[Cite as Dietrich v. Dobos, 2015-Ohio-4866.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
J. Richard Dietrich, :
Plaintiff-Appellee, :
No. 15AP-2
v. : (C.P.C. No. 12CV-11863)
David A. Dobos, : (REGULAR CALENDAR)
Defendant-Appellant. :
D E C I S I O N
Rendered on November 24, 2015
Organ Cole LLP, Shawn J. Organ and Erik J. Clark, for
appellee.
Clifford O. Arnebeck, Jr., for appellant.
APPEAL from the Franklin County Court of Common Pleas
KLATT, J.
{¶ 1} Defendant-appellant, David A. Dobos, appeals a judgment of the Franklin
County Court of Common Pleas that denied him leave to file an answer and granted
plaintiff-appellee, J. Richard Dietrich, default judgment. For the following reasons, we
affirm that judgment.
{¶ 2} On September 19, 2012, Dietrich filed suit against Dobos, Lora G. Dobos,
and Sheridan Worldwise, Inc. The complaint sought damages caused when defendants
failed to repay a $150,000 loan that Dietrich had made to Sheridan Worldwise.
Eventually, Dietrich obtained a default judgment against Sheridan Worldwise, and he
voluntarily dismissed his claims against Lora Dobos. This appeal concerns solely
Dietrich's claims against Dobos.
No. 15AP-2 2
{¶ 3} Dobos was served with the complaint and summons via certified mail on
September 29, 2012. Dobos, therefore, had to answer or otherwise respond to the
complaint by October 29, 2012. Dobos did not do so. Rather, on October 29, 2012, Dobos
filed for bankruptcy. Dobos informed the trial court of his bankruptcy the next day,
October 30, 2012, by filing a document entitled "Suggestion of Bankruptcy." The
bankruptcy filing stayed the instant action against Dobos.
{¶ 4} Approximately one year later, on October 7, 2013, the bankruptcy court
granted a discharge to Dobos under 11 U.S.C. 727. However, the bankruptcy court ruled
that Dobos' debt to Dietrich was not dischargeable. With the bankruptcy concluded and
the $150,000 debt still owed, Dietrich moved to reactivate the instant action. Dietrich
also moved for default judgment.
{¶ 5} The trial court reactivated this case on November 14, 2013. It granted
Dietrich default judgment against Dobos five days later, on November 19, 2013.
{¶ 6} Dobos appealed the November 19, 2013 judgment to this court. We
reversed that judgment because the trial court entered default judgment without first
setting a hearing and providing Dobos with timely notice of that hearing. Dietrich v.
Dobos, 10th Dist. No. 13AP-1053, 2014-Ohio-4023, ¶ 17.
{¶ 7} We entered judgment remanding this matter to the trial court on September
16, 2014. When Dobos filed nothing in the trial court, Dietrich renewed his motion for
default judgment. The trial court scheduled the renewed motion for a non-oral hearing
on October 14, 2014. One day prior to the hearing, Dobos moved for leave to file his
answer. The next day, Dobos filed a memorandum in opposition to Dietrich's motion for
default judgment.
{¶ 8} In his filings, Dobos argued that his failure to timely answer was the result
of excusable neglect and, thus, the trial court should extend the 28-day answer period
pursuant to Civ.R. 6(B) and deny Dietrich default judgment. Dobos contended that his
neglect in answering was excusable because he suffered from a psychological impairment.
To support this contention, Dobos attached to his motion for leave three evaluations of his
mental health, each completed by a different psychologist.
{¶ 9} In each evaluation, the examining psychologist addressed whether Dobos'
mental health affected his ability to participate in the bankruptcy litigation. Dr. Peter M.
No. 15AP-2 3
Barach concluded that, in the summer of 2013, Dobos met the diagnostic criteria for
adjustment disorder with mixed anxiety and chronic depressed mood. According to
Barach, the resultant symptoms of Dobos' disorder "included worry [and] avoidance of
anxiety producing activities pertaining to the lawsuits." (R. 102.) Dr. George E.
Serednesky stated that, during June, July, and August 2013, Dobos suffered from
adjustment disorder with mixed disturbance of emotions and conduct. Serednesky
determined that this disorder rendered Dobos unable to engage in the prosecution of his
bankruptcy action.
{¶ 10} The third psychologist, Dr. Daniel L. Davis, also considered whether Dobos'
mental health played a role in his failure to respond to the complaint in the instant action.
Davis determined that Dobos was most likely best diagnosed with an unspecified mood
disorder and an unspecified anxiety disorder. Davis also stated that Dobos "became
overwhelmed and[,] due to his extreme stress and defensiveness[,] engaged in avoidance
behaviors that resulted from his psychological condition." (R. 100, 101.)
{¶ 11} In a judgment dated December 2, 2014, the trial court denied Dobos'
motion for leave to file an answer and granted Dietrich default judgment. Dobos now
appeals that judgment, and he assigns the following errors:
Assignment of Error No. 1: THE TRIAL COURT BELOW
ERRED TO THE PREJUDICE OF DEFENDANT-
APPELLANT DAVID A. DOBOS BY DENYING HIS MOTION
FOR LEAVE TO FILE AN ANSWER TO THE PLAINTIFF'S
COMPLAINT.
Assignment of Error No. 2: THE TRIAL COURT BELOW
ERRED TO THE PREJUDICE OF DEFENDANT-
APPELLANT DAVID A. DOBOS BY GRANTING THE
PLAINTIFF'S RENEWED MOTION FOR DEFAULT
JUDGMENT AGAINST HIM.
{¶ 12} By his first assignment of error, Dobos argues that the trial court erred in
denying his motion for leave to file an answer. We disagree.
{¶ 13} Civ.R. 6(B)(2) allows a trial court to extend the time to file a late pleading
"upon motion made after the expiration of the specified period * * * where the failure to
act was the result of excusable neglect." In determining whether the neglect at issue
qualifies as excusable or not, a court must examine all the surrounding facts and
No. 15AP-2 4
circumstances. Davis v. Immediate Med. Servs., Inc., 80 Ohio St.3d 10, 14 (1997). A
court also must remain mindful that, optimally, cases should be decided upon their
merits, not procedural grounds. State ex rel. Lindenschmidt v. Butler Cty. Bd. of
Commrs., 72 Ohio St.3d 464, 466 (1995). Given that consideration, the excusable neglect
standard under Civ.R. 6(B)(2) is notably forgiving. Hillman v. Edwards, 10th Dist. No.
10AP-58, 2010-Ohio-3524, ¶ 11. Nevertheless, a court may deny an extension if the
moving party's neglectful conduct falls substantially below what is reasonable under the
circumstances or reflects a complete disregard for the judicial system. Id. at ¶ 10.
{¶ 14} A trial court exercises its discretion in deciding a motion for an extension
under Civ.R. 6(B)(2). Lindenschmidt at 465. Consequently, an appellate court must
uphold a ruling on such a motion absent an abuse of discretion. Davis at 14. An abuse of
discretion is more than an error in law or judgment; it implies that the trial court acted
unreasonably, arbitrarily, or unconscionably. Lindenschmidt at 465.
{¶ 15} In the case at bar, Dobos blames his failure to timely answer on his mental
disorder. No previous Ohio case has addressed whether neglectful conduct caused by a
mental disorder is excusable under Civ.R. 6(B)(2). However, Ohio courts have addressed
this issue in the context of Civ.R. 60(B)(1), which permits a court to grant relief from a
judgment if the moving party demonstrates excusable neglect. In the Civ.R. 60(B)(1)
cases, appellate courts have found no abuse of discretion in the denial of relief when the
moving party cannot show a "debilitating emotional or psychological illness such that the
person seeking relief [evinces] an utter incapacity to act with respect to the litigation."
Poulos v. State Auto. Mut. Ins. Co., 1st Dist. No. C-020226, 2003-Ohio-2899, ¶ 14; accord
Glass v. Vinicky, 8th Dist. No. 99953, 2014-Ohio-702, ¶ 9; Fouts v. Weiss-Carson, 77
Ohio App.3d 563, 566 (11th Dist.1991); see also Farrell v. Gray, 10th Dist. No. 89AP-1062
(Mar. 27, 1990) (defendant established excusable neglect where his physician provided
evidence "that his physical illness caused bizarre behavior, including auditory and visual
hallucinations; that his thought processes were illogical; [and] that his judgment,
reasoning, concentration, and abstract thinking were impaired"); Brenner v. Shore, 34
Ohio App.2d 209, 214 (10th Dist.1973) (defendant established excusable neglect where he
suffered a complete physical and mental collapse requiring hospitalization). In other
No. 15AP-2 5
words, for a person's neglectful conduct to qualify as excusable, the mental disorder at
issue must have rendered the party unable to participate in the litigation.
{¶ 16} We recognize that the test for excusable neglect under Civ.R. 6(B)(2) is less
stringent than that applied under Civ.R. 60(B)(1). Lindenschmidt at 466. Still, we find
the cases cited above helpful. While we must temper the standard set by the above cases
for application to Civ.R. 6(B)(2), we conclude that, even under Civ.R. 6(B)(2), a party
must show significant psychological impairment before his failures become excusable.
{¶ 17} Here, the question is whether Dobos' mental disorder interfered with his
ability to file a responsive pleading when it was due. As we stated above, Dobos had from
September 29 to October 29, 2012 to answer or otherwise respond to the complaint.
Dobos relies on three psychological evaluations to prove that his mental condition
impaired his capacity to timely respond. However, all of the evaluations were conducted
long after the relevant time frame. Davis and Barach examined Dobos in December 2013,
and Serednesky assessed him in April 2014. The lengthy gap between the relevant time
period and the diagnoses of mental illness lessens the efficacy of the evaluations.
Moreover, two of the evaluations—those of Barach and Serednesky—focus on the wrong
time period. They appraise whether Dobos suffered from a mental disorder in the
summer of 2013. Only one evaluation, written by Davis, appears to adjudge Dobos'
mental condition in October 2012. Consequently, we disregard Barach's and Serednesky's
evaluations and consider only Davis' evaluation.
{¶ 18} According to Davis, Dobos' psychological condition caused him to avoid
dealing with the litigation against him. Davis, however, did not opine that Dobos' mental
disorder prevented him from understanding and attending to his obligations in that
litigation, or that it compromised his ability to appreciate the consequences of failing to
meet his obligations. Given these shortcomings, we conclude that the trial court did not
abuse its discretion when it concluded that Dobos' failure to timely file an answer was
inexcusable. While Dobos' psychological condition may explain his inaction, it does not
excuse it. Accordingly, we conclude that the trial court did not err in denying Dobos'
motion for leave to file an answer, and we overrule Dobos' first assignment of error.
No. 15AP-2 6
{¶ 19} Because we have found no error in the denial of Dobos' motion, we conclude
that the trial court did not err in granting Dietrich's motion for default judgment.
Accordingly, we overrule Dobos' second assignment of error as well.
{¶ 20} For the foregoing reasons, we overrule both assignments of error, and we
affirm the judgment of the Franklin County Court of Common Pleas.
Judgment affirmed.
LUPER SCHUSTER and HORTON, JJ., concur.