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IN THE COURT OF APPEALS OF THE STATE OF ALASKA
STATE OF ALASKA,
Court of Appeals No. A-11955
Appellant, Trial Court No. 4BE-14-20 CR
v.
OPINION
SAMMY ANDREANOFF,
Appellee. No. 2495 — March 4, 2016
Appeal from the District Court, Fourth Judicial District, Bethel,
Nathaniel Peters, Judge.
Appearances: Daniel Doty, Assistant District Attorney, Bethel,
and Michael C. Geraghty and Craig Richards, Attorneys
General, Juneau, for the Appellant. Lindsay Van Gorkom,
Assistant Public Defender and Quinlan Steiner, Public
Defender, Anchorage, for the Appellee.
Before: Mannheimer, Chief Judge, Allard, Judge, and Suddock,
Superior Court Judge. *
Judge ALLARD.
In this appeal we are asked to decide how a defendant’s speedy trial rights
under Alaska Criminal Rule 45 should be calculated in cases where a trial court has
*
Sitting by assignment made pursuant to Article IV, Section 16 of the Alaska
Constitution and Administrative Rule 24(d).
dismissed criminal charges on its own motion and the State later refiles those same
charges.
Alaska Criminal Rule 45 governs a criminal defendant’s statutory speedy
trial rights under Alaska law. Under Rule 45, a defendant “shall be tried within 120 days
... from the date the charging document is served upon the defendant.”1 In cases where
criminal charges are dismissed by the prosecution and later refiled by the prosecution,
Rule 45(c)(2) provides that the time for trial continues to run from the date of service of
the original charges. The same provision also provides that if the charges are dismissed
by the court upon motion of the defendant, the time for trial begins running anew on the
date the refiled charges are served on the defendant.2
The rule is silent, however, regarding what should occur when the dismissal
is instigated neither by the prosecutor nor by the defense, but instead by the court on its
own motion. That is what occurred here.
In this case, Sammy Andreanoff was arrested and charged with
misdemeanor driving under the influence3 and driving with a suspended license4
following a traffic stop for reckless driving and a breath test that revealed a blood alcohol
level above the legal limit.
At Andreanoff’s arraignment, however, these charges were dismissed for
lack of probable cause by the court on its own motion because the prosecutor failed to
1
Alaska R. Crim. P. 45(b)-(c)(1).
2
Alaska R. Crim. P. 45(c)(2).
3
AS 28.35.030(a)(2).
4
AS 28.15.291(a)(1).
–2– 2495
provide sworn testimony or an affidavit from the arresting officer.5 Andreanoff was
therefore discharged from custody although the court explained to him that the dismissal
was without prejudice and the State would likely refile the charges with the proper
evidentiary support.
A week later, the State refiled the charges, this time accompanied by an
affidavit by the arresting officer. But it was more than two months before the State was
able to successfully serve Andreanoff with the refiled charges. At Andreanoff’s second
arraignment, the district court found probable cause and appointed counsel for
Andreanoff. The court also set the case for the next trial calendar.
Shortly before Andreanoff’s trial was scheduled to begin, Andreanoff’s
attorney asserted that the speedy trial time under Rule 45 had expired (or was close to
expiring). The attorney argued that the court’s sua sponte dismissal of the charges at his
initial arraignment should be treated like a dismissal by the prosecution for purposes of
Rule 45 because the prosecutor was aware that the charging document was deficient and
yet failed to timely correct those deficiencies.6 The defense attorney also argued that the
5
See Alaska R. Crim. P. 5(d):
(1) If the defendant was arrested without a warrant, the judicial officer at the
first appearance shall determine whether the arrest was made with probable
cause to believe that an offense had been committed and that the defendant had
committed it. This determination shall be made from the complaint, from an
affidavit or affidavits filed with the complaint, or from an oral statement under
oath of the arresting officer or other person which is recorded by the judicial
officer. The determination shall be noted in the file.
....
(3) If probable cause is not shown, the judicial officer shall discharge the
defendant.
6
See Alaska R. Crim. P. 45(c)(2).
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State had not been diligent in serving Andreanoff with the refiled charges and therefore
none of the intervening time should toll under Rule 45.7
The prosecutor argued that the court’s dismissal should be treated like a
dismissal upon motion of the defendant because Andreanoff benefited from the dismissal
and because, had Andreanoff been represented by counsel at arraignment, his lawyer
would undoubtedly have moved to dismiss on the same ground.
The district court ultimately found the defense attorney’s argument more
persuasive, ruling that the 120 days ran from the date of the original charges and the
State’s failure to timely serve Andreanoff with the refiled charges meant that none of this
time was tolled. The court then dismissed the charges with prejudice, finding that the
speedy trial guarantee under Rule 45 had been violated in this case.8 The State appealed.
The proper interpretation of Rule 45 is a question of law.9 We therefore
review the district court’s ruling de novo and interpret the rule in light of precedent,
reason, and policy.10 For the reasons explained here, we conclude that the district court
erred in treating the court’s sua sponte dismissal as a dismissal by the prosecution for
purposes of Rule 45. We agree with the State that, in most circumstances, a court’s sua
sponte dismissal of criminal charges will benefit the defendant and will function
similarly to a dismissal upon motion of the defendant for purposes of Rule 45. Because
7
See Alaska R. Crim. P. 45(d)(4) (excluding period of delay resulting from the absence
or unavailability of the defendant).
8
Alaska R. Crim. P. 45(g).
9
State v. Galbraith, 199 P.3d 1216, 1218 (Alaska App. 2009).
10
Todd v. State, 917 P.2d 674, 677 (Alaska 1996); cf. Brant v. State, 992 P.2d 590, 592
93 (Alaska App. 1999) (Mannheimer, J., concurring) (“[w]hen a court construes a statute, the
court’s task is to ascertain and implement the intent of the legislature.”).
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that appears to be the case here, we reverse the district court’s ruling, and remand this
case to the district court for further proceedings consistent with this opinion.
Why we conclude that, in most circumstances, a trial court’s dismissal of
criminal charges on its own motion will function like a dismissal upon
motion of the defendant for purposes of Rule 45
Criminal Rule 45(c)(2) provides, in relevant part:
If a charge is dismissed by the prosecution, the refiling of the
charge shall not extend the [time for trial]. If the charge is
dismissed upon motion of the defendant, the time for trial
shall begin running from the date of service of the second
charge.11
Thus, under this provision, dismissals initiated by the defense are treated differently than
dismissals initiated by the prosecution for purposes of calculating the defendant’s speedy
trial time under Rule 45.
Criminal Rule 45(c)(2) was amended to its current form in 1993 by Alaska
Supreme Court Order 1127, and was based on ABA Standards for Criminal Justice 12
2.2(b) and 12-2.3(f).12 The commentary to those standards explains that the primary
justification for restarting the speedy trial clock when a charge is refiled after it has been
dismissed on the defendant’s motion is that a contrary rule would demand “perfection
11
Alaska R. Crim. P. 45(c)(2).
12
See Alaska Supreme Court Order 1127 (effective July 15, 1993); see also
Memorandum from Cynthia M. Hora, Assistant Attorney General, to Christine Johnson,
Court Rules Attorney, at 4-5 (Apr. 6, 1992); Minutes of Criminal Rules Committee, at 1 (Oct.
16, 1992); Memorandum from Christine Johnson, Court Rules Attorney, to the Supreme
Court Justices, at 1 (Apr. 6, 1993); II ABA Standards for Criminal Justice §12-2.2(b) at 12
17, §12-2.3(f) at 12-27 (2d ed. 1986).
–5– 2495
in charging” and place in the hands of the accused “a weapon to permit potential
abuse.”13
Different considerations apply, however, when it is the prosecution who
dismisses criminal charges and then later refiles those same charges. In those
circumstances, the concern is that the prosecution might be using the dismissal to evade
the requirements of the speedy trial rule or to otherwise prejudice the defendant. As the
ABA commentary explains: “If dismissal by the prosecutor were to operate so as to
begin the time running anew upon a subsequent charge of the same offense, this would
open a way for the complete evasion of the speedy trial guarantee.”14
The State argues that a dismissal by the court on its own motion does not
trigger these same concerns. The State points out that, in most instances, the court will
be acting on its own motion because the defendant is unrepresented (as Andreanoff was
at his arraignment). Likewise, in most instances, the dismissal will benefit the defendant.
We agree with the State that, in most cases, the defendant will be the
beneficiary of a court’s sua sponte dismissal of criminal charges, and there is generally
little risk that such dismissals will be aimed at evading the speedy trial requirements or
otherwise gaming the system.15
13
II ABA Standards for Criminal Justice §12-2.2(b) cmt. at 12-24 - 12-25 (2d ed. 1986)
(quoting People v. Hamby, 190 N.E.2d 289, 291 (Ill. 1963)).
14
II ABA Standards for Criminal Justice §12-2.3(f) cmt. at 12-33 (2d ed. 1986) (citation
and quotation marks omitted).
15
Accord U.S. v. Feldman, 788 F.2d 544, 549 (9th Cir. 1986) (holding that where the
defendant benefited by a trial court’s sua sponte dismissal, that dismissal should be treated
as though the court had acted on a defendant’s own motion for purposes of the federal speedy
trial act). See generally John H. Derrick, Annotation, Application of Speedy Trial Statute to
Dismissal or Other Termination of Prior Indictment or Information and Bringing of New
Indictment or Information, 39 A.L.R. 4th 899 (originally published in 1985; updated to
(continued...)
–6– 2495
We recognize, however, that this may not be true in all cases. In his
briefing on appeal, Andreanoff argues that there may be situations where a defendant
might choose to forgo an otherwise meritorious motion to dismiss in favor of his speedy
trial rights. For example, a defendant who knows that the dismissal will be without
prejudice, and that the State will almost certainly refile the charges, might choose not to
file a motion to dismiss because he is concerned about any additional delay in resolving
his case and the prejudice that could be caused by that delay.
Andreanoff points out that one of the material distinctions between a
dismissal by the prosecution and a dismissal upon motion of the defendant is that the
defendant has control over whether or not to file a motion to dismiss. He argues that this
is the distinction that should govern our analysis here, and therefore a sua sponte
dismissal by the court (over which the defendant has no control) should be treated like
a dismissal by the prosecution for purposes of the defendant’s Rule 45 speedy trial rights.
We conclude that we need not reach the question of how Rule 45 should
be calculated in cases where the defendant objected to the court’s dismissal of the
criminal charges or cases where it was reasonably foreseeable that the dismissal would
prejudice the defendant because those are not the circumstances here.
Here, Andreanoff did not object to the court’s dismissal of the criminal
charges against him and he clearly benefited from it: he was released from custody and
was not subject to bail or other conditions of pretrial release during the time between the
dismissal and service of the refiled charges. We see no reason, on the record currently
before us, to believe that the outcome of the arraignment would have been any different
if Andreanoff had been represented by counsel at the time. Indeed, we agree with the
State that had Andreanoff been represented, it is likely that his counsel would have
15
(...continued)
2015).
–7– 2495
moved to dismiss the charges for lack of probable cause on the same ground that the
court dismissed them, or, at the very least, acquiesced in the court’s decision to do so.
In addition, although Andreanoff faults the prosecutor for failing to correct
obvious deficiencies in the charging document and for failing to ensure that the refiled
charges were timely served, there is no indication that the State’s mistakes in this case
were caused by anything other than simple negligence. Nor does Andreanoff appear to
claim that he was actually prejudiced by either the dismissal or the delay in service.
Given this record, we conclude that the district court erred in running Rule
45 from the date that the original charges were served on Andreanoff. Instead, we
conclude that, because the court’s dismissal of the charges at arraignment functioned
similarly to a dismissal upon motion of the defendant, the Rule 45 time should have
begun anew on the date Andreanoff was served with the refiled charges.
Conclusion
We REVERSE the district court’s judgment and REMAND this case to the
district court for further proceedings consistent with this opinion. We do not retain
jurisdiction.
–8– 2495