In re N.T.

Court: Supreme Court of North Carolina
Date filed: 2016-03-18
Citations: 368 N.C. 705
Copy Citations
1 Citing Case
Combined Opinion
               IN THE SUPREME COURT OF NORTH CAROLINA

                                     No. 119PA15

                                 Filed 18 March 2016

 IN THE MATTER OF: N.T.



      On discretionary review pursuant to N.C.G.S. § 7A-31 of a unanimous decision

of the Court of Appeals, ___ N.C. App. ___, 769 S.E.2d 658 (2015), vacating an order

entered on 7 May 2014 by Judge Monica M. Bousman in District Court, Wake County.

Heard in the Supreme Court on 15 February 2016.


      Office of the Wake County Attorney, by Roger A. Askew and Claire H. Duff, for
      petitioner-appellant Wake County Human Services.

      Poyner Spruill LLP, by John Michael Durnovich, for appellant Guardian ad
      Litem.

      W. Michael Spivey for respondent-appellee father.


      JACKSON, Justice.


      In this case we consider whether a juvenile petition was properly verified when

the signature of the person before whom it was verified is illegible and nothing in the

record identifies that person’s name or title. In light of the presumption of regularity

which places the burden of proof on the party challenging jurisdiction, we conclude

that respondent has failed to show that the petition was not properly verified.

Accordingly, we reverse.
                                       IN RE N.T.

                                   Opinion of the Court



       On 21 May 2012, Wake County Human Services (WCHS) obtained non-secure

custody of N.T. On 22 May 2012, WCHS filed a juvenile petition alleging that N.T.

was a neglected juvenile.      The petition contains a section for an authorized

representative of the director of WCHS to sign and verify the following statement:

“Being first duly sworn, I say that I have read this Petition and that the same is true

of my own knowledge, except as to those matters alleged upon information and belief,

and as to those, I believe it to be true.” It is signed by Diamond Wimbish. The

verification section also designates a space for “Signature of Person Authorized to

Administer Oaths,” which is signed with the letter “C” followed by an illegible

signature. Although there is also a space for the person’s title, the space has not been

filled in with any title.


       The trial court entered an adjudication order concluding that N.T. was a

neglected juvenile and continuing custody of N.T. with WCHS. Subsequently, the

trial court ceased reunification efforts and changed the permanent plan for N.T. to

adoption. On 24 September 2013, WCHS filed a motion to terminate parental rights

alleging grounds of neglect, failure to make reasonable progress to correct the

conditions that led to N.T.’s removal from the home, and failure to pay a reasonable

portion of the cost of care.    On 7 May 2014, the trial court entered an order

terminating the parental rights of respondent and N.T.’s mother.           Respondent

appealed.



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                                         IN RE N.T.

                                     Opinion of the Court



       In a published opinion filed on 17 March 2015, the North Carolina Court of

Appeals vacated the order terminating parental rights. In re N.T., ___ N.C. App. ___,

___, 769 S.E.2d 658, 661 (2015). The Court of Appeals stated that “[a] trial court’s

subject matter jurisdiction over all stages of a juvenile case is established when the

action is initiated with the filing of a properly verified petition.” Id. at ___, 769 S.E.2d

at 660 (quoting In re T.R.P., 360 N.C. 588, 593, 636 S.E.2d 787, 792 (2006)). After

reviewing the record and noting the illegible signature on the juvenile petition, the

Court of Appeals concluded that the trial court never obtained subject matter

jurisdiction over this case because “[n]othing in the record . . . establishes that the

person before whom the petition was verified was authorized to acknowledge the

verification.” Id. at ___, 769 S.E.2d at 661. In a footnote the Court of Appeals

acknowledged that WCHS had requested to amend the record to include an affidavit

from Wake County Magistrate Christopher H. Graves stating that the illegible

signature was his and that he signed the petition in his official capacity as a

magistrate. Id. at ___ n.2, 769 S.E.2d at 661 n.2. However, the court determined that

the affidavit could not be considered because it had not been a part of the record

before the trial court. Id. at ___ n.2, 769 S.E.2d at 661 n.2. We allowed WCHS’s

petition for discretionary review.


       In its appeal WCHS argues that, although it is the better practice for a judicial

officer who acknowledges a verification to identify his or her name and office, the

absence of this information does not render the verification invalid. In response,

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                                       IN RE N.T.

                                   Opinion of the Court



respondent contends that a juvenile petition must be verified before a person who has

the authority to administer oaths. Respondent asserts that here the affidavit of

verification “fails to show that the truth of the contents of the petition were sworn to

or affirmed before an officer having authority to administer an oath.” We disagree

with the latter assertion and conclude that respondent had the burden of showing

that the petition, which appears facially valid, was not verified before a person

authorized to administer oaths.


      “In appeals from the trial division of the General Court of Justice, review is

solely upon the record on appeal, the verbatim transcript of proceedings, if one is

designated, and any other items filed pursuant to [Rule 9 of the North Carolina Rules

of Appellate Procedure].” N.C. R. App. P. 9(a). “Although the question of subject

matter jurisdiction may be raised at any time . . . where the trial court has acted in a

matter, ‘every presumption not inconsistent with the record will be indulged in favor

of jurisdiction. . . .’ ” Cheape v. Town of Chapel Hill, 320 N.C. 549, 557, 359 S.E.2d

792, 797 (1987) (internal citations omitted) (quoting Dellinger v. Clark, 234 N.C. 419,

424, 67 S.E.2d 448, 452 (1951)). Nothing else appearing, we apply “the prima facie

presumption of rightful jurisdiction which arises from the fact that a court of general

jurisdiction has acted in the matter.” Williamson v. Spivey, 224 N.C. 311, 313, 30

S.E.2d 46, 47 (1944) (citations omitted). As a result, “[t]he burden is on the party

asserting want of jurisdiction to show such want.” Dellinger, 234 N.C. at 424, 67

S.E.2d at 452.

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                                       IN RE N.T.

                                   Opinion of the Court



      A juvenile petition alleging dependency, abuse, or neglect “shall be drawn by

the director, verified before an official authorized to administer oaths, and filed by

the clerk, recording the date of filing.” N.C.G.S. § 7B-403(a) (2015). “[V]erification of

the petition in an abuse, neglect, or dependency action as required by N.C.G.S. § 7B-

403 is a vital link in the chain of proceedings carefully designed to protect children at

risk on one hand while avoiding undue interference with family rights on the other.”

In re T.R.P., 360 N.C. at 591, 636 S.E.2d at 791. In In re T.R.P., the juvenile petition

was notarized, but “was neither signed nor verified by the Director . . . or any

authorized representative thereof.” Id. at 589, 636 S.E.2d at 789. In concluding that

the absence of proper verification deprived the trial court of subject matter

jurisdiction, this Court emphasized “the magnitude of the interests at stake in

juvenile cases and the potentially devastating consequences of any errors.” Id. at 592,

636 S.E.2d at 791. Specifically, we observed that a juvenile petition may be based

upon an anonymous report and frequently results in “immediate interference” with a

parent’s fundamental rights to the custody, care, and control of his or her children.

Id. at 591-92, 636 S.E.2d at 791. Noting the “gravity” of these interests, we explained

that the verification requirement is a reasonable means by which the General

Assembly could ensure “that our courts exercise their power only when an identifiable

government actor ‘vouches’ for the validity of the allegations.” Id. at 592, 636 S.E.2d

at 791. We determined that “in the absence of the verification . . . the trial court’s

order was void ab initio.” Id. at 588, 636 S.E.2d at 789.


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                                       IN RE N.T.

                                   Opinion of the Court



      A pleading is verified by means of an affidavit stating “that the contents of the

pleading verified are true to the knowledge of the person making the verification,

except as to those matters stated on information and belief, and as to those matters

he believes them to be true.”     N.C.G.S. § 1A-1, Rule 11(b) (2015).       “Any officer

competent to take the acknowledgement of deeds, and any judge or clerk of the

General Court of Justice, notary public, in or out of the State, or magistrate, is

competent to take affidavits for the verification of pleadings, in any court or county

in the State, and for general purposes.” Id. § 1-148 (2015). This Court has been clear

that “[g]enerally there is a presumption that a public official in the performance of an

official duty acts in accordance with the law and the authority conferred upon him.

The burden is upon the contesting party to overcome this presumption.” State v.

Watts, 289 N.C. 445, 449, 222 S.E.2d 389, 391 (1976) (citations omitted).


      Here the juvenile petition contains a verification that appears facially valid—

it is signed by an authorized representative of the director of WCHS who “vouches”

for the truth of the allegations in the petition, see In re T.R.P., 360 N.C. at 592, 636

S.E.2d at 791, and another signature appears in a space clearly reserved for

“Signature of Person Authorized to Administer Oaths.” By signing in a space with

such a conspicuous designation, the person who did so necessarily represented that

he or she possessed such authority, and there is nothing in the record indicating that

this person lacked the authority he or she claimed to possess. Respondent never

submitted any evidence, or even any specific allegations, tending to overcome the

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                                   Opinion of the Court



presumption of regularity. Instead, respondent’s argument is based upon speculation

as to whether a person who represented that he or she had the authority to

administer oaths actually had such authority.             Considering only the materials

contained in the record on appeal and the presumption of regularity that attaches to

the trial court’s decision to exercise jurisdiction, the Court of Appeals had no basis to

conclude that the petition was not properly verified. Accordingly, we reverse that

court’s decision.


      REVERSED.




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