2016 IL App (3d) 160021
Opinion filed March 9, 2016
_____________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
THIRD DISTRICT
A.D., 2016
JACK A. SCHWARTZ, ) Appeal from the Circuit Court
) of the 14th Judicial Circuit,
Petitioner-Appellant and ) Rock Island County, Illinois,
Cross-Appellee, )
)
v. ) Appeal No. 3-16-0021
) Circuit Nos. 15-MR-1131, 15-MR-1132
KAREN KINNEY, Rock Island County Clerk; ) and 15-MR-1165
LOUISA A. EWERT and CHRISTINA )
PAYNE, Members of the Rock Island Electoral )
Board; and DOUGLAS E. HOUSE, )
) Honorable
Respondents-Appellees and ) Jeffrey O'Connor,
Cross-Appellants. ) Judge, Presiding.
_____________________________________________________________________________
PRESIDING JUSTICE O'BRIEN delivered the judgment of the court, with opinion.
Justice Carter concurred in the judgment and opinion.
Justice Holdridge specially concurred, with opinion.
_____________________________________________________________________________
OPINION
¶1 Petitioner, Jack A. Schwartz, sought to be placed on the 2016 Democratic primary ballot
as a candidate for Rock Island County State's Attorney. Respondents, Karen Kinney, Louisa A.
Ewert, Christina Payne, and Douglas E. House, brought two objections to petitioner's candidacy.
The objections were grounded upon: (1) petitioner's alleged failure to properly identify the
circulator on his nominating petitions; and (2) petitioner's residence.
¶2 The Rock Island electoral board (the Board) overruled respondents' residency objection.
However, it allowed the circulator objection. Consequently, the Board struck petitioner's
nomination and excluded his name from the primary ballot on the basis of the circulator
objection. The circuit court affirmed the Board's decision. Petitioner now appeals the circulator
finding. Respondents, in turn, cross-appeal the residency finding.
¶3 Upon review, we hold the Board correctly allowed the circulator objection. We therefore
affirm the Board's decision striking petitioner's nomination and excluding his name from the
primary ballot. We do not address respondents' cross-appeal–the residence objection.
¶4 FACTS
¶5 The Board allowed the circulator objection on the grounds that the circulator's signature
on certain nomination petitions did not match the typed name found in the circulator affidavit.
Each nomination petition contains 10 individual voter signatures supporting petitioner's
candidacy. All of petitioner's nomination petitions include the typed name of petitioner in the
affidavit paragraph, which is found at the bottom of each page. However, several petitions are
sworn to and signed by Amy Schwartz, not petitioner. Amy is petitioner's wife. Below is a copy
of one of the affidavits signed by Amy.
2
¶6 Amy testified before the Board as follows:
"Mr. Fieweger [petitioner's counsel] asked, 'Is that your signature on the
bottom of those pages?'
Ms. Schwartz answered, 'Yes.'
Mr. Fieweger asked, 'Were you the circulator of those petitions?'
Ms. Schwartz answered, 'Yes.'
Mr. Fieweger asked, 'Do you live at 921 Mississippi…uh…'
Ms. Schwartz answered, 'Yes.'
***
Mr. Fieweger asked, 'And, did you have your signature witnessed by a
notary public on each of those pages?'
Ms. Schwartz answered, 'Yes.'
Mr. Fieweger stated, 'I have no further questions. Thank you.'
Ms. Schwartz asked Jack [petitioner], 'Jack, do you want to say we were
together at the time they were filed or circulated them or…?'
Mr. Fieweger stated, 'Sure. Who was with you when these were
circulated?'
Ms. Schwartz answered, 'Jack and I got all the signatures together. So, he
was present at the time all those signatures were gotten and we are married and
live at the same address.'
***
3
Ms. Clark [respondents' counsel] asked, 'So, you said that your husband
was…that you claim that your husband was present when each of those 31
petitions was signed by each of those people, is that right?'
Ms. Schwartz answered, 'Yes.'
Ms. Clark asked, 'So, why did you sign under his name, then?'
Ms. Schwartz answered, 'I did not sign…I don't understand. It…'
Ms. Clark interrupted, 'Why did you sign them, instead of him?'
Ms. Schwartz answered, 'Why did I sign? Because I was there.'
Ms. Clark asked, 'And he was, too, according to you, correct?'
Ms. Schwartz answered, 'Yes.'
Ms. Clark answered, 'Okay, nothing further.' "
¶7 Petitioner also testified before the Board.
"Mr. Fieweger asked, 'Were you present during the time in which the
petitions were signed by voters?'
Mr. Schwartz answered, 'Yes, I was with her at all times.'
Mr. Fieweger asked, 'And, by her, who is her?'
Mr. Schwartz answered, 'My wife.'
Mr. Fieweger stated, 'Okay. I have no further questions.'
***
Ms. Clark asked, 'You claim to have been present for each and every
signature that was put on your petition sheets, is that right?'
4
Mr. Schwartz asked, 'Yes, would you like for me to tell you where we got
them?'
Ms. Clark answered, 'Including the Mercer County ones? The Henry
County ones? The Scott County one?…did I say the Henry County one?
Including all those?'
Mr. Schwartz answered, 'We may have gotten some out of the county, but
we went to the two bowling alleys in Rock Island. We got them in one night or
two nights. And then, we got the rest of them at that Walmart. We were there
one night, late, and there was another one of my clients there who helped me
gather some of those names. But my wife and I were present for all of the names
that we got.'
***
Ms. Clark stated, 'They [the petitions] are facially inaccurate, are they
not?'
Mr. Schwartz answered, 'They comply sustainably [sic] with the law that's
required by the State of Illinois.'
Ms. Clark asked, 'Do you have council, or do you want to testify about the
facts?'
Mr. Schwartz stated, 'You asked me to testify, I am telling you my
opinion. They simply comply substantially…'
Ms. Clark interrupted, 'I am not asking for your legal opinion, Mr.
Schwartz, I am asking for your factual testimony as to whether the petition sheets
are accurate.'
5
Mr. Schwartz answered, 'They're accurate.'
Ms. Clark asked, 'And then you stated, subsequently, that you don't think
it matters, is that right?'
Mr. Schwartz answered, 'No. What I stated was…is that they comply
substantially with the law.' "
¶8 Upon the conclusion of the hearing, the Board allowed the circulator objection.
Specifically, the Board stated:
"That thirty (30) pages of the Petitions for Nomination filed by the *** Candidate,
Jack Schwartz, are not property certified in that the typed name of the petition
circulator and the signature of the circulator are two different individuals and the
signatures of electors on those nominating petitions are disallowed. The ***
Candidate is required to present the signatures of a minimum of 168 valid elector
signatures to become a candidate for nomination and as a result of this decision to
disallow thirty (30) pages that are not properly certified, the *** Candidate has
presented only fifty (50) valid elector signatures on his Petitions for
Nominations."
¶9 ANALYSIS
¶ 10 Petitioner argues the Board erred in disallowing the petitions signed by Amy.
Specifically, petitioner argues that "[t]he disqualified petitions substantially complied with the
requirements of the circulator's attestation clause under 10 ILCS 5/7-10." Because neither the
circulator affidavit nor the testimony of Amy and/or petitioner reveal who the circulator of the
petitions was, we uphold the Board's decision disallowing the petitions.
6
¶ 11 "Where, as here, judicial review of an electoral board's decision is sought pursuant to ***
the Election Code [citation], the proceeding is in the nature of administrative review." Jackson
v. Board of Election Commissioners, 2012 IL 111928, ¶ 46. When such proceedings reach the
appellate level, it is the election board's decision, not the decision of the circuit court, which we
review. Id.
¶ 12 "Where the historical facts are admitted or established, but there is a dispute as to
whether the governing legal provisions were interpreted correctly by the administrative body,
the case presents a purely legal question for which our review is de novo ***." Id. ¶ 47. The
salient facts in the instant case are uncontroverted: (1) petitioner's name is typed as "(Circulator's
Name)" at the top of the affidavit; (2) Amy signed her name as "(Name of Circulator)" at the
bottom of the affidavit; and (3) both petitioner and Amy testified they were together and present
when the nomination petitions were signed by voters. The issue is, given those facts, whether
the petitions signed by Amy substantially comply with section 7-10 of the Election Code (Code)
(10 ILCS 5/7-10 (West 2014)).
¶ 13 In examining section 7-10, we are guided by familiar principles. The supreme court has
explained:
"The primary goal of statutory construction, to which all other rules are
subordinate, is to ascertain and give effect to the intention of the legislature. The
best indication of legislative intent is the language used in the statute itself. The
statute should be evaluated as a whole, with each provision construed in
connection with every other section. When the statutory language is clear, we
must apply the statute as written without resort to other tools of construction."
Jackson, 2012 IL 111928, ¶ 48.
7
¶ 14 Section 7-10 of the Code provides, in pertinent part:
"The name of no candidate for nomination *** shall be printed upon the primary
ballot unless a petition for nomination has been filed in his behalf as provided in
this Article in substantially the following form:
***
***At the bottom of each sheet of such petition shall be added a circulator
statement signed by a person 18 years of age or older who is a citizen of the
United States, *** certifying that to the best of his or her knowledge and belief
the persons so signing were at the time of signing the petitions qualified voters of
the political party for which a nomination is sought.***
***
The person circulating the petition, or the candidate on whose behalf the
petition is circulated, may strike any signature from the petition ***." (Emphases
added.) 10 ILCS 5/7-10 (West 2014).
¶ 15 In the interest of clarity, we initially address whether section 7-10 allows for
cocirculators–both petitioner and Amy. While we are aware of no Illinois case which discusses
cocirculators, we emphasize the legislature's consistent use of the singular tense–"a circulator
statement," "a person," "his or her," and "[t]he person." Id. We also note that the affidavit itself
only provides one signature line. Affording section 7-10 its plain, ordinary, and popular
meaning, we conclude that it does not allow for cocirculators. Therefore, because the affidavit
contains two different names (petitioner's typed name and Amy's signature), we find the petitions
to be facially invalid. We now turn to the question of whether the petitions substantially
complied with section 7-10 of the Code.
8
¶ 16 The circulator's affidavit requirement is a mandatory requirement of the Code. Brennan
v. Kolman, 335 Ill. App. 3d 716, 719 (2002). "[T]he circulator's affidavit requirement is
considered a meaningful and realistic method of eliminating fraudulent signatures and protecting
the integrity of the political process." Sakonyi v. Lindsey, 261 Ill. App. 3d 821, 826 (1994).
Substantial compliance with the circulator's affidavit requirement can save a nomination petition
from being rendered invalid. Nolan v. Cook County Officers Electoral Board, 329 Ill. App. 3d
52, 56 (2002) (circulators' affidavits that failed to state that voters who signed the petition were
registered voters substantially complied with the Code, where the opening line of the petition
stated that voters were registered).
¶ 17 While petitioner and Amy both testified they were present at the time the voters signed
the petitions, we do not have any clarity as to who actually was the circulator. Because the
affidavit itself does not answer this question, substantial compliance can only be established
through the testimony of Amy and/or petitioner. Neither Amy's testimony, nor petitioner's
testimony, however, reveals who the circulator of the petitions was. All we have is generic
testimony that both were present. We have already held, however, that both cannot
simultaneously be the circulator. Supra ¶ 15. The evidence presented at the Board hearing
simply does not reveal which of the two was the circulator.
¶ 18 Amy and petitioner's testimony are also generic in the sense that their presence is
consistently referenced in the context of "all the signatures." For example, Amy testified "Jack
and I got all the signatures together." Petitioner testified "[M]y wife and I were present for all of
the names that we got." Neither identified the petitions individually. Instead, they consistently
referenced the signatures/petitions in a general context. Accordingly, we hold the generic
testimony of two individuals that they were present for the signing of all the signatures/names
9
does not establish substantial compliance with the circulator requirements contained in section 7-
10 of the Code.
¶ 19 In coming to this conclusion, we reject petitioner's reliance on Moscardini v. County
Officers Electoral Board of Du Page County, 224 Ill. App. 3d 1059 (1992). The court in
Moscardini held that if the circulator of a petition actually saw each of the signatories sign it,
there is no violation of section 7-10, even if the circulator did not physically present the petition
to some of them. Id. at 1062-63. Unlike the instant case, however, the affidavit in Moscardini
was not facially invalid and there was no ambiguity as to the identity of the circulator. Stated
another way, the court in Moscardini knew exactly who the circulator of the petition was. We
find Moscardini distinguishable on this ground alone.
¶ 20 Likewise, we find Nolan distinguishable. The court in Nolan held that while the
circulator's affidavit was devoid of any reference to the specific legislative district, such
information could be gleaned from information found elsewhere in the nominating petition.
Nolan, 329 Ill. App. 3d at 56. The petitions in the instant case, however, do not offer any
information clarifying the ambiguity as to the identity of the circulator. Nor does the testimony
of Amy or petitioner.
¶ 21 Lastly, we reject petitioner's reliance on Cunningham v. Schaeflein, 2012 IL App (1st)
120529. The court in Cunningham held that the circulator's error in mistakenly transposing two
digits in the circulator's street address did not invalidate the nomination petitions. Id. ¶ 26.
Specifically, the court reasoned that the error in the address "did not preclude the parties from
locating the circulator and holding him to his oath." Id. Like Moscardini, the identity of the
circulator in Cunningham was known. Furthermore, we believe Cunningham actually supports
10
our holding in the instant case as it shows the inherent necessity that the identity of the circulator
be known. See id. Here, we have no such certainty.
¶ 22 CONCLUSION
¶ 23 For the foregoing reasons, we affirm the Board's decision striking petitioner's nomination
and excluding his name from the primary ballot. 1
¶ 24 Affirmed.
¶ 25 JUSTICE HOLDRIDGE, specially concurring.
¶ 26 I join in the majority's judgment. I write separately to clarify the analysis governing
challenges to a circulator's attestation clause under section 7-10 of the Code (10 ILCS 5/7-10
(West 2014)). As the majority notes, the nomination petitions signed by Amy Schwartz in this
case are facially invalid under section 7-10 because the affidavits contained in those petitions do
not unambiguously identify the circulator. In my view, that should be the end of the matter.
Section 7-10 requires that a single, identifiable circulator sign the affidavit making the required
attestations. Because the petitions signed by Amy Schwartz do not satisfy this requirement, they
fail as a matter of law. This failure cannot be cured by subsequent testimony. That is why the
Commission decided this issue as a matter of law without discussing the witness testimony
presented at the hearing. In my view, we should take the same approach on review and affirm
the Commission's decision based solely upon a facial analysis of the affidavits.
1
We offer no opinion on respondents' cross-appeal. "As a general rule, courts in Illinois
do not *** render advisory opinions, or consider issues where the result will not be affected
regardless of how those issues are decided." In re Alfred H.H., 233 Ill. 2d 345, 351 (2009).
11
¶ 27 Although the majority finds the affidavits at issue to be facially invalid (supra ¶ 15), it
proceeds to consider the witnesses' testimony because it concludes that "substantial compliance
[with the requirements of section 7-10] can *** be established through" such testimony (supra
¶ 17). I disagree. Section 7-10 prescribes the required contents of nominating petitions and the
accompanying affidavits. To determine whether a party has substantially complied with those
requirements, we should look only to the content of the written documents themselves. I fear
that the analysis employed by the majority will muddy the waters and invite further litigation in
this very important area of the law where clarity is needed.
12