, S.K. experienced a
significant weight gain.
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counseling sessions.” Similarly, records from August 20, 1996, establish that both of the
respondents were educated about cystic fibrosis treatment and the importance of cystic fibrosis
management.
The record dated September 29, 2003, reflects S.K.’s visit to his doctor and several
concerns by the doctor arising from that visit, including that S.K. “is not getting his airway
clearance on a regular basis, as the household is somewhat chaotic”; that the respondent mother
gave S.K. “cough medicine *** with his recent illness, which is definitely not recommended in
cystic fibrosis where the point should be to get him to expectorate the sputum”; and that S.K. lost
“five pounds in the last six months.” This record also confirms that S.K. “has not been able to
get high calorie supplement[] *** because the family has not done the necessary paperwork to
obtain these for free, which is offered to cystic fibrosis patients.”
Finally, the record from S.K.’s January 2005 hospital admission shows that S.K. was
admitted for “intravenous antibiotics” because “there [was] questionable adherence to S. K’s
medication regimen as well [as] his family’s compliance with the medication regimen.” Records
from S.K.’s July 2005 hospitalization indicate that S.K. had a “5 pound weight loss in the last
three months,” and that “[t]he patient’s social environment contributes dramatically to his poor
health. *** There is rarely enough food in the house and, therefore, he is malnourished. He
receives little supervision to guarantee that he gets his medications ***.”
We also note that neither of the respondents presented any evidence in his or her
respective case in chief to rebut the testimony of Dr. Glick and the extensive medical records
introduced at trial. Accordingly, the circuit court properly relied upon the expert’s medical
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testimony in reaching its conclusion that both of the respondents medically neglected S.K. See
In re Ashley K., 212 Ill. App. 3d 849, 890, 571 N.E.2d 905, 930 (1991) (“The circuit court
cannot disregard expert medical testimony that is not countervailed by other competent medical
testimony or medical evidence” or “second-guess medical experts.” “If the circuit court does not
follow medical evidence that is not refuted by other medical evidence, the [court] is acting
contrary to the evidence”); F.S., 347 Ill. App. 3d at 64, 806 N.E.2d at 1094 (the trial court has no
authority to disregard undisputed medical testimony).
The respondent mother next contends that the petition for adjudication of wardship
should be dismissed because under Illinois law she had no duty to follow the specific treatment
plan recommended by UCH, but only to provide proper medical care for her child. The State
contends that the respondent mother has waived this issue because she has failed to properly
preserve it for review. We agree.
We first note that the respondent mother has waived this issue for purposes of appeal
because she did not raise this issue at the trial level. See People v. Primm, 319 Ill. App. 3d 411,
423, 745 N.E.2d 13, 25 (2000); see also In re April C., 326 Ill. App. 3d 225, 242, 760 N.E.2d 85,
98 (2001) (“Where a party fails to make an appropriate objection in the court below, he or she
has failed to preserve the question for review and the issue is waived”). In the instant case, the
issue of whether the respondent mother had a parental duty to obey the treatment plans and
recommendations of S.K.’s medical team was never raised at the trial level.
Waiver aside, we find that the respondent mother cannot prevail with this contention
because it has no bearing on the outcome of her case. Under section 2-3(1)(a) of the Act, a
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neglected minor is “any minor *** who is not receiving the proper or necessary *** medical ***
care recognized under State law as necessary for his well-being.” (Emphasis added.) 705 ILCS
405/2-3(1)(a) (West 2002). The respondent mother argues that it would be unwise for us to
presume that any medical care or treatment recommended by S.K.’s physicians at UCH is per se
correct because it would ultimately compromise the rights of patients. She further alleges that
there are “signs *** that [S.K.] received imperfect care” at UCH because it was unclear whether
UCH staff knew that S.K. had gained or lost weight, and cites to Mink v. University of Chicago,
460 F. Supp. 713, 718 (N.D. Ill., 1978), for the proposition that UCH treatment plans are
unreliable.
However, under the facts of this case, there is no need for us to deal with the respondent
mother’s attempt to determine whether Illinois law mandates total submission to the
recommendations of treating physicians since at the adjudicatory hearing neither of the
respondents introduced any evidence of alternative medical advice or recommendations.
Moreover, neither of the respondents offered expert testimony refuting Dr. Glick’s description of
the general care and treatment offered to cystic fibrosis patients or indicating that the treatment
plan recommended by UCH was inappropriate for S.K.’s condition. Finally, the respondents did
not testify that they disagreed with the health care providers at UCH or that they had sought a
second opinion. Accordingly, the treatment provided and recommended for S.K. by UCH was
the only relevant treatment plan and the only one that the trial court could properly consider. See
In re Marcus H., 297 Ill. App. 3d 1089, 1096-97, 697 N.E.2d 862, 866-67 (1998), quoting Ashley
K., 212 Ill. App. 3d at 890 (“‘the circuit court *** cannot second-guess medical experts. If the
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circuit court does not follow [expert] medical evidence that is not refuted by other medical
evidence, the circuit court is acting contrary to the evidence’”).
Moreover we find that Mink, 460 F. Supp. at 718, cited by the respondent mother has
absolutely no bearing on the case at bar. In Mink, a class of women sued UCH because without
knowledge or consent, each woman received an experimental treatment at the hospital as part of
her prenatal care, ultimately resulting in harm to her baby. In reversing the district court’s
motion to dismiss the plaintiff’s battery action, that court noted that the administration of the
drug to the patients was clearly intentional and part of a planned experiment conducted by
defendants. Mink, 460 F. Supp. at 718. Unlike Mink, in the case at bar, there were no
allegations presented at the adjudicatory hearing that the treatment initiated by UCH was
inappropriate or harmful to S.K. Moreover, there is absolutely no evidence in this case that UCH
staff performed any treatment on S.K. without the knowledge or consent of the respondents,
much less that such a treatment was “experimental.”
B. Disposition Hearing
The respondent mother next contends that the evidence presented to the trial court did not
support its findings that she was unable for some reason other than financial circumstances alone
to care for, protect, train or discipline S.K., and that services aimed at family preservation were
unsuccessful. The State contends that the respondent mother is precluded from attacking the trial
court’s finding at the disposition hearing. The State specifically argues that the respondent
mother failed to specify in her the notice of appeal that she wished to appeal both the
adjudicatory and the dispositional orders, and that therefore this court lacks jurisdiction to
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consider her claim. We disagree.
“The purpose of the notice of appeal is to inform the prevailing party that the
unsuccessful party has requested review of the judgment complained of and is seeking relief
from it.” F.S., 347 Ill. App. 3d at 68, 806 N.E.2d at 1097. As such, Supreme Court Rule 303(b)
states that a notice of appeal “shall specify the judgment or part thereof or other orders appealed
from and the relief sought from the reviewing court.” 155 Ill. 2d R. 303(b)(2). Because notices
of appeal are generally to be construed liberally (Daniels v. Anderson, 162 Ill. 2d 47, 62, 642
N.E.2d 128, 135 (1994); Waste Management, Inc. v. International Surplus Lines Insurance Co.,
144 Ill. 2d 178, 188-89, 579 N.E.2d 322, 326 (1991)), the failure to specify a particular order in a
notice of appeal does not preclude our review of that order “so long as the order that is specified
directly relates back to the judgment or order from which review is sought” (emphasis added)
(Perry v. Minor, 319 Ill. App. 3d 703, 709, 745 N.E.2d 113, 118 (2001)). With regard to child
abuse and neglect cases, we have held that an adjudication order cannot directly relate back to the
disposition order because the adjudication order preceded the disposition order. F.S., 347 Ill.
App. 3d at 69, 806 N.E.2d at 1098.
In the present case, the State argues that the notice of appeal filed by the respondent
mother shows only that she is appealing from the trial court’s finding of neglect made at the
adjudication hearing. We disagree. The respondent mother’s notice reads:
“An appeal is taken from the order or judgment described below:
***
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JUDGMENT: *** Finding after an adjudicatory hearing of neglect.
***
DATE OF JUDGMENT: 5/23/06 & 6/27/06 Dispo.
When read liberally, the handwritten marking “6/27/06 Dispo.,” adequately indicates that
the respondent mother wished to appeal both the adjudicatory order entered on May 23, 2006,
and the dispositional hearing order entered on June 27, 2006. This is especially true, when the
marking is read in context of a standardized notice of appeal form, such as the one used in this
case, which requires the appellant to check off appropriate boxes, none of which explicitly
indicates an “appeal from a dispositional hearing.” As we have jurisdiction to review the
respondent mother’s claim, we proceed to the merits.
The public guardian alternatively argues that the respondent mother is estopped from
challenging the trial court’s finding at the dispositional hearing because at that hearing, her
counsel expressed agreement with the recommendations of the State that S.K. be made a ward of
the court and that DCFS be appointed his legal guardian. We agree. A party is estopped from
taking a position on appeal that is inconsistent with a position the party took in the trial court.
See In re E.S., 324 Ill. App. 3d 661, 670, 756 N.E.2d 422, 429-30 (2001).
Waiver aside, however, we would find that the respondent mother’s challenge to the
dispositional order is without merit. “Pursuant to section 2-27 of the [Act,] a minor may be
adjudged a ward of the court and custody taken away from the parents where it is determined that
the parents are either unfit or unable, for some reason other than financial circumstances alone, to
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care for, protect, train or discipline a minor or are unwilling to do so.” In re April C., 326 Ill.
App. 3d at 256, 760 N.E.2d at 110, citing 705 ILCS 405/2-27(1) (West 2002). “The standard of
proof in a trial court’s section 2-27 finding of unfitness that does not result in a complete
termination of all parental rights is [the] preponderance of the evidence.” April C., 326 Ill. App.
3d at 257, 760 N.E.2d at 110. “On review, the trial court’s determination will be reversed only
if the findings of fact are against the manifest weight of the evidence or if the trial court
committed an abuse of discretion by selecting an inappropriate dispositional order.” In re T.B.,
215 Ill. App. 3d 1059, 1062, 574 N.E.2d 893, 896 (1991). A finding is against the manifest
weight of the evidence where a review of the record clearly demonstrates that the result opposite
to that reached by the trial court was the proper result. T.B., 215 Ill. App. 3d at 1062, 574
N.E.2d at 896. Because the trial court is in a superior position to assess the credibility of
witnesses and weigh the evidence, a reviewing court will not overturn the trial court’s findings
merely because the reviewing court may have reached a different decision. April C., 326 Ill.
App. 3d at 257, 760 N.E.2d at 110.
In the present case, there was ample evidence presented at the disposition hearing for the
trial court to find that the respondent mother was unable to care for S.K. Although we agree that
the record indicated that the respondent mother was cooperative in completing the services
recommended by DCFS, by passing her drug test and attending her counseling sessions, the
evidence nevertheless showed that she continued to miss S.K.’s scheduled medical appointments,
an action that the trial court had relied on in finding her neglectful in the first place.
Moreover, we agree with the guardian ad litem that the purpose of the dispositional
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hearing is for the court to determine whether it was in the best interest of S.K. to be made a ward
of the court. In re Edward T., 343 Ill. App. 3d 778, 800, 799 N.E.2d 304, 321 (2003); see also In
re J. J., 327 Ill. App. 3d 70, 77, 761 N.E.2d 1249, 1255 (2001) (child’s best interests are superior
to all other factors even if the parent is not found to be unfit). The evidence presented by the
caseworker showed that S.K. was presently living with his maternal aunt, and that the aunt’s
home was safe and appropriate. The caseworker also testified that the aunt’s home met all of
S.K.’s special medical needs, including regularly attending doctor’s appointments, and receiving
medication and physical therapy on a daily basis. Because the court was not limited only to
considering the respondent’s compliance with DCFS service plans (Edward T., 343 Ill. App. 3d
at 800, 799 N.E.2d at 321), we find that it properly ruled that it was in the best interest of S.K. to
be placed in the guardianship of DCFS and remain with his foster aunt.
2. Evidence of S.K.’s Hospitalization While In Foster Care
Both of the respondents next argue that the trial court improperly barred the introduction
of evidence of care given to S.K. after he was removed from their home and while living in foster
care. Although only the respondent father moved for the introduction of such evidence at the
adjudicatory hearing, on appeal, the respondent mother argues that this evidence should have
been admitted by the trial court as to her case “sua sponte,” because its admission would have
protected her constitutional rights and afforded her an opportunity to demonstrate that her care of
S.K. was lawful and adequate. The respondent father similarly argues that he was substantially
prejudiced by the court’s refusal to admit this evidence at the adjudicatory hearing because it
would have established that cystic fibrosis manifests the need for emergency intervention
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independent of and not related to the quality or consistency of care administered by the
respondents, and could occur even in circumstances which the court considered to be “optimal
care.”
As to the respondent father, we first note that he has waived this issue for purposes of
appeal because he has failed to present an offer of proof. Generally, a party who fails to make an
offer of proof as to evidence it intended to introduce at trial and which was excluded, waives any
challenge with respect to that evidence. In re Jaron Z., 348 Ill. App. 3d 239, 258, 810 N.E.2d
108, 124 (2004). In the present case, the record shows that the respondent father attempted to
introduce into evidence a portion of Dr. Glick’s testimony indicating that S.K. was hospitalized
while he was in the custody of his foster parents, and asked for a chance to brief this issue. He
also asked to introduce testimony as to what kind of care S.K. was receiving while in the custody
of the foster parents. The trial court denied this request and instructed the father respondent to
use a five minute recess to decide whether he wanted to add anything to his request for purposes
of an offer of proof so that the record on this issue was preserved. After that recess the following
colloquy occurred:
“THE COURT: ***[I]s there anything else relative to your offer of proof
that you want to say relative to your request to put in evidence as to [S.K.’s]
recent hospitalization. Anything further you want to say in reference to that?
MR. NAGELBERG:8 I can’t make an offer of proof because I would need
8
Counsel for father respondent.
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to investigate more further [sic] some of the facts behind the hospitalization.”
Although the respondent father subsequently made no offer of proof, he nevertheless
contends that he should have been given more time to investigate S.K.’s hospitalization in order
to make an offer of proof, as this would have established the materiality of this evidence and
allowed him to proceed with it at the adjudicatory hearing. The guardian at litem contends that
the circuit court did not err in denying the father respondent’s request for a continuance. We
agree.
Our courts have long recognized that there is no absolute right to a continuance. In re
D.P., 327 Ill. App. 3d 153, 158, 763 N.E.2d 351, 355 (2001). Because Illinois recognizes that
“serious delay in the adjudication of abuse, neglect, or dependancy cases can cause grave harm to
the minor” (705 ILCS 405/2-14 (West 2002)), “[i]t is within the juvenile court’s discretion
whether to grant or deny a continuance motion and the court’s decision will not be disturbed
absent manifest abuse or palpable injustice.” In re K.O., 336 Ill. App. 3d 98, 104, 782 N.E.2d
835, 841 (2002). “The denial of a request for continuance is not a ground for reversal unless the
complaining party has been prejudiced by such denial.” K.O., 336 Ill. App. 3d at 104, 782
N.E.2d at 841.
Under section 2-1007 of the Illinois Code of Civil Procedure “[o]n good cause shown, in
the discretion of the court and on just terms, additional time may be granted for the doing of any
act or the taking of any step or proceeding prior to judgment.” 735 ILCS 5/2-1007 (West 2000).
Continuances in juvenile cases may be granted upon “written motion of a party filed no later than
10 days prior to hearing, or upon the court’s own motion and only for good cause shown.” 705
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ILCS 405/2-14(c) (West 2000). “The term ‘good cause’ as applied in the Juvenile Court Act of
1987 [citation] is strictly construed and must be in accordance with Supreme Court Rules 231(a)
through (f).” K.O., 336 Ill. App. 3d at 104, 782 N.E.2d at 841; 705 ILCS 405/2-14(c) (West
2000); 134 Ill. 2d Rs. 231(a) through (f). As a result, the court may continue the hearing “only if
the continuance is consistent with the health, safety and best interests of the minor.” 705 ILCS
405/2-14(c) (West 2002).
In the instant case, the respondent father moved for a continuance in the middle of the
adjudication hearing, not 10 days in advance as required by statute (705 ILCS 405/2-14(c) (West
2002)), even though he became aware of S.K.’s hospitalization a day before the adjudicatory
hearing. Moreover, the father respondent failed to show good cause for not requesting the
continuance earlier. The record shows that the petition for adjudication was filed on August 5,
2005. The adjudicatory hearing began on April 7, 2006, with the introduction of medical records
and resumed on April 27, 2006, for the testimony of Dr. Glick. The hearing was then continued
again, to May 1, 2006, for the respondents’ case in chief. On that date, the respondent father first
stated that he had recently discovered that S.K. was hospitalized and that he wanted to put into
evidence testimony about the medical care S.K. was receiving in the home of his maternal aunt.
When the court invited the respondent father to make an offer of proof, he indicated that he could
not make one, as he had learned about the hospitalization one day before Dr. Glick’s testimony,
on April 26, 2006, and needed more time to investigate. As such, the respondent father had six
days from the time he discovered S.K. was hospitalized and the time the adjudicatory hearing
resumed on May 1, 2006, to offer an affidavit requesting a continuance and establishing good
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cause to warrant it. However, the father respondent offered no such affidavit, and failed even to
investigate the simple fact of when exactly S.K. had been hospitalized.9
However, even if we would not find waiver by reason of his failure to submit an offer of
proof, no prejudice would have resulted to the respondent father in barring his introduction of
S.K.’s hospitalization during foster care, since that fact was, at best, remotely relevant and could
not have changed the outcome of the adjudicatory hearing. The purpose of the adjudicatory
hearing is “to determine whether the allegations of a petition **** that a minor *** is ***
neglected *** are supported by a preponderance of the evidence.” 705 ILCS 405/1-3(1) (West
2002). Under the Act, the rules of evidence in the nature of civil proceedings are applicable to
the adjudicatory hearing. 705 ILCS 405/2-18(1) (West 2002). “Whether evidence is admissible
is within the discretion of the circuit court, and its ruling will not be reversed absent an abuse of
that discretion.” In re Kenneth D., 364 Ill. App. 3d 797, 803, 847 N.E.2d 544, 550 (2006). “All
evidence must be relevant to be admissible.” Kenneth D., 364 Ill. App. 3d at 803, 847 N.E.2d at
550. “Evidence is relevant if it tends to prove a fact in controversy or render a matter in issue
more or less probable.” Kenneth D., 364 Ill. App. 3d at 803, 847 N.E.2d at 550.
In the present case, the record is sufficient to show how evidence of S.K.’s post-foster-
care hospitalization would not have been material to the issue of the respondents’ medical
neglect. We agree with the trial court’s determination that the petition for adjudication of
9
Testimony by the caseworker at the disposition hearing established that S.K. was
hospitalized on April 18, 2006, and successfully discharged at some unspecified date.
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wardship was not filed because S.K. was hospitalized but rather because of concerns that S.K.
was not receiving adequate care at home prior to his hospitalization in July 2005. This petition
specifically alleged that S.K. suffered from long-standing medical neglect and chronic
malnourishment because the respondents had a long history of marginal medical compliance in
his home care. Based on that, there was no reason to delay the proceedings in order to brief this
issue. As already noted, the granting of continuances is within the sound discretion of the trial
court, and in exercising that discretion, the trial court should take into account that our supreme
court has recognized that keeping a minor’s status in limbo for an extended period of time is not
in the best interest of the child. In re D.L., 191 Ill. 2d 1, 13, 727 N.E.2d 990, 996 (2000). As
S.K. was 15 ½ years old at the time of the adjudicatory hearing, and had been taken into
protective custody eight months earlier, in August 2005, the circuit court properly recognized the
importance of avoiding undue delay and concluded that it was not in the minor’s best interest to
grant the respondent father’s request to brief the issue of S.K.’s post-foster-care hospitalization.
Based on the foregoing, the respondent father has failed to demonstrate an abuse of discretion
resulting from the trial court’s refusal to admit this evidence.
However, even if we were to find that the court abused its discretion by refusing to admit
at trial evidence of the minor’s hospitalization while in the custody of his foster parents, we
would find no reversible error as the respondent father was not prejudiced by this denial. As
discussed above, the unrebutted evidence presented at the adjudicatory hearing overwhelmingly
supported the trial court’s finding of medical neglect. Moreover, the record below clearly
establishes that evidence of S.K.’s post-foster-care hospitalization already came into evidence
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through the testimony of Dr. Glick. As such, we do not see how further evidence regarding
S.K.’s hospitalization could have affected the outcome of the adjudicatory hearing.
As to the respondent mother’s claim that the court should have sua sponte admitted the
evidence of S.K.’s post-foster-care hospitalization, both the State and the guardian ad litem
contend that she has waived this issue by failing to properly preserve it for appellate review. We
agree. As noted, the record below indicates that the respondent mother never proffered any
evidence of S.K.’s post-foster-care hospitalization, nor argued or rendered any opinion
whatsoever with regard to this matter at the adjudicatory hearing. As such she has waived the
issue for purposes of this appeal.
However, waiver aside, even if the court had been obligated to admit this evidence sua
sponte, for the reasons already discussed with regard to the respondent father’s claim, we find no
reversible error.
For the foregoing reasons, we affirm the judgment of the circuit court.
Affirmed.
FITZGERALD SMITH, P.J., and McNULTY, J., concur.
34