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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 14-14992
Non-Argument Calendar
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D.C. Docket No. 1:14-cr-20145-CMA-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
GERALD HUMBERT,
Defendant-Appellant.
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Appeal from the United States District Court
for the Southern District of Florida
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(November 23, 2015)
Before ED CARNES, Chief Judge, JORDAN, and JILL PRYOR, Circuit Judges.
PER CURIAM:
A jury convicted Gerald Humbert for his role in a drug-trafficking operation.
Humbert argues that his conviction is impermissibly tainted by improper remarks
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by the government and extraneous influences on the jury. Neither of his arguments
warrants vacating his conviction.
At Humbert’s jury trial, the government called his co-defendant, Antonio
Norris, as a witness. Norris testified that he pleaded guilty before Humbert’s trial,
but had no plea agreement with the government and received no benefit for his
plea. He further testified that he was not immune from prosecution for violent
crimes and that his testimony could be used against him if he testified falsely.
On cross-examination, the defense questioned Norris about a recorded phone
conversation in which a woman said Norris had killed someone. Norris explained
that two men with guns had tried to rob him and he had killed one of them in the
ensuing struggle. Norris testified that, although people had tried to rob him on
numerous occasions, he didn’t carry a gun. Norris later said that he had committed
“no violent crimes, [and had] never committed any violent things in [his] life.”
During closing arguments, the defense characterized Norris as an inveterate
liar who would “say anything that he needed to say here in court so he can get a
break in his sentence.” In particular, the defense argued that Norris lied to the jury
when he testified that he did not carry a gun and was not a violent person. The
defense asserted that Norris lied about the violent crimes because he was subject to
prosecution for any violent crimes he had committed.
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In rebuttal, the government argued that Norris had no immunity for any
violent crimes he may have committed, saying, “if he killed somebody, I hope he
gets prosecuted for it.” The government went on to note that all participants in a
conspiracy are liable for the foreseeable actions of their co-conspirators, so that, if
“Norris killed someone, in furtherance of [the conspiracy in which Humbert was
involved], there will not only be one defendant sitting at the table, there could very
well be two.” The prosecutor explained that the government had “no interest” in
failing to prosecute someone for an offense as serious as murder, and further
remarked that he believed law enforcement took their responsibilities seriously and
would not “hold back” if they had evidence that someone had committed murder.
Finally, the government stated that any unconfirmed murders “from [Humbert’s]
business” would “be answered [for].” The defense immediately objected to the
suggestion that “the murders that Antonio Norris committed have anything to do
with [Humbert].” In response to the objection, the district court promptly
instructed the jurors to “rely on [their] recollection of the testimony in evidence.”
While the jury was deliberating, it sent the district court a note explaining
that a juror lived and worked in the area where the offenses occurred and was
afraid “that a verdict endanger[ed] their life.” The court called the parties in and
asked how they wanted the court to handle the note. Humbert argued that the note
“implie[d] somebody might have information about that area that they have
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brought into the jury room,” but also stated that he did not “know what that person
who lives and works in the area may have said to the other jurors with regard to the
area.” He said that he wanted “to know whether or not this juror . . . discussed
with the other members of the jury anything that was not introduced at the trial.”
Humbert therefore requested that the court individually question the juror to
determine “what, if anything, he or she [] disclosed to the panel regarding the fear
expressed.” The court elected not to interview the juror, but agreed to instruct the
jury “to consider only the evidence introduced at trial” and to advise the court if
“anyone [had] introduced other matters into the deliberations.”
Humbert moved for a mistrial, contending that the note showed that
“extrinsic matters [had] been entered into the jury deliberations and that,” contrary
to the court’s instructions, “the foreperson and all of the other jurors [had] decided
not to disclose that to the court.” Alternatively, Humbert asked that the district
court interview the foreperson to ascertain which jurors might have been tainted by
outside information. After a hearing, the court denied Humbert’s requests,
concluding that mere statements that jurors were concerned for their safety did not
present the sort of danger that warranted a mistrial or juror interviews.
The jury eventually returned a verdict finding Humbert guilty on all counts.
Humbert appeals that verdict, arguing: (1) that the government’s closing statement
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was riddled with improprieties, and (2) that the district court abused its discretion
in denying his motion for a mistrial or an interview with the foreperson.
The government didn’t engage in misconduct when it pointed out to the jury
that Norris was still potentially criminally liable for any violent crimes he
committed. That argument was permissible because it directly responded to the
part of the defense’s closing argument characterizing Norris as someone who
would “say anything that he needed to say here in court so he can get a break in his
sentence.” One way to rebut that characterization was to remind the jury, as the
government did, that Norris’s testimony didn’t entitle him to “a break in his
sentence” or any other type of leniency. “The prosecutor, as an advocate, is
entitled to make a fair response to the arguments of defense counsel.” United
States v. Hiett, 581 F.2d 1199, 1204 (5th Cir. 1978). The government’s argument
that Norris was still criminally liable for violent crimes he committed — indeed,
was likely to be prosecuted in the event there was evidence of those crimes — was
permissible under the “fair response” doctrine.
The government’s remark at trial, ostensibly linking Humbert to an
uncharged killing, also does not warrant reversal. Remarks by the government are
reversible error only if: (1) they are improper, and (2) they prejudicially affect the
defendant’s substantial rights. United States v. Reeves, 742 F.3d 487, 505 (11th
Cir. 2014). “A defendant’s substantial rights are prejudicially affected when a
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reasonable probability arises that, but for the remarks, the outcome of the trial
would have been different.” United States v. Eckhardt, 466 F.3d 938, 947 (11th
Cir. 2006). Assuming the government’s remark about the killing was improper,
Humbert hasn’t shown substantial prejudice from the remark. It is unlikely the
remark prejudiced Humbert’s substantial rights because, immediately after the
remark was made, the district court instructed the jurors to rely only on their
recollection of the evidence presented at trial, instead of on the lawyers’
arguments. When a district court takes a curative measure in response to possible
prosecutorial misconduct, we will reverse only if the evidence is so prejudicial that
it is incurable by that measure. United States v. Lopez, 590 F.3d 1238, 1256 (11th
Cir. 2009). The government’s remark speculating about the killing doesn’t rise to
that level. It is also significant that, throughout the trial, the district court
repeatedly instructed the jurors to consider only the evidence in the record, not the
lawyers’ arguments. We presume jurors follow instructions, United States v.
Mock, 523 F.3d 1299, 1303 (11th Cir. 2008), which further diminishes the
potential prejudice from the remark.
And the evidence of Humbert’s guilt is overwhelming. The jury heard
eyewitness testimony about Humbert discarding crack cocaine and a firearm, a
recording of Humbert talking about drug trafficking, and extensive testimony from
one of his co-conspirators about Humbert’s role in the drug-trafficking operation.
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Thus, even if the government’s remark about the killing was improper, it did not
affect Humbert’s substantial rights.
That leaves Humbert’s argument that the district court abused its discretion
by denying his motion for either a mistrial or an interview with members of the
jury. To prevail on such an argument, a defendant must make a colorable showing
of improper extraneous influence on the jury. United States v. Alexander, 782
F.3d 1251, 1260 (11th Cir. 2015). Humbert has failed to make that showing here.
The juror in question had simply stated that he or she lived and worked in the area
where the offenses occurred and was afraid a verdict would endanger his or her
safety. That information, without more, does not constitute concrete evidence that
the juror introduced extraneous information into the deliberations. At most, it
gives rise only to speculation about what else the juror might have said. “Where
allegations are speculative or unsubstantiated,” we have said, “the [district court’s]
burden to investigate does not arise.” Id. at 1258. It’s also significant that, in an
abundance of caution, the district court did issue a curative instruction to the jury
and directed the jurors to tell the court if anyone had introduced extraneous
evidence into the deliberations. That instruction reduced the likelihood of
prejudice from extraneous information. Humbert’s contention that the jury may
have ignored that instruction is just more speculation. See id.
AFFIRMED.
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