SECOND DIVISION
Modified Opinion May 10, 2011
No. 1-10-0108
HEATHER GUSKI, Independent Administrator ) Appeal from
of the Estate of Gerald Parkison, Deceased, ) the Circuit Court
) of Cook County.
Plaintiff-Appellant, )
)
v. )
)
ASIM RAJA and MIDWEST )
EMERGENCY ASSOCIATES, ) No. 2006 L 001965
)
Defendants-Appellees )
)
(Ingalls Memorial Hospital, ) Honorable
) Daniel M. Locallo,
Defendant). ) Judge Presiding.
JUSTICE CONNORS delivered the judgment of the court.
Presiding Justice Cunningham and Justice Harris concur in the judgment.
OPINION
Plaintiff Heather Guski brought wrongful death and survival actions against defendants
Dr. Asim Raja, Midwest Emergency Associates, and Ingalls Memorial Hospital in her capacity as
the independent administrator of the estate of her father, Gerald Parkison, who was found dead in
his home four days after visiting the emergency room at Ingalls. After Ingalls settled with
plaintiff, the remaining parties proceeded to trial. The circuit court entered a partial directed
verdict in favor of defendants Raja and Midwest on one issue and a jury found in favor of the
defendants on the remaining issues. Plaintiff now appeals, arguing that: (1) the circuit court erred
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in several of its rulings on motions in limine; (2) defense counsel’s closing argument was “unfair”
and warrants reversal; (3) the cumulative effect of those errors requires that she receive a new
trial; and (4) the jury’s verdict was against the manifest weight of the evidence. For the following
reasons, we affirm the judgment of the circuit court.
I. BACKGROUND
On December 25, 1999, Gerald Parkison arrived at the emergency room at Ingalls
Memorial Hospital. A triage nurse took information about Parkison’s symptoms and Parkison
then saw Raja, the emergency room doctor. Raja performed a medical examination of Parkison,
diagnosed him with an upper respiratory infection, prescribed antibiotics, and sent Parkison home
with instructions to follow up with his family doctor or return to the emergency room if his
condition worsened. Four days later, Parkison was found dead in his home. Plaintiff theorized
that Raja failed to take an adequate medical history of Parkison and failed to order a CT scan,
which would have detected the subarachnoid hemorrhage, or bleeding in the brain, that induced
Parkison’s fatal cardiac arrhythmia. Defendants’ theory of the case was that Parkison died of a
myocardial infarction or arrhythmia caused by atherosclerosis and unrelated to a subarachnoid
hemorrhage.
Before trial, each party filed numerous motions in limine seeking to exclude certain
evidence. Of particular relevance in this case, defendants filed a motion in limine to exclude
evidence demonstrating that on several occasions, Raja failed to pass the examination for board
certification in internal medicine. They argued that Raja would testify as an occurrence witness
and not an expert witness; thus, any evidence of his prior failed attempts at board certification in
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an unrelated field was irrelevant. The court granted defendants’ motion.
Defendants also filed a motion in limine to exclude testimony by one of plaintiff’s experts,
criticizing Raja’s documentation of Parkison’s symptoms on his medical chart. They argued that
none of plaintiff’s other experts would testify that such a failure was a proximate cause of
Parkison’s death. Plaintiff responded that “[t]here is no testimony that a failure to chart anything
caused the guy’s death,” but argued that “what Dr. Raja charted and what he didn’t chart
becomes evidence of what his thought process was.” The court granted defendants’ motion.
Defendants also sought to exclude hearsay testimony offered by Parkison’s family
members that purported to demonstrate the severity of Parkison’s headaches before going to the
emergency room. The court allowed Parkison’s ex-wife to testify that Parkison had headaches,
that she called his doctor, and that she took him to the emergency room, for the limited purpose
of explaining why she took him to Ingalls. However, plaintiff could not use that testimony as
proof that Parkison was in fact suffering from headaches.
Plaintiff filed a motion in limine seeking to bar defense counsel from soliciting testimony
from her expert about Parkison’s use of marijuana, arguing that it was irrelevant to any issues in
the case and that it was overly prejudicial. Defendants argued that the testimony rebutted
plaintiff’s claim that the only explanation for Parkison’s passing out was that he was suffering
from an aneurysm. The court denied plaintiff’s motion.
The case proceeded to trial and the following relevant facts were adduced. Plaintiffs first
called Raja to testify as an adverse witness. He testified that he was employed by Midwest, which
contracted with Ingalls to provide emergency room doctors. He stated that when a patient arrives
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in the emergency room, he first reviews the patient’s medical chart, which contains information
that the patient gave to the triage nurse. In this case, the triage nurse wrote that Parkison had
been vomiting, experiencing dizziness and body aches, and had passed out twice over the previous
three days. Parkison made similar complaints to an intake nurse.
Raja then conducted his own examination of Parkison, beginning with a conversation
about Parkison’s medical history. Raja acknowledged that Parkison did complain of vomiting,
dizziness, and passing out, but he did not record that on Parkison’s medical chart. Raja further
testified that when he asked Parkison follow-up questions about those complaints, Parkison
explained that he was no longer suffering from those symptoms, but that he had a cough, sinus
pressure, and a sinus headache, which symptoms Raja also did not record on Parkison’s medical
chart. Raja testified that patients sometimes alter their statement of complaints between the time
they arrive in the emergency room and the time they are seen by him. Raja said that Parkison told
him that the coughing spells made him feel light-headed and dizzy, like he was going to pass out,
but Parkison was not sure if he actually passed out.
Raja acknowledged that vomiting, dizziness, and passing out, collectively, could indicate
that Parkison suffered from a serious intracranial condition. He acknowledged that under these
circumstances, he was required to do a “neuro exam” and cranial nerve testing on Parkison, which
included an examination of Parkison’s eyes, ears, nose, throat, and facial muscles. Raja provided
a detailed description of the “neuro exam” he performed on Parkison and described the results of
that exam as normal. He documented that Parkison appeared normal. He also examined
Parkison’s lungs and found his breathing to be normal. He concluded that Parkison’s clear nasal
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drainage, aches, chills, and cough indicated that he had a viral upper respiratory infection.
Raja testified that he did not record Parkison’s respiratory infection symptoms on his
medical chart because he was using a new computerized documentation system at that time and
he did not think he also needed to write the symptoms down. However, he did write orders on
Parkison’s chart.
Raja was asked about aneurysms specifically. He acknowledged that a CT scan is an
appropriate method of investigating and diagnosing an aneurysm or a hemorrhage in the
subarachnoid space in the skull. He testified that in the past, he has ordered CT scans when he
believed patients had neurological problems. While practicing emergency medicine, he has
diagnosed an aneurysm or subarachnoid hemorrhage about five to seven times. However, in this
case, he did not order a CT scan for Parkison because he believed that Parkison had an upper
respiratory infection. He testified that in his experience and personal knowledge, the “cardinal
symptom” of a ruptured aneurysm is an “excruciating headache, the most severe headache you
ever had in your life,” which is a patient’s prominent complaint. He stated he had never heard
that a subarachnoid hemorrhage following a ruptured aneurysm could induce a cardiac
arrhythmia.
Plaintiff then called Dr. Paul Stiegler to testify as an expert on the standard of care for
emergency medicine physicians. Steigler opined that Raja deviated from the standard of care by
not taking an adequate medical history of Parkison. He testified that after reviewing the triage
nurse’s notes on Parkison’s medical chart, a reasonably careful physician would have investigated
Parkison’s complaints of vomiting, dizziness, passing out, and body aches as symptoms of either a
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cardiac problem or a serious intracranial problem, like subarachnoid hemorrhage, encephalitis, or
meningitis. Steigler testified that Raja’s indications that Parkison had a cough and clear nasal
discharge indicative of an upper respiratory infection were inconsistent with the symptoms
Parkison reported to the triage nurse. However, pursuant to the court’s ruling on a motion in
limine, the court instructed the jury that any criticisms of Raja’s documentation of symptoms
could be considered for credibility purposes only and not as a deviation from the standard of care.
Steigler also opined that Raja deviated from the standard of care by failing to order a CT
scan. He stated that the symptoms Parkison reported suggested a subarachnoid hemorrhage or
another intracranial problem and a reasonably careful physician would have ordered a CT scan to
investigate that possibility. He testified that the “neuro exam” conducted by Raja would not, by
itself, detect a subarachnoid hemorrhage. Steigler ultimately concluded to a reasonable degree of
medical certainty that Raja deviated from the standard of care by failing to take an adequate
medical history and failing to order a CT scan.
On cross-examination, Steigler acknowledged that before his deposition, he had only
reviewed Parkison’s medical records, the autopsy report prepared by Dr. Young Kim, an
incomplete deposition of Dr. Kim, and the depositions of Raja and Parkison’s ex-wife. He also
acknowledged that vomiting, dizziness, and passing out are not symptoms specific to a
subarachnoid hemorrhage, but are present in other illnesses; specifically, an upper respiratory
infection.
On cross-examination, Steigler testified that marijuana usage could also cause a person to
pass out, although it was rare. Steigler was then presented with Parkison’s toxicology report that
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accompanied his autopsy report. Steigler stated that he had not previously reviewed that report.
He acknowledged that it showed that Parkison had marijuana metabolites in his system at the time
of his death. Plaintiff did not object to this testimony at trial. The toxicology report also showed
that Parkison had the chemical PPA in his blood stream, which Steigler acknowledged could
cause cardiac arrhythmia, heart rhythm disturbances, and elevated blood pressure when taken in
toxic amounts.
Plaintiff then called Dr. Colin Bloor, a pathologist, to testify as an expert witness on the
cause of Parkison’s death. He concluded that Parkison died of a cardiac arrhythmia that was
induced by a subarachnoid hemorrhage. He explained that when the subarachnoid space fills with
blood, that puts pressure on the brain, which triggers a sympathetic nervous system response, and
leads to a fatal cardiac arrhythmia. He stated that subarachnoid hemorrhage is commonly caused
by a ruptured aneurysm. He also stated that the autopsy report noted that blood clots were
present around the hemorrhage, which indicated to him that the blood had been in that area for
one or two days and that the patient was alive when the clotting occurred.
He also testified that Parkison did not die of a heart attack, known as a myocardial
infarction. He acknowledged that Parkison suffered from extensive coronary artery disease, but
stated that the autopsy provided no indication that Parkison suffered a heart attack. However, he
acknowledged on cross-examination that if a patient does not survive a sudden heart attack for at
least four hours, there would be no physical indication that a heart attack occurred and, thus,
Kim’s failure to document changes in the heart did not rule out sudden death by heart attack.
On direct examination, Bloor testified that he rendered his opinions on cause of death with
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a reasonable degree of medical certainty, which he later acknowledged to be “95 percent or more
true.” However, on cross-examination, he admitted that he rendered his opinions with a “degree
of medical probability,” which is “greater than 51 percent” true. He testified that he could not
testify to a reasonable degree of medical certainty because, despite looking for it, Kim found no
evidence of a ruptured aneurysm during the autopsy. Bloor also acknowledged that as a
pathologist specializing in cardiology, he would not be “called in” if the primary cause of death
was a subarachnoid hemorrhage, but he might discover the hemorrhage while examining a
patient’s cardiac system.
On cross-examination, Bloor testified that if Parkison had a ruptured aneurysm in his
brain, he would expect to see a hole in the blood vessel during the autopsy. Bloor acknowledged
that Kim did not report any ruptured or unruptured aneurysms in his autopsy report. In forming
his opinions, Bloor also considered the fact that Kim testified in his deposition that he did not
believe that Parkison had a ruptured aneurysm. Bloor also acknowledged that Kim did not
account for the source of the blood he found in Parkison’s brain in his autopsy report. Bloor
agreed that Kim’s report did not indicate the presence of the three signs of a subarachnoid
hemorrhage: blood pooled across the back of the brain, herniation, and cerebral edema. Bloor
also recognized that Kim did not perform a microscopic evaluation of the heart and, thus, there
was no physical evidence to support his theory that a sympathetic nervous system response
caused Parkison’s arrhythmia.
Dr. Ronald Young testified as an expert in neurosurgery. He testified that the symptoms
of a subarachnoid hemorrhage include headache, nausea, vomiting, dizziness, loss of
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consciousness, and neurologic symptoms like paralysis and loss of feeling. He opined that
Parkison’s subarachnoid hemorrhage was caused by a ruptured aneurysm, although he
acknowledged that Kim did not report finding one. He believed, based on Parkison’s reported
symptoms, that Parkison’s aneurysm ruptured between one and four days before he reported to
the hospital. Young stated that although there are other causes of subarachnoid hemorrhage,
there was no evidence to support those other causes.
Young testified that the first step in diagnosing a subarachnoid hemorrhage is performing
a CT scan. He stated that a CT scan is in the “90 percent plus range” of accuracy in detecting
subarachnoid hemorrhages. In his opinion, a CT scan would have revealed that Parkison had a
subarachnoid hemorrhage at the time he was in the emergency room. Young stated that if the
hemorrhage had been detected, Parkison would have been admitted to the hospital and undergone
an angiogram to determine the source of the bleeding. He determined that had an angiogram been
performed, the aneurysm would have been discovered. He then described the process by which
an aneurysm is treated to prevent further bleeding. He ultimately opined to a reasonable degree of
medical certainty that the failure to perform a CT scan on Parkison caused or contributed to
Parkison’s death.
On cross-examination, Young acknowledged that Kim likely knew that the leading cause
of subarachnoid hemorrhage was an aneurysm. Young admitted that although he was not a
pathologist, he did not believe that Kim, the pathologist charged with determining cause of death,
looked for a ruptured aneurysm while conducting Parkison’s autopsy. Young also admitted that
if Parkison did not have an aneurysm prior to his death, then Kim’s description of the blood
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vessels in Parkison’s brain was appropriate.
Jody Yepsen, Parkison’s ex-wife, testified that she was with Parkison and their children on
the night that Parkison went to the emergency room. She testified that at one point in the
evening, she saw Parkison sitting at the table holding his head in his hands. Parkison told her he
had a headache, she then called Parkison’s doctor, and then took Parkison to the emergency
room. Pursuant to defendants’ motion in limine, the court instructed the jury that it could only
consider that testimony as background information to explain why she took Parkison to the
emergency room. Yepsen drove Parkison to the emergency and remained in the waiting room for
the 20 minutes that Parkison met with Raja. After leaving the hospital, Yepsen drove to a drug
store to fill Parkison’s prescription and Parkison went home shortly thereafter. She did not see
Parkison again until after his death and did not know whether he went to work in the intervening
days. Brandon Parkison, the deceased’s son, also testified that he and his family went to the
emergency room because his father said he had a headache. The court again gave the jury a
limiting instruction. Brandon said that he also saw his father holding his head in his hands.
After the close of plaintiff’s case, defendants moved for a partial directed verdict on the
issue of Raja’s failure to take an adequate medical history because neither Bloor nor Young
testified that that alleged deviation from the standard of care caused or contributed to Parkison’s
death. Rather, defendants argued that the causation experts only testified that the failure to order
a CT scan caused Parkison’s death. Additionally, defendants moved to strike Steigler’s testimony
that Raja’s failure to take an adequate medical history was a deviation from the standard of care.
Plaintiff responded that the failure to take an adequate medical history is “part and parcel” of the
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failure to order a CT scan. The court took defendants’ motion under advisement.
Dr. Nancy Jones, the chief medical examiner in Cook County, testified as defendants’
expert forensic pathologist. In her position, she encounters a subarachnoid hemorrhage about
once a month while performing autopsies. She testified that after discovering a subarachnoid
hemorrhage during an autopsy, a pathologist is trained to first determine the source of the
bleeding, which is ordinarily caused by a ruptured aneurysm or trauma.
Jones opined that in this case, the blood and blood clots that Kim reported finding in the
subarachnoid space during Parkison’s autopsy were postmortem “artifacts,” meaning that they
were not related to the cause of death but appeared after death as a result of the way that Kim
conducted the autopsy. She described that when performing an autopsy, a pathologist removes
the brain from the skull and the major organs from the body cavity for examination. If the organs
are removed before the skull is opened, then blood in the brain will drain to the empty body cavity
by force of gravity. If the skull is opened before the organs are removed, then residual blood in
the brain will drain into the back of the skull. Based on Kim’s chronological description of
Parkison’s autopsy, and the photographs of the autopsy, Jones concluded that the blood located
in Parkison’s skull cavity was an artifact that occurred because Kim opened Parkison’s skull
before removing his internal organs. She specifically opined that the blood in Parkison’s skull
cavity was not a subarachnoid hemorrhage caused by a ruptured aneurysm. Furthermore, when
Parkison’s body was found in his home, he was lying on his back on a heating pad. Jones stated
that his elevated body temperature accelerated decomposition, making blood vessels weaker and
more likely to leak blood.
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Jones also opined that Kim’s autopsy report and his deposition indicated to her that Kim
looked for an aneurysm, but did not find one, and that if he had found evidence of an aneurysm,
he would have indicated that in his report. Jones also opined that Kim’s report made no mention
of swelling or herniation, which she would expect to see following a subarachnoid hemorrhage.
Jones concluded that the cause of Parkison’s death was coronary atherosclerosis, or
narrowing of the arteries from plaque or cholesterol, and the mechanism of death was either a
myocardial infarction or arrhythmia. There was insufficient evidence to determine which of those
mechanisms occurred. However, according to Kim’s report, she stated that there was no blood
clot in any of Parkison’s arteries. She testified that she sees cases like Parkison’s about once a
week. She agreed that in cases like this, where a myocardial infarction or arrhythmia occurs
without a blood clot, the condition is referred to as the “silent killer” because, for the “50 to 75
percent of individuals who have heart disease, their first symptom that they have heart disease is
they drop dead.” Jones acknowledged that the theory proposed by Bloor and Young – that
Parkison suffered an arrhythmia following a sympathetic nervous system response to a ruptured
aneurysm – was possible. However, she stated that in this case, there was no evidence in
Parkison’s medical records indicating that he suffered the extreme degree of pain required to
cause a nervous system response that would trigger a fatal arrhythmia.
Dr. Martin Hermann, a neurosurgeon, testified as defendants’ causation expert. He
testified that, based on Kim’s autopsy report, Kim looked for an aneurysm in the appropriate
areas of Parkison’s brain, but did not find one. He further opined that the blood in Parkison’s
brain was not a subarachnoid hemorrhage because Kim’s report and deposition revealed no
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herniation or swelling that typically result from subarachnoid hemorrhage. He concluded that
Parkison’s death was cardiac related. He further concluded that Bloor’s and Young’s
descriptions of arrhythmia caused by a sympathetic nervous system response were possible, but
unlikely. Hermann opined that Parkison’s fatal cardiac arrhythmia could have been caused by his
ingesting ephedra, which can no longer be sold because of its tendency to cause cardiac
arrhythmias. Hermann believed that Parkison was taking ephedra because his toxicology report at
autopsy showed he had PPA, an ephedra metabolite, in his system.
Following the close of all evidence, defendants renewed their partial motion for directed
verdict on plaintiff’s allegation that Raja failed to take an adequate medical history. They argued
that plaintiff’s experts did not testify that the deviation was a proximate cause of Parkison’s death.
The court granted defendants’ motion. The court then provided instructions to the jury and the
only issue of liability was whether Raja’s failure to order a CT scan proximately caused Parkison’s
death. The jury returned a verdict in favor of defendants. Plaintiff filed a posttrial motion, which
the court denied. This appeal followed.
II. ANALYSIS
A. Forfeiture
Plaintiff asserts several claims of error based on the circuit court’s evidentiary rulings. As
an initial matter, defendants claim that all of those issues have been forfeited on appeal for various
reasons. We will address each of defendants’ claims of forfeiture in turn.
A court’s evidentiary rulings are unreviewable on appeal if they have not been properly
preserved. Thornton v. Garcini, 237 Ill. 2d 100, 106 (2009). When the court makes its rulings
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before trial pursuant to the parties’ motions in limine, the rulings are interlocutory and remain
subject to reconsideration by the court throughout the trial. Cetera v. DiFilippo, 404 Ill. App. 3d
20, 40 (2010). Consequently, denial of the complaining party’s pretrial motion to exclude
evidence is not sufficient to preserve the issue for appeal. Simmons v. Garces, 198 Ill. 2d 541,
569 (2002); Cetera, 404 Ill. App. 3d at 40. The complaining party must also make a
contemporaneous objection at trial when the evidence is introduced to allow the court the
opportunity to revisit its earlier ruling. Simmons, 198 Ill. 2d at 569. Failure to object at trial
results in forfeiture of the issue on appeal. Simmons, 198 Ill. 2d at 569; Cetera, 404 Ill. App. 3d
at 40.
Additionally, where the court excludes evidence that its proponent sought to introduce,
the proponent must make an adequate offer of proof to inform the court, opposing counsel, and
the court of review of the basis for the admissibility of the evidence. Snelson v. Kamm, 204 Ill. 2d
1, 23 (2003). Absent an adequate offer of proof, the issue is unreviewable on appeal. Snelson,
204 Ill. 2d at 23-24. However, where it appears that the circuit court understood the nature and
character of the evidence sought to be presented, we may relax the forfeiture rule. In re Leona
W., 228 Ill. 2d 439, 461 n.5 (2008).
Here, plaintiff has indeed forfeited the majority of her claims on appeal. She first contends
that the court erroneously denied her motion in limine to exclude Steigler’s testimony concerning
Parkison’s marijuana use. However, she failed to renew her objection at trial when that testimony
was introduced. Therefore, the issue is forfeited. Simmons, 198 Ill. 2d at 569.
In reply, plaintiff argues that she was not required to make a “useless in-court objection”
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because the court’s ruling on the motion in limine was so definitive that “she was entitled to
conclude that it would continue to make the same ruling,” citing Spyrka v. County of Cook, 366
Ill. App. 3d 156, 165 (2006), in support. However, the Spyrka decision was not well reasoned
and we decline to follow it.
Spyrka concluded that a litigant need not object to the introduction of evidence at trial
after an adverse ruling on a motion in limine where “the full context of the evidentiary issue
develops at trial, such that a motion thereon no longer presents the risk of an erroneous ruling
that a pretrial motion in limine presents.” Spyrka, 366 Ill. App. 3d at 165. In such cases, Spyrka
held, “any ruling on the merits [of the motion in limine] is not interlocutory, and the unsuccessful
movant need not object further to preserve the issue for review.” Spyrka, 366 Ill. App. 3d at 165.
However, in reaching that conclusion, Spyrka improperly relied on the holding in McMath
v. Katholi, 304 Ill. App. 3d 369 (1999), rev’d on other grounds, 191 Ill. 2d 251 (2000), which
was based on an entirely different procedural posture. McMath made clear in a section entitled,
“Motions in limine, Contrasted With Motions To Bar,” that although the plaintiff in that case
styled her motion as a motion in limine, it was actually a motion to bar testimony, made on the
last day of trial. McMath, 304 Ill. App. 3d at 375-76 (noting that a motion in limine is “by
definition a pretrial motion,” and a ruling thereon is interlocutory (emphasis in original)). On the
other hand, the court’s ruling on the merits of a motion to bar testimony made at trial was not
interlocutory in nature, and, therefore, the litigant was not required to object to the introduction
of the evidence “within minutes” of the court’s ruling to preserve the issue for review. McMath,
304 Ill. App. 3d at 377 (stating that any attempt to object to the testimony would have “made no
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sense”). Thus, Spyrka applied McMath for precisely the opposite legal proposition for which it
stands. Consequently, we decline to follow Spyrka for that proposition of law and reject
plaintiff’s argument.
Notwithstanding our criticism of Spyrka, we also reject plaintiff’s argument because
Spyrka is distinguishable on its facts: the defendant in that case objected to the admission of the
contested evidence four times at trial, despite the court’s erroneous holding that it was not
required to do so. Spyrka, 366 Ill. App. 3d at 165. Here, plaintiff failed to make any objection at
trial. We can conceive of no reason to excuse plaintiff’s failure to object at trial and deem the
issue forfeited. Simmons, 198 Ill. 2d at 569.
Plaintiff also claims that the court erroneously excluded evidence demonstrating that Raja
failed the examination for board certification in internal medicine multiple times. She concedes
that evidence of a physician-defendant’s failure to obtain board certification credentials is
irrelevant and inadmissible where, as here, he testifies only as an occurrence witness and not as an
expert. See Jones v. Rallos, 384 Ill. App. 3d 73, 90 (2008) (citing Rockwood v. Singh, 258 Ill.
App. 3d 555, 557-58 (1993)). She does not contend on appeal that the court erred in granting
defendants’ motion with that limitation in place. Rather, her argument is that Raja’s testimony
exceeded the limitations imposed by the court and that Raja actually testified as an expert witness
because he gave opinions on the standard of care based on his “experience and knowledge.”
Therefore, she argues, Raja’s board-examination failures are relevant and she is entitled to a new
trial.
However, plaintiff made no objection at trial when Raja gave the testimony of which she
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complains, and she cannot now raise the issue on appeal. Thornton, 237 Ill. 2d at 106. Nor did
she make any effort to bring to the court’s attention the alleged violation of the motion in limine
or move to strike the offending testimony or seek to introduce evidence of Raja’s failed
examinations on redirect examination in response to the alleged expansion of his testimony on
cross-examination. Hardy v. Cordero, 399 Ill. App. 3d 1126, 1134-35 (2010). Therefore, she
has forfeited review of this issue as well. Thornton, 237 Ill. 2d at 106; Hardy, 399 Ill. App. 3d at
1134-35.
Plaintiff’s alternative contention – that the legal rule barring evidence of Raja’s failure to
pass a board-certification examination because he testified as an occurrence witness and not an
expert witness is a “bad rule, inimical to justice, productive of unfairness and constitutes an
inherent due process deprivation of procedural rights [sic]” – was raised for the first time in her
posttrial motion and is also forfeited on appeal. See Thornton, 237 Ill. 2d at 112.
Plaintiff also argues that she was denied a fair trial because defendants’ theory of the case
was “unfair.” She specifically attacks defendants’ closing argument, which, she claims,
improperly implied that Parkison’s death was an “act of God.” That, she claims, violates the
decades-old legal rule that any human intervention that contributes to the cause of an injury
cannot, by definition, be deemed an act of God, citing McClean v. Chicago Great Western Ry.
Co., 3 Ill. App. 2d 235, 246-47 (1954), Chapman v. Baltimore & Ohio R.R. Co., 340 Ill. App.
475, 490 (1950), Republic Co. of Rockford v. City of Rockford, 251 Ill. App. 109, 115 (1928),
Mueller Grain Co. v. Chicago, Peoria & St. Louis R.R. Co., 200 Ill. App. 347, 350 (1916), and
Quincy Gas & Electric Co. v. Schmitt, 123 Ill. App. 647, 656 (1906).
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Again, this argument is forfeited. Plaintiff failed to object during defendants’ closing
argument when the allegedly prejudicial remarks were made. Wilbourn v. Cavalenes, 398 Ill.
App. 3d 837, 855 (2010). Forfeiture notwithstanding, defendants’ argument was properly based
on the evidence and did not deprive her of a fair trial.
Counsel is allowed wide latitude in drawing reasonable inferences from the evidence.
Wilbourn, 398 Ill. App. 3d at 855. Here, defense counsel argued that Parkison died of “an
unpredictable and unpreventable tragedy. Cardiac death – sudden cardiac death [ ] happens to
hundreds and thousands of people” every year. Jones testified on direct examination that for the
“50 to 75 percent of individuals who have heart disease [like Parkison’s], their first symptom that
they have heart disease is they drop dead,” which is why this type of heart disease is known as the
“silent killer.” Counsel’s argument was based directly on Jones’s testimony, to which plaintiff
also never objected at trial. Thus, plaintiff’s argument fails.
B. Evidentiary Rulings
As to the issues that are preserved for review, none are meritorious. Plaintiff contends
that the circuit court erroneously excluded hearsay testimony by Yepsen and Brandon Parkison as
to the severity of the headaches Gerald Parkison suffered before he went to the hospital.
Whether to admit or exclude evidence, specifically pursuant to a motion in limine, is a
decision left to the discretion of the circuit court. Leona W., 228 Ill. 2d at 460. The court's ruling
on such motions will not be disturbed on review absent an abuse of that discretion. Leona W.,
228 Ill. 2d at 460. “The threshold for finding an abuse of discretion is high.” Leona W., 228 Ill.
2d at 460. The court’s evidentiary ruling will not be deemed an abuse of discretion unless it may
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be said that no reasonable person would take the view adopted by the court. Leona W., 228 Ill.
2d at 460. Moreover, even if an abuse of discretion has occurred, we will not reverse the
judgment unless “the record indicates the existence of substantial prejudice affecting the outcome
of the trial.” Leona W., 228 Ill. 2d at 460.
Although defendants claim that this issue is also forfeited because plaintiff failed to make a
formal offer of proof in the hearing on the motions in limine, our review of the transcript reveals
that the circuit court understood the nature and character of the evidence plaintiff sought to
introduce and, thus, we will relax forfeiture here and address the merits. See Leona W., 228 Ill.
2d at 461 n.5.
Defendants’ motions in limine sought to exclude 36 hearsay statements made by Yepsen
at her deposition and 8 hearsay statements made by Brandon at his deposition. The court ruled on
the admissibility of each statement. Plaintiff does not identify in her brief the specific statements
she claims were erroneously excluded. However, after reviewing the motions, it appears that she
is arguing that Yepsen could have testified that “Gerald complained that his head, back and neck
hurt, that light hurt his eyes, and [that he] requested she rub his neck” and that Brandon could
have testified that “Gerald said that he had a headache and his muscles hurt.”
There is no dispute that the barred testimony consists of hearsay statements, which are
out-of-court statements offered to prove the truth of the matter asserted, and that such statements
are generally inadmissible unless they fall within an exception to the hearsay rule. People v.
Cloutier, 178 Ill. 2d 141, 154-55 (1997). Plaintiff argues that the family members’ testimony was
admissible as an exception to the hearsay rule because it was evidence of Parkison’s state of mind
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before going to the hospital. 1 Specifically, she argues that the barred testimony about the intensity
of the headaches Parkison suffered before going to the hospital was “an important indicator of a
subarachnoid hemorrhage.” That, she claims, would have supported her theory that Parkison was
suffering from an undiagnosed aneurysm at the time he reported to the hosptial.
Plaintiff relies on People v. Floyd, 103 Ill. 2d 541, 546 (1984), to support her argument
that evidence of the declarant’s state of mind is admissible as an exception to the hearsay rule if
(1) the declarant is unavailable to testify, and (2) there is a reasonable probability that the
proffered hearsay statements are reliable. Floyd, 103 Ill. 2d at 546. However, conspicuous by its
absence is any discussion by the plaintiff of the third requirement for admission of state-of-mind
testimony under Floyd: the declarant’s state of mind must be relevant to a material issue in the
case. Floyd, 103 Ill. 2d at 546.
We must first address an apparent discrepancy in the presentation of the third element of
this rule. Some recent cases state that the rule requires the “statement” to be relevant for
admissibility. See People v. Caffey, 205 Ill. 2d 52, 88 (2001); Serrano v. Rotman, No. 1-09-
2028, 2011 WL 477695, at *10 (Ill. App. Feb. 4, 2011); People v. Munoz, 398 Ill. App. 3d 455,
479 (2010); People v. Dunmore, 389 Ill. App. 3d 1095, 1107 (2009). However, Floyd, on which
plaintiff and those cases rely, more precisely states the rule as requiring the declarant’s “state of
mind” to be relevant. We wish to clarify that the rule does not require the substantive content of
1
Although plaintiff argues that the testimony is admissible under Rules 803(3) and 803(4)
of the Federal Rules of Evidence, at the time of this trial, Illinois abided by the common law rules
of evidence pertaining to the state-of-mind exception.
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the statement to be relevant for admissibility; such an interpretation would contravene the purpose
of the hearsay rule. See Munoz, 398 Ill. App. 3d at 481; Michael H. Graham, Graham’s
Handbook of Illinois Evidence §801.5 (10th ed. 2010). Rather, the aforementioned cases’
reference to the relevance of the “statement” must refer to the fact that when an out-of-court
statement is used to demonstrate the declarant’s state of mind, that statement is no longer
considered hearsay because it is not used for its substantive content. Dunmore, 389 Ill. App. 3d
at 1106; Graham, supra. The courts in the aforementioned cases properly applied the rule to the
relevance of the declarant’s state of mind, according to Floyd. Serrano, 2011 WL 477695, at
*11; Munoz, 398 Ill. App. 3d at 481; Dunmore, 389 Ill. App. 3d at 1107.
Here, plaintiff fails to make any argument as to how Parkison’s state of mind before he
went to the hospital is relevant to any material issue in this case. Rather, on appeal, she argues
the relevance of the content of the hearsay statement, which makes clear that she misapprehends
the operation of the state-of-mind exception. That is, she contends that the barred testimony
contains Parkison’s account that he suffered severe headaches, which proves that he suffered
severe headaches – that being “an important indicator of a subarachnoid hemorrhage” and proof
that he was suffering from an undiagnosed aneurysm when he went to the hospital. Put another
way, plaintiff sought to use the content of the hearsay statement to prove its truth, which is
precisely what the hearsay rule seeks to prevent. Munoz, 398 Ill. App. 3d at 482. A hearsay
statement admitted under the state-of-mind exception may only be used for the limited purpose
permitted by the exception, not for its own truth. Munoz, 398 Ill. App. 3d at 481 (citing People
v. Caffey, 205 Ill. 2d 52, 89-90 (2001)). Thus, Yepsen’s testimony could never be used for the
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purpose that plaintiff now claims on appeal and her argument fails. Munoz, 398 Ill. App. 3d at
481 (citing Caffey, 205 Ill. 2d at 89-90). The court recognized plaintiff’s misapplication of the
rule and barred the testimony. We cannot say that no reasonable person would have taken that
view and, thus, it was not an abuse of discretion. Cetera, 404 Ill. App. 3d at 36-37.
Plaintiff next attacks a “constellation of orders” implicating Raja’s alleged deviation from
the standard of care in failing to accurately chart Parkison’s symptoms and, in turn, failing to
instruct the jury on that deviation. It is first necessary to identify exactly what the parties argued
below and how the court ruled. Defendants filed their motion in limine number 33,2 seeking to
prevent Steigler from testifying that Raja failed to accurately chart Parkison’s symptoms;
specifically, that Raja failed to properly document Parkison’s symptoms on his medical chart. The
court granted defendants’ motion on the ground that it was irrelevant, given that none of
plaintiff’s experts would testify that charting deficiencies caused Parkison’s death. The court also
rejected plaintiff’s tendered jury instruction that included the charting deficiencies as a proximate
cause of Parkison’s death.
Steigler separately opined that Raja deviated from the standard of care by not taking an
adequate medical history; specifically, Raja did not properly follow up with Parkison on his
reported symptoms of vomiting, nausea, and fainting during the examination. Steigler testified to
that deviation from the standard of care at trial. However, defendants moved for a directed
2
Plaintiff argues that the issue also involves defendants’ motion in limine number 31, but
that motion pertains to the admissibility of medical literature that postdates Parkison’s hospital
visit, which is not implicated here.
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verdict on this issue after the close of all evidence, arguing that none of plaintiff’s experts testified
that the failure to take an adequate medical history caused Parkison’s death, and the court granted
defendants’ motion.
Additionally, Steigler opined that Raja deviated from the standard of care by failing to
order a CT scan. Steigler rendered that opinion at trial as well. Young provided expert testimony
to support the allegation that Raja’s failure to order a CT scan proximately caused Parkison’s
death and that issue was presented to the jury, which ultimately rendered its verdict in favor of
defendants.
As to the court’s ruling on defendants’ motion in limine number 33, we conclude that the
court properly exercised its discretion in excluding Steigler’s testimony on charting deficiencies as
irrelevant. “Evidence is relevant if it tends to prove a fact in controversy or render a matter in
issue more or less probable.” In re A.W., 231 Ill. 2d 241, 256 (2008). In a medical negligence
case, the plaintiff must prove: (1) the standard of care by which the physician’s treatment is
measured, (2) that the physician deviated from the standard of care, and (3) that the deviation
proximately caused injury to the plaintiff. Johnson v. Ingalls Memorial Hospital, 402 Ill. App. 3d
830, 843 (2010). To establish proximate cause, the plaintiff must provide expert testimony to a
reasonable degree of medical certainty that the deviation caused his injury, and the causal
connection must not be “ ‘contingent, speculative, or merely possible.’ [Citation.] ” Johnson, 402
Ill. App. 3d at 843.
Here, plaintiff’s counsel admitted at the hearing on the motion in limine that “[t]here is no
testimony that a failure to chart anything caused [Parkison’s] death.” Thus, the court was well
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within its discretion to conclude that the testimony was irrelevant in proving negligence absent
testimony that the alleged deviation proximately caused Parkison’s death. See Snelson, 204 Ill.
2d at 46; Seef v. Ingalls Memorial Hospital, 311 Ill. App. 3d 7, 15-16 (1999). Furthermore,
absent evidence of proximate cause, the court properly rejected plaintiff’s tendered jury
instruction, which included the alleged charting deficiency as a proximate cause of death. Beard
v. Barron, 379 Ill. App. 3d 1, 19 (2008) (holding that the circuit court properly rejects a tendered
jury instruction where there is no evidence to support it); see also Serrano, 2011 WL 477695, at
*8.
On appeal, plaintiff suggests that Raja’s charting deficiencies are synonymous with his
failure to take an adequate medical history and, thus, the charting deficiencies “were a
precipitating cause of the failure to order the necessary CT scan.” We find that argument
disingenuous. The court and the parties treated those claims as separate deviations in the court
below and their experts testified as such. Notably, not one of plaintiff’s experts equated charting
deficiencies with a failure to take an adequate medical history. Thus, we reject her attempt to
commingle those issues here.
To the extent that plaintiff is challenging the court’s directed verdict on Raja’s failure to
take an adequate medical history, we affirm the court’s ruling on that issue as well. A directed
verdict is proper where all of the evidence, viewed in the light most favorable to the nonmoving
party, “ ‘so overwhelmingly favors movant that no contrary verdict based on that evidence could
ever stand.’ ” Lazenby v. Mark’s Construction, Inc., 236 Ill. 2d 83, 100 (2010) (quoting Pedrick
v. Peoria & Eastern R.R. Co., 37 Ill. 2d 494, 510 (1967)). Where the circuit court finds that the
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plaintiff failed to present evidence on every element of the cause of action, our review is de novo.
527 S. Clinton, LLC v. Westloop Equities, LLC, 403 Ill. App. 3d 42, 52-53 (2010).
In the court below, Raja’s alleged failure to take an adequate medical history was offered
by plaintiff as a distinct basis for Raja’s alleged negligence. Our review of the record reveals that
plaintiff failed to provide expert testimony to support her claim that the failure to take an adequate
medical history proximately caused Parkison’s death. A verdict for plaintiff on that issue could
never stand absent such evidence, and, thus, the directed verdict was proper. See Lazenby, 236
Ill. 2d at 100.
Again, plaintiff appears to argue on appeal that Steigler’s testimony that Raja failed to
order a CT scan encompasses Raja’s failure to take an adequate medical history; therefore,
Young’s testimony that the former deviation was the proximate cause of death applies equally to
the latter deviation. Even if she had not improperly bootstrapped this argument, an expert’s
“implied” testimony – in plaintiff’s words – about the deviation from the standard of care is
insufficient to satisfy plaintiff’s burden to present expert testimony “to a reasonable degree of
medical certainty that the deviation caused [Parkison’s] injury,” without being “ ‘contingent,
speculative, or merely possible.’ [Citation.] ” Johnson, 402 Ill. App. 3d at 843. Therefore, her
argument fails.
In light of the fact that we have rejected all of plaintiff’s claims of error, we also reject her
argument that the court’s rulings, in toto, require reversal. Caffey, 205 Ill. 2d at 118.
C. Manifest Weight of the Evidence
Finally, plaintiff argues that the jury’s verdict was against the manifest weight of the
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evidence. Specifically, she contends that Raja’s version of events was contradicted by other
evidence, making it “of virtually no value.”
It is well established that in reviewing a jury verdict, this court “may not simply reweigh
the evidence and substitute its judgment for that of the jury.” Snelson, 204 Ill. 2d at 35. Rather,
we may only reverse a jury’s verdict if it is contrary to the manifest weight of the evidence.
Snelson, 204 Ill. 2d at 35. A verdict is against the manifest weight of the evidence if the opposite
conclusion is clearly evident, or if the jury’s findings are unreasonable, arbitrary, or not based on
the evidence. Snelson, 204 Ill. 2d at 35.
Here, relying largely on the autopsy report prepared by Kim, plaintiff’s experts opined that
Parkison suffered a fatal arrhythmia triggered by a sympathetic nervous system response to a
subarachnoid hemorrhage, which was caused by a ruptured aneurysm. Moreover, they concluded
that Raja’s failure to order a CT scan for Parkison when he appeared at Ingalls’s emergency room
was a proximate cause of his demise because the CT scan would have detected the subarachnoid
hemorrhage and led to proper treatment. Defendants’ experts interpretation of the autopsy report
led them to conclude that the subarachnoid hemorrhage was an artifact of the order in which Kim
performed the autopsy, not the result of an undetected ruptured aneurysm. Defendants’ experts
opined that Parkison suffered a myocardial infarction or arrhythmia caused by atherosclerosis.
This case is a “ ‘classic battle of the experts,’ ” where well-qualified experts in their
respective fields of expertise gave their opinions on the issues and provided reasons therefor.
Snelson, 204 Ill. 2d at 36 (quoting Snelson v. Kamm, 319 Ill. App. 3d 116, 145 (2001)). The jury
weighed the conflicting evidence, including any discrepancies in Raja’s testimony, and made a
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determination as to which parties’ witnesses were more credible. Ultimately, the jury believed
defendants’ experts, not plaintiff’s, and rendered its verdict for defendants. We will not substitute
our judgment for the jury’s when the evidence “did not greatly preponderate either way.”
(Internal quotation marks omitted.) Snelson, 204 Ill. 2d at 36 (quoting Snelson v. Kamm, 319 Ill.
App. 3d at 145). The verdict was not against the manifest weight of the evidence.
III. CONCLUSION
Accordingly, we conclude that plaintiff forfeited review of several evidentiary rulings and
her claim that defendants’ closing argument was “unfair.” Of those evidentiary matters that were
properly preserved, we find that the circuit court did not abuse its discretion in making its rulings.
Finally, we conclude that the jury’s verdict was not against the manifest weight of the evidence.
For all of these reasons, we affirm the judgment of the circuit court.
Affirmed.
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REPORTER OF DECISIONS - ILLINOIS APPELLATE COURT
_________________________________________________________________
HEATHER GUSKI, Independent Administrator of the Estate of
Gerald Parkison, Deceased,
Plaintiff-Appellant,
v.
ASIM RAJA and MIDWEST EMERGENCY ASSOCIATES,
Defendants-Appellees
(Ingalls Memorial Hospital,
Defendant).
_______________________________________________________________
No. 1-10-0108
Appellate Court of Illinois
First District, Second Division
Filed: May 10, 2011
_________________________________________________________________
JUSTICE CONNORS delivered the opinion of the court.
Cunningham, P.J., and Harris, J., concur.
_________________________________________________________________
Appeal from the Circuit Court of Cook County
Honorable Daniel M. Locallo, Judge Presiding
_________________________________________________________________
For PLAINTIFF- Robert A. Strelecky
APPELLANT: Sean P. Driscoll
Clifford Law Offices
120 N. LaSalle St., 31st Floor
Chicago, Illinois 60602
For DEFENDANTS- James K. Horstman
APPELLEES: Rodney E. VanAusdal
Melissa H. Dakich
Cray Huber Horstman Heil & VanAusdal LLC
303 W. Madison St., Suite 2200
Chicago, Illinois 60661