IN THE COURT OF APPEALS OF IOWA
No. 15-1416
Filed March 23, 2016
IN RE THE MATTER OF C.J.,
Alleged to be Seriously Mentally Impaired,
C.J.,
Respondent-Appellant.
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Appeal from the Iowa District Court for Woodbury County, Duane
Hoffmeyer, Judge.
Respondent appeals the district court order finding he was seriously
mentally impaired. REVERSED AND REMANDED.
Zachary S. Hindman of Bikakis, Mayne, Arneson, Hindman & Hisey, Sioux
City, for appellant.
Thomas J. Miller, Attorney General, and Gretchen Witte Kraemer,
Assistant Attorney General, for appellee State.
Considered by Tabor, P.J., and Bower and McDonald, JJ.
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BOWER, Judge.
Respondent C.J. appeals the district court order finding he was seriously
mentally impaired. We find there is not clear and convincing evidence to show
C.J. was a danger to himself or others due to insufficient evidence of a recent
overt act. We also find there is insufficient evidence to show he was likely to
inflict serious emotional injury on members of his family or others who lacked a
reasonable opportunity to avoid contact with him if he was allowed to remain at
liberty without treatment. We reverse the decision of the district court and
remand for dismissal of the application.
I. Background Facts & Proceedings
On July 14, 2015, C.J. was taken to the emergency room at Mercy
Medical Center in Sioux City, Iowa, by police officers. Dr. Brian Paugh, a
physician, requested a forty-eight-hour hold, pursuant to Iowa Code section
229.22 (2015). Dr. Paugh stated:
[Patient] has been exhibiting paranoid schizophrenia today.
He has been exhibiting aggressive behavior toward SCPD [Sioux
City Police Department] officers. I would like hold for evaluation &
treatment.
The district court ordered C.J. should be immediately detained due to serious
mental impairment.
On July 16, 2015, an application was filed alleging C.J. was seriously
mentally impaired. An affidavit in support of the application was signed by
Marlene Sorensen, a member of the hospital staff, who stated:
[C.J.] was admitted to Mercy Behavioral Health on 7/14/15
from the ER. He had been hearing voices due to an implanted 2-
way radio. He remains paranoid. States wants a full body scan to
see the chips in his [right] ear and [left] eye. States this is the doing
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of the FBI. States chips make him hear voices that know exactly
what he is thinking.
An affidavit by Christine Strand, another member of the hospital staff, stated:
[C.J.] was admitted to Mercy Behavioral through the
Emergency Department due to delusional & paranoid behavior. He
believes that he has had microchips put into parts of his body & is
wanting body scans. He has been at Mercy before with similar
delusions. He is refusing psychiatric medications. His delusions
impact his decision-making resulting in him being in imminent
danger to self & possibly others.
Dr. Josette Lindahl completed the physician’s report, pursuant to section
229.10(2), and found C.J. was mentally ill and lacked sufficient judgment to make
responsible decisions with respect to his hospitalization or treatment. Dr. Lindahl
gave the opinion C.J. was likely to physically injure himself or others; inflict
serious emotional injury on members of his family or others who lacked a
reasonable opportunity to avoid contact with him; and was unable to satisfy his
needs for nourishment, clothing, essential medical care, or shelter, if he was
allowed to remain at liberty without treatment.
A commitment hearing was held on July 21, 2015. C.J. waived the
presence of Dr. Lindahl and the applicants. He agreed the court could consider
the request for the forty-eight-hour hold. The only witness at the hearing was
C.J., who stated he just needed a CAT scan to find the wires implanted in him,
because, “As far as mental, there wasn’t nothing, you know, wrong with me
mentally.” He also stated, “I don’t need any mental health treatment.”
The district court entered an order finding C.J. was seriously mentally
impaired. The court found C.J. was afflicted with a mental illness and lacked
sufficient judgment to make responsible decisions with respect to his treatment or
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hospitalization. The court found if C.J. was allowed to remain at liberty he was
likely to inflict serious injury on himself or others and was likely to inflict serious
emotional injury on members of his family or others who lacked a reasonable
opportunity to avoid contact with him. The court gave the following factual basis
for its ruling:
Dr. report mental illness; believes wire placed by 2 females
with connections to law enforcement & wanted to press charges
against and got CAT scan to prove illegal wiretap. Allows FBI to
track & speak with him. He says he has cooperated with whoever
is speaking with him. Prior medical care with Dr. Brink until
retirement; treatment in Mississippi. Aggressive behavior towards
police officers (ER-Doctor) & C. Strand application immediate
danger.
The court ordered C.J. should be immediately hospitalized for treatment. He
appeals the decision of the district court.
II. Standard of Review
Challenges to the sufficiency of the evidence in involuntary commitment
proceedings are reviewed for the correction of errors at law. In re B.B., 826
N.W.2d 425, 428 (Iowa 2013). An allegation of serious mental impairment must
be proven by clear and convincing evidence. Iowa Code § 229.13(1). “Clear and
convincing evidence is less burdensome than evidence establishing proof
beyond a reasonable doubt, but more burdensome than a preponderance of the
evidence.” B.B., 826 N.W.2d at 428. “It means that there must be no serious or
substantial doubt about the correctness of a particular conclusion drawn from the
evidence.” Id.
While the elements of serious mental impairment must be established by
clear and convincing evidence, the district court’s factual findings are binding on
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appeal if they are supported by substantial evidence. In re J.P., 574 N.W.2d 340,
342 (Iowa 1998). “Evidence is substantial if a reasonable trier of fact could
conclude the findings were established by clear and convincing evidence.” Id.
III. Merits
Iowa Code section 229.1(20) (Supp. 2015) defines “seriously mentally
impaired” in the following way:
“Seriously mentally impaired” or “serious mental impairment”
describes the condition of a person with mental illness and because
of that illness lacks sufficient judgment to make responsible
decisions with respect to the person's hospitalization or treatment,
and who because of that illness meets any of the following criteria:
a. Is likely to physically injure the person’s self or others if
allowed to remain at liberty without treatment.
b. Is likely to inflict serious emotional injury on members of
the person’s family or others who lack reasonable opportunity to
avoid contact with the person with mental illness if the person with
mental illness is allowed to remain at liberty without treatment.
c. Is unable to satisfy the person’s needs for nourishment,
clothing, essential medical care, or shelter so that it is likely that the
person will suffer physical injury, physical debilitation, or death.
The definition of serious mental impairment has three elements. The
respondent must be found to have (1) a mental illness, (2) to lack “sufficient
judgment to make responsible decisions with respect to the person's
hospitalization or treatment,” and (3) to be likely, if allowed to remain at liberty, to
inflict physical injury on “the person’s self or others,” to inflict serious emotional
injury on those close to the person, or to be unable to satisfy the person’s
physical needs. J.P., 574 N.W.2d at 343 (quoting In re Foster, 426 N.W.2d 374,
376–77 (Iowa 1988)).
A. C.J. claims the evidence does not show he was likely to physically
injure himself or others if allowed to remain at liberty without treatment. He
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claims there is no evidence of a recent overt act, attempt, or threat to support a
finding of dangerousness.
We have said the element of dangerousness “requires a predictive
judgment, ‘based on prior manifestations but nevertheless ultimately grounded
on future rather than past danger.’” In re Mohr, 383 N.W.2d 539, 542 (Iowa
1986) (citations omitted). The term “likely” means “probable or reasonably to be
expected.” Id. The danger the person poses to himself or others must be
evidenced by a “recent overt act, attempt or threat.” J.P., 574 N.W.2d at 344. “In
the context of civil commitment we hold that an ‘overt act’ connotes past
aggressive behavior or threats by the respondent manifesting the probable
commission of a dangerous act upon himself or others that is likely to result in
physical injury.” Foster, 426 N.W.2d at 378 (citation omitted).
The only evidence of a recent overt act is the request by Dr. Paugh for a
forty-eight-hour hold, stating C.J. had been exhibiting aggressive behavior toward
police officers. There is no evidence in the record as to whether this was verbal
or physical aggression. The record does not show a threat or an act of
unprovoked physical aggression. See id. at 378–79. We conclude the evidence
does not show a recent overt act by C.J. “manifesting the probable commission
of a dangerous act upon himself or others that is likely to result in physical injury.”
See id. at 378. Strand’s statement C.J.’s “delusions impact his decision-making
resulting in him being in imminent danger to self & possibly others,” did not
include evidence of a recent overt act “likely to result in physical injury.” See id.
Due to the lack of evidence of a recent overt act, we conclude there is not
clear and convincing evidence in the record to show C.J. was likely to injure
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himself or others if allowed to remain at liberty without treatment. See Iowa Code
§ 229.1(20)(a).
B. C.J. also claims there is not sufficient evidence in the record to
show he was likely to inflict serious emotional injury on members of his family or
others who lacked a reasonable opportunity to avoid contact with him if he was
allowed to remain at liberty without treatment. See Iowa Code § 229.1(20)(b).
The district court found this ground had been proven by clear and
convincing evidence, but did not cite any specific evidence to support its
conclusion. On our review of the record we find there is no evidence to support
the court’s finding on this ground.
We reverse the district court’s order finding C.J. was seriously mentally
impaired and remand for dismissal of the application.
REVERSED AND REMANDED.