FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
December 18, 2015
FOR THE TENTH CIRCUIT
_________________________________ Elisabeth A. Shumaker
Clerk of Court
KENT G. SAVAGE,
Petitioner-Appellant,
v. No. 15-6185
(D.C. No. 5:14-CV-00764-HE)
JASON BRYANT, Warden, (W.D. Okla.)
Respondent-Appellee.
_________________________________
ORDER DENYING A CERTIFICATE OF APPEALABILITY AND
DISMISSING THE APPEAL
_________________________________
Before GORSUCH, O’BRIEN, and BACHARACH, Circuit Judges.
_________________________________
Three young girls (whom we refer to as O.S., M.S., and A.H.)
accused Mr. Kent Savage of sexual misconduct. These accusations led to a
state court conviction of Mr. Savage on charges of indecent or lewd acts
with a child under 16, first-degree rape by instrumentation, and exhibition
of obscene material to a minor child. Mr. Savage unsuccessfully sought
habeas relief in federal district court. Seeking to appeal, Mr. Savage
requests a certificate of appealability. The Court denies this request and
dismisses the appeal.
1. We can issue a certificate of appealability only if Mr. Savage’s
appeal points are reasonably debatable.
To justify a certificate of appealability, Mr. Savage must make a
“substantial showing of the denial of a constitutional right.” Miller-El v.
Cockrell, 537 U.S. 322, 336 (2003). This showing exists only if reasonable
jurists could regard the district court’s disposition as debatable or wrong.
See Laurson v. Leyba, 507 F.3d 1230, 1232 (10th Cir. 2007).
We apply this standard against the backdrop of Mr. Savage’s
underlying burden to justify habeas relief. See Miller-El v. Cockrell, 537
U.S. 322, 336 (2003) (stating that when deciding whether to grant a
certificate of appealability, the court “look[s] to the District Court’s
application of [the Antiterrorism and Effective Death Penalty Act] to
petitioner’s constitutional claims and ask[s] whether that resolution was
debatable amongst jurists of reason”). This burden is steep where, as here,
the state appeals court has rejected the claim on the merits. In that
circumstance, the petitioner must show that the state appeals court’s
decision was contrary to, or an unreasonable application of, Supreme Court
precedent. 28 U.S.C. § 2254(d)(1) (2012).
2. Mr. Savage has not presented a reasonably debatable appeal point
under the Confrontation Clause.
The three young accusers testified at the trial. According to Mr.
Savage, the state trial court violated the right of confrontation by allowing
the three girls to testify about out-of-court statements. The federal district
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court rejected this claim, and Mr. Savage’s appeal point is not reasonably
debatable.
The Supreme Court has held that the right of confrontation is not
violated when
a declarant testifies about out-of-court statements as a witness
and
the declarant is “subject to full and effective cross-
examination.”
California v. Green, 399 U.S. 149, 158 (1970). As the district court
explained, the three girls testified at the trial and underwent cross-
examination by Mr. Savage’s counsel.
In light of this opportunity for cross-examination, the state appeals
court rejected Mr. Savage’s argument on the merits. Thus, if we were to
entertain an appeal on this issue, we could reverse the denial of habeas
relief only if the state appeals court’s decision contradicted or
unreasonably applied Supreme Court precedent. 28 U.S.C. § 2254(d)(1)
(2012). Under this rigorous standard, Mr. Savage’s appeal point is not
reasonably debatable.
Mr. Savage concedes that the girls were available for trial, but argues
that they could not be cross-examined because they
were unable to remember what had happened or
refused to testify.
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The alleged memory loss would not support habeas relief, for the
Supreme Court has never held that a witness’s memory lapse constitutes an
inability to cross-examine. See United States v. Owens, 484 U.S. 554, 559
(1988) (holding that the opportunity for cross-examination is not denied,
for purposes of the Confrontation Clause, when a witness testifies about a
current belief but cannot remember the reasons for that belief); see also
United States v. McHorse, 179 F.3d 889, 900 (10th Cir. 1999) (“Neither we
nor the Supreme Court . . . has ever held that a witness’ lack of
recollection does not constitute an inability to cross-examine.”)
In addition, Mr. Savage contends that the girls made themselves
unavailable for cross-examination by refusing to testify. But all of the girls
did testify. Before the trial, O.S. and M.S. had said they would not testify,
but both girls did eventually testify. In the absence of any refusal to testify
during the trial, no reasonable jurist could question the district court’s
ruling based on a conflict with Supreme Court precedent.
As a result, we decline to issue a certificate of appealability on this
issue.
3. Mr. Savage has not presented a reasonably debatable appeal point
based on insufficiency of the evidence.
Mr. Savage contends that without the girls’ out-of-court statements,
the evidence of guilt would have been insufficient. But, as discussed
above, the Court has no reason to disregard the girls’ out-of-court
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statements. And with them, Mr. Savage does not question the sufficiency
of the evidence. As a result, we decline to issue a certificate of
appealability on this issue.
4. Mr. Savage has not presented a reasonably debatable appeal point
based on denial of the opportunity to present a defense.
The accusations against Mr. Savage involved sexual abuse in
Oklahoma. Before O.S. moved to Oklahoma, she had lived in Florida. Mr.
Savage’s attorney wanted to present evidence involving O.S.’s life in
Florida. According to Mr. Savage, this evidence would have shown that
O.S. had suffered sexual abuse and “acted out” before moving to
Oklahoma.
The trial court excluded this evidence as irrelevant, and the state
appeals court upheld the ruling. In the habeas petition, Mr. Savage claimed
that the exclusion of evidence had denied him the opportunity to present a
defense. The federal district court could grant habeas relief only if the
state appeals court’s decision contradicted or unreasonably applied
Supreme Court precedent. 28 U.S.C. § 2254(d)(1) (2012). The federal
district court rejected the habeas claim. In our view, that decision is not
reasonably debatable; and we decline to issue a certificate of appealability
on this issue.
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5. Mr. Savage has not presented a reasonably debatable appeal point
based on erroneous introduction of expert testimony.
In addition, Mr. Savage claimed in the habeas petition that the state
trial court had erroneously allowed expert testimony by Susan Rider and
John Minton. Ms. Rider had interviewed two of the girls (O.S. and A.H.),
and Mr. Minton had interviewed the third girl (M.S.). At trial, Ms. Rider
and Mr. Minton were allowed to testify that children often recant
accusations of misconduct. In appealing the conviction, Mr. Savage
claimed that this testimony had constituted an evidentiary harpoon. The
state appeals court rejected this appeal point, reasoning that the opinions
had been elicited by Mr. Savage’s counsel in his questioning.
If we were to entertain an appeal, we could reverse only if the state
appeals court’s decision contradicted or unreasonably applied Supreme
Court precedent. 28 U.S.C. § 2254(d)(1) (2012). The federal district court
concluded that Mr. Savage had not satisfied that burden. In our view, that
conclusion is not reasonably debatable; as a result, we decline to issue a
certificate of appealability on this issue.
6. Mr. Savage has not presented a reasonably debatable appeal point
based on ineffective assistance of trial counsel.
In the habeas petition, Mr. Savage claimed that trial counsel had
been ineffective in failing to object to expert testimony by Ms. Rider and
Mr. Minton. To prevail, Mr. Savage needed to show that the state appeals
court had contradicted or unreasonably applied Supreme Court precedent.
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28 U.S.C. § 2254(d)(1) (2012). Under Supreme Court precedent, Mr.
Savage needed to show that trial counsel’s failure to object was
unreasonable and prejudicial. See Strickland v. Washington, 466 U.S. 668,
687-88, 691-92 (1984).
On direct appeal, the state appeals court held that the lack of an
objection was not prejudicial, reasoning in part that the testimony was
admissible. Relying in part on this holding, the federal district court
denied habeas relief.
The state appeals court is the final arbiter of admissibility under
state law. See Wilkens v. Newton-Embry, 288 F. App’x 526, 530 (10th Cir.
2008) (“The OCCA is the final arbiter of what Oklahoma law requires.”).
In light of that court’s decision that the underlying testimony was
admissible under state law, a trial objection would likely have proven
futile. In these circumstances, any reasonable jurist would conclude that
the state appeals court’s decision constituted a reasonable application of
Supreme Court precedent. As a result, we decline to issue a certificate of
appealability on this issue.
7. Mr. Savage has not presented a reasonably debatable appeal point
based on cumulative error.
Finally, Mr. Savage alleges cumulative error. The federal district
court rejected this allegation, reasoning that none of the constitutional
claims were valid. In our view, this conclusion was not reasonably
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debatable. As a result, we decline to issue a certificate of appealability on
this issue.
8. Mr. Savage has not presented a reasonably debatable appeal point
based on a failure to properly consider state evidence law.
Mr. Savage also contends that the district court improperly applied
state evidence law regarding hearsay testimony by children who allege
abuse. To obtain a certificate of appealability, however, Mr. Savage must
make a “substantial showing of the denial of a constitutional right.”
Miller-El v. Cockrell, 537 U.S. 322, 336 (2003). Mr. Savage’s contention
fails because his argument about state evidence law, even if true, would
not establish the denial of a federal constitutional right.
Oklahoma law generally prohibits hearsay testimony, but an
exception allows out-of-court statements by children 12 and under who
claim that they have been abused. Oklahoma Evidence Code, Okla. Stat.
tit. 12 § 2802, 2803.1(A) (2011). Under this exception, the out-of-court
statements are admissible if the child testifies, is available to testify, or is
unavailable. Oklahoma Evidence Code, Okla. Stat. tit. 12 § 2803.1(A)(2),
(A)(2)-(3) (2011). A child is considered “unavailable” for purposes of this
exception if unable to testify because of an inability to remember what
happened. See Okla. Stat. tit. 12 §§ 2803.1(A)(2), 2804(A)(3) (2011).
Applying this exception, the state trial court allowed introduction of
out-of-court statements by the three girls. The state appeals court upheld
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the trial court’s ruling, determining that the girls were available to testify
for purposes of Oklahoma evidence law. The federal district court
characterized the appeals court’s decision as a factual finding and
presumed under federal law that this finding was correct. See 28 U.S.C.
§ 2554(e)(1) (2012).
Mr. Savage argues that the girls were unavailable because during the
trial, they could not remember what had happened. Because the girls were
effectively unavailable during the trial, Mr. Savage maintains, the use of
the out-of-court statements violated his right to confrontation.
This argument fails because it conflates “availability” for purposes
of the Oklahoma hearsay exception with “availability” for purposes of the
Confrontation Clause. For the sake of argument, we may assume that Mr.
Savage is correct that
the girls were “unavailable” for purposes of Oklahoma
evidence law and
the state appeals court erred by holding otherwise.
To obtain a certificate of appealability, Mr. Savage would still need to
make a substantial showing of a constitutional right. See Miller-El v.
Cockrell, 537 U.S. 322, 336 (2002). Thus, a certificate of appealability is
unavailable when the claim rests on state law rather than the U.S.
Constitution. Lopez v. Trani, 628 F.3d 1228, 1231-32 (10th Cir. 2010).
And we have already concluded that introduction of the girls’ out-of-court
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statements did not violate the Confrontation Clause. The designation of
these witnesses as either “available” or “unavailable” under Oklahoma
evidence law does not bear on the constitutional issue.
At most, Mr. Savage’s reliance on the Oklahoma evidence code
suggests a misapplication of Oklahoma state law, not denial of a federal
constitutional right. Thus, we decline to issue a certificate of appealability
based on the federal district court’s consideration of state evidence law.
9. Disposition
We deny a certificate of appealability. Because the certificate is
necessary for Mr. Savage to appeal, we dismiss the appeal. See Miller-El v.
Cockrell, 537 U.S. 322, 335-36 (2003) (stating that a certificate of
appealability is a jurisdictional requirement for a state prisoner to appeal
from the denial of habeas relief).
Entered for the Court
Robert E. Bacharach
Circuit Judge
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