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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
GUILLERMO R. ENCISO,
Appellant No. 1878 EDA 2015
Appeal from the Judgment of Sentence Entered November 21, 2014
In the Court of Common Pleas of Chester County
Criminal Division at No(s): CP-15-CR-0003896-2013
BEFORE: GANTMAN, P.J., BENDER, P.J.E., and PLATT, J.*
MEMORANDUM BY BENDER, P.J.E.: FILED FEBRUARY 10, 2016
Appellant, Guillermo R. Enciso, appeals nunc pro tunc from the
November 21, 2014 judgment of sentence of 11½ to 23 months’
incarceration, imposed after a jury convicted him of carrying a firearm
without a license, 18 Pa.C.S. § 6106(a)(1). Appellant challenges the
sufficiency of the evidence to sustain his conviction, and also asserts that
the Commonwealth violated Brady v. Maryland, 373 U.S. 83 (1963), by
not turning over certain exculpatory evidence to the defense. Additionally,
Appellant’s counsel, Maria Heller, Esq., seeks to withdraw her representation
of Appellant pursuant to Anders v. California, 386 U.S. 738 (1967), and
Commonwealth v Santiago, 978 A.2d 349 (Pa. 2009). After careful
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*
Retired Senior Judge assigned to the Superior Court.
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review, we affirm Appellant’s judgment of sentence and grant counsel’s
petition to withdraw.
On October 5, 2013, Appellant was arrested and charged with various
offenses, including attempted homicide, conspiracy to commit homicide,
carrying a firearm without a license, possessing an instrument of crime
(PIC), and recklessly endangering another person (REAP). Appellant’s
charges stemmed from his involvement in a gang-related altercation among
a large group of men, which culminated in the stabbing of the victim, Javier
Bedolla. While the Commonwealth did not present evidence that Appellant
had stabbed the victim, several witnesses testified that Appellant was
involved in the physical fight, and at one point he fired a gun into the air.
Appellant proceeded to a jury trial in August of 2014, on numerous
charges, including those stated supra. At trial,
Appellant’s … defense was that [he] and his group were
surrounded and that [he] fired the gun in the air to stop the
violence. Furthering this strategy[,] at the conclusion of trial,
Appellant’s attorney agreed with the court that a self-defense
and defense of others jury instruction was appropriate.
Anders Brief at 9 (citation to the record omitted). At the close of trial, the
jury acquitted Appellant of all charges except PIC, REAP, and carrying a
firearm without a license. Appellant filed a motion for judgment of acquittal
on August 29, 2014, which the trial court granted with respect to Appellant’s
PIC and REAP charges. Therefore, his only remaining conviction was for the
firearm offense.
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Appellant proceeded to a sentencing hearing on November 21, 2014.
Before the court imposed Appellant’s sentence,
there was a discussion on the record regarding information that
should have been disclosed by the prosecution. Specifically, the
[Commonwealth] had not disclosed to the defense that the first
officer on the scene of the crime had seen the victim surrounded
by numerous Hispanic shirtless men with tattoos. This
information was deemed relevant since the defense’s theory of
the case was self-defense [or defense of others]. The
[Commonwealth] disclosed the information to … Appellant’s
attorney, and to the court after the jury returned its verdict, but
before the court sentenced Appellant.
Appellant’s attorney placed on the record [at the
November 21, 2014 sentencing hearing] that he had discussed
the lack of disclosure and the implications of prosecutorial
misconduct with Appellant. Appellant’s attorney stated that in
lieu of pursuing the prosecutorial misconduct issue by way of an
evidentiary hearing, Appellant had decided to waive this right
and agreed to a reduced negotiated sentence on the remaining
charge [of carrying a firearm without a license].
Due to Appellant’s prior record score, the Pennsylvania
Sentencing Guidelines suggested a standard guideline range of
forty-eight (48) to sixty (60) months[’ incarceration] on the
remaining [firearm] charge…. The firearm charge … [carries] a
statute maximum sentence of forty-two (42) to eighty-four (84)
months’ confinement. Appellant’s guideline sentence range,
therefore, exceeded the statutory maximum.
Due to the [Commonwealth’s] non-disclosure, [it] offered
Appellant a negotiated sentence in exchange for not pursuing
the prosecutorial misconduct issue. Pursuant to the parties’
agreement, Appellant was sentenced on November 21, 2014[,]
to eleven and a half (11½) … to twenty-three (23) months’
confinement for the charge of [carrying a firearm without a
license,] with credit for time served….
Anders Brief at 3-4 (citations to the record omitted).
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Appellant did not file a notice of appeal. However, he filed a timely
petition under the Post Conviction Relief Act (PCRA), 42 Pa.C.S. §§ 9541-
9546, seeking the restoration of his appeal rights nunc pro tunc. The court
granted that petition and appointed Attorney Heller of the Chester County
Public Defender’s Office to represent Appellant. Attorney Heller filed a nunc
pro tunc notice of appeal on Appellant’s behalf. The trial court ordered
Appellant to file a Pa.R.A.P. 1925(b) statement and, in response, Attorney
Heller submitted a Rule 1925(c)(4) statement of her intent to file an Anders
brief.
Attorney Heller filed a petition to withdraw in this Court on October 27,
2015, and thereafter submitted an Anders brief setting forth the following
two issues that Appellant seeks to raise on appeal:
I. Should the [carrying a firearm without a license] … charge
have been dismissed with prejudice due to prosecutorial
misconduct?
II. Was the evidence sufficient to prove the charge [of carrying a
firearm without a license] … beyond a reasonable doubt?
Anders Brief at 2.
“When faced with a purported Anders brief, this Court may not review
the merits of any possible underlying issues without first examining
counsel’s request to withdraw.” Commonwealth v. Goodwin, 928 A.2d
287, 290 (Pa. Super. 2007) (en banc) (citation omitted).
Prior to withdrawing as counsel on a direct appeal under
Anders, counsel must file a brief that meets the requirements
established by our Supreme Court in Santiago. The brief must:
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(1) provide a summary of the procedural history and facts,
with citations to the record;
(2) refer to anything in the record that counsel believes
arguably supports the appeal;
(3) set forth counsel's conclusion that the appeal is
frivolous; and
(4) state counsel's reasons for concluding that the appeal
is frivolous. Counsel should articulate the relevant facts of
record, controlling case law, and/or statutes on point that
have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361. Counsel also must provide a copy of
the Anders brief to his client. Attending the brief must be a
letter that advises the client of his right to: “(1) retain new
counsel to pursue the appeal; (2) proceed pro se on appeal; or
(3) raise any points that the appellant deems worthy of the
court[']s attention in addition to the points raised by counsel in
the Anders brief.” Commonwealth v. Nischan, 928 A.2d 349,
353 (Pa. Super. 2007), appeal denied, 594 Pa. 704, 936 A.2d 40
(2007).
Commonwealth v. Orellana, 86 A.3d 877, 879-880 (Pa. Super. 2014).
After determining that counsel has satisfied these technical requirements of
Anders and Santiago, this Court must then “conduct an independent
review of the record to discern if there are any additional, non-frivolous
issues overlooked by counsel.” Commonwealth v. Flowers, 113 A.3d
1246, 1250 (Pa. Super. 2015) (citations and footnote omitted).
In this case, Attorney Heller’s Anders brief complies with the above-
stated requirements. Namely, she includes a summary of the relevant
factual and procedural history, she refers to portions of the record that could
arguably support Appellant’s claims, and she sets forth her conclusion that
Appellant’s appeal is frivolous. She also explains her reasons for reaching
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that determination, and supports her rationale with citations to the record
and pertinent legal authority. Attorney Heller also states in her petition to
withdraw that she has supplied Appellant with a copy of her Anders brief,
and she has attached a letter directed to Appellant in which she informs him
of the rights enumerated in Nischan.1 Accordingly, counsel has complied
with the technical requirements for withdrawal. We will now independently
review the record to determine if Appellant’s issues are frivolous, and to
ascertain if there are any other non-frivolous issues he could pursue on
appeal.
Appellant first seeks to argue that the Commonwealth committed a
Brady violation by not disclosing that the first responding officer had
witnessed “the victim on the ground surrounded by numerous Hispanic[,]
shirtless men with tattoos.” Anders Brief at 10. Attorney Heller first
concludes that this claim is frivolous because Appellant waived his right to
assert this Brady issue at the November 21, 2014 sentencing hearing. Id.
at 16-17. Alternatively, Attorney Heller notes that Appellant would not be
able to prove that the Commonwealth committed a Brady violation, even if
he had not waived this claim. Because, for the reasons stated infra, we
agree with Attorney Heller that Appellant’s Brady claim is frivolous, we need
not consider whether he waived this issue for our review.
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1
Appellant has not filed a response to counsel’s petition to withdraw or
Anders brief.
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Our Supreme Court has stated that,
in order to establish a Brady violation, a defendant must show
that: (1) evidence was suppressed by the state, either willfully
or inadvertently; (2) the evidence was favorable to the
defendant, either because it was exculpatory or because it could
have been used for impeachment; and (3) the evidence was
material, in that its omission resulted in prejudice to the
defendant. See Commonwealth v. Lambert, 584 Pa. 461,
471, 884 A.2d 848, 854 (2005); Commonwealth v. Collins,
585 Pa. 45, 68, 888 A.2d 564, 577–78 (2005). However, “[t]he
mere possibility that an item of undisclosed information might
have helped the defense, or might have affected the outcome of
the trial, does not establish materiality in the constitutional
sense.” Commonwealth v. Chambers, 570 Pa. 3, 29, 807 A.2d
872, 887 (2002) (citation omitted and emphasis added). Rather,
evidence is material “only if there is a reasonable probability
that, had the evidence been disclosed to the defense, the result
of the proceeding would have been different. A reasonable
probability is a probability sufficient to undermine confidence in
the outcome.” Id. at 29, 807 A.2d at 887–88.
Commonwealth v. Willis, 46 A.3d 648, 656 (Pa. 2012) (emphasis in
original; one internal citation omitted).
Here, Attorney Heller concludes that the first two Brady prongs are
arguably met in this case, but reasons that Appellant cannot demonstrate
that the withheld evidence would have changed the outcome of his case.
We agree. Certainly, the withheld evidence supports Appellant’s claim that
he acted in self-defense, or in defense of others. However, the officer’s
testimony that he saw the victim on the ground surrounded by other men
has absolutely no bearing on whether Appellant was carrying a firearm
without a license. Accordingly, Appellant cannot demonstrate that this
evidence would have changed the outcome of the proceedings, where the
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only conviction that resulted therefrom was for the offense of carrying a
firearm without a license. Accordingly, we agree with Attorney Heller that
Appellant’s Brady claim is frivolous.
Next, Appellant challenges the sufficiency of the evidence to sustain
his conviction. Our standard of review of a challenge to the sufficiency of
the evidence is as follows:
In reviewing a sufficiency of the evidence claim, we must
determine whether the evidence admitted at trial, as well as all
reasonable inferences drawn therefrom, when viewed in the light
most favorable to the verdict winner, are sufficient to support all
elements of the offense. Commonwealth v. Moreno, 14 A.3d
133 (Pa. Super. 2011). Additionally, we may not reweigh the
evidence or substitute our own judgment for that of the fact
finder. Commonwealth v. Hartzell, 988 A.2d 141 (Pa. Super.
2009). The evidence may be entirely circumstantial as long as it
links the accused to the crime beyond a reasonable doubt.
Moreno, supra at 136.
Commonwealth v. Koch, 39 A.3d 996, 1001 (Pa. Super. 2011).
The offense of carrying a firearm without a license is defined as
follows:
(a) Offense defined.--
(1) Except as provided in paragraph (2), any person who
carries a firearm in any vehicle or any person who carries a
firearm concealed on or about his person, except in his
place of abode or fixed place of business, without a valid
and lawfully issued license under this chapter commits a
felony of the third degree.
18 Pa.C.S. § 6106(a)(1).
Initially, we note that Appellant stipulated at trial that he did not have
a license to carry a concealed firearm. N.T. Trial, 8/21/14, at 419-20. He
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contends, however, that because the gun was never recovered in this case,
the evidence was insufficient to prove that he possessed a firearm to support
his conviction for carrying a firearm without a license.
We disagree. Primarily, it is well-established that “[t]he
Commonwealth may sustain its burden of proof by means of wholly
circumstantial evidence, and the jury, in passing upon the weight and
credibility of each witness’s testimony, is free to believe all, part, or none of
the evidence.” Commonwealth v. Arrington, 86 A.3d 831, 840 (Pa. 2014)
(citation omitted). As Attorney Heller points out, in Arrington, our
Supreme Court “found sufficient evidence of unlawful possession of a firearm
based on purely circumstantial evidence.” Anders Brief at 23; see also
Arrington, 86 A.3d at 840-41. Additionally, Attorney Heller directs our
attention to this Court’s decision in Commonwealth v. Antidormi, 84 A.3d
736, 757 (Pa. Super. 2014), where we held that a witness’ testimony alone
was sufficient to prove possession of a firearm under 18 Pa.C.S. §
6105(a)(1) (Persons not to possess a firearm). While this case does not
involve precisely the same firearm offense as in Antidormi, both sections
6105 and 6106 require that the Commonwealth prove the defendant
possessed a firearm. If a witness’ testimony, alone, was sufficient to meet
this burden under section 6105, the same is sufficient under section 6106.
With these standards in mind, it is obvious that the circumstantial
evidence was more than sufficient to demonstrate that Appellant possessed
a firearm, despite that the weapon was never recovered. Multiple witnesses
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(including two individuals called by the defense) testified that they saw
Appellant pull a firearm and shoot it during the altercation. See N.T. Trial,
8/20/14, at 206 (Commonwealth witness Angel Duran testifying that
Appellant “pulled out the gun and shot maybe two or three times[,]” after
which Appellant “pointed the gun at [Duran]”); id. at 318 (Commonwealth
witness Javier Bedolla’s stating that Appellant “pulled the gun” and shot it);
N.T. Trial, 8/21/14, at 521 (defense witness (and Appellant’s brother)
Hubanal Renteria, confirming that he saw Appellant pull a gun from his
waistband and shoot it); id. at 558-59 (defense witness Manuel Duran
stating that Appellant fired a shot into the ground). Based on the testimony
of these witnesses, the Commonwealth satisfied its burden of proving that
Appellant possessed a firearm to sustain his conviction under section
6106(a)(1).
In sum, we agree with Attorney Heller that Appellant’s two issues are
frivolous. Additionally, we have independently reviewed the record and find
no other issues of arguable merit that he could pursue on appeal.
Accordingly, we affirm Appellant’s judgment of sentence and grant counsel’s
petition to withdraw.
Judgment of sentence affirmed. Petition to withdraw granted.
Jurisdiction relinquished.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 2/10/2016
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