Filed 1/25/16 Marriage of Goldberg CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(El Dorado)
----
In re the Marriage of PATRICIA and EDWARD C077384
GOLDBERG.
PATRICIA GOLDBERG, (Super. Ct. No. PFL20090348)
Respondent,
v.
EDWARD GOLDBERG,
Appellant.
Appellant Edward Goldberg (husband) appeals from a July 23, 2014, court order,
which in relevant part compels husband to pay to respondent Patricia Goldberg (wife)
$45,000 in attorney fees. Husband contends the order is an improper modification of a
final judgment. We agree and reverse the July 23, 2014, order.
I. BACKGROUND
A status only judgment dissolving the parties’ marriage was entered on
January 19, 2011.
1
On March 15, 2011, the parties appeared before Judge Melikian on numerous
issues, including wife’s pending motion for attorney fees and sanctions, filed in August
2010. Husband noted that Judge Proud previously ordered him to pay $15,000 in
attorney fees, which he already paid. After hearing argument on the issue of fees, Judge
Melikian ruled:
“THE COURT: I’m going to order that attorney’s fees be ordered from [husband]
to [wife] in the sum of $45,000. That’s my ruling.
“[WIFE’S COUNSEL]: Payable forthwith?
“THE COURT: Payable forthwith.
“[WIFE’S COUNSEL]: Thank you.
“THE COURT: Any questions?
“[WIFE’S COUNSEL]: No.
“[HUSBAND’S COUNSEL]: That’s retroactively modifiable?
“THE COURT: Absolutely. Everything is modifiable.”
The written findings and order after hearing were issued on October 7, 2011. The
written order reflected Judge Melikian’s ruling that husband pay to wife $45,000 in
attorney fees, payable “forthwith.” Wife’s request for sanctions and husband’s request
for attorney fees and sanctions were set for trial in May 2011, along with several other
matters.
On June 1, 2012, the parties appeared before Judge Proud with their counsel.
Among other issues raised, husband’s counsel noted that “there was an issue as to the
retroactivity of a $45,000 attorney fees award that Judge Melikian made.
“[HUSBAND’S COUNSEL]: [Wife’s counsel] and I have not been able to resolve
the retroactivity question. I am going to be filing a motion today. I have the motion . . .
[a]nd as far as I’m concerned, if you want to, you can just kick it over to the date of trial.
“THE COURT: That’s what I’m thinking. Can’t we just address that at the time
of trial.
2
“[HUSBAND’S COUNSEL]: Absolutely.
“THE COURT: Go ahead and file your motion, and we’ll just put it on the trial
date.”
The issue of attorney fees, along with several other issues, went to trial before
Judge Proud on July 24, 2012, and continued for four days.1 Husband appeared with
counsel; wife appeared in propria persona.
On August 10, 2012, at the court’s request, husband submitted a posttrial closing
brief. In his brief, husband asked that Judge Melikian’s order compelling him to pay to
wife $45,000 in attorney fees be “retroactively modified downward and that no future
fees be awarded.” After laying out evidence he presented at trial, husband argued:
“Looking at the totality of the circumstances, including the income that is available for
the parties, the fact that Husband has already paid $15,000.00 for Wife’s fees (by order of
November 5, 2009[,] and May 17, 2010), and the conduct and tactics of Wife’s ‘shadow
counsel’ in churning emotions, Husband maintains that the $45,000.00 should be reduced
substantially, if not completely eliminated.”
Judge Proud issued his tentative decision in writing on September 14, 2012
(September 14 order). On page 15 of his 16-page decision, Judge Proud ruled on the
issue of attorney fees: “To date, [husband] has paid $15,000.00 toward[] attorney fees
for [wife]. The court has not counted the $10,000.00 paid May 7, 2009[,] because he was
given credit for this amount in the support arrears calculation. According to [wife] she
has incurred in excess of $120,000.00 in attorney fees up to the trial, about $85,000.00 of
which has been paid. [Husband] has incurred approximately the same in fees. The court
finds that based on the 1st order for support each party had sufficient [] income to satisfy
the conditions of Family Code section 2032. Therefore, the court orders that other than
1 The record does not include a reporter’s transcript from that trial.
3
the $15,000.00 previously ordered payable from [husband] to [wife] for attorney fees,
each side shall be responsible for their own attorney fees and costs incurred in this
litigation.”
Husband filed his request for a statement of decision on October 2, 2012. Therein,
husband asked the trial court “[t]he factual basis in support of the Court’s finding that
with the exception of fees paid, each side would bear their own attorney fees.” The
record does not include a response from the trial court. On June 6, 2013, however, the
trial court issued a judgment of dissolution on reserved issues wherein the trial court
ruled that, “Other than the $15,000.00 previously ordered payable from [husband] to
[wife] for attorney fees, each side shall be responsible for their own attorney fees and
costs incurred in this litigation.” Notice of entry of judgment was filed the same day.
Wife then filed a motion for “enforcement of order” on or about August 29, 2013.
In her motion, wife asked the trial court to compel husband to pay, among other things,
the $45,000 in attorney fees that were ordered by Judge Melikian on March 15, 2011.
Husband opposed Wife’s motion. With regard to the $45,000 in attorney fees, he argued
Judge Melikian’s March 15, 2011, order (March 15 order) was “vacated” by Judge Proud
in his September 14 order after trial, which was then incorporated into the June 6, 2013,
judgment.
Judge Proud heard wife’s motion on October 3, 2013. Husband appeared with
counsel; wife again appeared in propria persona. Judge Proud initially observed that, “I
think [husband’s] position is that that order of $45,000 was somehow rescinded. To be
quite candid with you, I don’t think that’s what happened, but I’ll take a look at what the
order says.” Husband’s counsel responded that he was not arguing the order was
“rescinded” but that the judgment “indicated there would be no attorney’s fees payable as
part of the judgment.”
Judge Proud continued with his recollection of what happened at trial: “[W]hen I
made my order, it was my—again, maybe I shouldn’t be saying anything, but I believe I
4
was thinking that the additional fees would only be the additional 15,000 that I ordered,
because I had already made the order for the 45-, and I think there was another order for
fees. I can’t remember. I think there were two of them.” Judge Proud agreed to look at
the issue and provide his tentative ruling in writing, allowing both parties to present any
objections, and then setting it again for oral argument if necessary.
On October 16, 2013, Judge Proud issued his tentative decision, titled: “Tentative
Ruling On: [Wife’s] Motion For Attorney’s Fees; Clarification Of September 14, 2012[,]
Ruling.” The decision states:
“After a review of the file the court finds that on March 15, 2011[,] Judge
Melikian ordered [husband] to pay [wife] the sum of $45,000.00 for [wife’s] attorney
fees. Said amount was payable ‘forthwith.’ That order for fees is final; it has never been
rescinded, modified or reduced, nor would this court have the ability to modify another
judge’s order that is final.
“Also, the court notes that although a support order payable from [husband] to
[wife] was made by stipulation in 2010; as of the date of Judge Melikian’s March 15,
2011[,] order, [husband] was substantially in arrears on support. The court is inclined to
modify its September 14, 2012[,] ruling at page 12, line 22 to read:
“ ‘Other than the $15,000.00 [husband] has paid toward [] [wife’s] attorney fees
and the court order of March 15, 2011[,] awarding [wife] $45,000.00 for attorney fees,
the court orders each side shall be responsible for their own attorney fees and costs
incurred in this litigation.’
“Either side requesting oral or written argument shall file said request within 30
days of the date of this order. If no request is made the modification set forth herein will
become the order of the court.”
On or about November 21, 2013, husband filed his objection to the court’s
tentative ruling. Husband argued the trial court was wrong in believing it lacked
authority to modify Judge Melikian’s order because Judge Melikian’s order was, by its
5
terms, modifiable. On the other hand, husband argued, the court’s September 14 order
after trial, which was later incorporated into the judgment, was a final judgment that was
not subject to modification. The trial court, therefore, erred in modifying that judgment.
On March 17, 2014, the trial court issued an ex parte minute order finding no
opposition was made to its October 16, 2013, tentative ruling. The court thus deemed the
tentative ruling “as the final order.”
After issuing the March 17, 2014, order, the court received husband’s opposition.
Accordingly, on July 23, 2014, the court issued another ex parte minute order, wherein
the court acknowledged having reviewed husband’s opposition but nevertheless ruling
that “the final order that was ordered on 3/17/14 as the order and the ruling stands.”
Husband appeals from that order.
II. DISCUSSION
Husband contends the March 15 order was retroactively modifiable, that the trial
court modified the March 15 order in its September 14 order, and the court exceeded its
jurisdiction when, in its July 23, 2014, order, the court modified the September 14 order,
which was final. Wife argues, in response, that the March 15 order was not retroactively
modifiable and the trial court did not modify the September 14 order, but simply
“clarified” it. Husband has the better argument.
The court’s ruling on March 15, 2011, and the written findings and order issued
after the hearing are not models of clarity. We conclude, however, that the order was not
final because it was made retroactively modifiable. Not only did Judge Melikian
expressly tell the parties the order was retroactively modifiable, but the issue of fees in
the March 15 order was set for trial. If the March 15 order were a final order, trial would
not have been necessary. The record does not include a reporter’s transcript from the trial
that included whether to modify the March 15 order for fees, but it is evident from
husband’s posttrial brief that modifying the March 15 order was actually litigated at trial.
6
On the contrary, the September 14 order was a final order, which was later
incorporated into the June 6, 2013, judgment. The trial court was, therefore, limited in its
ability to change the September 14 order. “ ‘Independent of statute, a trial court has
power to correct mistakes and to annul orders and judgments inadvertently or
improvidently made. A trial court has power to vacate judgments and orders
inadvertently made which are not actually the result of the exercise of judgment. It has
no power, however, having once made its decision after regular submission, to set aside
or amend judicial errors except under appropriate statutory proceedings.’ [Citations.]”
(Denton v. Denton (1971) 18 Cal.App.3d 708, 715; see also 7 Witkin, Cal. Procedure (5th
ed. 2008) Judgment, §65, p. 600.) Those statutory proceedings are: a motion for new
trial (Code Civ. Proc., § 659, subd. (a)); a motion to vacate the judgment (Code Civ.
Proc., §§ 663, 663a); and a motion to modify the judgment based on mistake,
inadvertence, or excusable neglect (Code Civ. Proc., § 473, subd. (b)). None of these
procedures were followed here. Accordingly, the court acted in excess of its jurisdiction
in modifying the September 14 order.
Wife contends Judge Proud did not modify the September 14 order, but merely
clarified it. Her claim is not supported by the record. In his September 14 order, Judge
Proud found that “based on the 1st order for support each party had sufficient [] income
to satisfy the conditions of Family Code section 2032.” This finding reflects the court's
determination that both parties had "sufficient financial resources to present [their
respective] case[s] adequately." (Fam. Code, § 2032, subd. (b).) Accordingly, he ruled
that husband would pay no more in attorney fees than the $15,000 he had already paid.
Judge Proud ruled to the contrary in his October 16, 2013, order.
In his October 16, 2013, order, Judge Proud found that wife lacked sufficient
financial resources to present her case adequately because, although there was an order
for support, husband was substantially in arrears: “although a support order payable from
[husband] to [wife] was made by stipulation in 2010; as of the date of Judge Melikian’s
7
March 15, 2011[,] order, [husband] was substantially in arrears on support.” This is not a
clerical change, nor is it a mere clarification, it reflects a change in the court’s opinion
regarding the evidence presented at the July 24, 2014, trial. The court’s decision then to
“modify its September 14, 2012[,] ruling” to include the $45,000 order for attorney fees
is a change in the substance of the judgment. This, the court was not permitted to do.
“Once made, a judicial pronouncement cannot be set aside except as provided by law.
Certainly it cannot be set aside by the judge who pronounced it simply changing his mind
on the law or the facts.” (Nacht v. Nacht (1959) 167 Cal.App.2d 254, 265.)
III. DISPOSITION
The trial court’s July 23, 2014, order is reversed and vacated. Costs on appeal are
awarded to husband. (Cal. Rules of Court, rule 8.278(a)(1), (2).)
/S/
RENNER, J.
We concur:
/S/
NICHOLSON, Acting P. J.
/S/
MAURO, J.
8