FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT March 4, 2016
_________________________________
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 15-8122
v. (D.C. No. 1:11-CR-00196-ABJ-5)
(D. Wyo.)
JULIAN BELTRAN,
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before LUCERO, MATHESON, and BACHARACH, Circuit Judges.
_________________________________
Julian Beltran appeals from the denial of his motion to reduce his sentence under
Amendment 782 of the United States Sentencing Guidelines (“U.S.S.G.” or
“Guidelines”) and 18 U.S.C. § 3582(c). Exercising jurisdiction under 28 U.S.C. § 1291,
we affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It may
be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and
10th Cir. R. 32.1.
I. BACKGROUND
In September 2011, a superseding indictment charged Mr. Beltran with conspiracy
to traffic in methamphetamine in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A), and
846. In May 2012, Mr. Beltran entered a plea agreement under Federal Rule of Criminal
Procedure 11(c)(1)(C), which permits parties to “agree that a specific sentence or
sentencing range is the appropriate disposition of the case, or that a particular provision
of the Sentencing Guidelines, or policy statement, or sentencing factor does or does not
apply (such a recommendation or request binds the court once the court accepts the plea
agreement).” In the plea agreement, Mr. Beltran stipulated he conspired to possess with
intent to distribute 500 grams or more of methamphetamine and he was subject to an
aggravating role enhancement under the Guidelines. Notwithstanding the enhancement
and the advisory Guidelines sentencing range, the agreement stated the parties agreed to a
sentence of 120 months.
After Mr. Beltran agreed to the guilty plea, the United States Probation Office
prepared a presentence report stating the statutory sentencing range was ten years to life
and the advisory Guidelines sentencing range was 135 to 168 months. The district court
sentenced him to 120 months.
In 2014, the Sentencing Commission promulgated Amendment 782, which
provides a retroactive two-level reduction for drug offenses involving many of the
controlled substances listed in the Guidelines’ Drug Quantity Table in U.S.S.G.
§ 2D1.1(c), including methamphetamine. U.S.S.G. app. C suppl., Amends. 782, 788.
Mr. Beltran moved for a sentence reduction under § 3582(c)(2), seeking a two-level
-2-
reduction from his sentence. The district court dismissed Mr. Beltran’s motion because
his sentence did not qualify for a reduction under § 3582(c)(2). Mr. Beltran appealed.
II. DISCUSSION
A. Standard of Review and Legal Background
The scope of a district court’s authority under § 3582(c)(2) is a question of law we
review de novo. United States v. Graham, 704 F.3d 1275, 1277 (10th Cir. 2013).
“Federal courts generally lack jurisdiction to modify a term of imprisonment once
it has been imposed.” Id. Section 3582(c)(2) is an exception to that rule: it gives courts
jurisdiction and discretion to “reduce the term of imprisonment, after considering the
factors set forth in section 3553(a) to the extent that they are applicable, if such a
reduction is consistent with applicable policy statements issued by the Sentencing
Commission.”
A federal court lacks jurisdiction to modify a sentence under § 3582(c)(2) when a
defendant has entered into a Rule 11(c)(1)(C) plea agreement and the district court has
imposed a sentence that is not based on a Guidelines sentencing range. Id. at 1278; see
also United States v. Jones, No. 15-2128, 2015 WL 8757254, at *2 (10th Cir. Dec. 15,
2015) (unpublished) (“Because [the defendant] entered into a rule 11(c)(1)(C) plea
agreement, we must determine whether his sentence was based on the sentencing range
that has since been lowered, a question that goes to . . . the district court’s jurisdiction
under 18 U.S.C. § 3582(c)(2).”).
-3-
In Freeman v. United States, 131 S. Ct. 2685 (2011), Justice Sotomayor wrote a
concurring opinion that states the controlling holding.1 She explained that federal courts
have jurisdiction to consider a sentence reduction in two situations when the defendant
has entered a Rule 11(c)(1)(C) plea agreement: (1) when the agreement “call[s] for the
defendant to be sentenced within a particular Guidelines sentencing range,” or (2) when
the agreement “provide[s] for a specific term of imprisonment—such as a number of
months—but also make[s] clear that the basis for the specified term is a Guidelines
sentencing range applicable to the offense to which the defendant pleaded guilty.”
131 S. Ct. at 2697-98.
B. Analysis
Mr. Beltran’s Rule 11(c)(1)(C) plea agreement does not meet either of the
situations outlined in Freeman. The agreement mentions the Guidelines twice. First, it
states, “The Defendant has been advised of § 1B1.3 of the Sentencing Guidelines
regarding use of relevant conduct in establishing sentence and has read the advisement
regarding supervised release as stated in this Plea Agreement.” ROA, Vol. II at 41.
Second, it states, “[T]he evidence to be presented by the government at sentencing would
prove by a preponderance of the evidence that the Defendant is subject to an aggravating
1
In Graham, we explained that, along with Justice Sotomayor’s opinion, the
Freeman Court issued a plurality opinion and a dissenting opinion that each garnered
four votes. 704 F.3d at 1277. Justice Sotomayor’s concurring opinion “charted a middle
ground between the plurality and the dissent.” Id. at 1277-78. We stated, “Every federal
appellate court to consider the matter has reached the same conclusion, and we agree:
Justice Sotomayor’s concurrence is the narrowest grounds of decision and represents the
Court’s holding.” Id. at 1278.
-4-
role enhancement under the U.S. Sentencing Guidelines, section 3B1.1.” Id. at 42. The
agreement then states, “However, since this plea agreement is made pursuant to Rule
11(c)(1)(C) of the Federal Rules of Criminal Procedure, the parties stipulate and agree
that a 120 month (10 year) term of imprisonment is a just and appropriate sentence given
all aggravating and mitigating factors.” Id.
Even though the Guidelines sentencing range was 135 to 168 months, the parties
agreed to and the district court imposed a 120-month sentence. The agreement does not
mention a Guidelines sentencing range, let alone “call for the defendant to be sentenced
within a particular Guidelines sentencing range.” Freeman, 131 S. Ct. at 2697. And it
does not “make clear that the basis for the [120-month] term is a Guidelines sentencing
range applicable to the offense to which the defendant pleaded guilty.” Id. Simply put, it
does not base the 120-month term on the Guidelines sentencing range of 135 to 168
months.
We conclude Mr. Beltran’s Rule 11(c)(1)(C) plea agreement was not based on a
sentencing range that Amendment 782 has lowered. The district court therefore lacked
jurisdiction to consider the § 3582(c)(2) motion and properly dismissed it. See United
States v. White, 765 F.3d 1240, 1250 (10th Cir. 2014) (stating dismissal of a § 3582(c)(2)
motion, rather than denial on the merits, is appropriate when the district court lacks
jurisdiction).
-5-
III. CONCLUSION
For the reasons stated, we affirm the district court’s dismissal of Mr. Beltran’s
motion.
ENTERED FOR THE COURT,
Scott M. Matheson, Jr.
Circuit Judge
-6-