In the Missouri Court of Appeals
Eastern District
DIVISION ONE
MICHAEL AUCK, ) No. ED102570
)
Respondent, )
)
vs. ) Appeal from the Circuit Court
) of St. Louis County
) 14SL-AC00530
)
DIRECTOR OF REVENUE, ) Honorable Dale W. Hood
STATE OF MISSOURI )
)
Appellant. ) FILED: February 23, 2016
OPINION
The Director of Revenue of the State of Missouri (the Director) appeals from the trial
court’s entry of judgment reinstating the driving privileges of Michael Auck (Driver) after his
privileges were revoked by the Director pursuant to Section 577.041 RSMo 2000. 1 We reverse
and remand.
Factual and Procedural Background
On January 1, 2014, Officer Scheetz and Sergeant Hagen of the Sunset Hills Police
Department were dispatched to Helen Fitzgerald’s pub regarding a peace disturbance involving
a vehicle that almost struck a pedestrian. Officer Johnson, also of the Sunset Hills Police
Department, who was on an unrelated call at the Days Inn at the same address, responded to the
1
Unless otherwise indicated, all further statutory references are to RSMo 2000 as amended.
pub after completing his assignment there. Officer Johnson then contacted Officer Scheetz, who
informed him that he had obtained statements from three employees of the pub all of whom
reported observing a person driving a silver truck out of the bar’s parking lot, and observing that
same person return to the parking lot in the truck approximately 15 minutes later, at which
time one of the witnesses contacted the Sunset Hills Police Department. The three witnesses’
written statements were collected and kept as evidence.
One of the witnesses, Gregory Waltman (Waltman), identified a silver truck as the
vehicle being driven by Driver. Officer Johnson asked Waltman if he could identify the driver
of the truck, and Waltman immediately looked in the direction of Driver, who was standing
next to Officer Scheetz, pointed at Driver, and stated “the gentlemen next to the Sunset Hills
Police Officer (Scheetz).”
Officer Johnson then approached Driver and informed him that people were saying he was
driving recklessly in the parking lot. Officer Johnson noticed Driver was speaking loudly, used
profanity, and seemed angry. Driver’s speech was slurred, his eyes were watery and bloodshot,
he smelled strongly of alcohol, and he was swaying considerably from side to side. When asked
why people were saying he was driving recklessly, Driver stated he parked his truck a while
ago and had been at the bar all night. Driver stated he did get into an argument with a friend
earlier, but that “he never left the parking lot that he could remember.”
Officer Johnson asked Driver if he had consumed any alcohol before he drove
away from the pub. Driver did not deny that he drove away from the bar, and
replied, “Of course I have been drinking it is New Years.” Officer Johnson then asked him
if he had consumed any intoxicants after he returned to the pub. Driver replied that he did not
because the bouncers would not let him back in the bar. However, Driver did not deny that he
had returned to the bar in his vehicle. Based on Officer Johnson’s observations of Driver, he
2
asked Driver to perform a series of field sobriety tests. Driver performed poorly on each test and
refused to perform the alphabet and counting tests.
In his report, Officer Johnson stated: “[b]ased on witness statements that [Driver] was
driving his motor vehicle recklessly, admission to drinking alcohol, and the strong odor of
intoxicants on his breath, his slurred speech, and the results of the field sobriety tests, I advised
[Driver] he was under arrest for Driving While Intoxicated and Careless and Reckless driving on
a parking lot.” Officer Johnson then transported Driver to the Sunset Hills Police Department,
read Driver the Missouri’s Implied Consent warning from the Alcohol Influence Report, and
Driver refused to submit to a breath test.
On January 1, 2014, the Director revoked Driver’s license for refusing to submit to a
chemical test in connection with his operation of a motor vehicle while allegedly intoxicated.
On January 10, 2014, Driver filed a Petition for Review with the trial court. At trial, on
November 19, 2014, the Director offered Exhibit A, including a copy of Officer Johnson’s
police report, into evidence. Driver made the following objection:
What I object to, in terms of taking a wholesale introduction of Exhibit
A, is that there are numerous statements made by third parties who are not police
officers. I realize that the Department of Revenue’s position in this is that even
those lay witnesses’, third party statements are admissible. I would object to
those being considered as part of the record here. Those third persons, those
lay witnesses, had no business duty to transmit any of the information or report
any of the information in there, and I think that that is hearsay.
And then I would also point out, Judge, that I’m aware of the Doughty v.
Director of Revenue, which is the Missouri Supreme Court case that talks about
hearsay, but in Doughty, all of those witnesses in there, when they submitted it
on the record, were police officers who do have a business duty to transmit the
information they get at the time—at or near the time of their investigation or their
arrest.
This case has been tried before in a criminal matter. Those lay witnesses
were presented before. I don't anticipate—I don’t see any of those lay witnesses
in court today. As it relates to those third party statements made by the lay
witnesses, I would like to preserve my objection as those being hearsay.
3
The Director responded that there was no objection to the civilian witnesses with the exception
of statements by Waltman whose statements were permissible to establish probable cause for the
arrest. The Traffic Commissioner indicated that she would sustain the objection with regard to
the third party witnesses only if they were being offered for the truth of the matter asserted.
The Director then called Officer Johnson as a witness. The Director asked him whether
he spoke to Waltman, and he replied that he did. The Director then asked him: “What, if
anything, did your conversation with Mr. Waltman entail?” Driver made the following
hearsay objection: “I would just object to the hearsay, Your Honor.” The Commissioner stated:
“Sustained. Unless you can tell me what it’s being offered for.” The Director replied: “It’s
offered to show the probable cause for the witness that Petitioner was driving.” The
Commissioner then sustained the objection.
On cross-examination, Officer Johnson testified he did not personally observe Driver
driving. At the close of trial, Driver argued that there was no evidence to support a finding
that he was driving that night, and that there was therefore no probable cause for the arrest that
would give rise to Driver being requested to submit to a chemical analysis of his blood alcohol
content.
On December 16, 2014, the trial court issued its judgment finding that the arresting
officer did not have probable cause to arrest Driver for driving while intoxicated and that
Driver did not refuse to submit to a chemical test because “there was no admissible evidence of
operation of a motor vehicle by Petitioner. The court does not find the police report clear,
credible, or persuasive on this point.” This appeal follows.
4
Standard of Review
We review a trial court’s judgment reinstating driving privileges following an
administrative suspension or revocation under the standard of Murphy v. Carron, 536 S.W.2d 30,
32 (Mo. banc 1976). White v. Director of Revenue, 321 S.W.3d 298, 307-08 (Mo. banc 2010).
This Court will affirm the decision of the trial court if it is supported by substantial evidence, it is
not against the weight of the evidence, and it does not erroneously or declare or apply the law.
Id. We review declarations of law de novo. Moore v. Director of Revenue, 351 S.W.3d 286,
287 (Mo. App. W.D. 2011).
Discussion
The Director raises three points on appeal that are interrelated. For ease of discussion,
we address these points together. Essentially, the Director argues that the trial court erred in
sustaining Driver’s hearsay objections and in finding there was no admissible evidence of
Driver’s operation of a motor vehicle and in reinstating his driving privileges. We agree.
On judicial review of administrative revocation of a driver’s license for failure to submit
to a breath test, the proper issue for the trial court to consider was whether the police officer,
given the facts and circumstances known to him at the time, had reasonable grounds to believe
that the driver drove while intoxicated, not whether the driver actually drove while intoxicated.
Jarboe v. Director of Revenue, 434 S.W.3d 96, 99 (Mo. App. E.D. 2014).
The trial court is limited to determining only three issues: (1) whether the driver was
arrested, (2) whether the officer had reasonable grounds to believe the driver was driving
while intoxicated, and (3) whether the driver refused to submit to a chemical test. Langley v.
Director of Revenue, 467 S.W.3d 870, 872 (Mo. App. W.D. 2015); Section 577.041.4. The
Director has the burden to prove by a preponderance of the evidence that the officer who
5
requested the test had reasonable grounds to believe that the person was driving while
intoxicated; there is no requirement that the Director prove that the person actually was
driving, or that he actually was intoxicated while doing so. Hinnah v. Dir. of Revenue, 77
S.W.3d 616, 621-22 (Mo. banc 2002); Jarboe, 434 S.W.3d at 99.
“Reasonable grounds” is virtually synonymous with “probable cause.” Jarboe, 434
S.W.3d at 98 (Mo. App. E.D. 2014). “Probable cause to arrest exists when the arresting
officer’s knowledge of the particular facts and circumstances is sufficient to warrant a prudent
person’s belief that a suspect has committed an offense.” Hinnah, 77 S.W.3d at 621 (quoting
State v. Tokar, 918 S.W.2d 753, 767 (Mo. banc 1996)). Whether there is probable cause to arrest
depends on the information in the officer’s possession prior to the arrest. Id. (citing State v.
Wiley, 522 S.W.2d 281, 287 (Mo. banc 1975)). There is no precise test for determining whether
probable cause exists; rather, it is based on the particular facts and circumstances of the
individual case. Id. (citing State v. Pruitt, 479 S.W.2d 785, 788 (Mo. banc 1972)). Additionally,
the officer need not have personally seen a driver driving or observed that he was intoxicated at
the time of the accident; instead, the officer may rely upon circumstantial evidence that gives rise
to a logical inference that the fact exists. Coffin v. Director of Revenue, 277 S.W.3d 865, 869
(Mo. App. W.D. 2009).
Finally, it is well established that statements relayed to the arresting officer by
eyewitnesses, law enforcement officers, and radio dispatch, which would be considered
hearsay if offered to prove the truth of the matter asserted, are admissible to establish a basis
for a belief that reasonable grounds to arrest for driving while intoxicated existed, and that a
trial court’s exclusion of such statements is reversible error. Jarboe, 434 S.W.3d at 99;
Jarboe v. Director of Revenue, 468 S.W.3d 478, 481 (Mo. App. E.D. 2015).
6
At trial, Driver made a hearsay objection to the Director’s Exhibit A, which contained
the officer’s alcohol influence report, 2 on the ground that the witness statements identifying
Driver as the driver contained therein were hearsay. The Director’s counsel responded to his
objection by arguing that statements made by the witnesses were admissible under Missouri law
for the purpose of showing that Officer Johnson had reasonable grounds to believe that the
driver was driving while intoxicated. He noted in particular that the statement of Waltman, who
directly identified Driver as the driver to Officer Johnson, would be admissible to show probable
cause.
According to the alcohol influence report, Waltman identified a silver truck as the vehicle
being driven by Driver, and identified Driver as the driver of the vehicle. This evidence, which
the trial court deemed inadmissible, was necessary to show that the officer had probable cause to
believe Driver was driving while intoxicated prior to arresting him. The officer specifically
noted in his report that his decision to arrest Driver for driving while intoxicated was “[b]ased
on witness statements that Mr. Auck was driving his motor vehicle recklessly.” This
evidence, if it had not been excluded, would by itself be sufficient evidence to show that
reasonable grounds for the arrest existed. Officer Johnson’s alcohol influence report provided
enough information to establish that Driver was arrested upon reasonable grounds to believe that
he was driving while intoxicated and that he refused to submit to a breath test.
In finding the Director produced “no admissible evidence” that Driver was operating a
motor vehicle while intoxicated, the trial court applied an incorrect legal standard and did not
evaluate the evidence under Section 577.041. Section 577.041.4 does not require the Director to
2
Officer Johnson’s alcohol influence report was submitted into evidence and was admissible
because it was certified under Section 302.312. Doughty v. Director of Revenue, 387 S.W.3d
383, 388 (Mo. banc 2013).
7
produce “admissible evidence of operation of a motor vehicle,” but only requires the Director
to show that the officer had reasonable grounds to believe the driver was driving while
intoxicated. Jarboe, 434 S.W.3d at 99. Under the plain words of the statute, the question is not
whether the person arrested actually was driving but whether the officer who requested the
test had reasonable grounds to believe that the licensee was driving while intoxicated. Hinnah,
77 S.W.3d at 621-22. Rather, the court need only consider whether there was reasonable
grounds/probable cause to believe a person was driving while intoxicated. Jarboe, 434 S.W.3d
at 99.
Here, the statements of Waltman, Officer Scheetz, and Driver, would support a finding
that Officer Johnson had reasonable grounds to believe Driver was driving while intoxicated at
the time of arrest; however, these were erroneously rejected as inadmissible by the court.
The trial court’s refusal to receive that evidence was legal error requiring reversal and remand
for consideration of the excluded evidence.
Conclusion
The trial court’s judgment is reversed remanded for further proceedings consistent with
this opinion.
____________________________
Mary K. Hoff, Judge
Robert G. Dowd, Jr., Presiding Judge and Roy L. Richter, Judge, concur.
8