MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D), Dec 14 2015, 9:12 am
this Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Kelly N. Bryan Gregory F. Zoeller
Muncie, Indiana Attorney General of Indiana
George P. Sherman
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Juan Carlos Brown, December 14, 2015
Appellant-Defendant, Court of Appeals Case No.
18A04-1505-CR-454
v. Appeal from the Delaware Circuit
Court
State of Indiana, The Honorable Marianne L.
Appellee-Plaintiff Vorhees, Judge
Trial Court Cause Nos.
18C01-1208-FA-12
18C01-1212-FA-13
18C01-1312-FA-16
Bailey, Judge.
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Case Summary
[1] Juan Carlos Brown (“Brown”) appeals the denial of his motion to withdraw his
pleas of guilty to three Class B felonies: one count of Dealing in a Schedule 1
Controlled Substance1 and two counts of Dealing in a Narcotic Drug.2 He
presents the sole issue of whether the trial court abused its discretion by denying
the motion for withdrawal. We affirm.
Facts and Procedural History
[2] On August 22, 2012, Brown was charged with two counts of Dealing in a
Schedule I Controlled Substance, as Class A felonies, and one count of
Resisting Law Enforcement,3 as a Class D felony. On November 20, 2012,
Brown was charged with Conspiracy to Commit Dealing in a Narcotic Drug,4
as a Class A felony, two counts of Dealing in a Narcotic Drug, as Class A
felonies, Possession of a Narcotic Drug,5 as a Class A felony, Possession of an
Altered Handgun,6 a Class C felony, and Maintaining a Common Nuisance, as
a Class D felony.7 On December 13, 2013, Brown was charged with Dealing in
1
Ind. Code § 35-48-4-2.
2
I. C. § 35-48-4-1.
3
I.C. § 35-44.1-3-1.
4
I.C. §§ 35-41-5-2; 35-48-4-1.
5
I.C. § 35-48-4-6.
6
I.C. § 35-47-2-18.
7
I.C. § 35-48-4-13.
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a Narcotic Drug and Conspiracy to Commit Dealing in a Narcotic Drug, each
as a Class A felony.
[3] On November 14, 2014, Brown agreed to plead guilty to three Class B felonies.
Pursuant to a plea agreement, the remaining charges would be dismissed and
the sentence would be capped at twenty years. On February 16, 2015, Brown
filed a Motion for Withdrawal of Guilty Plea.
[4] On March 16, 2015, the trial court conducted a hearing on Brown’s motion.
The motion was denied on April 6, 2015. On April 27, 2015, the trial court
conducted a sentencing hearing and imposed upon Brown an aggregate
sentence of eighteen years. Brown now appeals.
Discussion and Decision
[5] Brown contends that his guilty pleas were involuntary because he received
incorrect legal advice from his attorney. Brown’s former counsel, Michael
Quirk (“Quirk”), testified at the withdrawal hearing that he had told Brown “if
the PSI recommendation came back way out of whack and it was too harsh,
then he would be able to withdraw his guilty plea, and if he did so, that he
would waive his right to a jury trial and have a bench trial on that.” (Tr. at 56.)
Brown now claims that he was led to believe that “his ability to withdraw his
guilty plea was ‘guaranteed.’” (Appellant’s Br. at 7.)
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[6] Indiana Code Section 35-35-1-4(b) sets forth the applicable standard when a
defendant pleads guilty pursuant to an agreement with the State and then
requests to withdraw the plea:
After entry of a plea of guilty ..., but before imposition of sentence,
the court may allow the defendant by motion to withdraw his plea
... for any fair and just reason unless the state has been substantially
prejudiced by reliance upon the defendant’s plea. The motion to
withdraw the plea of guilty or guilty but mentally ill at the time of
the crime made under this subsection shall be in writing and
verified. The motion shall state facts in support of the relief
demanded, and the state may file counter-affidavits in opposition to
the motion. The ruling of the court on the motion shall be
reviewable on appeal only for an abuse of discretion. However, the
court shall allow the defendant to withdraw his plea ... whenever
the defendant proves that withdrawal of the plea is necessary to
correct a manifest injustice.
[7] The court is required to grant a request to withdraw a guilty plea before
sentencing only if the defendant proves that withdrawal of the plea “is
necessary to correct a manifest injustice.” Coomer v. State, 652 N.E.2d 60, 62
(Ind. 1995). The court must deny a motion to withdraw a guilty plea if the
withdrawal would result in substantial prejudice to the State. Id. Except for
those polar circumstances, disposition of the motion is within the sound
discretion of the trial court and will be reversed only for abuse of discretion. Id.
[8] “Manifest injustice” and “substantial prejudice” are necessarily imprecise
standards, and an appellant seeking to overturn a trial court’s decision has
historically faced a high hurdle under the statutory provisions. Id. at 62. A trial
court’s ruling on a motion to withdraw a guilty plea “arrives in this court with a
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presumption in favor of the ruling.” Brightman v. State, 758 N.E.2d 41, 44 (Ind.
2001).
[9] Pursuant to Indiana Code Section 35-35-1-4(b), a movant must state facts in
support of the relief demanded. Brown made a written claim that his pleas had
been involuntary because he was presented with a blank form to sign, he
expected the executed portion of his sentence to be only an additional sixteen
months, he did not understand that he was to serve consecutive sentences, and
he did not understand that he was subject to a mandatory minimum sentence
due to prior felony convictions. At the hearing on his motion for withdrawal of
his guilty pleas, Brown testified that he thought his most likely sentence would
be “eight, do four.” (Tr. 33.) According to Brown, he also formed the belief,
based on conversation with Quirk, that he was “guaranteed” an absolute right
to withdraw his guilty plea. (Tr. at 34.)
[10] Quirk testified and denied that he had presented a blank plea agreement form to
Brown. He also contradicted any claims that Brown had been given incorrect
advice as to his potential sentence. However, he acknowledged conveying to
Brown the idea that a plea bargain could be withdrawn and a bench trial
conducted.
[11] The trial court resolved the conflicting testimony and concluded that Quirk did
not present a blank form to Brown for his signature. The trial court also
concluded that Brown had been properly advised of his potential sentence
under the plea agreement, the statutory requirement of consecutive sentences
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for offenses committed by a defendant out on bond,8 and the requirement of
mandatory minimum sentences in his circumstances.9 As for advice on the
availability of plea withdrawal, the trial court concluded that “Brown was told
he could withdraw his guilty pleas upon certain conditions.” (App. at 92.) The
trial court further concluded that, because the conditions were unexplained,
Brown could have believed he had a right to withdraw his plea at any time.
This is now the sole contention as to involuntariness argued by Brown on
appeal.
[12] In assessing the voluntariness of a plea, we will review the statements made by
a defendant during the guilty plea hearing in order to determine whether the
plea was freely made. Brightman, 758 N.E.2d at 44. Here, the guilty plea
hearing record indicates that Brown was aware that, regardless of any probation
officer recommendation, the trial court could give him a sentence of up to
twenty years. He also acknowledged that there were “no guarantees about how
the Court is going to divide up that twenty years.” (G. Plea Tr. at 12-13.) He
specifically denied that he had been given any promises outside the plea
agreement.
[13] Finally, the significant benefit that Brown obtained by pleading guilty militates
against his claim that his pleas were a product of his expectation of flexibility in
8
I.C. § 35-50-1-2.
9
I.C. § 35-38-1-17.
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withdrawal. See Hunter v. State, 676 N.E.2d 14, 19 (Ind. 1997) (finding that a
“misstatement” did not prejudicially influence a decision to plead guilty where
a bargain saved the defendant fifty years but he had believed the savings to be
seventy years). In three separate cause numbers, Brown was charged with eight
Class A felonies, one Class C felony, and two Class D felonies. At that time,
the potential sentence for a Class A felony was between twenty and fifty years,
with thirty as the advisory sentence. I.C. § 35-50-2-4. The potential sentence
for a Class C felony was between two and eight years, with four years as the
advisory sentence. I.C. § 35-50-2-6. The potential sentence for a Class D felony
was between six months and three years, with one and one-half years as the
advisory sentence. I.C. § 35-50-2-7.
[14] The majority of the charges against Brown were dismissed pursuant to the plea
agreement and his significant exposure was reduced to a twenty-year sentencing
cap. Even so, he received two years less than the capped sentence. In these
circumstances, the trial court did not abuse its discretion by rejecting Brown’s
claim that he would not have pled guilty given correct advice on the availability
of withdrawing his pleas.
Conclusion
[15] Brown has not established that the withdrawal of his pleas is necessary to
correct a manifest injustice. The trial court acted within its discretion by
denying Brown’s motion to withdraw his guilty pleas.
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[16] Affirmed.
Vaidik, C.J., and Crone, J., concur.
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