Opinion issued November 10, 2015
In The
Court of Appeals
For The
First District of Texas
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NO. 01-15-00269-CR
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SHAUN DEVILLE BRIGGS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 263rd District Court
Harris County, Texas
Trial Court Case No. 1430016
MEMORANDUM OPINION
Shaun Briggs pleaded guilty to the first-degree felony offense of aggravated
robbery with a deadly weapon. The trial court sentenced him to fifteen years’
confinement. Briggs appeals, contending that he did not receive a punishment
hearing and that his attorney was ineffective for failing to request that a reporter’s
record be made. Finding no error, we affirm.
Background
In August 2014, a grand jury indicted Briggs for aggravated robbery with a
deadly weapon. Briggs pleaded guilty without an agreed recommendation from
the State as to punishment. There is no reporter’s record, and the clerk’s record
does not contain a presentence investigation report. The judgment recites that
Briggs waived his right to a presentence investigation report and to have a court
reporter record his plea. The judgment recites that the trial court received his plea,
found him guilty, and certified his right to appeal, sentencing him to fifteen years’
imprisonment.
Waiver of Appeal
The trial court in this case certified Briggs’s right to appeal the judgment
against him. In the plea papers, however, Briggs signed a handwritten statement
stating that he pleaded guilty in exchange for the State’s agreement to dismiss a
charge of “attempted aggravated robbery” against him. The statement refers to a
different trial court cause number, but the record before us does not include further
information about the nature of the charge or a copy of it.
As a preliminary matter, we consider our jurisdiction over Briggs’s appeal.
Texas Rule of Appellate Procedure 25.2 requires that the trial court include a
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certification of the defendant’s right to appeal with the record. TEX. R. APP. P.
25.2(d). In a plea bargain case, the certification must reflect that the defendant’s
right of appeal is limited to matters raised by written motion before trial, or grant
permission to appeal other matters. TEX. R. APP. P. 25.2(a)(2), (b). In Shankle v.
State, the Court of Criminal Appeals held that an agreement to abandon a charged
offense in exchange for an open plea of guilty on another charge is a plea bargain
for purposes of Rule 25.2(a)(2). 119 S.W.3d 808, 813–14 (Tex. Crim. App. 2003).
If, in a plea bargain case, the certification incorrectly represents that the defendant
has the right to appeal, dismissal is appropriate. Barcenas v. State, 137 S.W.3d
865, 866 (Tex. App.—Houston [1st Dist.] 2004, no pet.). However, where the
State has not argued that the certification is inconsistent with the record, an
appellate court is not required to dismiss the appeal sua sponte for lack of
jurisdiction. See Menefee v. State, 287 S.W.3d 9, 12 n.12 (Tex. Crim. App. 2009)
(declining to dismiss an appeal sua sponte despite indications in the record that the
trial court’s certification of the defendant’s right to appeal was defective).
Because nothing on the face of the record confirms the State’s agreement to
abandon the charge, or that the charge was abandoned, or that the trial court
accepted the abandonment of the offense as part of the plea agreement, the record
before us does not conclusively establish that the trial court’s certification is
incorrect. Neither the State nor Briggs challenges our jurisdiction over the appeal.
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Accordingly, following Menefee, we address the merits of the parties’ arguments.
See id., 287 S.W.3d at 12 n.12.
Punishment Hearing
Noting that Article 42.03 of the Texas Code of Criminal Procedure requires
that the trial court pronounce sentence in the defendant’s presence, Briggs
contends in his first issue that the record contains no evidence that the trial court
held a punishment hearing or reviewed a pre-sentence investigation report. TEX.
CODE CRIM. PROC. ANN. art. 42.03 (West 2006 & Supp. 2014) (requiring that
sentence be pronounced in the defendant’s presence). He further contends that
there is no evidence that he was sentenced in open court. The trial court’s
judgment, however, recites that Briggs appeared with counsel to be sentenced and
that it considered any pre-sentence investigation report. A notation on the docket
sheet corresponding to the date of the judgment reads: “Delivery order issued,
Texas Department of Criminal Justice.” The record contains Briggs’s written
waiver of a record of the plea proceedings.
We uphold a trial court’s recitals in a judgment absent indicia that they are
erroneous. A presumption of regularity applies to all proceedings and documents
in the trial court. Light v. State, 15 S.W.3d 104, 107 (Tex. Crim. App. 2000)
(citing McCloud v. State, 527 S.W.2d 885, 887 (Tex. Crim. App. 1975)). Per this
presumption of regularity, recitals in court documents such as the judgment “are
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binding in the absence of direct proof of their falsity.” Breazale v. State, 683
S.W.2d 446, 450 (Tex. Crim. App. 1984); accord Houston v. State, 201 S.W.3d
212, 218 (Tex. App.—Houston [14th Dist.] 2006). The defendant bears the burden
of overcoming this presumption. Ex parte Wilson, 716 S.W.2d 953, 956 (Tex.
Crim. App. 1986).
Briggs claims that the docket sheet entry for February 18, 2015 rebuts the
presumption of regularity. The docket sheet is silent, however, as to whether the
trial court held a punishment hearing or considered any pre-sentence investigation
report. The absence of an entry in the docket sheet is not an affirmative showing
that a hearing did not occur. See id. Because the judgment is not affirmatively
contradicted by the record, we presume that it correctly reflects the events in the
trial court, including that the trial court heard the parties on the matter of
punishment and sentenced Briggs in open court. See Light, 15 S.W.3d at 107;
Breazale, 683 S.W.2d at 450.
Ineffective Assistance of Counsel
In his second issue, Briggs challenges the effectiveness of trial counsel in
regard to his punishment hearing. To prevail on a claim of ineffective assistance of
counsel, the defendant must show that (1) his counsel’s performance was deficient;
and (2) a reasonable probability exists that the result of the proceeding would have
been different. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052,
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2064 (1984); Lopez v. State, 343 S.W.3d 137, 142 (Tex. Crim. App. 2011). The
first prong of this test requires the defendant to show that counsel’s performance
fell below an objective standard of reasonableness, in that counsel made such
serious errors that he was not functioning effectively as counsel. Strickland, 466
U.S. at 687, 104 S. Ct. at 2064; Lopez, 343 S.W.3d at 142. Thus, the defendant
must prove objectively, by a preponderance of the evidence, that his counsel’s
representation fell below professional standards. Lopez, 343 S.W.3d at 142;
Mitchell v. State, 68 S.W.3d 640, 642 (Tex. Crim. App. 2002). The second prong
requires the defendant to show a reasonable probability that, if not for counsel’s
errors, the result of the proceeding would have been different. Strickland, 466 U.S.
at 694, 104 S. Ct. at 2068; Lopez, 343 S.W.3d at 142. A reasonable probability is
“a probability sufficient to undermine confidence in the outcome.” Thompson v.
State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999) (citing Hernandez v. State, 726
S.W.2d 53, 55 (Tex. Crim. App. 1986)).
Briggs contends that his attorney was ineffective for failing to request that a
reporter’s record be made of the punishment hearing. He asks that we find this to
be ineffective assistance per se. The failure to request that a court reporter record
trial proceedings, however, is not ineffective assistance of counsel per se. Young v.
State, 425 S.W.3d 469, 473 (Tex. App.—Houston [1st Dist.] 2012, pet. ref’d);
Gonzales v. State, 732 S.W.2d 67, 68 (Tex. App.—Houston [1st Dist.] 1987, no
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pet.). Briggs waived the reporter’s record as part of the plea bargain he made with
the State.
Regardless whether waiver of the punishment hearing was a reasonable
strategy in the context of a plea bargain without an agreed recommendation, we
cannot find that Briggs has proved the second prong under Strickland. See id.
Without a court reporter’s record, we do not know what transpired in the trial
court. Young, 425 S.W.3d at 473; McQueen v. State, 702 S.W.2d 302, 304 (Tex.
App.—Houston [1st Dist.] 1985, no pet.) (“This Court cannot speculate as to what
actually transpired at trial.”). Because we can determine from the record neither
whether the trial court erred in determining punishment nor whether Briggs was
harmed by any error, we hold that Briggs has not established that his counsel
rendered ineffective assistance. Id.
Conclusion
We affirm the judgment of the trial court.
Jane Bland
Justice
Panel consists of Chief Justice Radack and Justices Bland and Huddle.
Do not publish. See TEX. R. APP. P. 47.2(b).
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