Filed 3/18/16 Marriage of Torres CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re the Marriage of ADALBERTO and
GEMMA O. TORRES.
D068053
ADALBERTO TORRES,
Appellant, (Super. Ct. No. DS37815)
v.
GEMMA O. TORRES,
Respondent.
APPEAL from an order of the Superior Court of San Diego County, Albert T.
Harutunian, III, Judge. Reversed in part, with directions.
Law Office of Shelly K. Pawshuk and Shelly K. Pawshuk for Appellant.
No appearance for Respondent.
Adalberto Torres, a former sheriff's deputy who receives disability retirement
income, appeals from an order modifying his child support obligation by imputing to him
full-time minimum wages of $1,560 per month. Adalberto contends the order should be
reversed because no substantial evidence supports the court's implied findings he has the
physical ability and opportunity to perform full-time minimum wage work. He also
contends the child support order should be reversed because (1) it is not in the best
interests of his children; (2) the court used a 50-50 allocation of physical custody in
determining the amount of support when, in fact, Adalberto has sole physical custody of
the parties' eldest child; and (3) the court erroneously denied his posttrial motions to
vacate and for a new trial.
We reverse because the court's finding that Adalberto has the ability and
opportunity to perform full-time minimum wage work is unsupported by the evidence.
Because the order must be reversed on this basis, it is unnecessary to address Adalberto's
other contentions.
FACTUAL AND PROCEDURAL BACKGROUND
Adalberto and his ex-wife, Gemma O. Torres, are divorced and have two children,
one born in 2000 and the other in 2004. In August 2013 the court ordered Adalberto to
pay Gemma $397 per month for child support, based on a 50-50 timeshare and certain
income (or lack thereof) on Gemma's part.1
A. Adalberto's Request for Order Modifying Custody and Child Support
In June 2014 Adalberto filed a request for an order modifying custody and child
support. Adalberto asserted he should have sole custody of the eldest child, who was
having relationship issues with Gemma.
1 As is customary in family law matters, we refer to the parties by their first names
for clarity.
2
Adalberto supported his request with an income and expense declaration. That
declaration stated Adalberto was last employed as a deputy sheriff from October 2000
through July 2009. Adalberto is now 42 years old and has a bachelor of science degree.
Adalberto receives $2,924 each month from "disability retirement" plus $133 from the
Veterans Administration. He has $4,297 in monthly expenses.
B. Gemma's Opposition and Request to Impute Income to Adalberto
Gemma filed opposition, asserting she should have sole custody of the older child
"for a period of time until he can be detoxed from Father's influence."
Gemma also opposed Adalberto's request to modify child support. Gemma
asserted in a declaration, "Father is only 42 years old, has a college degree, and has not
been employed for six years. Father represents that he lives off of his early retirement
payments of $2916 yet somehow manages to meet almost $5000 per month in expenses
and seems to have an endless supply of money for litigation. The court should impute
income to Father and/or require him to make job contacts."
Gemma's income and expense declaration stated she earns $4,333 per month from
her full-time job, and has monthly expenses of $3,509.
C. The Hearing and Order Imputing Income
Adalberto and Gemma appeared at the hearing and were each represented by
counsel. The court swore the parties in as witnesses, but neither testified. In fact, no one
testified. Only the lawyers and the court spoke at the hearing.
Gemma's attorney asked the court to impute full-time minimum wage income to
Adalberto, stating:
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"I would ask the Court to impute minimum wage to the Petitioner.
He hasn't worked in six years. He's only 42 years old. He's in
perfect health. There's no reason why he can't make a minimum-
wage job. [¶] In previous court hearings, he claimed he was going to
school. I don't think he's doing that anymore. There's no reason
why—he has a duty to support his children just like my client does,
and minimum wage is 1,560. [¶] If the court is not going to impute
minimum wage, at the minimum, I would ask that he be ordered to
make job contacts." (Italics added.)
Adalberto's lawyer responded, stating Adalberto was "on retirement disability" and
had been in school and was planning to attend law school. Counsel also stated that
Gemma had not sustained her burden of proof:
"But the fact of the matter is, Counsel has to show that not only is
there an ability for him to work, but that he has work out there and
that he's just turning down something. [¶] . . . I don't think that
there's been enough provided here, before the Court, to be able
to . . . provide the Court with anything as to how much he's supposed
to be imputed."
The court stated, "On the father's side, the Court is imputing minimum wage of
1,560 . . . ." The court left the existing physical custody order in place and ruled that
$1,560 per month should be imputed to Adalberto, in addition to his $3,057 monthly
disability retirement income. Based on Gemma's $4,333 monthly month income, and
50/50 timeshare, the court ordered Adalberto to pay Gemma $352 per month in child
support, retroactive to July 1, 2014, and set arrearages at $2,816.
D. Motion to Vacate and Motion for New Trial
On February 24, 2015 (13 days after the hearing), Adalberto's lawyer filed (1) a
motion to vacate the child support order under Code of Civil Procedure section 663, (2) a
notice of intent to move for new trial, and (3) a motion for new trial.
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The thrust of Adalberto's posttrial motions was that Gemma failed to sustain her
burden to prove he had the ability and opportunity to do full-time minimum wage work.
For example, Adalberto's motion to vacate states:
"Despite un-contradicted evidence that [Adalberto] was on disability
from the San Diego Sheriff's Department, [Gemma] failed to provide
any evidence that [Adalberto] has an ability to work, even at a
minimum wage job. [Gemma] provided no prior employment or
health records, resumes, vocational reports or any other
evidence . . . ." (Italics omitted.)
Adalberto supported his motion for new trial with a declaration, explaining his
disability and inability to perform physical labor, which states in part:
"In 2000, I was hired to be a San Diego County Sheriff and was a
deputy sheriff until 2009. In 2001, I sustained an injury to my knee
in the course of my duties. I had reconstructive surgery and went
back to work. Then in 2005, again during the course of my duties, I
fell outside of a C-container I had just finished searching. I again,
had surgery and was placed on light duty. A few months later while
I was leaving a law enforcement training class, I stepped on a rock,
re-injuring my knee. I had a hamstring draft [sic] surgery which
unfortunately blew a few months later. I then had an Achilles
tendon transplant from a cadaver. The transplant would not take and
I was forced to have surgery again . . . . In the summer of 2007 a
full reconstruction was done, including a bone patella tendon
transplant. I was then examined by several Qualified Medical
Examiner [sic] (QME) and due to my injury I was declared unfit to
perform my duties as a deputy sheriff. . . . I was forced to retire
shortly thereafter from the . . . Sheriff's Department. . . . I am unable
to do any work that requires a physical element to it. To this day, I
have muscle atrophy, back and hip problem, chronic pain and I can't
sit or stand for long periods of time."
The court conducted a hearing on the posttrial motions. Adalberto's lawyer argued
Gemma bore the burden to prove ability and opportunity to work, stating, "[I]t's not my
client's obligation to prove to this Court that he can work or that he can't work. It's
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[Gemma's] obligation to prove that he can." Counsel stated, "There was not a single
piece of evidence" to prove Adalberto was "in perfect health" or could work a minimum
wage job, but only argument by Gemma's lawyer.
In response, Gemma's lawyer disagreed, stating Adalberto bore the burden to
prove he was unable to work and had not sustained his burden:
"The only evidence before the court was that he receives a disability
check. That's not evidence that he's disabled. There is zero evidence
presented by counsel that he is unable to work for any reason
whatsoever. That would be his burden. . . ."
After taking the matter under submission, the court denied Adalberto's posttrial
motions, stating:
"The record before the Court, including permissible inferences, fully
justified the February 11, 2015 order. [Adalberto] made no claim of
inability to work when responding to the request to impute income,
and the representation of college completion and imminent plans to
attend law school reflect his ability to become employed.
[Adalberto's] receipt of disability income from his prior strenuous
employment in law enforcement does not reflect an inability to work
in other fields."
Adalberto appealed the order modifying child support and denying his posttrial
motions. Gemma did not file a respondent's brief after being notified by this court that if
a respondent's brief was not filed within 15 days of notice, the court will decide the
appeal on the record, the opening brief, and any oral argument by the appellant.2
2 Gemma's failure to file a brief is not treated as a default or an admission that the
trial court erred. We still examine the record to see if it supports the claims of error made
by the appellant. (Griffin v. The Haunted Hotel, Inc. (2015) 242 Cal.App.4th 490, 505.)
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DISCUSSION
I. THE STANDARD OF REVIEW
We review the decision to impute income for abuse of discretion. (In re Marriage
of Schlafly (2007) 149 Cal.App.4th 747, 753.) "A trial court abuses its
discretion . . . when its factual findings are not supported by substantial evidence."
(Edwards Wildman Palmer LLP v. Superior Court (2014) 231 Cal.App.4th 1214, 1224.)
"When modifying a support order, the trial court must provide a statement of
decision explaining its rule if requested by either parent." (In re Marriage of McHugh
(2014) 231 Cal.App.4th 1238, 1248 (McHugh), italics omitted.) Here, the record does
not show either party asked for a statement of decision. Under the doctrine of implied
findings, when the parties waive a statement of decision, we presume the trial court made
all factual findings necessary to support the judgment or order for which there is
substantial evidence. (Ibid.) Therefore, the fundamental issue in this appeal is whether
there is substantial evidence to support the court's implied findings that Adalberto has the
ability and opportunity to earn full-time minimum wage.
II. IMPUTED INCOME
A. There Must Be Evidence of Ability and Opportunity to Work
The trial court has discretion to impute income to an unemployed parent to
determine that parent's child support payments. (Fam. Code, § 4058, subd. (b) [trial court
has discretion to "consider the earning capacity of a parent in lieu of the parent's income,
consistent with the best interests of the children"].) However, income may only be
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imputed to a parent who has "earning capacity." (State of Oregon v. Vargas (1999) 70
Cal.App.4th 1123, 1126 [Oregon].)
"Earning capacity" is comprised of ability and opportunity to work. Ability to
work depends on the parent's age, health, education, skills, qualifications, work
experience, occupation and background. (McHugh, supra, 231 Cal.App.4th at p. 1246.)
Opportunity to work depends on whether there is "'substantial evidence of a reasonable
"likelihood that a party could, with reasonable effort, apply his or her education, skills
and training to produce income."'" (Ibid.)
"[T]he imputation of minimum wage, like any other amount, must be supported by
the evidence." (Oregon, supra, 70 Cal.App.4th at p. 1128, fn. 2.) "To rely on earning
capacity in lieu of actual income, '[t]he dispositive question is whether the evidence will
sustain the inference that the party charged with support could, with reasonable effort,
obtain employment generating the postulated (higher) income.'" (In re Marriage of Cohn
(1998) 65 Cal.App.4th 923, 930.) "'When the ability to work or the opportunity to work
is lacking, earning capacity is absent and application of the [earning capacity] standard is
inappropriate.'" (In re Marriage of Padilla (1995) 38 Cal.App.4th 1212, 1218.)
B. As The Party Seeking to Have Income Imputed, Gemma Bore the Burden to
Prove Adalberto Has the Ability and Opportunity to Work
As the party seeking to impute income to the other parent, Gemma bore the burden
to prove Adalberto has the ability and opportunity to earn full-time minimum wage.
"[W]hen the payee parent seeks to increase the amount of court-ordered support by
imputing to the payor parent a greater income than the court previously found, the payee
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parent, as the moving party, bears the burden of proof to show the payor parent has the
ability and opportunity to earn that imputed income." (McHugh, supra, 231 Cal.App.4th
at p. 1247, italics omitted.) "The parent seeking to impute income must show that the
other parent has the ability or qualifications to perform a job paying the income to be
imputed and the opportunity to obtain that job, i.e., there is an available position. The
parent seeking to impute income, however, does not bear the burden to show the other
parent would have obtained employment if it had been sought." (Ibid.)
Once the parent seeking to impute income to the other parent sustains his or her
burden to show ability and opportunity to work, "[t]he parent to whom the income would
be imputed bears the burden to show he or she could not secure the job despite reasonable
efforts." (McHugh, supra, 231 Cal.App.4th at p. 1251.)
Gemma's lawyer was incorrect when he told the court it was Adalberto's burden to
show he was unable to work. To the contrary, Gemma, as the party seeking to impute
income to Adalberto, had the burden to show Adalberto has the ability and opportunity to
earn full-time minimum wages. (McHugh, supra, 231 Cal.App.4th at p. 1247.) If
Gemma failed to meet that burden, income cannot be imputed to Adalberto. (See In re
Marriage of Wittgrove (2004) 120 Cal.App.4th 1317, 1329 [rejecting argument that
additional income should be imputed to mother where father presented no evidence that
she had both an ability and opportunity to earn the attributed income he sought to impute
to her]; In re Marriage of Henry (2005) 126 Cal.App.4th 111, 120 [rejecting attempt to
impute income to mother where father failed to sustain burden of establishing mother's
job qualifications, salary payable, and job opportunities]; In re Marriage of Bardzik
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(2008) 165 Cal.App.4th 1291, 1309 (Bardzik) [order denying attempt to impute income
correct where father presented no evidence of mother's vocational abilities or any
opportunities she might have to earn income].)
C. Gemma Failed to Sustain Her Burden of Proof
Before the hearing began, Adalberto and Gemma were each sworn to testify.
Neither of them were called to testify. No one asked either of them a single question.
Adalberto was not asked about the kind of work he was physically capable of performing,
what specific skills he has, or what efforts he made to find work. No effort was made to
ascertain from him why he was not working.
Instead of eliciting testimony from the parties, Gemma presented her case through
her own declaration and her attorney's argument. On the issue of imputing income to
Adalberto, Gemma's declaration only states Adalberto is 42 years old, has a college
degree, and has not been employed for six years. In determining whether Adalberto is
able to work a full-time minimum wage job, these facts have little, if any, probative
value. Gemma's declaration is silent on the critical issue in this case—given Adalberto's
disability (as demonstrated by his disability retirement from the sheriff's department), is
he physically able to work a full-time minimum wage job?
Gemma's attorney tried to fill this evidentiary void, not with evidence, but with his
own argument. He asserted Adalberto is "in perfect health" and "[t]here's no reason he
can't make a minimum-wage job."
However, an attorney's assertion is not evidence and cannot be considered by the
trial court in making its findings. (Estate of Silver (1949) 92 Cal.App.2d 173, 176
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["unsworn statements of counsel not intended to be, and not amounting to stipulations of
fact do not constitute evidence which may be considered by the trial court in making its
findings of fact"].)
At most, Gemma's attorney's assertions might be construed as an offer of proof,
but that does not solve the evidentiary problem in this case. An "'offer of proof' may be a
substitute for evidence if the parties stipulate that the court may consider it as such."
(Espinoza v. Calva (2008) 169 Cal.App.4th 1393, 1398, italics added.) However, the
record does not show the parties so stipulated. The mere offer of proof by one party does
not convert counsel's statement into evidence. (Ibid.) This is because an offer of proof is
hearsay; it is not evidence, much less admissible evidence of any material fact. (Mundell
v. Department of Alcoholic Beverage Control (1962) 211 Cal.App.2d 231, 239.)
Accordingly, on this record, there was simply no substantial evidence to support a
finding that Adalberto had the ability and opportunity to earn full-time minimum wage.
There was no exploration of his personal circumstances or skills, no information about
the local job market in relation to those skills, no information about any efforts he had
made, or not made, to find minimum wage employment. Conspicuously absent from this
record is the type of evidence courts have recognized as sufficient to establish earning
capacity, such as "the imputee's resume, want ads for persons with the credentials of the
potential imputee, opinion testimony (e.g., from a professional job counselor) that a
person with the imputee's credential could readily secure a job with a given employer (or
set of employers), or pay scales correlating ability and opportunity with the income to be
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imputed. Nor was there any vocational examination." (Bardzik, supra, 165 Cal.App.4th
at p. 1309.)
A frequently cited family law treatise suggests a "good 'set-up' question" to the
unemployed parent is: "'Is there any reason why you cannot get a minimum wage job?'"
(Hogoboom & King, Cal. Practice Guide: Family Law (The Rutter Group 2015) ¶
6:442.13, p. 6-257.) However, even though Adalberto was present in court and sworn in
to testify, no one asked him this question, or anything else.
As distinguished from lawyer argument, the only evidence offered to support the
court's order is that Adalberto was receiving disability retirement income, was 42 years
old, and had a college degree. This is insufficient to show Adalberto had the ability and
opportunity to work a full-time minimum wage job.
In denying Adalberto's posttrial motions, the court stated, "[Adalberto] made no
claim of inability to work" and his receipt of disability income "does not reflect an
inability to work in other fields." The court's observations are correct, but legally
irrelevant in this case. Gemma had the burden to present evidence sufficient to sustain a
finding that Adalberto has the ability and opportunity to perform full-time minimum
wage work. Unless and until she met that burden, Adalberto was not required to offer
evidence that he was unable to work.
DISPOSITION
The order entered February 11, 2015, is reversed insofar as it imputes $1,560 per
month income to Adalberto Torres and makes calculations of child support and
arrearages based on such imputed income. In all other respects, that order is affirmed.
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The matter is remanded to the superior court with directions to redetermine child support
consistent with this opinion. In the interest of justice, each party to bear his or her own
costs.
NARES, Acting P. J.
WE CONCUR:
HALLER, J.
IRION, J.
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