ILLINOIS OFFICIAL REPORTS
Appellate Court
Caburnay v. Norwegian American Hospital, 2011 IL App (1st) 101740
Appellate Court FERNANDO CABURNAY, Plaintiff-Appellant, v. NORWEGIAN
Caption AMERICAN HOSPITAL, an Illinois Not-for-profit Corporation, and
PHOENIX ELEVATOR CONCEPTS, INC., an Illinois Corporation,
Defendants-Appellees.
District & No. First District, Fifth Division
Docket No. 1-10-1740
Filed December 23, 2011
Rehearing denied February 22, 2012
Held In an action alleging that the injuries plaintiff suffered when he fell on
(Note: This syllabus a mat while waiting for an elevator in defendant hospital were caused
constitutes no part of by a fold or buckle in the mat and that the hospital was negligent in
the opinion of the court using and failing to secure the mat, summary judgment was improperly
but has been prepared entered for the hospital, because the deposition testimony, viewed in a
by the Reporter of light most favorable to plaintiff, was sufficient to create an issue of
Decisions for the fact as to whether the hospital breached its duty of care to plaintiff;
convenience of the however, summary judgment was properly entered for the hospital on
reader.)
plaintiff’s spoliation of evidence claim alleging that the hospital
negligently failed to preserve the mat, because its presence would not
have been probative of whether a fold existed at the time of the fall.
Decision Under Appeal from the Circuit Court of Cook County, No. 05-L-013391; the
Review Hon. Mary A. Mulhern, Judge, presiding.
Judgment Reversed in part and affirmed in part.
Counsel on Michael Rathsack, of Chicago, for appellant.
Appeal
David C. Hall, Timothy J. Shanley, and Hugh C. Griffin, all of Hall,
Prangle & Schoonveld, LLC, of Chicago, for appellees.
Panel JUSTICE J. GORDON delivered the judgment of the court, with
opinion.
Presiding Justice Epstein and Justice Howse concurred in the judgment
and opinion.
OPINION
¶1 On August 20, 2005, Dr. Fernando Caburnay tripped and fell while waiting for an
elevator in the lobby of Norwegian American Hospital (Norwegian), where he worked as an
anesthesiologist. Caburnay struck the back of his neck when he fell, rendering him
quadriplegic. At the time, the adjacent elevator was being serviced by Phoenix Elevator
Concepts (Phoenix). Caburnay sued both Phoenix and Norwegian, alleging that a fold or
buckle in the mat caused his fall, and that their negligence in using and failing to secure the
mat caused his injuries. Caburnay ultimately settled with Phoenix after Phoenix lost its
motion for summary judgment. Norwegian moved for summary judgment and prevailed.
Caburnay now appeals.
¶2 I. BACKGROUND
¶3 On the morning of August 20, 2005, Caburnay entered Norwegian’s lobby through the
emergency room doors and walked down a corridor toward an elevator bank containing two
elevators. He was carrying an umbrella in his right hand and a duffel bag over his left
shoulder. At the time, the right elevator was fully functional but the left was being repaired
by Phoenix. Norwegian had placed a single 6-foot by 10-foot rubber and fabric mat in front
of both elevators to protect its floors and to prevent slipping. That mat, or one similar, had
been used intermittently in front of the elevators for approximately six months.
¶4 As Caburnay approached the right elevator, he walked onto the mat, pushed the elevator
call button, and stepped backwards. As he did so, he fell backwards and the back of his head
and neck struck a couch adjacent to the elevator. Caburnay fractured his cervical spine,
instantly rendering him quadriplegic.
¶5 A Norwegian surveillance video indicates that immediately after Caburnay fell, several
Norwegian personnel came to Caburnay’s assistance. A backboard was placed on the mat
and Caburnay was placed upon it. Staff members wheeled a gurney onto the mat, lifted
Caburnay onto it, and carried him away. The video does not show Caburnay’s feet or the
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portion of the mat underneath his feet. Caburnay did not look at the mat, either before or after
he fell, because he was looking at the elevator.
¶6 In November 2005, Caburnay sued both Norwegian and Phoenix, alleging that their
negligence in maintaining the area around the elevator caused him to “slip, trip and fall and
thereby injure himself.” Caburnay alleged, among other things, that Norwegian “failed to
properly, routinely and adequately inspect the floor of the [elevator area] to ascertain whether
any dangerous and hazardous conditions existed” and “failed to place a clean and secured
floor mat.” Caburnay filed his second amended complaint in September 2008, in which he
additionally alleged that Norwegian “failed to place a level and secured floor mat on the
floor” and “improperly placed the floor mat so that it was subject to become hazardous,
movement, wrinkles and folds.” Caburnay additionally brought a claim of spoliation of
evidence against Norwegian for its failure to produce the mat.
¶7 Phoenix moved for summary judgment, based primarily on the deposition testimony of
Caburnay, arguing that there was insufficient evidence that a condition of the mat caused his
fall. This motion was denied and Phoenix subsequently settled with Caburnay.
¶8 After Caburnay filed his complaint, Norwegian served interrogatories upon him.
Caburnay objected to most questions on grounds that they were improper and were more
appropriate during a discovery deposition. When asked to “describe how the alleged
occurrence happened, giving all events in complete detail in the order in which they occurred
which had any bearing whatsoever on the occurrence,” Caburnay answered:
“Objection, said interrogatory is improper because it is compound question, requests a
narrative answer and requests information that is most appropriately the subject of a
discovery deposition. Subject to objection, an oral interrogatory at plaintiff arrived at
Norwegian American Hospital and slipped and fell while attempting to enter the elevator
in the lobby.”
¶9 On July 16, 2007, Caburnay, in a supplemental Rule 214 (Ill. S. Ct. R. 214 (eff. Jan 1,
1996)) request, requested the production of the mat at issue. Norwegian was unable to
produce the mat because it had been destroyed or lost and was not available for inspection.
The record indicates that at some time after the accident, Norwegian ceased using its own
mats and contracted the job of supplying floor mats to an outside vendor. Norwegian did,
however, ultimately produce a mat with a rubber non-slip backing which, despite being
smaller in size, was, according to its head of housekeeping, similar to the one at issue here.
¶ 10 After Phoenix settled, the case was assigned to a new judge for trial. On October 15,
2009, Norwegian moved for summary judgment on both the negligence and spoliation
claims, arguing that there was insufficient evidence to establish that a condition of the mat
caused Caburnay’s fall. In support of its motion, Norwegian included the depositions of
Caburnay himself as well as several Norwegian and Phoenix employees, including Sophie
Serrano, Rosa Cruz, Frank Krause, and Ben Gonzalez.
¶ 11 Caburnay was deposed twice in this case, first for purposes of discovery and again for
purposes of evidence. In his first deposition, taken in November 2006, Caburnay stated that
he reviewed Norwegian’s surveillance video the prior evening, but still recalled the events
on the day of his fall before watching that video. When asked by Norwegian’s counsel to tell
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him what he remembered about what happened the morning of the fall, Caburnay responded
“I was walking down the aisle to the elevator door. Then I touched the button for the elevator
to come down. Then I fell on my back.” When asked if he had a recollection of his feet
tripping over anything, Caburnay took a moment to “recall and remember” and then
answered “I feel the sole of my shoe got caught in a–it’s like a fold from the area rug.”
¶ 12 At the close of the deposition, Norwegian’s counsel again asked Caburnay about the
circumstances of his fall, and the following colloquy occurred:
“Q. You’re not certain the fold caused you to fall, isn’t that right?
MR. MEYER [Caburnay’s counsel]: Objection. I think that’s contrary to his
testimony.
MR. BLUMENSHINE [Caburnay’s counsel]: It’s also argumentative.
Q. You can answer.
A. That’s what my lawyer says.
Q. He just objected. You still have to answer the question.
MR. MEYER: You want to hear the question again? Would you read it back; Miss
Court Reporter.
(WHEREUPON, the Reporter read back the following: ‘Q. You’re not certain the
fold caused you to fall, isn’t that right?’)
A. I am certain.
Q. You are certain that it caused you to fall, right?
A. Correct.
Q. And that is based on not seeing it, true?
A. Correct.
Q. That’s all.
MR. MEYER: And you’re certain that the fold caused you to fall because you felt the
back of your left foot catch on that fold, correct?
A. Correct.”
¶ 13 An evidence deposition of Caburnay was taken in November 2007 in the event that he
did not survive his injuries. At that deposition, Caburnay again stated that he felt the sole of
his left shoe “get caught in some kind of fold in the mat,” but acknowledged that he never
saw any fold or ripple before falling. During that deposition, the following colloquy
occurred:
“Q. It’s your testimony that you fell because the back of your heel or your sole of the
shoe got caught on a flap in the carpet and that caused you to trip and fall backwards; is
that your testimony?
A. Correct.
Q. And although you never saw that flap or ripple at any time in the rug, as you are
here today, sir, that’s your assumption of what made you actually fall and trip
backwards?
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A. Yes.”
¶ 14 Later in that deposition, Caburnay added that he felt the fold in the carpet in “the sole of
[his] left foot.”
¶ 15 Lielani Mindanao, an emergency room nurse, testified in her deposition that she was one
of the first to arrive after Caburnay fell. She stated that she looked for something that would
have caused Caburnay to fall, but was unable to find any bumps or buckles or anything else
in the carpet that may have caused him to do so. She also stated that Caburnay told her that
he “slipped on the floor,” but that he did not elaborate further. Following the fall, Mindanao
carried Caburnay’s bag to the emergency room and stated that its weight required her to”lean
to the other side” in order to keep her balance while doing so.
¶ 16 Jo Jo Abrahan, an emergency room technician at Norwegian, testified that he observed
the mat when he came to Caburnay’s assistance and that it looked flat to him. He also walked
across the mat several times while rendering assistance, but never felt anything in his feet.
¶ 17 Aura Vega, a member of Norwegian’s housekeeping staff, testified that she was cleaning
a washroom when she heard a call for help in the lobby. After the fall, she attempted to pick
up Caburnay’s bag, but it was too heavy for her to do so. She also stated that her duties
included making sure the mat was clean and lying flat, and she could not recall receiving any
complaints about folds or bumps in the mat prior to Caburnay’s fall.
¶ 18 Rosa Cruz, another member of Norwegian’s housekeeping staff, testified that in her 17
years working at Norwegian, she could not remember the mat in front of the elevators ever
buckling or moving. She also testified that the mat had “rubber on the bottom.”
¶ 19 Nicola Basile, an operating room technician who had worked at Norwegian for 36 years,
testified that he arrived at the hospital shortly after 7 a.m. on the morning of the accident. He
utilized the elevator in the main lobby minutes before Caburnay’s fall and did not notice any
problems with the mat, nor had he ever seen it bunch or curl up.
¶ 20 Ben Gonzalez, Norwegian’s manager of housekeeping from 1991 to 2005, testified that
the mat had been placed in front of the elevators at his direction to protect the floors because
Phoenix employees were constantly tracking grease throughout the lobby. He stated that the
mat had a rubber backing and similar mats were used frequently in the winter or when it was
raining. He stated that the mats in front of the elevators had been in use for approximately
five years and were often stored in a rolled-up state, which, he said, sometimes resulted in
waves or bubbles. He testified that the mats would be checked for waves or bubbles before
they were put down, and if any such waves or bubbles existed, he would have ordered the
edges of the mat taped to the floor in order to eliminate them.
¶ 21 Frank Krause, a Phoenix mechanic who worked on the out-of-service elevator in
Norwegian’s lobby for approximately three weeks, testified that on his first day at
Norwegian, he tripped on the mat in front of the elevators and spoke with Norwegian
personnel about either lengthening it or removing it because his equipment “would bunch
up the carpet up” and the mat would “get caught on the barricade and *** was constantly
getting moved around and disheveled.” Krause also recommended to Norwegian that it tape
the edges of the mat, and even did so himself twice, only to have the tape removed by
Norwegian’s housekeeping staff who needed to clean underneath.
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¶ 22 On May 13, 2010, Caburnay filed his response to Norwegian’s motion for summary
judgment, in which he argued that his deposition testimony, combined with the testimony of
his experts, created an issue of material fact as to whether Norwegian was responsible for his
fall.
¶ 23 Caburnay relied on the testimony of two witnesses in his motion. The first, Gene Litwin,
Caburnay’s engineering expert, opined that Caburnay’s fall was caused by the mat being
untaped, stating that “[i]f they had taped it down with duct tape around the perimeter, I would
not have had any other problem with it, and we wouldn’t have the accident.” He also stated
that the mat created a foreseeably dangerous tripping hazard and that Caburnay likely caught
his heel on an irregularity in the mat. Litwin, however, admitted that there was “no evidence
*** that there was ever a tripping hazard [on the mat] prior to Dr. Caburnay’s fall” and that
someone could trip on a flat carpet or mat without any folds, ripples, or other defects.
¶ 24 Caburnay’s safety expert, Russell Kendzior, testified that floor mats like the one used by
Norwegian “buckle and curl all the time. *** Unless they’re mechanically fastened, taped
down, they buckle. They’re prone to buckling.” Kendzior opined that the mat buckled or
developed some type of elevation, causing Caburnay to trip, but could not state how long the
buckle existed. He further opined that the placement of the mat across both elevators was
unnecessary, but not negligent, and that the mat violated American National Standards
because the “mere placement” of a floor mat is a “potential tripping hazard.” Kendzior
admitted that someone could trip on a flattened mat if he or she did not lift his or her heel
high enough, but that it was unlikely.
¶ 25 The trial court granted summary judgment on both counts, finding that Norwegian was
not negligent in using a mat to cover the floor in front of the elevators, nor was there any
evidence that it knew the mat had a propensity to fold. The trial court further held, with
respect to the spoliation claim, that it was “dubious that [Norwegian] had the duty to preserve
the mat” because “no one blamed the mat for this fall until well after the litigation was
started” and because “production of the mat is not essential to [Caburnay] being able to prove
his case.” It is from this decision that Caburnay now appeals.
¶ 26 II. ANALYSIS
¶ 27 On appeal, Caburnay contends first that the trial court erred in granting Norwegian’s
motion for summary judgment as to his negligence claim because the evidence he provided
created a question of fact as to whether a condition of Norwegian’s mat caused his fall. He
also contends that the trial court erred in granting summary judgment in favor of Norwegian
on his spoliation claim because he adduced evidence that his inability to examine the mat
compromised his ability to prove his case. For the reasons that follow, we affirm in part and
reverse in part.
¶ 28 A. Caburnay’s Negligence Claim
¶ 29 Caburnay first contends that the evidence that he tripped on a fold or buckle in the mat,
coupled with testimony that the mat was negligently employed, created a question of fact that
should have resulted in a denial of Norwegian’s motion for summary judgment. We agree.
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¶ 30 The granting of a motion for summary judgment is appropriate where “the pleadings,
affidavits, depositions, admissions, and exhibits on file, when viewed in the light most
favorable to the nonmovant, reveal that there is no genuine issue as to any material fact and
that the movant is entitled to judgment as a matter of law.” Busch v. Graphic Color Corp.,
169 Ill. 2d 325, 333 (1996). “A defendant moving for summary judgment bears the initial
burden of coming forward with competent evidentiary material, which if uncontradicted,
entitles him to judgment as a matter of law.” Paul H. Schwendener, Inc. v. Jupiter Electric
Co., 358 Ill. App. 3d 65, 78 (2005). A defendant does not need to prove its case or disprove
its opponent’s case in order to prevail on its motion. A plaintiff, however, “must come forth
with some evidence that arguably would entitle him to recover at trial” in order to survive
such a motion. Keating v. 68th & Paxton L.L.C., 401 Ill. App. 3d 456, 472 (2010). We
review a trial court’s decision to grant summary judgment de novo. Jupiter Electric, 358 Ill.
App. 3d at 76.
¶ 31 Here, Caburnay contends that the evidence that he felt his foot catch on a fold or buckle
in the mat was sufficient to create a question of fact as to whether the mat caused his fall.
Norwegian, however, argues that summary judgment was proper because there was no
evidence of a fold in the carpet before Caburnay tripped and that “a fair reading” of
Caburnay’s deposition testimony demonstrates that he had no idea why he fell. For the
reasons that follow, we disagree with Norwegian.
¶ 32 In support, Norwegian refers to the colloquy in Caburnay’s evidence deposition, as fully
set forth in our statement of facts. There, Caburnay was asked “although you never saw that
flap or ripple at any time in the rug,*** that’s your assumption of what made you actually
fall and trip backwards?” Caburnay answered “[y]es.” Norwegian cites this answer as
evidence that he merely “assumed”or imagined the existence of a fold in the mat. The context
in which this answer was forthcoming, however, belies this contention. In the immediately
preceding question, Caburnay was asked whether he “fell because the back of [his] heel or
[his] sole of the shoe got caught on a flap in the carpet and that caused [him] to trip and fall
backwards.” Caburnay categorically stated that was correct. This answer is consistent with
every other answer Caburnay gave with respect to the cause of his fall. In his discovery
deposition, Caburnay indicated that he was “certain” that “the fold caused [him] to fall” and
that he physically felt “the sole of [his] shoe got caught in *** a fold from the rug.”
Similarly, later in his evidence deposition, Caburnay explicitly added that he felt the fold in
the carpet in “the sole of [his] left foot.” Norwegian, however, asserts that this testimony is
inconsistent because Caburnay first testified that he felt the sole of his shoe catch in the mat
and later testified that it was either his heel or the sole of the shoe that did so. Even if we
were to find this testimony inconsistent, such an inconsistency should affect Caburnay’s
credibility before a trier of fact, not subject him to summary judgment. See Allstate
Insurance Co. v. Tucker, 178 Ill. App. 3d 809, 813 (1989) (“an apparent inconsistent
statement” from a defendant was insufficient to justify summary judgment because “[i]t is
not within the province of the trial court to weigh these conflicting statements” when ruling
on motions for summary judgment).
¶ 33 When Caburnay testified that he felt his foot catch in the mat, he was not describing an
emotion, but a sensory perception, in the same way that a blind person would describe
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something he or she was able to touch but not see. He never testified that it “felt as if” he
tripped on a fold or that it “seemed like” his foot caught a buckle in the carpet, but instead
unequivocally testified as to his sensory perceptions, describing the tangible, physical
sensation of his foot catching on a fold in the mat. Thus, it appears that his affirmative
answer to the question of what he assumed did not demonstrate that he was making an
assumption as to the cause of his fall, but merely indicated a tactile perception of a fold
without an accompanying visual perception,.
¶ 34 For this reason, the cases Norwegian cites in support of its claim are unpersuasive. It
relies on Barker and Brett in support of it’s contention that Caburnay was unable to
accurately determine the cause of his fall. In these cases, the plaintiffs had no sensory
perception of what caused their falls, but instead offered mere cerebral speculation as to their
causes. Thus, they are inapposite to the situation here because, as stated above, Caburnay
repeatedly and conclusively indicated that he fell only after tripping on a fold or bump in
Norwegian’s mat.
¶ 35 In Barker v. Eagle Food Centers, Inc., 261 Ill. App. 3d 1068 (1994), the plaintiff slipped
and fell on the defendant’s floor, but could not say why. She argued that she had often seen
water on the floor in the area where she fell, but did not see any on the day of the incident.
Despite not seeing where she fell, she “assumed” that the floor was wet because “[o]therwise
[she] wouldn’t have slipped.” (Internal quotation marks omitted.) Barker, 261 Ill. App. 3d
at 1070. The appellate court concluded that summary judgment was proper because the
plaintiff merely assumed that she must have slipped on water because she could not identify
any other cause, and thus could not identify the cause of her fall. Barker, 261 Ill. App. 3d at
1071.
¶ 36 Similarly, in Brett v. F.W. Woolworth Co., 8 Ill. App. 3d 334 (1972), the plaintiff fell
while walking on the defendant’s carpet, but was unable to say what caused her fall. The
appellate court affirmed summary judgment in favor of the defendant because the plaintiff
“did not see or feel what caused the fall,” and it was undisputed that the mat was in excellent
condition. (Emphasis added.) Brett, 8 Ill. App. 3d at 337. See also Koukoulomatis v. Disco
Wheels, Inc., 127 Ill. App. 3d 95 (1984) (summary judgment in favor of the defendant was
proper because plaintiff’s assumption that a fold in the defendant’s carpet caused her fall was
insufficient to create an issue of material fact).
¶ 37 Unlike these cases, here Caburnay repeatedly asserted that he physically felt his foot
catch on a tangible fold in Norwegian’s carpet, and Norwegian’s reliance on certain
statements made during his discovery deposition does not in any way reduce their effect.
Norwegian, however, contends that ultimately, Caburnay only asserted that his fall was
caused by a fold in Norwegian’s mat because his attorney instructed him to say so. This
contention is based on the following colloquy:
“Q. You’re not certain the fold caused you to fall, isn’t that right?
MR. MEYER [Caburnay’s counsel]: Objection. I think that’s contrary to his
testimony.
MR. BLUMENSHINE [Caburnay’s counsel]: It’s also argumentative.
Q. You can answer.
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A. That’s what my lawyer says.
Q. He just objected. You still have to answer the question.
MR. MEYER: You want to hear the question again? Would you read it back; Miss
Court Reporter.
(WHEREUPON, the Reporter read back the following: ‘Q. You’re not certain the
fold caused you to fall, isn’t that right?’)
A. I am certain.”
¶ 38 Norwegian contends that Caburnay’s response of “[t]hat’s what my lawyer says”
indicates that he only said he was certain that he tripped on a fold in the mat because his
lawyer instructed him to do so. This interpretation is not the most plausible one. It seems far
more likely that this statement was made in response to an instruction from Norwegian’s
attorney, following an objection, that he could still answer the question, rather than as an
abrupt recantation of his earlier testimony. The question was then read back to Caburnay and
he responded, twice, that he was certain that a fold in the mat caused his fall. Thus, when
read in context, Caburnay’s statement “[t]hat’s what my lawyer says” would more cogently
be intended as a response to the statement of his attorney indicating that he could still answer
the question, notwithstanding his objection.
¶ 39 Norwegian further asserts that Caburnay’s failure to attribute his fall to a fold in the mat
immediately after it occurred proves that his statements amount to speculative guesses as to
the cause of his injuries. As stated above, Caburnay told the nurse that came to his aid after
the fall that he slipped, but did not elaborate further. He later told the emergency room doctor
that he “tripped,” but did not attribute it to a fold in the carpet. These statements, made in the
moments after a catastrophic injury, while vague or incomplete, are not sufficient to
constitute an admission on Caburnay’s part that he did not trip on a fold in the mat, nor are
they sufficient to preclude us from finding an issue of fact with respect to the cause of his
fall, especially when viewed in a light most favorable to Caburnay. Caburnay’s failure to
specifically mention the mat as a factor in causing his fall, immediately after or within close
proximity to its occurrence, would not amount to an admission by silence or omission
because Caburnay could not have been reasonably expected to elaborate on the specific cause
of his fall just moments after being rendered quadriplegic. See People v. Zurita, 295 Ill. App.
3d 1072, 1077 (1998) (an “inconsistency may consist of the failure to speak of a matter
entirely when it is shown that the witness had an opportunity to make a statement and that
a person would reasonably be expected under the circumstances to do so”).
¶ 40 Furthermore, we refuse to accept Norwegian’s contention that Caburnay’s objections to
its interrogatories somehow constitute a failure on his part to “suggest[ ] that his fall was due
to a fold in [Norwegian’s] floor mat.” When asked to describe all the circumstances
regarding his fall, he answered, subject to an objection, that he “arrived at Norwegian
American Hospital and slipped and fell while attempting to enter the elevator in the lobby.”
While this response omits specific mention of the mat, it does not contradict Caburnay’s later
elaboration that he fell due to a fold in the mat. At most, these omissions would raise
questions regarding Caburnay’s credibility, an issue best resolved by a trier of fact, rather
than on summary judgment.
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¶ 41 Norwegian further contends that it is entitled to summary judgment because Caburnay
did not make specific reference to a fold in the carpet in his initial complaint or his
interrogatories. While a party cannot contradict a prior admission in order to create an issue
of material fact, we do not find in Caburnay’s failure to specifically mention the fold, an
admission that no such fold existed. See Commonwealth Eastern Mortgage Co. v. Williams,
163 Ill. App. 3d 103, 109 (1987). While Caburnay did not specifically state that a fold in the
mat caused him to fall in his complaint, he did generally allege in his complaint that
Norwegian’s failure to use a “secured floor mat” caused his fall, which is entirely consistent
with his deposition testimony. Thus, when viewed in a light most favorable to him, the
evidence could well have allowed a jury to conclude that a fold in the mat caused Caburnay’s
fall.
¶ 42 Having determined that an issue of fact exists with respect to whether the existence of
a fold caused Caburnay’s fall, we must next determine whether the presence of the fold in
the mat was grounds for liability. Norwegian contends that it cannot be held liable, regardless
of whether Caburnay proceeds under a premises liability theory or an ordinary negligence
theory.
¶ 43 Norwegian contends that under either a premises liability theory or a general negligence
theory, it cannot be held liable. Under a premises liability theory, Norwegian could be held
liable only if it (1) should have known the mat was unsafe and could have discovered it
through the exercise of reasonable care, (2) should have expected Caburnay would not
discover the danger, and (3) failed to exercise care to protect Caburnay against that danger.
Deibert v. Bauer Brothers Construction Co., 141 Ill. 2d 430, 434 (1990) (quoting
Restatement (Second) of Torts § 343 (1965)). Our courts have interpreted this to mean that
“there is no liability for [landowners] for dangerous or defective conditions on the premises
in the absence of the landowner’s actual or constructive knowledge [of those conditions].”
(Emphasis added.) Tomczak v. Planetsphere, Inc., 315 Ill. App. 3d 1033, 1038 (2000).
¶ 44 Caburnay does not purport to predicate Norwegian’s liability under a premises liability
theory. Norwegian contends, and Caburnay does not dispute, that it had no actual or
constructive notice of the fold in the mat which allegedly caused Caburnay’s fall. Therefore,
although there may very well be evidence of Norwegian’s prior notice of the mat’s tendency
to fold, we need not address this issue further.
¶ 45 Instead Caburnay asserts that Norwegian is liable under a general negligence theory for
placing a mat that was prone to buckling on the floor in front of the elevators. Under a
general negligence theory of liability, Norwegian’s prior notice of the fold would be
irrelevant if Caburnay can show that it created the dangerous condition in the first place by
using a mat which could buckle. Reed v. Wal-Mart Stores, Inc., 298 Ill. App. 3d 712, 715
(1998). While a plaintiff generally must prove a defendant’s actual or constructive notice of
a dangerous condition in order to establish liability (Genaust v. Illinois Power Co., 62 Ill. 2d
456, 468 (1976)), our courts have held that when a defendant creates that dangerous
condition, that defendant’s notice becomes irrelevant. Bernal v. City of Hoopeston, 307 Ill.
App. 3d 766, 772 (1999) (“when an affirmative act of a [defendant] causes a dangerous
condition, no actual or constructive notice of said condition is required” (emphasis omitted)
(internal quotation marks omitted)). All he must prove is that the defendant negligently
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created the dangerous condition on its premises. Reed v. Wal-Mart Stores, Inc., 298 Ill. App.
3d 712, 715 (1998). Thus, Caburnay can avoid the notice requirement only if he can establish
that the mat was negligently placed in front of the elevator by Norwegian. Gentry v. Shop ‘n
Save Warehouse Foods, Inc., 708 F. Supp. 2d 733, 737 (C.D. Ill. 2010) (“Plaintiffs can avoid
the notice requirement only if they can establish that the mats were negligently placed on the
floors by the agents of the Defendant, not merely by showing that they were placed by the
agents of the Defendant.”).
¶ 46 To prevail on a claim of negligence, Caburnay must prove the existence of a duty on the
part of Norwegian, and present some evidence showing Norwegian’s breach of that duty, and
demonstrate injury proximately resulting from that breach. Wojdyla v. City of Park Ridge,
209 Ill. App. 3d 290, 293 (1991).
¶ 47 Our courts have held that in the absence of any evidence indicating a mat was in anything
less than excellent condition, “[t]he mere use of a floor covering on which an invitee falls
is no evidence of negligence.” Brett v. F.W. Woolworth Co., 8 Ill. App. 3d 334, 336-37
(1972). In circumstances where “the evidence fails to show any damages or defective
condition of the [mat],” a defendant’s use of such mats “is perfectly reasonable, and the fact
that a person trips on one of them is [not] evidence of negligence.” Robinson v. Southwestern
Bell Telephone Co., 26 Ill. App. 2d 139, 146 (1960). However, “the condition of the mat and
the manner in which it was placed on the floor may constitute negligent placement of the mat
on the floor.” Johnson v. United States, 1999 U.S. Dist. LEXIS 9819, at *10 (N.D. Ill. June
23, 1999). A plaintiff can establish negligent use of a floor mat if he can show that those
mats are defective or negligently installed. Wind v. Hy-Vee Food Stores, Inc., 272 Ill. App.
3d 149, 156 (1995). In Wind, the appellate court reversed a jury verdict for the defendant-
store owner, finding that the jury should have been instructed on a general negligence theory
because the evidence indicated that the mat the plaintiff tripped on was poorly maintained
and was not fastened to the floor. Wind, 272 Ill. App. 3d at 156. Unlike Wind, in Robinson
the court reversed a judgment in favor of the plaintiff, finding that she could not establish
defendant’s negligence after she admitted that the mat was in excellent condition and was
free from debris and rips, and was unable to precisely determine what caused her to trip and
fall. Robinson, 26 Ill. App. 2d at 141-42.
¶ 48 Here, Caburnay does not dispute the holding in Robinson that the ordinary use of a safe
mat is not negligent, but instead maintains that case is inapposite because the mat he tripped
on, like that in Wind, was defective in that it was prone to buckling and not taped down, and
therefore Norwegian’s use of that mat was negligent. The deposition testimony of Frank
Krause, a Phoenix mechanic, supports Caburnay’s position. He testified that the mat in
question had repeatedly buckled because it was not secured to the floor with tape. He stated
that the mat would “bunch up” and become “disheveled” as a result of the work being done
on the adjacent elevator, and suggested the mat should have been taped down in order to
prevent folds from occurring. Krause’s testimony indicates that he actually taped the mat to
the floor, but that the tape was repeatedly removed by Norwegian employees so that they
could clean the floor underneath it.
¶ 49 Krause’s testimony was reinforced by Caburnay’s experts, as well as by Ben Gonzalez,
Norwegian’s manager of housekeeping. Caburnay’s experts opined that the mat was unsafe
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because it was not secured to the floor with tape, despite being prone to buckling. Gene
Litwin testified that if the mat had been taped to the floor, the fold would not have existed
and Caburnay would not have fallen. Similarly, Russell Kendzior opined that floor mats
“buckle and curl all the time” unless they are taped to the floor. Gonzalez further testified
that the mats, like the one at issue here, had developed waves or bubbles in the past after
being stored in a rolled up state, and would have to be taped down in order to eliminate those
waves or bubbles. It is undisputed that the mat in question was not taped down on the
morning of Caburnay’s fall. Moreover, we also take note of Caburnay’s contention that if the
mat was properly used and maintained, his fall would not have occurred. He asserts that the
fact that the mat buckled in the first place demonstrates that it was not an ordinary mat with
a proper backing, but instead was faulty, and therefore should have been taped down.
¶ 50 Thus, when viewed in a light most favorable to Caburnay, the deposition testimony of
Caburnay, Krause, and Gonzalez is sufficient to create an issue of fact as to whether there
was a breach of Norwegian’s duty of care to Caburnay to properly use a safe and secure mat,
by placing a mat that was prone to buckling in front of the elevator without securing it, thus
causing him to fall. See Newsom-Bogan v. Wendy’s Old Fashioned Hamburgers of N.Y., Inc.,
2011 IL App (1st) 092860.
¶ 51 We believe the trial court’s reliance upon Gentry, a federal district court case, was
misplaced as that case is distinguishable from the case at bar. There, the plaintiff slipped and
fell after catching her toe on a floor mat in the defendant’s store. Witnesses observed a
buckle in the mat in the place where the plaintiff fell, but no buckle was seen prior to the fall.
Gentry, 708 F. Supp. 2d at 733. The plaintiff sued under a general negligence theory, alleging
that the defendant essentially failed to properly maintain the floor mats on its premises.
Gentry, 708 F. Supp. 2d at 736. The defendant moved for summary judgment, which the trial
court granted, finding that the plaintiff did not allege any specific facts which could support
a finding that the defendant breached a duty. Specifically, the court stated that “the Plaintiffs’
allegations of negligence are very generalized. There is no specific act of alleged wrongdoing
or unreasonable behavior, leaving it unclear how the Defendant breached their duty.” Gentry,
708 F. Supp. 2d at 738.
¶ 52 Unlike the plaintiff in Gentry, here Caburnay has alleged specific facts regarding how
and why the mat was improperly placed. As discussed above, Caburnay’s deposition
testimony indicates that a fold or buckle existed in the mat at the time of the fall as evidenced
by the fact that he felt his foot catch on it, and the testimony of Krause and Gonzalez,
coupled with the expert opinions of Litwick and Kenzidor, were sufficient to create a
question of fact as to whether Norwegian negligently placed the mat in question in front of
the elevator, causing Caburnay to fall. Therefore, summary judgment in favor of Norwegian
on this issue was improper.
¶ 53 B. Caburnay’s Spoliation Claim
¶ 54 Caburnay next contends that summary judgment in favor of Norwegian was improper on
his spoliation claim because Norwegian negligently failed to preserve the mat, compromising
his ability to prove his case. We disagree.
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¶ 55 With respect to claims of spoliation, our Illinois Supreme Court has held:
“The general rule is that there is no duty to preserve evidence; however, a duty to
preserve evidence may arise through an agreement, a contract, a statute [citation] or
another special circumstance. Moreover, a defendant may voluntarily assume a duty by
affirmative conduct. [Citation.] In any of the foregoing instances, a defendant owes a
duty of due care to preserve evidence if a reasonable person in the defendant’s position
should have foreseen that the evidence was material to a potential civil action.” Boyd v.
Travelers Insurance Co., 166 Ill. 2d 188, 195 (1995).
¶ 56 In order to determine whether such a duty existed, we must engage in a two pronged
inquiry to “first determine whether such a duty arises by agreement, contract, statute, special
circumstance, or voluntary undertaking” and “then determine whether that duty extends to
the evidence at issue–i.e., whether a reasonable person should have foreseen that the
evidence was material to a potential civil action.” Dardeen v. Kuehling, 213 Ill. 2d 329, 336
(2004). If a plaintiff fails to satisfy both prongs, then no duty to preserve evidence exists.
Dardeen, 213 Ill. 2d at 336. If he is able to establish a duty, a plaintiff must still demonstrate
“that the loss or destruction of the evidence caused [him] to be unable to prove an underlying
suit.” (Emphasis omitted.) Boyd, 166 Ill. 2d at 196.
¶ 57 Here, Caburnay has presented no evidence of an agreement, contract, statute, special
circumstance, or voluntary undertaking which would have imposed a duty to retain the mat.
The evidence demonstrates that neither Caburnay nor any of the Norwegian employees who
came to his aid specifically mentioned that the carpet was instrumental in Caburnay’s fall,
although, as discussed above, Caburnay’s failure was not sufficient to contradict the mat’s
role in his fall as was later determined in the pleadings and deposition testimony. Caburnay
did not allege that the mat may have been responsible for his fall until filing his complaint
approximately 3½ months after his fall, and even then, he only alleged that his fall was a
result of Norwegian’s failure to “place a clean and secured floor mat,” not a fold or buckle
in the mat. Finally, Caburnay did not request the preservation of the mat until February 17,
2007, nearly two years after his fall.
¶ 58 Unlike the cases relied upon by Caburnay, here it was not readily apparent that the
missing mat was integral to Caburnay’s injuries. In Jones, Boyd, and Jackson, upon which
Caburnay relies, the defendants were either explicitly placed on early notice before spoliation
occurred or voluntarily assumed a duty to retain the evidence and then failed to do so. See
Jones v. O’Brien Tire & Battery Service Center, Inc., 374 Ill. App. 3d 918 (2007) (insurance
adjuster failed to preserve the wheel assembly that fell off the insured’s vehicle and caused
the accident given the possibility of future litigation); Boyd, 166 Ill. 2d 188 (insurer who took
possession of the propane heater which exploded and injured the plaintiff should have
preserved it given its potential role in any litigation arising from those injuries); Jackson v.
Michael Reese Hospital & Medical Center, 294 Ill. App. 3d 1 (1997) (the hospital’s loss of
the plaintiff’s X-rays that it had segregated into a special file after receiving notice of
litigation gave rise to a potential spoliation claim).
¶ 59 Here, neither the fall itself nor any witness implicated the mat until 3½ months after it
occurred. Thus unlike the plaintiffs in these cases, here Caburnay is unable to establish that
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Norwegian owed him a duty to preserve the mat.
¶ 60 Even if we were to assume that Norwegian owed Caburnay a duty to preserve the mat,
at least with respect to the presence of the fold in the mat, Caburnay is still unable to
demonstrate “that the loss or destruction of the evidence caused [him] to be unable to prove
an underlying lawsuit” because the presence of the rug would have had no bearing on the
existence of a fold. (Emphasis omitted.) Boyd, 166 Ill. 2d at 196. As the trial court correctly
stated:
“[Caburnay] believes he was certain that he tripped on a fold, and so whether or not the
mat was produced is beside the point. If the mat was produced three months later or six
months later, its production would not be probative of whether a fold was in that mat at
or before the time of Dr. Caburnay’s fall. Moreover, *** Russell Kendzior said he had
enough information to render an opinion that [Norwegian] was negligent. *** [I]f the
mat were produced, it would still not be probative of whether or not the condition of the
mat *** existed at the time of this fall.”
¶ 61 The evidence shows that the mat was subject to heavy foot traffic, as well as a gurney,
immediately following the accident. Even if it had been produced months later upon the
filing of Caburnay’s suit, it would not have been probative of whether a fold existed at the
time of Caburnay’s fall. Furthermore, with respect to the mat’s rubber backing, the only
evidence that the mat lacked a proper, nondefective rubber backing was inferential based
upon the existence of the fold in the mat itself. In any event, the sufficiency of this is
immaterial because, for the reasons discussed earlier, Caburnay has nevertheless failed to
establish Norwegian had a duty to preserve the mat and thus, summary judgment in favor of
Norwegian was proper on Caburnay’s spoliation claim.
¶ 62 III. CONCLUSION
¶ 63 For the foregoing reasons, we reverse the decision of the trial court granting summary
judgment in favor of Norwegian on Caburnay’s negligence claim and affirm its grant of
summary judgment in favor of Norwegian on Caburnay’s spoliation claim.
¶ 64 Reversed in part and affirmed in part.
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