NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING
MOTION AND, IF FILED, DETERMINED
IN THE DISTRICT COURT OF APPEAL
OF FLORIDA
SECOND DISTRICT
CHERYL M. HELDT-POPE, )
)
Appellant, )
)
v. ) Case No. 2D15-161
)
THOMAS G. THIBAULT, )
)
Appellee. )
)
Opinion filed November 13, 2015.
Appeal from the Circuit Court for Pinellas
County; Mark I. Shames, Judge.
Daniel B. Schuh of Schuh & Schuh
Attorneys, St. Petersburg, for Appellant.
Howard H. Ellzey, St. Petersburg, for
Appellee.
LaROSE, Judge.
Cheryl M. Heldt-Pope appeals a final order awarding Thomas Thibault
attorney's fees and costs under section 57.105(1), Florida Statutes (2011). The statute
operates to sanction the presentation of unsupported claims or defenses. The trial court
awarded sanctions because Ms. Heldt-Pope asserted a constructive trust counterclaim
that could not satisfy the statute of frauds. See § 725.01, Fla. Stat. (2011) (requiring, in
pertinent part, that a contract relating to land, or an interest therein, must be in writing,
signed, and lawfully authorized). We have jurisdiction. See Fla. R. App. P.
9.030(b)(1)(A). We must affirm the seemingly high fee award of more than $22,000, but
we reverse the costs award.
Section 57.105(1) provides:
Upon the court's initiative or motion of any party, the
court shall award a reasonable attorney's fee, including
prejudgment interest, to be paid to the prevailing party in
equal amounts by the losing party and the losing party's
attorney on any claim or defense at any time during a civil
proceeding or action in which the court finds that the losing
party or the losing party's attorney knew or should have
known that a claim or defense when initially presented to the
court or any time before trial:
(a) Was not supported by the material facts necessary to
establish the claim or defense; or
(b) Would not be supported by the application of then-
existing law to those material facts.
We can summarize the facts underlying this dispute succinctly. Ms. Heldt-
Pope and Mr. Thibault shared a home beginning in 2008. Mr. Thibault had purchased
the home and title was in his name. Ms. Heldt-Pope claimed that she contributed
significant monies to purchase and maintain the property. In 2012, Mr. Thibault filed a
lawsuit to eject Ms. Heldt-Pope from the property. She answered the complaint and
filed a counterclaim for imposition of a constructive trust over the property. In response,
Mr. Thibault filed his section 57.105(1) fee sanction motion, after giving Ms. Heldt-Pope
the required twenty-one-day notice under section 57.105(4) to withdraw her
counterclaim. She took no action. Indeed, she failed to take advantage of the safe
harbor provision of section 57.105(4) after proper notice by Mr. Thibault.
Florida's statutory twenty-one-day safe harbor provision is
nearly identical to its federal counterpart . . . and we interpret
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this state's provision similarly. If the plaintiff does not file a
notice of voluntary dismissal or withdraw the offending
pleading within twenty-one days of a defendant's request for
sanctions under section 57.105, the defendant may file the
sanctions motion with the trial court, whereupon the trial
court will have continuing jurisdiction to resolve the pending
motion and to award attorney's fees under that provision if
appropriate, regardless of the plaintiff's subsequent
dismissal.
Pino v. Bank of New York, 121 So. 3d 23, 42-43 (Fla. 2013).
On the day set for trial, Mr. Thibault voluntarily dismissed his ejectment
action as moot. Ms. Heldt-Pope followed by voluntarily dismissing her counterclaim.
Subsequently, the trial court heard Mr. Thibault's section 57.105(1) fee motion and
granted him the requested relief against Ms. Heldt-Pope.1 For reasons not disclosed in
our record, the trial court did not hold her lawyer responsible for any of the fees.
Curiously, if the trial court made the award based on the filing of a counterclaim that
could not withstand a statute of frauds defense, one would expect that the lawyer would
have been responsible for some portion of the fee award. The trial court denied Ms.
Heldt-Pope's rehearing motion.2
Ms. Heldt-Pope argues that any entitlement Mr. Thibault might have had
to section 57.105(1) fees vanished once she voluntarily dismissed her counterclaim.
1
The motion for section 57.105 sanctions also included a claim that Ms.
Heldt-Pope has raised meritless affirmative defenses to Mr. Thibault's claim, primarily
claiming that Mr. Thibault had denied her access to her personal property inside the
home. Conceivably, the trial court awarded a sanction for matters arising from the
ejectment action even though it was voluntarily dismissed.
2
The transcript in our record is that only of the rehearing motion. Ms.
Heldt-Pope did not provide transcripts of the original motion hearing. See Applegate v.
Barnett Bank of Tallahassee, 377 So. 2d 1150, 1152 (Fla. 1979) (explaining that without
a complete record, an appellate court cannot properly resolve underlying factual issues
so as to conclude that a trial court's judgment is unsupported by evidence).
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She is mistaken. "A notice of voluntary dismissal does not divest a trial court of
jurisdiction to award sanctions under section 57.105 . . . even after a voluntary dismissal
is taken." Pino, 121 So. 3d at 41.
Based on our limited record, we can find no abuse of discretion by the trial
court in awarding, what we sense is a generous amount of, attorney's fees under
section 57.105. See Siegel v. Rowe, 71 So. 3d 205, 210-11 (Fla. 2d DCA 2011)
(explaining that an appellate court reviews a trial court's ruling regarding lack of
evidence to support a claim and the award of section 57.105(1) fees for abuse of
discretion). Accordingly, we affirm the fee award. However, section 57.105(1) does not
provide for the award of costs. Id. at 210 n.2, 214. We reverse the cost award.
We are compelled to note that the lack of a transcript makes this case
very difficult to assess on appeal. Although we remain concerned with the amount and
allocation of the fee award, the record before us does not demonstrate error on that
point.
Affirmed in part, reversed in part, and remanded with directions to strike
the award of costs.
ALTENBERND and KELLY, JJ., Concur.
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