FOURTH DIVISION
November 12, 2010
No. 1-08-2895
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. ) 07 CR 13118
)
ROBBIN DAVIS, )
)
Defendant-Appellant. ) Honorable
) James B. Linn,
) Judge Presiding.
JUSTICE LAVIN delivered the opinion of the court:
Here, we consider the case of defendant Robbin Davis, who was found guilty of violating
the armed habitual criminal statute after a jury trial and sentenced to 7½ years in prison. On
appeal, defendant asserts that (1) the trial court failed to comply with Supreme Court Rule 431(b)
(Official Reports Advance Sheet No. 8 (April 11, 2007), R. 431(b), eff. May 1, 2007); (2) the
armed habitual criminal statute (720 ILCS 5/24-1.7 (West 2006)) is unconstitutional; (3) trial
counsel was ineffective; (4) the trial court erroneously did not permit the court reporter to record
all proceedings; and (5) defendant’s sentence was improperly based on a miscalculation or
vindictiveness by the trial court. For reasons that will be elucidated at some length below, we
affirm in all respects.
At trial, Officer Lonnell Williams testified that early in the morning hours of June 8,
2007, he, Officer Daniel Pruszewski and Officer John Cherep were in an unmarked police car
when they observed a sport utility vehicle (SUV) speed through a stop sign. The officers
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followed the SUV and activated their lights and sirens. Although the driver of the SUV appeared
as if he was slowing down to pull over, he kept driving instead. The officers were about 100 feet
behind the SUV when it eventually pulled over on a well-lit street. Officer Williams observed
defendant holding a large gun as he exited the passenger door of the SUV and ran into the
bushes. When the officers reached that location, Officer Williams exited his car and ordered
defendant to get out of the bushes. After defendant crawled out, Officer Williams handcuffed
and detained him. Because the SUV had driven away, Officers Pruszewski and Cherep got back
in their car and pursued the SUV. When the officers returned between 30 and 60 seconds later,
Officer Williams searched in the bushes and recovered the gun he had seen in defendant’s hands.
The gun was loaded with 31 rounds of ammunition. Officer Williams testified that William
Archer, the driver of the SUV, was eventually apprehended by a different officer and that a third
individual, named Duryea Wright, was also arrested. Officer Pruszewski substantially
corroborated Officer Williams’ testimony, differing as to who actually ordered defendant to come
out of the bushes. Officer Patrick Kinney also testified regarding the subsequent arrest of Archer
and Wright.
Wright testified that on the night in question, he was with defendant and Archer in a
Chevy Blazer when they drove through a stop sign. At some point, all three men exited the car
and fled from the police. Wright did not specifically remember when defendant exited the car
but did recall that defendant was not armed that evening.
The parties stipulated that in 2004, defendant was convicted of the felony offense of
aggravated unlawful use of a weapon and that in 2003, defendant was convicted of the felony
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offense of manufacture or delivery of a controlled substance under the name Johnnie Davis. The
jury found defendant guilty of being an armed habitual criminal and the trial judge sentenced him
to 7½ years in prison.
First, defendant asserts the trial court failed to properly question the prospective jurors
regarding whether they understood and accepted certain principles, as required by Supreme Court
Rule 431(b). Defendant does not dispute that he failed to object to this alleged error.
Nonetheless, he asserts that a Rule 431(b) violation requires automatic reversal or that reversal is
required under the plain error doctrine.
Rule 431(b) is a codification of our supreme court’s decision in People v. Zehr, 103 Ill.
2d 472 (1984), which held that the trial court erred by refusing the defendant’s request to ask the
venire about four fundamental principles of law. Zehr, 103 Ill. 2d at 476-78. The four Zehr
principles are that (1) the defendant is presumed innocent; (2) the defendant must be proved
guilty beyond a reasonable doubt; (3) the defendant is not required to produce any evidence; and
(4) the defendant’s failure to testify cannot be held against him. Zehr, 103 Ill. 2d at 477.
Pursuant to Rule 431(b), the trial court must address the Zehr principles, even in the absence of a
specific request by the defendant and “shall ask each potential juror, individually or in a group,
whether that juror understands and accepts” those principles. Official Reports Advance Sheet
No. 8 (April 11, 2007), R. 431(b), eff. May 1, 2007. In addition, “[t]he court's method of inquiry
shall provide each juror an opportunity to respond to specific questions concerning the principles
set out in this section.” Official Reports Advance Sheet No. 8 (April 11, 2007), R. 431(b), eff.
May 1, 2007.
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At first blush, it is questionable at best that any error occurred here. As to the first two
Zehr principles, the trial court admonished the venire that “[a] criminal trial starts with the person
accused of a crime at the beginning of the proceedings presumed to be incident [sic],” and made
additional comments which were substantially similar. Those comments indicated to the venire
that the presumption of innocence exists from the beginning of the trial. Nothing in the court’s
subsequent statements would lead the venire to believe that any later event would remove that
presumption. The court also stated that “[t]he only way someone can be guilty of a crime is if the
government who brought the charges against the accused is able to prove the accused guilty
beyond a reasonable doubt,” and stated that “[t]he government has the burden of proof.” In
addition, after each one of those two principles was relayed to the jury, the court asked whether
anyone had “a problem” with the respective principle and no hands were raised. This question
was specifically directed at each of those respective principles and was broad enough to invite
any juror who either did not understand or did not accept the referred-to principle to indicate as
such. Cf. People v. Graham, 393 Ill. App. 3d 268, 273-74 (2009) (error was found where the first
panel of jurors was not questioned regarding the State’s burden to prove the defendant guilty
beyond a reasonable doubt and the second panel was not asked any questions regarding the
presumption of innocence). No juror indicated a lack of understanding or acceptance after either
question.
As to the remaining two principles, the court informed the venire as follows:
“An accused does not have to testify. They don’t have to call any
witnesses on their own behalf. They don’t have to prove a thing. *** With that
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said, is there anybody here who would hold it against the accused if they did not
testify or didn’t call any witnesses on their own behalf? Does anybody think the
accused has some responsibility to testify or prove their innocent [sic], or anything
like that, if you have feelings like that, please raise your hand.”
No hands were raised. Although defendant asserts that it was improper for the court to combine
the remaining two Zehr principles, this court has found the opposite to be true. People v.
McCovins, 399 Ill. App. 3d 323, 327 (2010) (rejecting the defendant’s assertion that the trial
court was required to question the jurors about each individual principle). In addition, the court’s
questions were sufficiently broad so that if any juror had responded to either question in the
affirmative, it would have shown that he or she failed to understand or accept either that the
defendant’s decision to refrain from testifying could not be held against him or that he had no
obligation to produce evidence. See People v. Raymond, No. 1-08-2891, slip op. at 42 (August
13, 2010) (there is no magic language which must be used to determine whether the potential
jurors understand and accept the four Zehr principles). A trial court complies with Rule 431(b)
when it admonishes the venire regarding the four Zehr principles and gives the venire an
opportunity to disagree with them. McCovins, 399 Ill. App. 3d at 328. We find the court did so
here. Even assuming the trial court erred, our supreme court recently held that a violation of
Rule 431(b) does not constitute a structural error requiring automatic reversal and declined to
adopt a bright-line rule of reversal for every violation. People v. Thompson, No. 109033, slip op.
at 9-10, 14 (October 21, 2010). Accordingly, we consider whether any error here rises to plain
error.
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Under the plain error doctrine, we will review unpreserved error when either (1) the
evidence is closely balanced, regardless of the seriousness of the error; or (2) the error is serious,
regardless of the closeness of the evidence. People v. Herron, 215 Ill. 2d 167, 186-87 (2005).
The first step of plain error analysis is deciding whether any error has occurred. Thompson, No.
109033, slip op. at 11. As stated, defendant has not shown any clear error under these facts.
Assuming error did occur, defendant, for obvious reasons, does not suggest that the evidence
against him was closely balanced. We will therefore consider only the second prong of the plain
error test, i.e., whether the claimed error is serious, regardless of the closeness of the evidence.
Defendant essentially asserts that the alleged error here violated his right to a fair and
impartial jury. In Thompson however, our supreme court held that bias will not be presumed
merely because the trial court erred in performing the Rule 431(b) questioning; rather, Rule
431(b) questioning is not indispensable to selecting an impartial jury and the defendant carries
the burden of showing that the jury was biased. Thompson, No. 109033, slip op. at 12-13. In
light of defendant’s failure to identify any portion of the record affirmatively showing that his
jury was not fair and impartial, he has failed to show a serious error, as required under the second
prong of plain error. Defendant has not demonstrated his entitlement to a new trial based on any
Rule 431(b) violation.
Next, defendant asserts the armed habitual criminal statute (720 ILCS 5/24-1.7 (West
2006)) violates the due process afforded a defendant by both the United States and Illinois
Constitutions because the statute creates a substantive offense, thereby placing the defendant’s
prior convictions before the jury and causing him prejudice.
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We review the constitutionality of a statute de novo. People v. Leonard, 391 Ill. App. 3d
926, 931 (2009), citing People v. Malchow, 193 Ill. 2d 413, 418 (2000). A statute is presumed to
be constitutional and the party challenging its constitutionality carries the burden of showing that
a violation exists. People v. Allen, 382 Ill. App. 3d 594, 598 (2008). As defendant
acknowledges, the statute at hand will be upheld if rationally related to a legitimate state purpose.
See People v. Jackson, 269 Ill. App. 3d 851, 857 (1995) (because personal liberty deprived by
lawful incarceration does not constitute a fundamental right, such legislation will be upheld if it
is rationally related to a legitimate state purpose).
Section 24-1.7(a) of the Criminal Code of 1961 (the Code) states, in pertinent part, as
follows:
“A person commits the offense of being an armed habitual criminal if he
or she receives, sells, possesses, or transfers any firearm after having been
convicted a total of 2 or more times of any combination of the following offenses:
(1) a forcible felony as defined in Section 2-8 of this Code;
(2) unlawful use of a weapon by a felon; aggravated unlawful use
of a weapon; aggravated discharge of a firearm; vehicular hijacking;
aggravated vehicular hijacking; aggravated battery of a child; intimidation;
aggravated intimidation; gunrunning; home invasion; or aggravated battery
with a firearm; or
(3) any violation of the Illinois Controlled Substances Act or the
Cannabis Control Act that is punishable as a Class 3 felony or higher.”
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720 ILCS 5/24-1.7(a) (West 2006).
Being an armed habitual criminal is a Class X felony. 720 ILCS 5/24-1.7(b) (West 2006). As
defendant acknowledges, his qualifying prior convictions are elements of the offense. Leonard,
391 Ill. App. 3d at 932.
Defendant does not dispute that the State has a legitimate interest in preventing the
danger associated with repeat felons having firearms or that the legislature was entitled to find
that felons convicted of certain offenses pose a greater danger when in possession of a firearm.
Defendant contends however, that making the specified prior convictions elements of the
offense, rather than simply allowing the trial judge to utilize the information as sentencing
enhancement factors, is prejudicial. See People v. Lathon, 317 Ill. App. 3d 573, 586 (2000)
(treating recidivism as an element of the charged offense could result in significant prejudice).
Recently, after the parties’ briefs were filed in this case, another panel of this court rejected a
defendant’s contention that the armed habitual criminal statute violates due process. People v.
Adams, No. 1-08-0455, slip op. at 8-11 (September 17, 2010). Furthermore, courts have long
upheld statutes placing prior convictions before a jury notwithstanding the recognized risk of
prejudice. Thus, the readily appreciated risk of prejudice in this setting is not necessarily
dispositive in deciding whether this sort of criminal statute is constitutional.
In Spencer v. Texas, 385 U.S. 554, 17 L. Ed. 2d 606, 87 S. Ct. 648 (1967), the Court
rejected a due process challenge to Texas statutes pursuant to which the jury, through allegations
in the indictment and introduction of proof, was informed of the defendant’s prior conviction.
Noting that several recidivist statutes had been implemented by the states and the federal
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government, the Court observed that under the Texas procedure, “the conceded possibility of
prejudice is believed to be outweighed by the validity of the State’s purpose in permitting
introduction of the evidence.” Spencer, 385 U.S. at 559-61, 17 L. Ed. 2d at 611-12, 87 S. Ct. at
651-52. In addition, the Court stated that a state law does not violate the fourteenth amendment
because a different method may appear to the Court’s thinking to be wiser or fairer or give a
surer guarantee of protection to the defendant and rejected the argument that a two-stage jury trial
was required when a state seeks to invoke a habitual-offender statute. Spencer, 385 U.S. at 564-
65, 567-68, 17 L. Ed. 2d at 614-17, 87 S. Ct. at 654-55. The Court found that a determination of
which procedure best addresses the problem of recidivism required considering a variety of
factors, including which method was most complementary to existing state trial procedures,
which was least prejudicial to the ultimate determination of guilt and innocence and which gives
the most adequate notice to a defendant and the best opportunity to challenge the accuracy of the
alleged prior convictions. Spencer, 385 U.S. at 567, 17 L. Ed. 2d at 616, 87 S. Ct. at 655. The
Court held that “[i]n the face of the legitimate state purpose and the long-standing and
widespread use that attend the procedure under attack here, we find it impossible to say that
because of the possibility of some collateral prejudice the Texas procedure is rendered
unconstitutional under the Due Process Clause.” Spencer, 385 U.S. at 564, 17 L. Ed. 2d at 614,
87 S. Ct. at 654.
Immediately following Spencer, our supreme court reaffirmed that the Illinois unlawful
use of a weapon offense required the State to prove the existence of the defendant’s prior felony
at trial. People v. Owens, 37 Ill. 2d 131, 132 (1967). Relying on Spencer, the court rejected the
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defendant’s assertion that the inclusion of his prior felony in the indictment violated the due
process guaranteed by the state and federal constitutions. Owens, 37 Ill. 2d at 132. Since that
time, Illinois courts have continued to reject due process challenges to the inclusion of a prior
conviction as an element of an offense. See People v. Palmer, 104 Ill. 2d 340, 345, 348 (1984)
(since the State must prove the prior conviction before the jury to secure a conviction for
felonious unlawful use of a weapon and pursuant to Spencer, it is not constitutionally mandated
that a prior conviction be omitted from the indictment or excluded from the proof admitted at
trial); People v. Edwards, 63 Ill. 2d 134, 136-39 (1976) (pursuant to Spencer, due process was
not denied where the defendant’s prior conviction was presented to the jury as an element of
felonious unlawful use of a weapon even though the prior conviction was not an element of his
armed robbery charge); Jackson, 269 Ill. App. 3d at 856 (presenting to a jury proof of a prior
conviction as an element of an offense does not offend due process). Recently, this court once
again upheld the unlawful use of a weapon by a felon statute (720 ILCS 5/24-1.1(a) (West 2004))
against a defendant’s assertion that the statute violated his right to due process because
permitting the jury to know of his prior conviction as an element of the offense was inherently
prejudicial. Allen, 382 Ill. App. 3d at 597-600.
We see no meaningful difference between the procedure required by that statute and the
procedure required by the armed habitual criminal statute. In light of the foregoing case law,
defendant has not shown that making his prior convictions independent elements of the armed
habitual criminal offense, rather than a sentencing enhancement, violates due process.
Defendant’s reliance on Old Chief v. United States, 519 U.S. 172, 136 L. Ed. 2d 574, 117
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S. Ct. 644 (1997), and People v. Walker, 211 Ill. 2d 317 (2004), is expected, but entirely
misplaced. In Old Chief, the Court held that where the defendant was willing to stipulate to the
fact of his prior conviction, the district court abused its discretion under Rule 403 of the Federal
Rules of Evidence in admitting the record of the prior conviction because the risk of unfair
prejudice substantially outweighed the discounted value of the record of conviction. Old Chief,
519 U.S. at 191-92, 136 L. Ed. 2d at 594-95, 117 S. Ct. at 655-56. There, the prosecutor refused
to join in the stipulation at trial and instead introduced the order of judgment and commitment
for his prior conviction, which included the name of the prior conviction. Old Chief, 519 U.S. at
177, 136 L. Ed. 2d at 585-86, 117 S. Ct. at 648. The Supreme Court found there was no question
that evidence of the name or nature of the prior offense carries a risk of prejudice and that only
the fact of a prior conviction carrying a prison term of one year, rather than the nature of the
offense, mattered under that statute. Old Chief, 519 U.S. at 174, 185-86, 136 L. Ed. 2d at 584,
590-91, 117 S. Ct. at 647, 652-53.
In Walker, our supreme court observed that it was not bound by Old Chief, which was
based on an interpretation of a federal statute. Walker, 211 Ill. 2d at 336. Nonetheless, the Court
found Old Chief’s reasoning to be persuasive and observed that, like the statute in that case,
Illinois’s unlawful possession of a weapon by a felon offense did not require proof of a specific
felony conviction. Thus, presenting the name and nature of the prior conviction was held to be
unnecessary and prejudicial surplusage. Walker, 211 Ill. 2d at 337-38. The court found that the
State has no right to present unfairly prejudicial evidence when equally probative and non-
prejudicial evidence is available. Walker, 211 Ill. 2d at 339. Noting that its holding was narrow,
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the court held that where the defendant offers to stipulate to the fact of his prior conviction, the
diminished probative value of the record of conviction is outweighed by the risk of unfair
prejudice and, as a result, the trial court abuses its discretion by admitting the record of
conviction and informing the jury of the name and nature of the conviction. Walker, 211 Ill. 2d
at 338, 341.
These cases did not involve a due process challenge and cannot be said to represent a
departure from the aforementioned due process case law. See Allen, 382 Ill. App. 3d at 599.
Furthermore, in this matter, contrary to the statutes involved in Old Chief and Walker, the
legislature has determined that offenders who have been convicted of certain specified offenses
should be prevented from possessing or using a gun. Thus, in contrast to those cases, it is
insufficient under the statute at hand for the State to prove that the defendant had a prior felony;
rather, the State must prove that defendant had two or more specific qualifying felonies.
Relying on the legislative history behind this statute, defendant somewhat cynically
argues that the legislature failed to effectuate its goal of modeling the armed habitual criminal
offense after the federal Armed Career Criminal Act of 1984 (ACCA) (18 U.S.C. §924(e)(1)
(2000)), a sentencing-enhancement statute. Assuming the armed habitual criminal offense is
modeled after the ACCA, defendant ignores that the debates show the bill is “not exactly like the
Federal Statute,” and it was argued that “in some ways this Bill is even better.” 93d Ill. Gen.
Assem., House Proceedings, March 29, 2004, at 32-33 (statements of Representative Brosnahan).
As defendant acknowledges, the Illinois legislature was not required to duplicate a federal statute
and our legislature’s decision not to do so was deliberate. He has failed to show how this
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enlivens his due process claim.
Defendant further contends that the armed habitual criminal statute violates the principle
that evidence of other crimes for which the defendant is not on trial may not be admitted to
establish his propensity to commit crime. See People v. Jackson, 399 Ill. App. 3d 314, 321
(2010). Defendant fails to recognize however, that evidence of other crimes may be admissible
for any relevant purpose other than proving a defendant’s propensity to commit crimes. Jackson,
399 Ill. App. 3d at 321; People v. Ash, 346 Ill. App. 3d 809, 814 (2004). In this case,
defendant’s prior crimes were admitted to satisfy elements of the present offense, not to show his
propensity to commit crimes, and he has not suggested how this furthers his due process claim.
We also reject defendant’s suggestion that the court was required to conduct a bifurcated
trial. As stated, in Spencer, the Court specifically rejected that argument, finding that even if the
two-stage jury trial was the fairest, it was not mandated by due process. Spencer, 385 U.S. at
567-68, 17 L. Ed. 2d at 616, 87 S. Ct. at 655-56. Illinois courts have also rejected the assertion
that the United States and Illinois Constitutions require a prior felony conviction to be admitted
as evidence in a bifurcated proceeding only after the jury has otherwise determined the
defendant’s guilt. People v. Johnson, 27 Ill. App. 3d 1047, 1051-52 (1975); see also People ex
rel. Carey v. Pincham, 76 Ill. 2d 478 (1979) (trial court was not authorized to conduct a
bifurcated trial on felonious unlawful use of a weapon, at which the jury would determine
whether the defendant possessed a gun before hearing evidence of the prior conviction); but see
Lathon, 317 Ill. App. 3d at 586-87 (in upholding a recidivist sentencing enhancement, the court
observed that putting sentencing factors before a jury would “inevitably interject against the
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defendant highly prejudicial evidence during the trial” and “raise questions for the defense
including issues of jury bifurcation”).
We further observe that although recently Supreme Court Rule 451(g) was enacted to
permit a bifurcated trial, that rule applies only where an enhanced sentence is imposed under
section 111-3(c-5) of Code of Criminal Procedure of 1963 (725 ILCS 5/111-3(c-5) (West 2004)),
and not where the legislature has made particular facts elements of the offense. Allen, 382 Ill.
App. 3d at 601; 210 Ill. 2d R. 451(g). Because the legislature has made certain prior felony
convictions elements of the armed habitual criminal offense, a bifurcated trial was unnecessary.
See Allen, 382 Ill. App. 3d at 601.
Finally, to state the obvious, we are a court of review, not the legislature. Even if we
believe a wiser or fairer means may exist to achieve the legislature’s objective, this does not rise
to a determination that the armed habitual criminal statute is not rationally related to a legitimate
state purpose. We are confined to our role as a reviewing court.
Defendant additionally asserts that the armed habitual criminal statute violates ex post
facto principles. As defendant acknowledges, this court has previously rejected his assertion.
Adams, slip op. at 11-12; People v. Bailey, 396 Ill. App. 3d 459, 464 (2009); Leonard, 391 Ill.
App. 3d at 931-32. We adhere to these cases, which we find to be well reasoned.
Defendant further contends that trial counsel was ineffective for stipulating to his prior
convictions, failing to request a bifurcated trial and for presenting a mistaken identity theory in
opening statement when it was not supported by the evidence. We note that as to defendant’s
third argument, defendant was represented by a supervised senior law student, who gave the
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opening statement. See 210 Ill. 2d R. 711.
To show that counsel was ineffective, a defendant must demonstrate both that counsel’s
performance was deficient and, as a result, the defendant was prejudiced. People v. Bailey, 232
Ill. 2d 285, 289 (2009), citing Strickland v. Washington, 466 U.S. 668, 80 L. Ed. 2d 674, 104 S.
Ct. 2052 (1984). The failure to satisfy either prong precludes finding that counsel was
ineffective. People v. Colon, 225 Ill. 2d 125, 135 (2007). Under the deficiency prong, there is a
strong presumption that trial counsel's action or inaction resulted from sound trial strategy.
People v. Perry, 224 Ill. 2d 312, 341-42 (2007). To show prejudice, a defendant must
demonstrate a reasonable probability exists that but for counsel's error, the result of proceedings
would have been different. People v. Harris, 389 Ill. App. 3d 107, 132 (2009). Furthermore, the
Strickland test also applies where a defendant is represented by a law student under attorney
supervision pursuant to Rule 711, so that where the attorney’s supervision of the law student is
insufficient, such that her performance is ineffective under Strickland, the defendant is entitled to
a new trial. In re Denzel W., 237 Ill. 2d 285, 298 (2010).
We categorically reject defendant’s assertion that trial counsel was ineffective for
stipulating to defendant’s prior convictions, including the name of those convictions, and
allowing them to be entered into evidence for the jury’s consideration. This court has previously
found that Old Chief and Walker suggest that where a defendant’s status as a felon is an element
of the offense, a stipulation to his prior felony conviction is the least prejudicial means of
introducing the evidence to the trier of fact. Allen, 382 Ill. App. 3d at 599. As stated, specific
qualifying prior convictions are elements of this offense and defendant ignores that in the
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absence of a stipulation, the State would have put other evidence before the jury. Although the
statute before us requires the State to prove not just the fact of any prior felony conviction, but
one of the specifically enumerated prior convictions, we find that in this case, stipulating to those
convictions and their names in order to satisfy elements of the offense was inarguably less
prejudicial than making the prior convictions an issue in the case. We do not find that counsel’s
decision to stipulate that one of the convictions was under the name Johnnie Davis changes the
result, as the State would have had to prove at trial that defendant was in fact Johnnie Davis
(which defendant does not dispute) in order to show the conviction belonged to him. Defendant
has not overcome the strong presumption that counsel stipulated to the prior convictions as a
matter of sound trial strategy or shown that he was prejudiced by counsel’s decision.
Similarly, defendant’s assertion that counsel was ineffective for failing to request a
bifurcated trial also fails. As explained above, defendant has not shown the trial court was
authorized or compelled to order a bifurcated trial based on his prior convictions being elements
of the offense. We cannot agree that counsel was deficient for, or defendant was prejudiced by,
counsel’s decision not to make a request since there is no reason to believe it would have been
granted.
We further find that the defense’s opening statement did not constitute ineffective
assistance of counsel. The law student argued that defendant did not have a gun on the night in
question and the only testimony that would place a gun in his possession was the testimony of
officers who saw a man with a gun exit a car in the dark more than 100 feet away. The law
student also argued that Wright would testify he was sitting in the car next to defendant when
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defendant jumped out of the car, but that defendant did not have a gun. Thus, the opening
statement essentially challenged the State’s ability to show that defendant had a gun and
suggested that if the police did see a man with a gun, it could not have been defendant. Although
defendant challenges the defense’s characterization of the case as one of mistaken identity, the
evidence presented substantially reflected the evidence to be expected from the opening
statement. Cf. People v. Davis, 287 Ill. App. 3d 46, 55-56 (1997) (trial counsel was ineffective
where he (1) informed the jury during opening statement that the defendant would testify, despite
not having investigated his criminal background, (2) did not present the defendant’s testimony
after learning of the State’s intention to impeach him with a prior conviction, and (3) drew
attention to the absence of the defendant’s testimony during closing argument). The law student
never told the jury it would hear evidence of another suspect. Cf. People v. Ortiz, 224 Ill. App.
3d 1065, 1070-73 (1992) (trial counsel was ineffective where he argued in his opening statement
that a second identified suspect existed, but did not elicit such evidence due to a lack of
knowledge regarding rules of witness examination). Contrary to defendant’s suggestion, we
cannot say the defense’s opening statement would have led the jury to expect evidence beyond
what was presented. Assuming the defense theory could have been better articulated, defendant
has not shown that a reasonable probability exists that but for counsel's error, the result of
proceedings would have been different.
We also reject defendant’s assertion that he is entitled to a new trial because the court
abused its discretion in not permitting the court reporter to record sidebar conferences.
Specifically, defendant contends there were eight sidebars held off the record during voir dire,
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jury selection and Wright’s testimony. Defendant also asserts it was improper for the jury
instruction conference to proceed in the absence of the court reporter. We note that defendant
has not developed an argument explaining how the lack of court reporter inhibited our review of
any particular issue. We review questions regarding the application of a supreme court rule de
novo. People v. Reed, 376 Ill. App. 3d 121, 125 (2007).
Supreme Court Rule 608(a) states, in pertinent part, as follows:
“The record on appeal must contain the following:
***
(5) all motions, transcript of motion proceedings, and orders
entered thereon;
***
(8) the report of proceedings, including opening statements by
counsel, testimony offered at trial, and objections thereto, offers of proof,
arguments and rulings thereon, the instructions offered and given, and the
objections and rulings thereon, closing argument of counsel,
communications from the jury during deliberations, and responses and
supplemental instructions to the jury and objections, arguments and rulings
thereon;
(9) in cases in which a sentence of death is imposed, a transcript of
all proceedings regarding the selection of the jury, and in other cases the
court reporting personnel as defined in Rule 46 shall take the record of the
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proceedings regarding the selection of the jury, but the record need not be
transcribed unless a party designates that such proceedings be included in
the record on appeal[.]” 210 Ill. 2d R. 608(a).
Rule 608(b) further states as follows:
“The report of proceedings contains the testimony and exhibits, the rulings
of the trial judge, and all other proceedings before the trial judge, unless the
parties designate or stipulate for less. It shall be certified by court reporting
personnel or the trial judge and shall be filed in the trial court within 49 days after
the filing of the notice of appeal, or, if a death sentence is imposed, the report of
proceedings, and one copy for inclusion in the duplicate record, shall be certified
and filed within 49 days from the date of the sentence. The report of proceedings
shall be taken as true and correct unless shown to be otherwise and corrected in a
manner permitted by Rule 329.” 210 Ill. 2d R. 608(b).
See also 210 Ill. 2d R. 46(a) (“The record of court proceedings may be taken by stenographic
means or by an electronic recording system approved by the Supreme Court. All transcripts
prepared as the official record of court proceedings shall be prepared pursuant to applicable
supreme court rules”).
Supreme Court Rule 608(a) requires the record on appeal to be exhaustively inclusive.
Ash, 346 Ill. App. 3d at 813. Failing to memorialize voir dire does not however, deprive a
defendant of all hope of an adequate appeal. Ash, 346 Ill. App. 3d at 813. When challenging the
absence of a court reporter during voir dire, it is insufficient to allege that a transcript of the voir
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dire might reveal some error; rather, prejudice is not presumed and the defendant must allege a
specific error resulting from the proceeding. People v. Russell, 385 Ill. App. 3d 468, 473 (2008);
see also People v. Culbreath, 343 Ill. App. 3d 998, 1005 (2003) (the absence of a court reporter at
voir dire does not violate due process, particularly where the defendant does not raise a specific
claim of error). In addition, this court has rejected a defendant’s claim that the trial court
committed reversible error under Rule 608(a)(9) by allowing the jury to be selected in the
absence of the court reporter, where the defendant did not provide or allege that he attempted to
provide a bystander’s report or agreed statement of facts in substitution for a transcript, as
required by Supreme Court Rule 323 (166 Ill. 2d R. 323). People v. Morris, 229 Ill. App. 3d 144,
155-56 (1992). In light of this well-reasoned case law pertaining to unrecorded voir dire
proceedings, we find defendant is not entitled to relief, notwithstanding that his claim extends to
unrecorded proceedings other than voir dire.
In defendant’s motion for new trial, he challenged the trial court’s decision not to permit
the court reporter to be present at side conferences. As defendant acknowledges, at the hearing
on his motion, the court explained that having the court reporter move equipment back and forth
for sidebars takes significant time. As a result, the court’s policy was to have the sidebars
proceed in the absence of the court reporter and then, once the jury has left the room, spread of
record what had occurred. We observe that neither trial counsel nor appellate counsel has
disputed Judge Linn’s representation regarding the reason for the policy or suggested that trial
counsel was unaware of the policy. Thus, pursuant to the court’s policy, defendant was entitled
to make a clear record of any prior objections or motions that ensued. To the extent that
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defendant decided not to do so, this does not constitute trial court error.
Defendant contends however, that following the denial of his motion for a directed
verdict, the court did not permit counsel to spread of record her argument in support thereof.
After the close of evidence, the trial court acknowledged on the record that defense counsel had
made a timely motion for a directed verdict, but it found that there were sufficient facts to allow
the jury to make a factual determination. Defense counsel then asked the court to reconsider the
denial of the motion for a directed verdict, thereby preserving any error resulting from the court’s
denial. See People v. Barrow, 133 Ill. 2d 226, 249 (1989) (the defendant’s election to present
evidence after the trial court has overruled his motion for a directed verdict waives any error in
the court’s ruling unless the defendant renews the motion at the close of evidence). Defendant
does not explain how the court’s decision not to spread counsel’s particular arguments of record
inhibited his ability to challenge the court’s ruling on appeal.
Assuming the court erred by not having the court reporter record all proceedings, we find
this is not sufficient to warrant relief. Defendant has failed to assert a specific error that is not
subject to complete review in light of the lack of transcript. Defendant only speculates that a
transcript could reveal errors pertaining to the admissibility of Wright’s testimony, voir dire and
jury selection. In addition, defendant observes that the jury instruction conference was held off
the record but points to no instruction that should have been tendered to the jury. Such
speculation is insufficient. Cf. People v. Houston, 226 Ill. 2d 135, 138 (2007) (where the
defendant raised a specific challenge to the composition of the jury in a motion for new trial and
on appeal and trial counsel had waived having a court reporter at voir dire, our supreme court,
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emphasizing the limited scope of its decision, determined that the appropriate solution under
those circumstances was to remand for construction of a bystander’s report); People v. Houston,
229 Ill. 2d 1, 6-10 (2008) (following remand and reconstruction of a bystander’s report, the court
found that even if voir dire had been recorded, defendant could not have shown prejudice).
Moreover, defendant does not allege that he even attempted to provide an acceptable substitute
for a transcript. See 210 Ill. 2d Rs. 323(c), (d); Morris, 229 Ill. App. 3d at 155-56; compare
People v. Ramos, 295 Ill. App. 3d 522 (1998) (the defendant was granted a new trial on her
insufficiency of the evidence claim where no transcript of trial proceedings was available due to
trial counsel’s failure to file the notice of appeal for three years and the participants in the trial
lacked the ability to prepare a bystander’s report). Accordingly, defendant is not entitled to a
new trial, although we believe the better approach is to have the court reporter transcribe sidebar
discussions.
Finally, defendant asserts we should reduce his sentence of 90 months to 61.2 months in
prison pursuant to Supreme Court Rule 615(b)(4) (134 Ill. 2d R. 615(b)(4)).
Where the trial court imposes a sentence within the permissible statutory range, a
reviewing court has the power to disturb the sentence only if it constitutes an abuse of discretion.
People v. Lavelle, 396 Ill. App. 3d 372, 385-86 (2009). Although Supreme Court Rule 615(b)(4)
specifically permits this court to reduce a sentence as a form of relief, we may not do so absent
an abuse of discretion. People v. Aguilar, 396 Ill. App. 3d 43, 58 (2009). Defendant does not
dispute that being an armed habitual criminal is a Class X felony (720 ILCS 5/24-1.7(b) (West
2006)), and thus, requires a sentence between 6 and 30 years’ imprisonment (730 ILCS 5/5-8-
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1(a)(3) (West 2006)). Accordingly, defendant’s 7½-year sentence falls within the permissible
sentencing range and will not be disturbed absent an abuse of discretion.
At sentencing, the following colloquy ensued:
“THE COURT: Are the parties sure this is an eighty-five percent case?
MS. YURCHAK [Assistant public defender]: I’m almost sure.
THE COURT: I don’t want to hear about almost. I’m not sure. I don’t
want to sentence somebody on almost.”
After further discussion, Assistant Public Defender (APD) Yurchak stated she believed that
defendant would be subject to 85% good-conduct credit but was not certain. The assistant
State’s Attorney then indicated she believed defendant was not subject to 85% credit. The court
stated as follows:
“I don’t have anything – You know, when you’re here, as you are, talking
about sentencing you can’t make a misrepresentation about what the sentencing
range is, you can’t. You can’t tell me this is an eighty-five percent case if it’s not.
Now, are you telling me that I’m mistaken, that this is an eighty-five percent case
and I ought to consider that?”
APD Yurchak apologized and the court sentenced defendant to 10 years’ imprisonment. The
court admonished defendant regarding his right to an appeal and the case was passed. When the
case was recalled, the court stated that contrary to its prior understanding, defendant was subject
to 85% good-conduct credit. The court said, “Let me look at these numbers again in light of that.
I was not aware of that.” The court then stated that because it was an 85% case, it would reduce
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defendant’s sentence to seven years’ imprisonment. The court then said, “Just a second. The
sentence is ninety months, that’s my sentence, ninety months in the penitentiary, seven and a half
years, ninety months in the penitentiary.”
Defendant argues that when the court sentenced him to 10 years’ imprisonment, the court
was under the impression that defendant would serve 50% of his sentence and thus, would serve
5 years, or 60 months, in prison. Defendant acknowledges that after the court learned defendant
would serve 85% of his sentence, the court decreased the number of years imposed to 7½ years.
He argues however, that because 85% of his sentence would be 76 ½ months, he will effectively
be serving a longer sentence. Defendant assumes that this increase in the sentence he will
actually serve demonstrates the court’s miscalculation or vindictiveness for counsel’s
misrepresentation regarding the credit percentage.
Defendant’s position is at once based on speculation and a misunderstanding of good-
conduct credit, a matter which the trial court does not control. The label “truth-in-sentencing”
applies to a change in the statutory method which the Illinois Department of Corrections uses to
calculate the amount of good-conduct credit to which a defendant is entitled. People ex rel. Ryan
v. Roe, 201 Ill. 2d 552, 556 (2002). Under the Unified Code of Corrections, a defendant
normally receives day-for-day good-conduct credit. People v. McDade, 345 Ill. App. 3d 912, 915
(2004), citing 730 ILCS 5/3–6-3(a)(2.1) (West 2000). Pursuant to subsection 3-6-3(a)(2)(ii),
however, a defendant who has been convicted of certain enumerated offenses, including being an
armed habitual criminal, “shall receive no more than 4.5 days of good conduct credit for each
month of his or her sentence of imprisonment.” 730 ILCS 5/3-6-3(a)(2)(ii) (West 2006). Thus,
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defendant does not dispute that he must serve at least 85% of his sentence. Roe, 201 Ill. 2d at
556. Nonetheless, section 3-6-3(a)(2)(ii) governs only the potential credit that a defendant may
receive for good conduct. People v. Castano, 392 Ill. App. 3d 956, 959 (2009). The award of
any good-conduct credit is contingent upon a defendant’s behavior in prison and there is no
guarantee that the defendant will receive any credit. Castano, 392 Ill. App. 3d at 959-60; People
v. Frison, 365 Ill. App. 3d 932, 935 (2006). Furthermore, the trial court has no control over the
manner in which a defendant’s good-conduct credit is earned or lost and it is within the
Department of Correction’s discretion to calculate what credit, if any, he will receive. Castano,
392 Ill. App. 3d at 960.
Here, the amount of credit that defendant will actually receive remains to be seen and was
not a matter within the determination of the trial court’s sentencing order. Thus, it is improper to
compare the amount of time that defendant might serve under a 10-year sentence with the
amount of time he might serve under his 7 ½-year sentence. Indeed, if defendant does not earn
any good conduct in prison, he will serve less time under his present sentence. In addition, we
reject defendant’s argument that a miscalculation has occurred because the court meant to impose
a sentence in which defendant’s projected time actually spent in prison would be the same as that
under the original 10-year sentence. The record shows that defendant’s projected time in prison
under the 85% credit scheme was one factor considered by the court, not the only factor.
Nonetheless, assuming as defendant does that he would have spent 60 months in prison under his
original sentence, defendant would still serve a minimum of 61.2 months in prison if the
minimum 6-year term were imposed here. Thus, the trial court could not have achieved that
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which defendant suggests the court meant to achieve.
We also find the record shows no vindictiveness arising from any misunderstanding
regarding defendant’s potential good-conduct credit. At most, the court’s comments and
decision to reduce defendant’s sentence demonstrate its caution not to impose too onerous of a
sentence, notwithstanding that the court changed defendant’s ultimate sentence from 7 years to 7
½ years. The trial court was not required to find that the facts presented in this case warranted
the minimum six-year sentence. Accordingly, defendant’s arguments and alleged harm are
purely speculative. Defendant has not shown the trial court abused its discretion and we have no
power to reduce his sentence. Cf. Roe, 201 Ill. 2d at 557-58 (where the defendant pled guilty
pursuant to an agreement, under which both parties incorrectly believed the defendant was
entitled to day-for-day good-conduct credit, our supreme court exercised its supervisory authority
and granted him equitable relief in the form of a sentencing reduction pursuant to Supreme Court
Rule 651(b)(4).
For the foregoing reasons, we affirm the judgment of the trial court.
Affirmed.
O’BRIEN, J., and FROSSARD, J., concur.
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REPORTER OF DECISIONS – ILLINOIS APPELLATE COURT
Please Use
Following (Front Sheet to be Attached to Each Case)
Form:
THE PEOPLE OF THE STATE OF ILLINOIS, )
Comple te
TITLE
)
of Case Plaintiff-Appellee, )
)
v. )
)
ROBBIN DAVIS, )
)
Defendant-Appellant. )
Docket No. No. 1-08-2895
Appellate Court of Illinois
COURT
First District, FOURTH Division
Opinion November 12, 2010
(Give month, day and year)
Filed
JUSTICE LAVIN delivered the opinion of the court:
JUSTICES O’BRIEN, J., and FROSSARD, J., concur
Lower Court and T rial Judge(s) in form indicated in the margin:
APPEAL from
the Circuit Ct. of The Honorable James B. Linn, Judge Presiding.
Cook County.
Indicate if attorney represents APPELLANTS or APPELLEE S and include
attorneys of counsel. Indicate the word NONE if not represented.
For Attorneys for Plaintiff/Appellee: Anita Alvarez, State’e Attorney
APPELLANTS, Peo ple Alan Spellberg, Samuel Shim, ASA’s of counsel
John Doe, of Room 309 D aley Center
Chicago. Chicago, IL 60602
For
APPELLEES,
Smith and Smith Attorneys for Defendant/Appellant: Michael Pelletier, State Appellate Defender
of Chicago, Robbin Davis Patricia Unsinn, Deputy Defender
Joseph Brown, Lindsey J. Anderson, Assistant Appellate Defender
(of Counsel) 203 N. LaSalle St., 24th floor
Alcon Laboratories, Inc. Chicago, Illinois 60601
Also add 312.814.5472
attorneys for
third-party
appellants or
appellees.
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