2015 WI 114
SUPREME COURT OF WISCONSIN
CASE NO.: 2013AP1488
COMPLETE TITLE: State of Wisconsin Department of Justice,
Petitioner-Respondent,
v.
State of Wisconsin Department of Workforce
Development,
Respondent,
Joell Schigur,
Respondent-Appellant-Petitioner.
REVIEW OF A DECISION OF THE COURT OF APPEALS
(Reported at 361 Wis. 2d 196, 861 N.W.2d 789)
(Ct. App. 2015 – Published)
PDC No. 2015 WI App 22
OPINION FILED: December 30, 2015
SUBMITTED ON BRIEFS:
ORAL ARGUMENT: October 6, 2015
SOURCE OF APPEAL:
COURT: Circuit
COUNTY: Dane
JUDGE: Juan B. Colas
JUSTICES:
CONCURRED:
DISSENTED: A.W. BRADLEY, ABRAHAMSON, J.J., dissent.
(Opinion Filed)
NOT PARTICIPATING: PROSSER, R.G. BRADLEY, J.J., did not
participate.
ATTORNEYS:
For the respondent-appellant-petitioner, there were briefs
by Peter J. Fox and Fox & Fox, S.C., Monona, and oral argument
by Peter J. Fox.
For the petitioner-respondent, the caused was argued by
Winn S. Collins, assistant attorney general, with whom on the
brief was Brad D. Schimel, attorney general.
2
2015 WI 114
NOTICE
This opinion is subject to further
editing and modification. The final
version will appear in the bound
volume of the official reports.
No. 2013AP1488
(L.C. No. 2012CV2125)
STATE OF WISCONSIN : IN SUPREME COURT
State of Wisconsin Department of Justice,
Petitioner-Respondent,
v. FILED
State of Wisconsin Department of Workforce DEC 30, 2015
Development,
Diane M. Fremgen
Respondent, Clerk of Supreme Court
Joell Schigur,
Respondent-Appellant-Petitioner.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 ANNETTE KINGSLAND ZIEGLER, J. This is a review of a
published decision of the court of appeals, DOJ v. DWD, 2015 WI
App 22, 361 Wis. 2d 196, 861 N.W.2d 789, which affirmed the
decision of the Dane County circuit court,1 which reversed the
decision of the Equal Rights Division of the Department of
Workforce Development ("DWD"). The Equal Rights Division of the
1
The Honorable Juan B. Colas presided.
No. 2013AP1488
DWD concluded that Joell Schigur ("Schigur") had proven by a
preponderance of the evidence that the Department of Justice
("DOJ") violated Wis. Stat. §§ 230.80-.89 (2011-12),2 the
subchapter of Wis. Stat. ch. 230 designated "Employee
Protection," by taking retaliatory action against her because
she lawfully disclosed, or the DOJ believed that she lawfully
disclosed, information under § 230.81.
¶2 On April 15, 2008, Schigur attended a staff meeting
for Bureau Directors of the DOJ's Division of Criminal
Investigation ("DCI") at which her superior, Mike Myszewski
("Myszewski"), explained that the DCI would provide Wisconsin's
then-Attorney General J. B. Van Hollen with 24-hour security at
the 2008 Republican National Convention in Minnesota. A few
days later, Schigur sent an e-mail to Myszewski and two other
individuals employed by the DOJ in which she stated her concern
that use of state resources at the event might violate state law
and Office of State Employment Relations ("OSER") regulations.
One month later, Schigur was removed from her position as DCI
Public Integrity Director and returned to her previous position
as Special Agent In-Charge.
¶3 This case involves a narrow question of statutory
interpretation: we must determine whether Schigur's e-mail
communications to Myszewski are entitled to protection under
Wis. Stat. §§ 230.80-.89, given that "only certain disclosures
2
All subsequent references to the Wisconsin Statutes are to
the 2011-12 version unless otherwise indicated.
2
No. 2013AP1488
made a particular way and regarding a subject matter covered in
the statute will qualify for protection." Hutson v. Wis. Pers.
Comm'n, 2003 WI 97, ¶37, 263 Wis. 2d 612, 665 N.W.2d 212.
Simply stated, we examine whether Schigur's opinion alone, as to
the lawfulness or appropriateness of government activity is
"information" such that it is entitled to protection under
§§ 230.80-.89, whether other portions of Schigur's e-mails
relating to the proposed security detail constitute
"disclosure[s]" of information under Wis. Stat. § 230.81, and
whether Schigur's disclosure is protected because the DOJ
believed that Schigur had "disclosed information" under the
statute.
¶4 Schigur makes two specific arguments on review.
First, she argues that disclosure of a "belief"——namely her
opinion regarding the lawfulness or appropriateness of
government activity——is disclosure of "information" under Wis.
Stat. §§ 230.80-.89, and that the DOJ therefore may not
discipline her for sending e-mail communications that disclosed
such a belief. Second, Schigur argues that the DOJ believed
that Schigur engaged in activity protected under §§ 230.80-.89,
and that Schigur is entitled to protection from discipline on
that basis as well. In response, the DOJ argues, among other
things, that expressing a belief about known information is not
"disclosing information" under the statute, and that Schigur
forfeited her second argument by failing to raise it in the
administrative proceeding below.
3
No. 2013AP1488
¶5 We conclude that: (1) an opinion alone, as to the
lawfulness or appropriateness of government activity is not
"information" as that term is defined in Wis. Stat. § 230.80(5);
(2) under the specific facts of this case, and assuming without
deciding that Schigur's e-mail contained "information" regarding
the proposed security detail, the communication of the
information to Myszewski, Jed Sperry, and Cindy O'Donnell was
not a "disclosure" under Wis. Stat. § 230.81 because the
information was already known to the recipients of the e-mails;
and (3) Schigur's argument that the DOJ believed that she
"disclosed information" rests on a misinterpretation of
§ 230.80(8)(c) and therefore fails. Accordingly, we affirm the
decision of the court of appeals.
I. FACTUAL BACKGROUND
¶6 On May 28, 2006, DCI Administrator Jim Warren
("Warren") promoted Schigur from her position as Special Agent
In-Charge within DCI to the position of Director of DCI's Bureau
of Public Integrity. Schigur was subject to a two-year
probationary period and received probationary performance
evaluations every three months. From September 2006 to November
2007, Joell received six positive probationary performance
evaluations from Warren.
¶7 On January 3, 2008, Myszewski became DCI's Acting
Administrator and Schigur's supervisor. On February 22, 2008,
Myszewski completed Schigur's seventh probationary performance
evaluation. The evaluation was again positive, and recommended
4
No. 2013AP1488
that Schigur "be removed from probation and receive permanent
status as a director."
¶8 On April 15, 2008, Schigur attended a staff meeting
for DCI Bureau Directors. At the meeting, Myszewski informed
the attendees that then-Wisconsin Attorney General J. B. Van
Hollen would be attending the Republican National Convention in
Minnesota. Myszewski explained that DCI would provide the
Attorney General with 24-hour security at the event, and that
the head of DCI's tactical unit, Jed Sperry ("Sperry"), would
plan the security detail.
¶9 On April 21, 2008, Schigur sent an e-mail to
Myszewski, Sperry, and Cindy O'Donnell ("O'Donnell"), the
Administrator of the DOJ's Division of Management Services
("DMS"), which stated in part:
In our April 15th staff meeting, a discussion was
held regarding providing the Attorney General with a
24 hour security detail of special agents while he
attends the Republican National [Convention] in
Minnesota. SAC Jed Sperry was selected as the
individual responsible for coordinating this effort.
The Office of State Employee Relations in the bulletin
numbered OSER-0053-MRS (attached) clarified
permissible political activities for state employees.
According to Section 6(h), a state employee may
participate as a delegate, alternate, or proxy to a
political convention provided he or she is off duty
and not on state property.
I am concerned that providing state resources to
the Attorney General while he participates in a
political activity off duty may violate OSER
regulations and state law. I am expressing this
concern in hopes that this decision will be further
evaluated to avoid possible scrutiny of our Attorney
General, our agency and our special agents.
5
No. 2013AP1488
Schigur attached to the e-mail OSER bulletin OSER-0053-MRS.
¶10 On April 23, 2008, Myszewski e-mailed Schigur. He
wrote in part:
I have read both your [e-mail] and the attached
OSER bulletin with great interest. Thank you for
calling my attention to your concerns about the
potential of improper political activity by our
agent(s) who will provide security for the Attorney
General at the [Republican National Convention] in
September. I will forward your concerns up the chain
of command so that they can be evaluated.
However, I do not think that an on duty DCI agent
who is protecting the Attorney General at a political
event, at which certain groups have threatened to
violently disrupt, constitutes political activity on
the part of an agent.
¶11 The same day, Schigur responded with another e-mail
message, which read in part:
To clarify, the concern is not regarding agents
participating in political activity; rather can state
resources be used by the [Attorney General] at a
political event where he is not representing DOJ,
rather the Republican Party. Parallel issues [came
up] in the Jensen/Chvala investigation.
Thanks for looking into this further.
¶12 On May 21, 2008, Myszewski and O'Donnell met with
Schigur and presented her with her final probationary
performance evaluation. The evaluation stated that, during the
time since her previous evaluation, Schigur had "been
persistently unwilling to carry out administration policies,
argumentative, disrespectful, suspicious of management, and
6
No. 2013AP1488
insubordinate" as well as "openly critical and defiant of
management's policies and decision making."3
¶13 Effective May 22, 2008, the DOJ removed Schigur from
her position as DCI Public Integrity Director and returned her
to her previous position as Special Agent In-Charge.
II. PROCEDURAL BACKGROUND
¶14 On July 11, 2008, Schigur filed a complaint with the
Equal Rights Division of the DWD. The complaint alleged that
the DOJ had unlawfully retaliated against her by terminating her
probation and demoting her to her previous position for
e-mailing Myszewski about Schigur's concerns regarding the
proposed security detail at the Republican National Convention.
On September 26, 2008, the Equal Rights Division of the DWD
issued an "Initial Determination" that there was probable cause
to believe that the DOJ violated Wis. Stat. §§ 230.80-.89 by
"[t]aking any retaliatory action because the employee lawfully
disclosed, or the respondent believed the employee had
disclosed, information under sec. 230.81, Stats." The case was
certified for an administrative hearing on the merits of
Schigur's complaint.
3
In the evaluation, Myszewski provides purported examples
of this behavior. However, the issues involving the quality of
Schigur's performance at the DOJ are not before this court. As
will be explained, the Administrative Law Judge below concluded
that Schigur's (putative) disclosure of information to Myszewski
in her April 2008 e-mails was "a factor" in the DOJ's decision
to terminate Schigur's probation and reinstate Schigur as
Special Agent In-Charge.
7
No. 2013AP1488
¶15 From September 28 to September 30, 2009, a hearing on
the DOJ's liability was held before Administrative Law Judge
Deborah Little Cohn ("ALJ"). The ALJ stated on the first day of
the hearing that:
Ms. Schigur filed a complaint with the Wisconsin
Equal Rights Division . . . alleging that the [DOJ]
violated the Wisconsin Whistle Blower Law, Section
230.80-230.89 of the Wisconsin Statutes, by taking
retaliatory action because she lawfully disclosed——or
the [DOJ] believed that she had disclosed information
under Section 230.81 Wis. Stats.
On April 29, 2011, the Equal Rights Division of the DWD issued a
"Non-Final Decision and Memorandum Opinion" finding that Schigur
had proven by a preponderance of the evidence that the DOJ had
violated Wis. Stat. §§ 230.80-.89 by taking retaliatory action
against her "because she lawfully disclosed, or the [DOJ]
believed that she had lawfully disclosed, information" under
§ 230.81.
¶16 On July 7, 2011, the DOJ filed a motion for
reconsideration of the ALJ's non-final decision. In its motion,
the DOJ argued for the first time that, among other things,
Schigur had not "disclose[d]" "information" under Wis. Stat.
§§ 230.81(1)(a) and 230.80(5)(a), respectively. In response,
Schigur submitted that the DOJ had no right to ask for
reconsideration of a written decision of an Equal Rights
Division ALJ. On September 19, 2011, the ALJ denied the DOJ's
motion. The ALJ stated that she believed she possessed
authority to reconsider her non-final decision, but that the
issues raised by the DOJ were "best addressed on appeal."
8
No. 2013AP1488
¶17 On October 4, 2011, a remedy hearing was held before
the ALJ. On April 4, 2012, the Equal Rights Division of the DWD
issued a second "Non-Final Decision and Memorandum Opinion"
ordering the DOJ to take certain actions to remedy its violation
of Wis. Stat. §§ 230.80-.89.
¶18 On April 30, 2012, the Equal Rights Division of the
DWD issued a "Final Decision and Memorandum Opinion." The
decision again found that Schigur had proven by a preponderance
of the evidence that the DOJ had violated Wis. Stat. §§ 230.80-
.89 by taking retaliatory action against her "because she
lawfully disclosed, or the [DOJ] believed that she had lawfully
disclosed, information" under § 230.81. The decision concluded
that "Schigur disclosed 'information' as defined under Wis.
Stat. sec. 230.80(5) in her April 21 and 23, 2008 [e-mails] to
her supervisor," and that Schigur had proven by a preponderance
of the evidence that the "DOJ decided that she failed to pass
probation as a Bureau Director and reinstated her to her former
position as a Special Agent In-Charge because she disclosed
information under Wis. Stat. sec. 230.81." The decision again
ordered the DOJ to take certain actions to remedy its violation.
¶19 On May 29, 2012, the DOJ filed a petition for judicial
review of the April 30, 2012 decision in Dane County circuit
court. On May 21, 2013, the circuit court issued a decision and
order reversing the decision of the Equal Rights Division of the
DWD. The court found that Schigur had not disclosed
"information" as that term is defined in Wis. Stat. § 230.80(5),
and that Schigur's communications were therefore not entitled to
9
No. 2013AP1488
protection under §§ 230.80-.89. On July 2, 2013, Schigur filed
a notice of appeal.
¶20 On February 5, 2015, the court of appeals affirmed the
circuit court's decision. DOJ v. DWD, 2015 WI App 22, ¶31, 361
Wis. 2d 196, 861 N.W.2d 789. The court of appeals concluded
that "Schigur's statements in the [e-mails] did not disclose
'information,' but rather expressed her opinion that providing
security to the Attorney General might be a violation of law."
Id., ¶30. On March 4, 2015, Schigur filed a petition for review
in this court. On June 12, 2015, we granted the petition.
III. STANDARD OF REVIEW
¶21 "In an administrative appeal, the scope of our review
is identical to that of the circuit court and is set forth in
Wis. Stat. § 227.57." Andersen v. DNR, 2011 WI 19, ¶24, 332
Wis. 2d 41, 796 N.W.2d 1 (citation omitted). In this case we
interpret Wis. Stat. §§ 230.80-.89. "The interpretation of a
statute and its application to undisputed facts is a question of
law that we review de novo." Id., ¶26 (citation omitted). In
appropriate cases we accord a level of deference to an agency's
interpretation and application of a statute. See, e.g., id.,
¶¶26-29. However, the ALJ below did not examine any of the
statutory questions we answer today. Therefore, there is no
decision to which we might defer.
¶22 "[S]tatutory interpretation 'begins with the language
of the statute. If the meaning of the statute is plain, we
ordinarily stop the inquiry.' Statutory language is given its
common, ordinary, and accepted meaning, except that technical or
10
No. 2013AP1488
specially-defined words or phrases are given their technical or
special definitional meaning." State ex rel. Kalal v. Circuit
Court for Dane Cnty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681
N.W.2d 110 (citations omitted). Additionally, we interpret
statutory language "reasonably, to avoid absurd or unreasonable
results." Id., ¶46.
IV. ANALYSIS
¶23 Wisconsin Stat. ch. 230 governs "State Employment
Relations", that is, state government employment relations.
See, e.g., Wis. Stat. § 230.01 (Statement of policy).
Subchapter III of ch. 230, see Wis. Stat. §§ 230.80-.89, is
titled "Employee Protection." We have referred to this statute
as "the whistleblower law" because "it includes provisions
intended to encourage employees to disclose certain types of
information and protect employees from retaliation that might
result from such disclosures." Hutson, 263 Wis. 2d 612, ¶1 &
n.1. Under Wis. Stat. § 230.83, "[n]o appointing authority,
agent of an appointing authority or supervisor may initiate or
administer, or threaten to initiate or administer, any
retaliatory action against an employee." Wis. Stat. § 230.83(1).
¶24 Wisconsin Stat. § 230.80(8) defines "[r]etaliatory
action" as:
[A] disciplinary action taken because of any of the
following:
(a) The employee lawfully disclosed information
under s. 230.81 or filed a complaint under s.
230.85(1).
11
No. 2013AP1488
(b) The employee testified or assisted or will
testify or assist in any action or proceeding relating
to the lawful disclosure of information under
s. 230.81 by another employee.
(c) The appointing authority, agent of an
appointing authority or supervisor believes the
employee engaged in any activity described in par. (a)
or (b).
Wis. Stat. § 230.80(8) (emphases added).
¶25 Wisconsin Stat. § 230.81(1) states in part: "An
employee with knowledge of information the disclosure of which
is not expressly prohibited by state or federal law, rule or
regulation may disclose that information to any other person."
Wis. Stat. § 230.81(1) (emphases added). However, "to obtain
protection under s. 230.83, before disclosing that information
to any person" the employee must first "[d]isclose the
information in writing" either to the employee's supervisor or
to a "governmental unit" selected by the Equal Rights Division
of the DWD. Wis. Stat. § 230.81(1)(a)-(b).4
¶26 "Information" is defined in the statute as:
[I]nformation gained by the employee which the
employee reasonably believes demonstrates:
(a) A violation of any state or federal law,
rule or regulation.
(b) Mismanagement or abuse of authority in state
or local government, a substantial waste of public
funds or a danger to public health and safety.
4
This requirement is subject to certain exceptions not
applicable here. See Wis. Stat. § 230.81(1).
12
No. 2013AP1488
Wis. Stat. § 230.80(5). The words "disclose" and "disclosure"
are not defined in the statute.
¶27 The DOJ argues that Schigur is not entitled to
protection under Wis. Stat. §§ 230.80-.89 for three reasons: (1)
Schigur did not "disclose information" under § 230.81; (2)
Schigur did not comply with the statutory requirement to
disclose the information in writing to her supervisor,
Myszewski, before disclosing it to other individuals, namely
O'Donnell and Sperry, see § 230.81(1)(a); and (3) Schigur's
opinion that the information she disclosed demonstrated a
violation of law was not "reasonabl[e]." See § 230.80(5)(a).
¶28 Schigur disputes each of these contentions. In
addition, she argues that even if she did not "disclose
information" under Wis. Stat. § 230.81, her communication is
still entitled to protection because the DOJ believed that she
disclosed information under § 230.81. See Wis. Stat.
§ 230.80(8)(c).
¶29 We conclude that an opinion alone, as to the
lawfulness or appropriateness of government activity is not
"information" as that term is defined in Wis. Stat. § 230.80(5).
We further conclude that under the specific facts of this case,
and assuming without deciding that Schigur's e-mail contained
"information" regarding the proposed security detail, the
communication of the information to Myszewski, Sperry, and
O'Donnell was not a "disclosure" under Wis. Stat. § 230.81
because the information was already known to the recipients of
the e-mails. These conclusions render it unnecessary to examine
13
No. 2013AP1488
the DOJ's other arguments. See, e.g., State v. Subdiaz-Osorio,
2014 WI 87, ¶143, 357 Wis. 2d 41, 849 N.W.2d 748 (Ziegler, J.,
concurring) ("[W]e are generally obliged to decide our cases on
the 'narrowest possible grounds.'" (citations omitted)).
Finally, we conclude that Schigur's argument that the DOJ
believed that she "disclosed information" rests on a
misinterpretation of Wis. Stat. § 230.80(8)(c) and therefore
fails.
A. Liberal Construction of Wis. Stat. §§ 230.80-.89
¶30 Before we begin our textual analysis of Wis. Stat.
§§ 230.80-.89, we must address Schigur's contention that we are
to construe the statute liberally. Wisconsin Stat. § 230.02,
"Liberal construction of statutes," states that "[s]tatutes
applicable to the office shall be construed liberally in aid of
the purposes declared in s. 230.01." Wis. Stat. § 230.02.5
Schigur draws our attention to the following purposes set forth
in Wis. Stat. § 230.01:
It is the policy of the state to ensure its employees
opportunities for satisfying careers and fair
5
The "office" is the office of state employment relations.
Wis. Stat. § 230.03(10w). Schigur does not discuss how we are
to know when a statute is "applicable to the office" of state
employment relations. Wis. Stat. § 230.02. However, Wis. Stat.
§ 230.04(1) states that "[t]he director is charged with the
effective administration of" Wis. Stat. ch. 230. § 230.04(1).
The "director" is the director of the office of state employment
relations. Wis. Stat. § 230.03(9e), (10w). We therefore will
assume without deciding that Wis. Stat. §§ 230.80-.89 are
"[s]tatutes applicable to the office" of state employment
relations.
14
No. 2013AP1488
treatment based on the value of each employee's
services. It is the policy of this state to encourage
disclosure of information under subch. III ["Employee
Protection"] and to ensure that any employee employed
by a governmental unit is protected from retaliatory
action for disclosing information under subch. III.
Wis. Stat. § 230.01(2).6 We take such a directive from the
legislature seriously. However, none of the purposes cited by
Schigur affect today's statutory inquiry.
¶31 We will examine the purposes Schigur lists in reverse
order. First, "[i]t is the policy of this state to encourage
disclosure of information under subch. III and to ensure that
any employee employed by a governmental unit is protected from
retaliatory action for disclosing information under subch. III."
Wis. Stat. § 230.01(2) (emphases added). This policy contains
the very language we must interpret in this case. We cannot
construe the statute liberally in aid of disclosure of
information and protection from retaliatory action for
disclosure of information until we know what the terms
"disclosure of information" and "retaliatory action" mean. In
other words, we must first give these specific terms their
"common, ordinary, and accepted meaning[s]" or their "special
definitional meaning[s]" if definitions are provided. Kalal,
6
Wisconsin Stat. § 230.01 contains other state policies,
such as "correct[ing] pay inequities based on gender or race in
the state civil service system" and "tak[ing] affirmative action
which is not in conflict with other provisions of" Wis. Stat.
ch. 230. Wis. Stat. § 230.01(2). Schigur does not claim that
any of the other purposes affect our analysis and we do not
address them.
15
No. 2013AP1488
271 Wis. 2d 633, ¶45. Only when the content of these words is
identified can the rest of the statute be interpreted liberally
in aid of disclosure of information and protection from
retaliatory action.
¶32 The only issue we examine today to which this policy
might apply without necessitating circular reasoning is the
question of whether the DOJ believed Schigur lawfully disclosed
information under Wis. Stat. § 230.81. That issue requires us
to interpret Wis. Stat. § 230.80(8)(c). However, "a provision
can be construed 'liberally' as opposed to 'strictly' only when
there is some ambiguity to construe," Salazar v. Ramah Navajo
Chapter, 567 U.S. ___, 132 S. Ct. 2181, 2199 (2012) (Roberts,
J., dissenting), and as we will demonstrate, § 230.80(8)(c) is
not ambiguous.
¶33 Second, "[i]t is the policy of the state to ensure its
employees opportunities for satisfying careers and fair
treatment based on the value of each employee's services." Wis.
Stat. § 230.01(2). We are at a loss as to how this policy,
amorphous in this context, is supposed to alter our statutory
interpretation in this case. Schigur has not provided us with
any additional guidance. "[W]e do not usually address
undeveloped arguments." State v. Gracia, 2013 WI 15, ¶28 n.13,
345 Wis. 2d 488, 826 N.W.2d 87 (citation omitted).
¶34 In sum, there may be cases where the "liberal
construction" provision affects our analysis of a statute, but
this is not one of them. We proceed to address Schigur's
arguments.
16
No. 2013AP1488
B. Whether Schigur Lawfully Disclosed "Information"
Under Wis. Stat. § 230.81
¶35 Under Wis. Stat. § 230.83(1), "retaliatory action[s]"
are prohibited. One type of retaliatory action occurs when "a
disciplinary action [is] taken because . . . [an] employee
lawfully disclosed information under s. 230.81." Wis. Stat.
§ 230.80(8)(a).
¶36 Under Wis. Stat. § 230.81(1), "[a]n employee with
knowledge of information the disclosure of which is not
expressly prohibited by state or federal law, rule or regulation
may disclose that information to any other person." Wis. Stat.
§ 230.81(1) (emphases added). As stated, "information" is
defined in the statute as
[I]nformation gained by the employee which the
employee reasonably believes demonstrates: (a) A
violation of any state or federal law, rule or
regulation. (b) Mismanagement or abuse of authority
in state or local government, a substantial waste of
public funds or a danger to public health and safety.
Wis. Stat. § 230.80(5).
¶37 The DOJ argues that Schigur did not "disclose
information" under Wis. Stat. § 230.81.7 Schigur's argument in
7
Schigur argued before the circuit court and the court of
appeals below that the DOJ had forfeited this argument because
the DOJ did not raise the argument until it filed its motion for
reconsideration of the ALJ's non-final decision regarding the
DOJ's liability. It is unclear whether Schigur renews this
argument before this court. We have stated in an analogous
context that "[w]hen an issue involves a question of law rather
than of fact, when the question of law has been briefed by both
parties and when the question of law is of sufficient public
interest to merit a decision, this court may exercise its
discretion to address" an issue not raised until appeal. Apex
(continued)
17
No. 2013AP1488
response is that an opinion alone, as to the lawfulness or
appropriateness of certain government activity is "information"
under Wis. Stat. § 230.80(5). According to this reasoning, when
Schigur notified Myszewski, Sperry, and O'Donnell of her
concerns about the lawfulness or appropriateness of the security
detail that Myszewski had proposed, she was protected from
retaliatory action for that communication.
¶38 We agree with the conclusion of the court of appeals
that Wis. Stat. § 230.81(1) "does not cover employee statements
that merely voice opinions or offer criticism." DOJ v. DWD, 361
Wis. 2d 196, ¶27 (citation and internal quotation marks
omitted). We think the language of the statute clearly mandates
this interpretation.
¶39 The statute's definition of "information" itself
contains the word "information." The statute thus extends
protection only to the disclosure of a certain type of
information: (1) information gained by the employee; (2) that
the employee reasonably believes demonstrates one of the
enumerated inappropriate activities. Schigur's opinion
regarding the security detail's lawfulness or appropriateness
fulfills the second of these factors, but not the first.
Elec. Corp. v. Gee, 217 Wis. 2d 378, 384, 577 N.W.2d 23 (1998)
(party failed to raise issue in circuit court). All three
prerequisites are met in this case with regard to the DOJ's
argument that Schigur did not "disclose information."
Therefore, assuming without deciding that the DOJ forfeited this
argument, we will address the DOJ's argument.
18
No. 2013AP1488
¶40 Schigur's argument does not comport with the statute's
definition of information. If an opinion as to the lawfulness
or appropriateness of government activity itself constituted
"information gained by [an] employee," then under the statute
the employee would have to reasonably believe that the opinion
itself demonstrated inappropriate government conduct. But one
person's ultimate conclusion that certain conduct is unlawful or
inappropriate does not, alone, demonstrate unlawful or
inappropriate government conduct. For example, the statement "I
believe that it is illegal for the government to censor free
speech" does not in and of itself demonstrate that the
government has censored free speech; there are no facts alleged
in the conclusion that demonstrate that the government has
engaged in conduct that constitutes censorship. This is why
"information" in this context instead refers to the details of
underlying conduct rather than to an opinion alone, as to the
lawfulness or appropriateness of that conduct. An employee's
opinion——her "reasonabl[e] belie[f]," Wis. Stat. § 230.80(5)——
regarding that conduct's unlawfulness or inappropriateness is
necessary for the statute's protection to cover disclosure of
that conduct, but the conduct itself is the "information" that
is disclosed, not the opinion that the conduct is unlawful or
inappropriate. Cf. Kinzel v. Bd. of Regents of Univ. of Wis.
Sys., No. 2012AP1586, unpublished slip op., ¶19 (Wis. Ct. App.
Mar. 28, 2013) (examining Wis. Stat. § 230.90, which provides
protection from retaliation on the basis of an employee's
exercise of her free speech rights, and explaining that that
19
No. 2013AP1488
statute "does not cover employee statements that merely voice
opinions or offer criticism" (citation omitted)).8
¶41 We conclude that an opinion alone, as to the
lawfulness or appropriateness of government activity is not
"information" as that term is defined in Wis. Stat. § 230.80(5).9
C. Whether Other Portions of Schigur's E-mails Relating to the
Proposed Security Detail are "Disclosure[s]" of Information
under Wis. Stat. § 230.81
¶42 While Schigur's e-mail contained details regarding the
proposed security detail at the Republican National Convention,
she does not contend that these facts constitute "information."
8
Schigur attempts to draw a distinction between her opinion
and the opinion given by the plaintiff in Kinzel v. Board of
Regents of the University of Wisconsin System, No. 2012AP1586,
unpublished slip op. (Wis. Ct. App. Mar. 28, 2013). Schigur
claims the opinion in Kinzel was merely a "statement of personal
disapproval," not a belief that a law would be violated or that
state resources would be misused. That may be so, but as it
pertains to the issue before us, it is a distinction without a
difference.
9
Schigur claims that Kmetz v. State Historical Society, 304
F. Supp. 2d 1108 (W.D. Wis. 2004), rev'd in part on
reconsideration sub nom. Kmetz v. Vogt, No. 03-C-107-C, 2004 WL
298102 (W.D. Wis. Feb. 11, 2004), "compels a ruling" in her
favor on this issue. We do not agree with this contention. The
court in Kmetz did not conclude that an opinion alone as to the
lawfulness or appropriateness of certain government activity
constituted "information" under the statute it was analyzing,
Wis. Stat. § 895.65 (renumbered Wis. Stat. § 230.90; see 2005
Wis. Act 155, § 60). The court in that case was instead
concerned with the meaning of the word "disclosure." See Kmetz,
304 F. Supp. 2d at 1141. The Kmetz court held that "[§ 895.65]
does not protect employees that voice their opinions and offer
criticism." Id. at 1115. Schigur again attempts to distinguish
her opinion from the opinions given by the plaintiff in Kmetz,
but the distinctions do not affect our conclusion.
20
No. 2013AP1488
Schigur's attorney clarified multiple times at oral argument
Schigur's view that it was Schigur's opinion alone, as to the
lawfulness or appropriateness of government activity that
constituted "information" under Wis. Stat. § 230.80(5). For
instance, the following exchange occurred between Justice
Ziegler and Schigur's attorney:
Justice Ziegler: Can I try to clarify
something? . . . The "information" isn't the travel
with security detail. You're saying the "information"
is her legal opinion that doing so is unlawful.
Schigur's attorney: Exactly.
Justice Ziegler: There's a difference. I think
people were considering the "information" to be the
travel with security, versus, you're saying the
"information" is her legal opinion about that conduct
being unlawful.
Schigur's attorney: Yeah. Or the "information"
is her belief that the use of state resources in this
way was unlawful, constituted a violation of OSER.
¶43 And in response to a line of questioning posed by
Justice Gableman at oral argument, Schigur's attorney declared,
"[W]hat [Schigur] disclosed was not the existence of the
security detail. What she disclosed was its unlawfulness."
Schigur argues to the same effect in her brief: "For the Court
of Appeals (and the Circuit Court before it) to declare that an
expression of belief is not protected . . . is wrong."
¶44 Even assuming, without deciding, that other portions
of Schigur's e-mail constitute "information" under Wis. Stat.
§ 230.80(5), we nonetheless conclude that Schigur's
communication of this information is not protected under
21
No. 2013AP1488
§§ 230.80-.89 because the communication was not a "disclosure"
under Wis. Stat. § 230.81.
¶45 After attending the staff meeting led by Myszewski,
Schigur e-mailed Myszewski, Sperry, and O'Donnell. But as
Schigur made clear before the circuit court, "the decision to
utilize State agents to provide a security detail to the
Attorney General was known to those whom Schigur [e-mailed]."
Myszewski in particular is the person who had informed Schigur
of the proposed security detail in the first place.
¶46 Wisconsin Stat. §§ 230.80-.89 protects "employee
disclosure[s]" of information. Wis. Stat. § 230.81; see
§ 230.80(8); § 230.83. We have held, in another context, that
to "disclose" information, "the recipient must have been
previously unaware of the information at the time of the
communication." State v. Polashek, 2002 WI 74, ¶23, 253
Wis. 2d 527, 646 N.W.2d 330. We arrived at our definition of
the word "disclose" in Polashek after examining several
dictionary definitions of "disclose," as well as the
interpretations of that word by multiple federal courts. See
id., ¶20-22. We stated in that case that "a lack of knowledge
on the part of the recipient is inherent in a disclosure." Id.,
¶21.
¶47 "What is of paramount importance is that [the
legislature] be able to legislate against a background of clear
interpretive rules, so that it may know the effect of the
language it adopts." Finley v. United States, 490 U.S. 545, 556
(1989), superseded by statute as stated in Exxon Mobil Corp. v.
22
No. 2013AP1488
Allapattah Serv., Inc., 125 U.S. 546, 557-58 (2005). Therefore
we would require a convincing reason indeed to interpret
"disclose" any differently in this context.
¶48 Perhaps Schigur does not seriously pursue an argument
that other portions of her e-mail constitute disclosed
"information" under the statute because the argument would
require this court to adopt a definition of the word "disclose"
that would lead to truly absurd results. As discussed, to
disclose "information" under Wis. Stat. § 230.81, an employee
must disclose "information gained by the employee which the
employee reasonably believes demonstrates" enumerated types of
unlawful or inappropriate government activity. Wis. Stat.
§ 230.80(5). The definition of "information" makes clear that
the employee need only disclose the details of the underlying
conduct. The employee need not disclose her reasonable belief
that the information demonstrates unlawful or inappropriate
government activity; instead, the employee need only hold that
belief. If this court were to conclude that a "disclosure"
under § 230.81 does not require a lack of knowledge on the part
of the recipient, then an employee who merely repeated a
supervisor's statement back to the supervisor, while inwardly
believing that the conduct the statement described was unlawful
or inappropriate, would thereby become entitled to protection
under Wis. Stat. § 230.83 (assuming that the employee otherwise
complied with statutory procedures). This pushes the concept of
"whistleblowing" a tad too far.
23
No. 2013AP1488
¶49 We conclude that, under the specific facts of this
case, and assuming without deciding that Schigur's e-mail
contained "information" regarding the proposed security detail,
the communication of the information to Myszewski, Sperry, and
O'Donnell was not a "disclosure" under Wis. Stat. § 230.81
because the information was already known to the recipients of
the e-mails. Consequently, those portions of the e-mail are not
protected under Wis. Stat. § 230.83.
D. Whether the DOJ Believed Schigur Lawfully
Disclosed Information Under Wis. Stat. § 230.81
¶50 Another type of retaliatory action prohibited under
Wis. Stat. § 230.83 occurs when "a disciplinary action [is]
taken because . . . [t]he appointing authority, agent of an
appointing authority or supervisor believes the employee engaged
in any activity described in par. (a) or (b)." Wis. Stat.
§ 230.80(8)(c) (emphasis added). The activities referenced in
Wis. Stat. § 230.80(8)(a) and (b) are: "(a) The employee
lawfully disclosed information under s. 230.81 or filed a
complaint under s. 230.85(1)"; and "(b) The employee testified
or assisted or will testify or assist in any action or
proceeding relating to the lawful disclosure of information
under s. 230.81 by another employee."
¶51 Schigur argues that the DOJ engaged in retaliatory
action against her because it believed she disclosed information
under Wis. Stat. § 230.81. The DOJ argues in response that
Schigur forfeited the claim "by failing to timely assert it
24
No. 2013AP1488
before the administrative agency," and that we cannot review the
claim because it presents a question of fact.
¶52 Schigur did not argue before the ALJ that the DOJ
engaged in retaliatory action under Wis. Stat. § 230.80(8)(c).
However, the ALJ stated on the first day of the hearing on the
DOJ's liability that:
Ms. Schigur filed a complaint with the Wisconsin Equal
Rights Division . . . alleging that the [DOJ] violated
the Wisconsin Whistle Blower Law, Section 230.80-
230.89 of the Wisconsin Statutes, by taking
retaliatory action because she lawfully disclosed——or
the [DOJ] believed that she had disclosed information
under Section 230.81 Wis. Stats.
The ALJ's final decision similarly stated that Schigur had
proven by a preponderance of the evidence that the DOJ had
violated Wis. Stat. §§ 230.80-.89 by taking retaliatory action
against her "because she lawfully disclosed, or the [DOJ]
believed that she had lawfully disclosed, information" under
Wis. Stat. § 230.81.
¶53 Schigur contends that her argument that the DOJ
believed she disclosed information was a response to certain of
the DOJ's arguments that it raised for the first time in its
motion for reconsideration before the ALJ. The ALJ did not
reconsider her decision, concluding that the DOJ's new arguments
were "best addressed on appeal." Schigur says she raised her
Wis. Stat. § 230.80(8)(c) claim at the first possible
opportunity: before the circuit court. She reasserted the
argument again at the court of appeals, and the issue was one of
25
No. 2013AP1488
two that she presented in her petition for review before this
court.
¶54 The procedural circumstances of this case are somewhat
unique. As stated, supra note 7, "[w]hen an issue involves a
question of law rather than of fact, when the question of law
has been briefed by both parties and when the question of law is
of sufficient public interest to merit a decision, this court
may exercise its discretion to address" an issue not raised
until appeal. Apex Elec. Corp. v. Gee, 217 Wis. 2d 378, 384,
577 N.W.2d 23 (1998). Both parties have briefed the issue.10 As
will be shown, the issue Schigur raises is legal rather than
factual under the circumstances of this case. Finally, we
granted review of the issue and find it of sufficient public
interest to merit a decision. Therefore, assuming Schigur
forfeited the issue, a question we do not decide today, we
exercise our discretion to review the issue.
¶55 In arguing that the DOJ believed Schigur disclosed
information, Schigur states, "clearly the DOJ believed that
Schigur's disclosures were protected under the statute." In
other words, Schigur reads Wis. Stat. § 230.80(8)(c) as defining
retaliatory actions to include instances where a supervisor
10
The DOJ chose not to address the merits of the argument
in its brief, but we ordered briefing on the issues raised in
the petition for review. To rule that the parties had not
"briefed the issue" simply because the DOJ declined to brief it
when given the opportunity would be to give the DOJ control of
whether or not this court reviews a forfeited issue.
26
No. 2013AP1488
makes a mistake of law as to whether an employee's communication
is a "disclosure of information." According to this argument,
even if Schigur did not "disclose information" as defined in the
statute, she is still protected if the DOJ believed she
"disclosed information" as defined in the statute. Schigur
misinterprets § 230.80(8)(c). The most reasonable
interpretation of the provision is that it is aimed at
situations where a supervisor retaliates on the basis of a
mistake of fact, such as when a supervisor is told that an
employee engaged in conduct that could constitute disclosure of
information, but the employee had not in fact engaged in that
conduct. Put differently, § 230.80(8)(c) would be applicable,
for example, if a supervisor believed that an employee had sent
e-mail disclosures and retaliated against the employee on that
basis, but the employee had not in fact sent any such e-mails at
all.
¶56 Schigur essentially asks us to hold that although she
is not protected by Wis. Stat. §§ 230.80-.89, the DOJ believed
she was protected by §§ 230.80-.89, and she is therefore
protected. The argument is illogical: an employer would not
retaliate against an employee "because" the employer mistakenly
believed that the employee would receive protection against
retaliation. Wis. Stat. § 230.80(8). Instead, an employer
might retaliate against an employee because the employer
mistakenly believed that the employee had engaged in conduct
that the employee had not in fact engaged in.
27
No. 2013AP1488
¶57 Because there is no dispute in this case that Schigur
e-mailed Myszewski, Sperry, and O'Donnell11 after attending the
staff meeting led by Myszewski, and because there is no dispute
about the content of the e-mails, Wis. Stat. § 230.80(8)(c) is
not applicable here.
¶58 We conclude that Schigur's argument that the DOJ
believed that she "disclosed information" rests on a
misinterpretation of Wis. Stat. § 230.80(8)(c) and therefore
fails.
V. CONCLUSION
¶59 We conclude that: (1) an opinion alone, as to the
lawfulness or appropriateness of government activity is not
"information" as that term is defined in Wis. Stat. § 230.80(5);
(2) under the specific facts of this case, and assuming without
deciding that Schigur's e-mail contained "information" regarding
the proposed security detail, the communication of the
information to Myszewski, Jed Sperry, and Cindy O'Donnell was
not a "disclosure" under Wis. Stat. § 230.81 because the
information was already known to the recipients of the e-mails;
and (3) Schigur's argument that the DOJ believed that she
"disclosed information" rests on a misinterpretation of
§ 230.80(8)(c) and therefore fails. Accordingly, we affirm the
decision of the court of appeals.
11
We do not decide whether Schigur complied with the
procedural requirements of Wis. Stat. § 230.81(1) when she e-
mailed Myszewski, Sperry, and O'Donnell simultaneously.
28
No. 2013AP1488
By the Court.—The decision of the court of appeals is
affirmed.
¶60 DAVID T. PROSSER, J., and REBECCA G. BRADLEY, J., did
not participate.
29
No. 2013AP1488.awb
¶61 ANN WALSH BRADLEY, J. (dissenting).
¶62 The Wisconsin Legislature recognized the important
role of whistleblowers in maintaining accountable government.
The legislative purpose of the statute is expressly declared:
"It is the policy of this state to encourage disclosure of
information... and to ensure that any employee employed by a
governmental unit is protected from retaliatory action for
disclosing information..." Wis. Stat. § 230.01(2).
¶63 Employees are encouraged to disclose information,
including a violation of any law or regulation and any
mismanagement or substantial waste of public funds. Wis. Stat.
§ 230.80(5). In aid of this, the legislature has directed
that the statues "shall be construed liberally in aid of the
purposed declared..." Wis. Stat. § 230.02.
¶64 I write separately because the majority opinion
undermines the legislative purpose of Wisconsin's whistleblower
statute. First, the majority creates a heretofore unknown rule
that bars the application of the explicit legislative directive
of liberal construction. Second, it writes new language into
the statute thereby limiting the protections available to
whistleblowers. Third, it turns the legislative policy on its
head, creating an absurd result.
¶65 Contrary to the majority, I conclude that Joell
Schigur lawfully disclosed information pursuant to Wis. Stat.
§ 230.81. I would reverse the court of appeals and uphold the
1
No. 2013AP1488.awb
determination of the Department of Workforce Development, Equal
Rights Division. Accordingly, I respectfully dissent.
I
¶66 The Department of Justice ("DOJ") selected Joell
Schigur to be its Director of the Bureau of Public Integrity.
She was demoted after she sent emails to her supervisor, Michael
Myszewski, expressing her concern regarding Attorney General Van
Hollen's use of a taxpayer paid security detail at the upcoming
Republican National Convention.
¶67 Schigur wrote that she "was concerned that providing
state resources to the Attorney General while he participates in
a political activity off duty may violate OSER regulations and
state law." Attached to Schigur's email was a bulletin from the
Office of State Employee Relations ("OSER") regarding prohibited
political activities. Schigur explained that she was sending
the email "in hopes that this decision will be further evaluated
to avoid possible scrutiny of our Attorney General, our agency
and our special agents."
¶68 Schigur explained in a second email that "the concern
is not regarding agents participating in political activity;
rather can state resources be used by the AG at a political
event where he is not representing DOJ, rather the Republican
Party. Parallel issues came up in the Jensen/Chvala
investigation." Ultimately, no security detail was sent to the
Republican National Convention.
¶69 Prior to sending the above emails to Myszewski,
Schigur received quarterly job performance evaluations that were
2
No. 2013AP1488.awb
uniformly positive. Shortly before Schigur sent the emails,
Myszewski completed her 21-month probationary performance
evaluation. He wrote: "Joell continues to do an outstanding
job of leading the Public Integrity Bureau and the Internet
Crimes Against Children Program. Joell is a nationally
recognized leader in the area of protecting children from
Internet predators. Joell has successfully mastered all of the
objectives and standards for a bureau director. I recommend
that Joell be removed from probation and receive permanent
status as a director."
¶70 Yet, shortly after Schigur sent the emails to
Myszewski, she received her 24-month probationary performance
evaluation that was negative and markedly different from her
prior uniformly positive evaluations. As a result, Schigur was
removed from her Bureau Director position and demoted.
¶71 In its findings of fact, the Department of Workforce
Development, Equal Rights Division, found that "Schigur's
disclosure in her April 21 and 23, 2008 emails to Myszewski and
O'Donnel was a factor in DOJ's decision that she failed to pass
probation as a Bureau Director on May 21, 2008."1 The
Department determined that the DOJ violated Wis. Stat. § 230.80-
89 by "raking retaliatory action against [Schigur] because she
lawfully disclosed, or the Respondent believed that she had
lawfully disclosed, information under sec. 230.81."
1
Cindy O'Donnell, Administrator of the DOJ's Division of
Management Services, as well as Jed Sperry, the head of the
DOJ's Division of Criminal Investigation's tactical unit, also
received copies of the emails.
3
No. 2013AP1488.awb
¶72 The majority reverses the Department's determination.
It concludes that "under the specific facts of this case, and
assuming without deciding that Schigur's e-mail contained
'information' regarding the proposed security detail, the
communication of the information to Myszewski, Jed Sperry, and
Cindy O'Donnell was not a 'disclosure' under Wis. Stat. § 230.81
because the information was already known to the recipients of
the e-mails..." Majority op., ¶5. In reaching its conclusion,
the majority declines to follow the directive that the statute
be liberally construed to effect its purpose and instead writes
into the statute a "new" requirement.
II
¶73 "It is, of course, a solemn obligation of the
judiciary to faithfully give effect to the laws enacted by the
legislature..." State ex rel. Kalal v. Cir. Ct. for Dane Cty.,
2004 WI 58, ¶44, 271 Wis. 2d 633, 681 N.W.2d 110. Kalal
instructs that we must give judicial deference to the policy
choices enacted by the legislature." See Id., ¶44.
¶74 The majority turns a blind eye not only to the above
instructions but also to recognized rules of statutory
interpretation. Instead of embracing precedent, the majority
sub silencio overrules it, while creating its own contrary, and
heretofore unknown, rule of statutory interpretation.
¶75 The express mandate of Kalal, which the majority sub
silencio overrules, provides: "a plain-meaning interpretation
cannot contravene a textually or contextually manifest statutory
purpose." Id., ¶49. Kalal explained that purpose is "perfectly
4
No. 2013AP1488.awb
relevant to a plain-meaning interpretation of an unambiguous
statute" as long as it is ascertainable from the text of the
statute itself and not extrinsic sources. Id., ¶48.
¶76 But the majority will have none of this. It dutifully
sets forth the purpose that is ascertainable from the text as
declared by the legislature in Wis. Stat. § 230.01(2): "It is
the policy of this state to encourage disclosure of
information... and to ensure that any employee employed by a
governmental unit is protected from retaliatory action for
disclosing information..." Id., ¶30. The majority likewise
acknowledges that the legislature expressed in the text of Wis.
Stat. § 230.02 that it should be liberally construed: "Statutes
applicable to the office shall be construed liberally in aid of
the purposes declared in § 230.01." Majority op., ¶30 (citing
Wis. Stat. § 230.02).
¶77 Nevertheless, the majority contends that it cannot
apply the legislature's explicit directive to liberally construe
the statute. Why?
¶78 The majority claims that a provision can be construed
liberally only when there is some ambiguity to construe.2 It
also asserts that "[w]e cannot construe the statute liberally in
2
The majority applies this new rule of statutory
interpretation to Wis. Stat. § 230.80(8)(c), which prohibits
retaliation when a "supervisor believes the employee engaged in
any activity described in par. (a) or (b)." The activities
referenced in Wis. Stat. § 230.80(8)(a) include whether "[t]he
employee lawfully disclosed information under s. 230.81…"
Accordingly, the majority's statutory interpretation of Wis.
Stat. § 230.80(8)(c) cannot be separated from its interpretation
of Wis. Stat. § 230.81.
5
No. 2013AP1488.awb
aid of disclosure of information and protection from retaliatory
action for disclosure of information until we know what the
terms 'disclosure of information' and 'retaliatory action'
mean." Id., ¶31.
¶79 A liberal construction "is often used to signify an
interpretation which produces broader coverage or more inclusive
application of statutory concepts. What is called a liberal
construction is ordinarily one which makes a statute apply to
more things or in more situations than would be the case under a
strict construction." In re R.W.S., 162 Wis. 2d 862, 871-72,
471 N.W.2d 16 (1991) (citing Singer, Sutherland Statutory
Construction, sec. 58.02 (4th ed. 1984)).
¶80 The majority's reasoning that it cannot construe the
statute liberally until it first defines the terms in the
statute is backwards. "Liberal construction of any statute
consists in giving the words a meaning which renders it
effectual to accomplish the purpose or fulfill the intent which
it plainly discloses." State ex rel Mueller v. Sch. Dist. Bd.,
208 Wis. 257, 260, 242 N.W. 574 (1932).
¶81 Instead of applying the statutorily required liberal
construction, the majority defines the terms "disclose" and
"information" narrowly so that Schigur's claims do not fall
within the statute. It then reasons that we need not construe
the statute liberally because Schigur's claims do not fall
within the statute.
¶82 The point of liberal construction is to interpret the
statue in a way that furthers the legislative goal, which in
6
No. 2013AP1488.awb
this case is to protect employees who act as whistleblowers.
Yet, the majority has done the opposite here by defining the
terms of the statute in a way that denies protection for
whistleblowers.
¶83 The majority's contention that a statute cannot be
construed liberally unless it is ambiguous is a heretofore
unknown rule of statutory interpretation.3 It sub silencio
overrules the widely accepted rule of statutory interpretation
set forth in Kalal——that a plain-meaning interpretation cannot
contravene a textually manifest statutory purpose. 271 Wis. 2d
633, ¶49.
¶84 Kalal's well-recognized rule has been relied upon for
years by judges, attorneys and litigants.4 In fact, as recently
3
The majority cites to Justice Roberts's dissent in Salazar
v. Ramah Navajo Chapter, where he stated without citation that
"a provision can be construed 'liberally' as opposed to
'strictly' only when there is some ambiguity to construe." 132
S. Ct. 2181, 2199 (2012). Salazar is not controlling because it
concerns the interpretation of a government contract provision.
132 S. Ct. at 2199. While both the Indian Self-Determination
and Education Assistance Act ("ISDA") and government contracts
under the act are to be liberally construed, Justice Robert's
dissent concerns the interpretation of a government contract,
not the statutory language of the ISDA. Id. As in Wisconsin,
it is well established in U.S. Supreme Court jurisprudence that
a remedial statute is entitled to liberal construction in order
to effectuate legislative intent. See, e.g., Clifford F.
MacEvoy Co. v. U.S. ex rel. Clavin Tompinks Co., 322 U.S. 102
(1944) ("The [act] is highly remedial in nature. It is entitled
to a liberal construction and application in order to properly
effectuate the Congressional intent…").
4
See, e.g., Linveille v. City of Janesville, 184 Wis. 2d
705, 715-18, 516 N.W.2d 427 (1994) (In Wisconsin, a statute may
be liberally construed even if it is not ambiguous).
7
No. 2013AP1488.awb
as a few months ago, we again embraced that established rule of
statutory interpretation in State v. Williams, 2014 WI 64, ¶36,
355 Wis. 2d 581, 852 N.W.2d 467 ("In addition to the statutory
history and structure, the contextually manifest purposes of
[the statute] are relevant to our plain meaning analysis."). See
also State v. Dinkins, 2012 WI 24, ¶101, 339 Wis. 2d 78, 810
N.W.2d 787 ("scope, context, and purpose are perfectly relevant
to a plain-meaning interpretation of an unambiguous statute, so
long as they are ascertainable from the statute itself.
Importantly, a plain-meaning interpretation cannot contravene a
textually or contextually manifest statutory purpose.")
(Ziegler, J. dissenting) (quotations and citations omitted);
Brunton v. Nuvell Credit Corp., 2010 WI 50, ¶17, 325 Wis. 2d
135, 785 N.W.2d 302 ("A plain-meaning interpretation cannot
contravene a textually or contextually manifest statutory
purpose.") (citation omitted).
¶85 Unfortunately, the majority's newly minted rule of
statutory interpretation will have far-reaching consequences
that go well beyond this whistleblower statute. For example,
Wisconsin's Fair Employment law contains a legislative directive
that it be liberally construed to advance the purposes of the
statute. Wis. Stat. § 111.31(3). Likewise, Wisconsin's
Consumer Transactions law contains the same directive. Wis.
Stat. § 421.102(1). Will the legal rights of Wisconsin's
workers and consumers be similarly limited under the majority's
new rule of statutory interpretation?
8
No. 2013AP1488.awb
¶86 The numerous Wisconsin laws that contain similar
legislative directives range across the broadest spectrum of our
statutes. See, e.g., Wis. Stat. § 766.001(1) (Marital
Property); Wis. Stat. § 16.001(2) (Department of
Administration); Wis. Stat. § 32.71 (Eminent Domain); Wis. Stat.
§ 707.57(4) (Time-Share Ownership); Wis. Stat. § 231.24 (Health
and Educational Facilities Authority); Wis. Stat. § 401.305(1)
(Uniform Commercial Code); Wis. Stat. § 66.0301 (2)
(Intergovernmental Cooperation); Wis. Stat. § 645.01(3)
(Insurers Rehabilitation and Liquidation).
¶87 The juggernaut of the majority's analysis rests on its
new rule of statutory interpretation: a provision can be
construed liberally only when there is some ambiguity to
construe. Majority op., ¶32. As discussed above, the
majority's new rule: (a) bars the application of the statutory
directive of liberal construction to effectuate the legislative
purpose; (b) sub silencio overrules part of Kalal, a seminal
statutory interpretation case; and (c) has broad negative
consequences. Simply put, the majority's new rule of statutory
interpretation should not stand.
III
¶88 The majority's insistence that a "disclosure" must
contain "new" information writes language into the statute which
dramatically limits whistleblower protections. According to the
majority, in order to "disclose" information, "the recipient
must have been previously unaware of the information at the time
of the communication." Id., ¶46 (citing State v. Polashek, 2002
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WI 74, ¶23, 253 Wis. 2d 527, 646 N.W.2d 330). It maintains that
Schigur's emails were "not a 'disclosure' under Wis. Stat. §
230.81 because the information was already known to the
recipients of the e-mails." Id., ¶49. Accordingly, the
majority concludes that Schigur has no recourse under the law
for any retaliation that resulted from her emails regarding the
Attorney General's security detail at the Republican National
Convention.
¶89 The plain language of Wis. Stat. §§ 230.80-89 contains
no requirement that the disclosed information be previously
unknown. It neither contains the words "new" or "secret" nor
any other word or phrase that could be interpreted as a synonym.
Wis. Stat. § 230.81(1)(a) states:
An employee with knowledge of information the
disclosure of which is not expressly prohibited by
state or federal law, rule or regulation may disclose
that information to any other person. However, to
obtain protection under s. 230.83, before disclosing
that information to any person… the employee shall...
disclose the information in writing to the employee's
supervisor.
Wis. Stat. § 230.80(5)(a) and (b) define "information" as:
'Information' means information gained by the employee
which the employee reasonably believes demonstrates:
(a) A violation of any state or federal law, rule
or regulation.
(b) Mismanagement or abuse of authority in state
or local government, a substantial waste of
public funds or a danger to public health and
safety.
¶90 "It is presumed that the legislature is cognizant of
what language to include or omit when it enacts laws." In re
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Incorporation of Portion of Town of Sheboygan, 2001 WI App 279,
¶9, 248 Wis. 2d 904, 637 N.W.2d 770. Reading an unwritten
requirement for new or secret information into the whistleblower
statutes dramatically narrows the scope of protected disclosures
in contravention of legislative intent. As this court has
previously explained, "[o]ur duty to fulfill legislative intent
ensures that we uphold the separation of powers by not
substituting judicial policy views for the views of the
legislature." State ex rel. Hensley v. Endicott, 2001 WI 105,
¶7, 245 Wis. 2d 607, 629 N.W.2d 686 (quoting State ex rel.
Cramer v. Schwartz, 2000 WI 86, ¶17, 236 Wis. 2d 473, 613 N.W.2d
591).
¶91 The majority relies on State v. Polashek for its
conclusion that "disclosure" means "new information." Polashek
is a slender reed upon which to rest such a conclusion.
Although the Polashek court determined that "the term 'disclose'
in § 48.981(7) requires that the recipient not have knowledge of
the information communicated," its determination is not
controlling. 253 Wis. 2d 527, ¶3. It is construing a penal
statute, Wis. Stat. § 48.981(7)(f), which provides a criminal
penalty for the unauthorized disclosure of confidential
information relating to reports of suspected child abuse or
neglect. See id., ¶1.
¶92 Penal statutes are strictly construed. See, e.g.,
State v. Christensen, 110 Wis. 2d 538, 547, 329 N.W.2d 382
(1983). "This cannon of strict construction is grounded on two
public policies. The first favors notice as to what conduct is
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criminal. The second recognizes that 'since the power to
declare what conduct is subject to penal sanctions is
legislative, rather than judicial, it would risk judicial
usurpation of the legislative function for a court to enforce a
penalty where the legislature had not clearly and unequivocally
prescribed it.'" Id., 110 Wis. 2d 538, 546-457 (citations
omitted).
¶93 Given that Wis. Stat. § 48.981(7) is a penal statute,
the cannon of strict construction required the Polachek court to
interpret "disclosure" narrowly so that the definition of
criminal conduct under the statute was not expanded by the
judiciary. In Polachek, the disclosure of information was an
element of the crime. 253 Wis. 2d 527, ¶23. By narrowly
defining "disclosure of information" to recipients who were
unaware of the information, the Polachek court properly limited,
rather than expanded, criminal conduct under the statute.
¶94 The purpose and effect of Wis. Stat. §§ 230.80-89 is
the opposite of Wis. Stat. § 48.981(7) because the whistleblower
act is a remedial statute. In contrast to penal statutes,
"[u]nder the accepted law of Wisconsin and of other
jurisdictions, remedial statutes should be liberally construed
to 'suppress the mischief and advance the remedy which (the
statute) intended to afford.'" City of Madison v. Hyland, Hall
& Co., 73 Wis. 2d 364, 373, 243 N.W.2d 422 (1976). In this
case, the cannons of statutory interpretation demand that
"disclosure" and "information" be liberally construed so that
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protections for whistleblowers are advanced and retaliation by
employers is suppressed.
¶95 Wis. Stat. § 230.80(5)(a) and (b) define "information"
as:
'Information' means information gained by the employee
which the employee reasonably believes demonstrates:
(a) A violation of any state or federal law, rule
or regulation.
(b) Mismanagement or abuse of authority in state
or local government, a substantial waste of
public funds or a danger to public health and
safety.
¶96 The majority reaches two conclusions regarding why
Schigur's emails are not information under the statute. First,
"an opinion alone, as to the lawfulness or appropriateness of
government activity is not 'information' as that term is defined
in Wis. Stat. § 230.80(5)." Majority op., ¶5, 29, 41 & 59.
Second, "that under the specific facts of this case, and
assuming without deciding that Schigur's e-mail contained
'information' regarding the proposed security detail, the
communication... was not a 'disclosure'... because the
information was already known to the recipients of the e-mails."
Id., ¶29. I address each in turn.
¶97 I address first the majority's conclusion "that an
opinion alone, as to the lawfulness or appropriateness of
government activity is not 'information' as that term is defined
in Wis. Stat. § 230.80(5). Id., ¶29. Relying on Kinzel v. Bd.
of Regents of the Univ. of Wisconsin Sys., an unpublished court
of appeals decision, the majority asserts that Wis. Stat. §
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230.90 "does not cover employee statements that merely voice
opinions or offer criticism." Id., ¶40 (citing Kinzel, No.
2012AP1586, unpublished slip op., ¶19 (Wis. Ct. App. Mar. 28,
2013).
¶98 In Kinzel, the plaintiff claimed to have disclosed
information about an abuse of authority, which is protected
pursuant to Wis. Stat. § 230.80(5)(2). Kinzel, No. 2012AP1586,
¶20. The court of appeals determined that Kinzel did not
disclose information about an abuse of authority, but "merely
gives his opinion and criticizes." Id. Kinzel did "not set
forth specific facts regarding the events associated with the
suspension." Id., ¶21. Kinzel did "not present any information
supporting his opinion that these people are blameless." Id.,
¶22.
¶99 In furtherance of its discussion, the majority offers
a sample of the type of opinion that was addressed in Kinzel and
deemed inadequate to constitute "information." The majority
offers: "For example, the statement 'I believe that it is
illegal for the government to censor free speech.'" Majority
op., ¶40. If that were the genre of opinion that was offered by
Schigur, I would agree with the majority that without more, it
is not information. But here there was more, much more.
¶100 Schigur did not merely voice a generic opinion saying
"I believe that it is illegal for the DOJ to violate the law and
expend taxpayer money for private political purposes." As the
Director of the Bureau for Public Integrity, she included
specifics facts underlying the concerns that she advanced:
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● The Attorney General was going to use a state paid
security detail while he attended the Republican
National Convention.
● She raised a concern about the use of state resources
given the facts that he would be "off duty," not
representing the DOJ, but rather representing a
political party.
● She provided a copy of the state regulation that she
thought may be violated.
● She cited to "parallel issues (that) came up in the
Jensen/Chvala investigation."
¶101 The facts demonstrate a "reasonable belief" for her
concern that there may be a violation of a law or regulation and
a "reasonable belief" that that there may be "mismanagement" of
or "a substantial waste of public funds." This is the very
definition of information under the statute and it is exactly
what the statue required.
¶102 Even if the rewriting of the statue by the majority
inserting the word "new" into it were to be condoned, the facts
here would meet that test. Until Schigur sent her supervisor
emails expressing her concern, he was unaware that she
reasonably believed that the DOJ might be violating the law or
committing an abuse of funds. Yet, the majority cannot allow
Schigur's concern to be interpreted as new information because
it would satisfy even the most restrictive definition of
"disclose."
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¶103 The majority advances next that even assuming that the
emails provided information, it was not a "disclosure... because
the information was already known to the recipients of the e-
mails." Majority op., ¶29.
¶104 The majority goes so far as to argue that "[t]he
employee need not disclose her reasonable belief that the
information demonstrates unlawful or inappropriate government
activity; instead, the employee need only hold that belief."
Id., ¶48 (emphasis in the original). This assertion finds no
support in the plain language of the statute.
¶105 What about an attorney who is called upon to provide
a purely legal opinion about whether facts revealed by another
employee constitute illegality or misuse of state funds? The
attorney would be compelled to disclose her legal opinion, but
would not be protected under the whistleblower act because the
opinion would not be "information." The firing of an attorney
because she does not give the legal opinion that her supervisor
wants should violate the statute. However, under the majority's
analysis, the attorney could be fired without recourse for
providing an ethical, but unpopular, legal opinion.
¶106 The majority has taken a statutory notice requirement
from Wisconsin's whistleblower law and turned it into a double-
edged sword. Under the majority's decision, a government
employee who tries to prevent wrongdoing risks losing
whistleblower protection even if she complies with the law. If
an employee does not provide her supervisor with notice of an
alleged wrongdoing, she has no protection under the law.
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However, according to the majority, if the supervisor already
knows about the wrongdoing, the whistleblower still has no
protection under the law even though she provided the required
notice.
IV
¶107 Statutory language should be interpreted "reasonably,
to avoid absurd or unreasonable results." Kalal, 271 Wis. 2d
633, ¶46. The majority's statutory interpretation of
"disclosure" and "information" leads to an absurd and
unreasonable result. In some instances the majority's
interpretation would protect the wrongdoer, rather than the
whistleblower. For example, what if an employee reported
evidence of theft to her supervisor without knowing that he was
actually the thief? The corrupt supervisor could fire the
employee and she would have no protection as a whistleblower
because the information was already known. This result turns
the legislative purpose of the act on its head by discouraging,
rather than encouraging, reporting.
¶108 Pursuant to Wis. Stat. § 230.81(1)(a), an employee
with knowledge of information shall disclose the information in
writing to her supervisor before disclosing it to any other
person. The majority has taken a simple notice requirement and
turned it into a trap for the unwary. "Employees should not be
discouraged from the normal route of pursuing internal remedies
before going public with their good faith allegations. Passaic
Valley Sewerage Comm'rs v. U.S. Dep't of Labor, 992 F.2d 474,
478 (3rd Cir. 1993).
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¶109 "Indeed, it is most appropriate, both in terms of
efficiency and economics... that employees notify management of
their observations..." Id. "Employers benefit from a system in
which the employee reports suspected violations to the employer
first; the employee should not, in any event, be penalized for
bestowing that benefit on the employer." Sullivan v.
Massachusetts Mut. Life Ins. Co., 802 F.Supp. 716, 725 (D. Conn.
1992). Under the majority's decision, an employee is penalized
for reporting a violation if the supervisor already knew about
the violation.
¶110 The consequences of this decision may be far-
reaching. Not only will whistleblowers suffer retaliation
without recourse, but all of Wisconsin's citizens lose
protection against government corruption. Absent legal
protections, it will be the rare employee who will risk her
livelihood to act as a whistleblower. "Without employees who
are willing to risk adverse employment consequences as a result
of whistleblowing activities, the public would remain unaware of
large-scale and potentially dangerous abuses." Dolan v. Cont'l
Airlines, 563 N.W.2d 23, 26 (Mich. 1997).
V
¶111 In its findings of fact, the Department concluded
that "Schigur's disclosure in her April 21 and 23, 2008 emails
to Myszewski and O'Donnel was a factor in DOJ's decision that
she failed to pass probation as a Bureau Director on May 21,
2008." We will uphold an agency's findings of fact if they are
supported by credible and substantial evidence. See, e.g.,
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Brown v. State Dep't of Children and Families, 2012 WI App 61,
¶11, 341 Wis. 2d 449, 819 N.W.2d 827. No one has argued here
that this finding of fact is not supported by credible and
substantial evidence. We must therefore resolve this case with
the understanding that this fact is exactly as the Department
found.
¶112 In sum, for the reasons stated above, I conclude that
Schigur lawfully disclosed information pursuant to Wis. Stat.
§ 230.81. Therefore, I would reverse the court of appeals and
uphold the decision of the Department of Workforce Development,
Equal Rights Division, which concluded that the DOJ violated
Wis. Stat. §§ 230.80-89 when it terminated Joell Schigur's
probation. Accordingly, I respectfully dissent.
¶113 I am authorized to state that Justice SHIRLEY S.
ABRAHAMSON joins this opinion.
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