[Cite as Schwartz v. Tedrick, 2016-Ohio-1218.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 102082
ANN T. SCHWARTZ, ET AL.
PLAINTIFFS-APPELLEES
vs.
JOYCE A. TEDRICK
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Civil Appeal from the
Cuyahoga County Court of Common Pleas
Probate Court Division
Case No. 2013 ADV 191264
BEFORE: Keough, J., Jones, A.J., and Laster Mays, J.
RELEASED AND JOURNALIZED: March 24, 2016
ATTORNEYS FOR APPELLANT
J. Paul Fidler
David M. Lenz
Schneider, Smeltz, Ranney & Lafond
1111 Superior Avenue, Suite 1000
Cleveland, Ohio 44114
Ryan P. Nowlin
1375 East Ninth Street, Suite 900
Cleveland, Ohio 44114
ATTORNEYS FOR APPELLEES
Charles T. Brown
Anthony J. Coyne
Miles Welo
Mansour Gavin, L.P.A.
North Point Tower
1001 Lakeside Avenue, Suite 1400
Cleveland, Ohio 44114
John P. Koscianski
Koscianski & Koscianski Co., L.P.A.
5700 Pearl Road, Suite 302
Parma, Ohio 44129
KATHLEEN ANN KEOUGH, J.:
{¶1} Defendant-appellant, Joyce A. Tedrick (“Tedrick”), appeals the judgments
of the probate court that (1) set aside an amendment to a trust, (2) denied her motion to
admit the deposition testimony of the decedent’s lawyer, and (3) removed her as trustee.
We affirm.
{¶2} This matter originated in the Cuyahoga County Probate Court on August 6,
2013, when siblings Ann T. Schwartz, Joseph M. Castellarin, Donald L. Castellarin, and
Gregg S. Castellarin (collectively “appellees”), filed suit against Tedrick. Tedrick was
married to appellees’ father, Louis P. Castellarin (“Lou”). She was his second wife and
nearly 20 years his junior.
{¶3} On June 6, 2012, Lou executed a Trust Agreement that, among other things,
made specific gifts of $100,000 to each of his children. On August 31, 2012, less than
three months after signing the Trust Agreement, Lou signed a Restatement of the Trust
Agreement. The Trust Restatement differed from the Trust Agreement in only one
material way: it removed the specific gifts to Lou’s children that totaled $400,000.
{¶4} Appellees filed suit seeking to have the trial court: 1) find that Lou executed
the Trust Restatement as the result of undue influence by Tedrick; 2) remove Tedrick as
trustee and appoint a successor trustee; 3) order Tedrick to provide an accounting of all of
Lou’s trust assets; and 4) find that Tedrick tortuously and intentionally interfered with
appellees’ expected inheritance. Appellees also sought injunctive relief from the trial
court to prevent Tedrick from making any distributions from the trust, or altering the
investment portion of the trust assets until the resolution of the matter. In addition, they
sought an award of costs and fees, and punitive damages for Tedrick’s intentional
interference with their expectancy from the trust.
{¶5} The case was tried to the bench and on September 18, 2014, the trial court
issued three judgment entries. The first denied Tedrick’s motion for judgment on the
pleadings. The second denied Tedrick’s renewed motion to admit the deposition
testimony of the attorney who prepared the Trust Agreement and Trust Restatement. The
third entry set aside the Trust Restatement as resulting from undue influence and duress
and removed Tedrick as trustee.
{¶6} Tedrick appealed from these judgments.
I. Final, Appealable Order
{¶7} Because the trial court’s judgment did not address all of appellees’ claims,
this court ordered Tedrick to show cause why this appeal should not be dismissed for lack
of a final, appealable order. If a lower court’s order is not final, then an appellate court
has no jurisdiction to review the matter and the appeal must be dismissed. Gen. Acc. Ins.
Co. v. Ins. of N. Am., 44 Ohio St.3d 17, 20, 540 N.E.2d 266 (1989).
{¶8} R.C. 2505.02 sets forth seven categories of final orders that may be
reviewed, modified, or reversed. As relevant to this case, an order is a final order when
it is an order that “affects a substantial right made in a special proceeding” or “grants or
denies a provisional remedy for which no meaningful or effective remedy can be granted
in a later appeal.” R.C. 2505.02(B)(2) and (4).
{¶9} Tedrick argues that the trial court’s order is final because it grants or denies a
provisional remedy. She refers us to In re Estate of Sneed, 166 Ohio App.3d 595,
2006-Ohio-1868, 852 N.E.2d 234 (6th Dist.), and the cases cited therein, wherein courts
have held that a court grants or denies a provisional remedy when it removes the executor
of an estate. She urges that the same reasoning should apply to the removal of a trustee.
{¶10} Provisional remedies, however, are proceedings ancillary to an action. R.C.
2505.02(A)(3). Removal of the trustee was one of the major objectives of this suit. We
cannot find that removal of the trustee in this case was “ancillary” to the action when that
was the primary relief sought by the complaint. Guardianship & Protective Serv. v.
Setinsek, 11th Dist. Trumbull No. 2010-T-0099, 2011-Ohio-6515, ¶ 16 (Wright, J.,
concurring) (removal of trustee was not a provisional remedy under R.C. 2505.02(B)(4)
where the request to remove the trustee was set forth in a complaint filed at the outset of
the action, and not made in a motion filed in a pending estate proceeding).
{¶11} Nevertheless, we find that the order removing Tedrick as trustee was final
under R.C. 2505.02(B)(2) because it affects a substantial right and was made in a special
proceeding. In In re Estate of Janet N. Price, 8th Dist. Cuyahoga No. 68628, 1995 Ohio
App. LEXIS 4727 (Oct. 26, 1995), this court held that an appeal from the probate court’s
order denying an application to administer an estate was a final, appealable order because
the order affected a substantial right and was made in a special proceeding. This court
cited Price with approval in In re Putka, 8th Dist. Cuyahoga No. 77986, 2001 Ohio App.
LEXIS 763 (Mar. 1, 2001), another case involving the probate court’s denial of an
application for appointment as executor of the decedent’s estate. Finding a split among
the appellate courts regarding whether an appeal from the designation of an executor is a
final, appealable order, the Putka court noted that this district concluded in Price that
such orders are final because they are made in a special proceeding and affect a
substantial right. Putka at fn. 1.
{¶12} That this case involves the probate court’s decision regarding the trustee of a
trust, rather than an executor of a will, is a distinction without a difference. In light of
Price and Putka, we find that the trial court’s order removing Tedrick as trustee is final
and appealable because it affects a substantial right and was made in a special proceeding.
II. Undue Influence and Duress
{¶13} In her first assignment of error, Tedrick contends that the trial court erred in
finding that the Trust Restatement was the product of duress and undue influence and
ordering that it be set aside.
{¶14} Undue influence is “‘any improper or wrongful constraint, machination, or
urgency of persuasion whereby the will of a person is overpowered and he is induced to
do or forebear an act which he would not do or would do if left to act freely.’” Kasick v.
Kobelak, 184 Ohio App.3d 433, 2009-Ohio-5239, 921 N.E.2d 297, ¶ 26 (8th Dist.),
quoting Ross v. Barker, 101 Ohio App.3d 611, 618, 656 N.E.2d 363 (2d Dist.1995).
With respect to wills and trusts, where an individual’s influence restrains a testator from
disposing of his or her property in accordance with the testator’s own wishes and
judgment and substitutes the wishes or judgments of another, such influence is undue.
West v. Henry, 173 Ohio St. 498, 501, 184 N.E.2d 200 (1962). The influence must bear
directly on the act of making and executing the testamentary disposition. Id. The
influence must “so overpower and subjugate the mind of the testator as to destroy his free
agency and make him express another’s will rather than his own.” Rich v. Quinn, 13
Ohio App.3d 102, 103, 468 N.E.2d 365 (12th Dist.1983).
{¶15} Undue influence must be proven by clear and convincing evidence. Kasick
at ¶ 26, citing Ament v. Reassure Am. Life Ins. Co., 180 Ohio App.3d 440, 2009-Ohio-36,
905 N.E.2d 1246, ¶ 38 (8th Dist.). To make the requisite showing, a plaintiff must
prove: (1) that the testator was susceptible; (2) another’s opportunity to exert the
influence; (3) the fact of improper influence exerted or attempted; and (4) the result
showing the effect of such influence. West, supra.
{¶16} As to civil judgments, judgments supported by some competent, credible
evidence going to all the essential elements of the case will not be reversed by a
reviewing court as against the manifest weight of the evidence. C.W. Morris Co. v.
Foley Const. Co., 54 Ohio St.2d 279, 376 N.E.2d 578 (1978), syllabus. When
considering whether a civil judgment is against the manifest weight of the evidence, an
appellate court is guided by a presumption that the findings of the trier of fact were
correct. Seasons Coal Co. v. Cleveland, 10 Ohio St.3d 77, 79-80, 461 N.E.2d 1273
(1984). “[A]n appellate court should not substitute its judgment for that of the trial court
when there exists * * * competent and credible evidence supporting the findings of fact
and conclusions of law rendered by the trial judge.” Id. at 80.
{¶17} Here, the trial court set forth its findings of fact and conclusions of law in a
nine-page judgment entry. It found that the original Trust Agreement signed on June 6,
2012, set forth Lou’s stated intention to distribute $100,000 to each of his four children
after his death. It found that Lou was aware at all times of the value of his assets and,
contrary to Tedrick’s testimony, there was no evidence that Lou amended the trust
because he discovered his assets were less than what he thought they were. Instead, the
court found that it was Tedrick who discovered during the summer of 2012 that Lou’s
assets were less than what she thought they were, and became alarmed that the amount
remaining after distribution would not be sufficient for her.
{¶18} The trial court found that Lou’s health declined significantly after a family
trip to Italy in June 2012, and that he was desperately afraid of being moved to a nursing
home. The court further found that Tedrick, who worked as a physician’s assistant for
over 30 years, acted as Lou’s caregiver, but that she had become increasingly hostile
toward him and had, on at least one occasion, left him for several days.
{¶19} The court found that Tedrick’s trial testimony was evasive, especially about
the circumstances by which the attorney who prepared the original Trust Agreement was
contacted and instructed regarding amending the trust. The court noted that Tedrick
offered little to no testimony about signing the Trust Restatement on August 31, 2012.
{¶20} Accordingly, the trial court found that:
due to his waning health, weakened condition, and dependence on the
Defendant, the decedent was susceptible to undue influence. The Court
further finds that the Defendant was in a position to exert undue influence
and that in fact she did exert undue influence. The Court finds that the
result of the undue influence is the amended Trust, which is contrary to the
decedent’s stated intentions and not consistent with the testamentary
dispositions the decedent otherwise would have made.
The Court finds that the Amendment to the Louis P. Castellarin Trust
executed on August 31, 2012 was the result of duress and undue influence
and orders that the Amendment is hereby set aside.
{¶21} We find that the trial court’s determination was not against the manifest
weight of the evidence because there was competent, credible evidence going to all the
elements of appellees’ claim of undue influence.
{¶22} The evidence at trial demonstrated that Lou, a former dentist and Case
Western Reserve University professor, had a good relationship with his children and
talked to and saw them weekly. Before his health began to deteriorate in the last few
years of his life, he enjoyed golfing with his sons and watching his grandson play
baseball.
{¶23} As Tedrick testified, Lou was astute with his finances; he had a budget and
paid all of the bills, and he made all the investment decisions. Lou was open with his
children about his estate planning; his son Joseph testified at trial that over the years, Lou
had discussed his estate planning with his children and would periodically send them an
updated will.
{¶24} In October 2011, Lou had a family meeting to discuss his assets and the
contents of his trust and estate. Tedrick was in attendance at this meeting, as were three
of Lou’s four children. At this meeting, Lou openly discussed his house in Florida, his
ownership interest in a shopping center, and his investment in a casino in Vietnam, an
investment that Lou was very enthusiastic about. During the meeting, Lou told his
children that they would each receive $100,000 upon his death and any assets that were
left when Tedrick died. After the meeting, Lou called his daughter Ann, who lived in
New York, to advise her that each of the children would receive $100,000 upon his death.
Lou’s children had no further discussions with Lou about his estate planning after this
meeting.
{¶25} On June 6, 2012, Lou signed a Trust Agreement that left specific gifts of
$100,000 to each of his four children, and $25,000 to his close friend, John Turk. The
Trust Agreement reflected exactly what Lou had told his family at the October 2011
meeting.
{¶26} Lou’s friend John Turk, who had known Lou for 30 years and saw or spoke
with him at least two or three times a week, testified that over the years, Lou spoke
openly with him about his estate planning with him and that he was “very clear” that he
wanted his children to get something from his estate. Turk said that Lou told him that he
would receive $25,000 upon his death, and Tedrick and the children would also receive
money. Turk testified that Lou told him that he had set up a trust, but never told him that
he had amended it. Turk also testified that about a week before he died, Lou seemed
distraught about things other than his health and told Turk that they needed to talk.
{¶27} Lou’s health deteriorated significantly in the five years prior to his death in
December 2012. Tedrick became his caretaker, in charge of his doctors’ appointments,
medications, and daily care. Lou’s children, although grateful that Tedrick cared for
their father, were disturbed by her outward disdain for him. They testified that she was
very resentful about her situation, and would call Lou names and belittle him in front of
his family. Five to six years prior to Lou’s death, Tedrick left him for several days and
he did not know if she was coming back. Lou’s daughter Ann testified that Lou told her
that Tedrick “regularly” threatened to leave him, so he was careful not to upset her
because he knew she was his caregiver and he was extremely fearful of having to go to a
nursing home. Turk likewise testified that Lou told him that he feared Tedrick would
leave him.
{¶28} In late June 2012, Lou and his extended family went to Italy for a ten-day
family vacation. Lou’s children Joseph, Donald, and Ann all testified that it was a
wonderful family vacation for them and Lou. Lou became ill during the trip, however,
and mostly stayed at the hotel. Upon his return from Italy, his health declined even
further and he was mostly housebound.
{¶29} Lou’s son Donald testified that shortly after the trip to Italy, Tedrick came to
his office and asked to speak with him privately. He said that she was “visibly upset”
about Lou’s investment in the casino in Vietnam because she had learned that some of the
monies that were supposed to go to her had been used for that investment. Tedrick told
Donald that she planned to speak to Lou’s investment broker and her financial adviser to
“check into it.” Donald testified that when he saw Tedrick about a month later, he asked
her what had happened with the investment, and she stated, “I took care of it.” He said
she no longer appeared upset about the investment and, after that conversation, did not
mention the casino investment again.
{¶30} On August 31, 2012, unbeknownst to Lou’s children, the Trust Agreement
was amended. Lou died on December 11, 2012. After Lou’s death, Tedrick made no
mention of the trust until January 31, 2013, when Lou’s son Joseph asked her about the
intended disbursement to the children. Tedrick told Joseph that there would be no
disbursement because the casino investment had gone bad. Subsequently, after Donald
and Ann received certified letters from Tedrick’s attorney advising them that Tedrick had
removed them as co-trustees, and upon learning of the Trust Restatement, this litigation
ensued.
{¶31} We find this evidence competent and credible to establish the four elements
of the West test for undue influence. There was clearly evidence that Lou was a
susceptible testator. The evidence demonstrated that Lou’s health declined precipitously
after he returned from Italy in July 2012. The evidence also established that Lou was
extremely fearful of being placed in a nursing home, and that Tedrick, his wife and
caregiver, regularly threatened to leave him, as she had previously done on at least one
occasion. Although Tedrick contends that physical infirmity is not enough to establish
susceptibility to influence, and that Lou was still mentally sharp, the evidence
demonstrated that Lou was mentally susceptible to Tedrick’s influence because of his
deteriorating physical health, his dependence on Tedrick as his caregiver, his fear of
being placed in a nursing home if Tedrick was no longer able or willing to care for him,
and Tedrick’s regular threats to leave him.
{¶32} The evidence also established that Tedrick had ample opportunity to assert
influence over Lou, the second element of the West test. She lived with Lou and was his
caregiver. Lou was dependent upon her for food, medication, and daily care.
{¶33} With respect to the third element of the West test — that improper influence
was exerted or attempted — Ohio courts have long recognized the inherent difficulty a
plaintiff faces in proving allegations of undue influence and, accordingly, that “[t]he
issues related to undue influence are generally determined upon circumstantial evidence
and inferences drawn from a full presentation of facts that may be inconclusive when
viewed separately.” Rich, 13 Ohio App.3d at 104, 468 N.E.2d 365, citing Bd. of Edn. v.
Phillips, 103 Ohio St. 622, 626, 134 N.E.646 (1921).
{¶34} We find that the timing of the Trust Restatement — less than three months
after the original Trust Agreement was signed — coupled with Tedrick’s discovery
shortly before the amendment that the funds she thought would go to her had been used
instead for the Vietnam casino investment, and her subsequent statement to Lou’s son
Donald Castellarin that she “took care of it” when he asked what she had done about her
concerns about the investment, along with her evasive testimony about the circumstances
of the amendment to the trust on August 31, 2012, demonstrate that Tedrick did, in fact,
exert undue influence over Lou, an aging and infirm man who relied on her for his daily
care.
{¶35} With regard to Tedrick’s trial testimony, we note that Tedrick testified in
detail about various events during the summer of 2012, but could not recall if she had any
conversations with attorney Timothy Melena, the scrivener of the original Trust
Agreement and Trust Restatement, prior to the amendment of the trust. She testified
further that she could not recall if she saw a draft of the Trust Restatement prior to its
execution. Upon our review of the record, we agree with the trial court’s observation
entry that “[t]he defendant’s recollection of any information regarding calls or meetings
with attorney Melena is incredibly sketchy, especially in light of her rather detailed
memory of far less significant events during that same time period.” We also find it
significant that Tedrick did not call attorney Melena, a key witness, to testify at trial.
One would think that if the amendment were, in fact, free from undue influence, Tedrick
would have welcomed Melena’s eyewitness testimony.
{¶36} The trial court’s conclusion that Tedrick in fact exerted undue influence
over Lou is further supported by evidence of what happened after Lou’s death. Ann
testified that in January or February 2013, she was shocked when she received a certified
letter from Tedrick’s attorney that removed her and her brother Gregg as co-trustees of
the trust. There was no reason for Ann or Gregg’s removal, other than Tedrick’s
continuation of her efforts to manipulate the trust for her benefit, without any oversight
by Lou’s children, the remainder beneficiaries of the trust.
{¶37} Contrary to Tedrick’s argument, the trial court’s finding that Tedrick
actually exerted undue influence on Lou was not based on mere speculation; the evidence
clearly demonstrates the fact of her influence. Furthermore, her assertion that there was
no undue influence because she would have eliminated the $25,000 gift to Turk if she
actually exercised influence rings hollow in light of her refusal after Lou’s death to pay
Turk the $25,000.
{¶38} Finally, the fourth West element — the result showing the effect of the
undue influence — is self-evident. The Trust Agreement provided $400,000 to Lou’s
children. The Trust Restatement eliminated these gifts completely, thereby increasing
the trust corpus by $400,000 for Tedrick’s sole and exclusive benefit. Furthermore,
Tedrick’s subsequent removal of Ann and Greg as co-trustees allowed her to have
unbridled control of the trust without any accountability to Lou’s children.
{¶39} Under R.C. 5804.06, a trust is void if its creation was induced by fraud,
duress, or undue influence. The record in this case contains ample evidence to support
the trial court’s finding that the Trust Restatement was the result of Tedrick’s undue
influence.1 Accordingly, the trial court properly declared the Trust Restatement void and
reinstated the Trust Agreement. The first assignment of error is overruled.
III. Admission of Deposition Testimony
{¶40} Rather than subpoena attorney Timothy Melena to testify at trial, Tedrick
orally moved to introduce his discovery deposition. When appellees’ counsel objected,
Tedrick’s counsel asserted that a deposition can be admitted where the witness is out of
In light of our affirmance of the trial court’s finding of undue influence, Tedrick’s argument
1
that the trial court erred in also finding duress is moot.
the county in which the action is pending. When the trial judge stated that counsel was
required to demonstrate a reason for using the deposition instead of having the witness
testify, Tedrick’s counsel stated, “We’ll move on and come back to that.” There was no
further discussion of the matter during trial.
{¶41} The day after trial, however, Tedrick’s counsel filed a renewed motion to
admit Melena’s deposition, arguing that Melena’s deposition should be admitted under
Civ.R. 32(A) because he “is located outside of Cuyahoga County, in Chardon, Ohio.”
The trial court subsequently denied the motion.
{¶42} In her second assignment of error, Tedrick contends that the trial court
abused its discretion when it refused to allow her to present Melena’s deposition at trial in
lieu of his in-person testimony and then denied her renewed motion to admit the
deposition.
{¶43} Decisions regarding the admission or exclusion at trial may not be reversed
absent an abuse of discretion. Peters v. Ohio State Lottery Comm., 63 Ohio St.3d 296,
299, 587 N.E.2d 290 (1992). “The term ‘abuse of discretion connotes more than an error
of law or judgment; it implies that the court’s attitude is unreasonable, arbitrary or
unconscionable.” Blakemore v. Blakemore, 5 Ohio St.3d 217, 219, 450 N.E.2d 1140
(1983).
{¶44} Civ.R. 32(A)(3)(b) states that a witness’s deposition may be introduced at
trial if the court finds that “the witness is beyond the subpoena power of the court in
which the action is pending or resides out of the county in which the action is pending
unless it appears that the absence of the witness was procured by the party offering the
deposition[.]”
{¶45} It is well-established that the burden rests on the proponent of the deposition
to satisfy the requirements of Civ.R. 32(A)(3). Johnson v. Eitle, 6th Dist. Lucas No.
L-06-1247, 2007-Ohio-3315, ¶ 27, citing Burnworth v. Ohio Bell Tel. Co., 5th Dist. Stark
No. CA-9066, 1993 Ohio App. LEXIS 3768 (July 19, 1993). “Further, Civ.R. 32(A)(3),
by its own terms, does not mandate the substitution of a deposition at trial.” Johnson at
id.
{¶46} Our review of the record demonstrates that Tedrick offered no evidence
either at trial or in her renewed motion to admit Melena’s testimony that Melena was
served with a subpoena and failed to appear. Further, Tedrick offered no evidence that
Melena was beyond the subpoena power of the trial court. Likewise, she offered no
evidence whatsoever to support her assertion that he resided outside of Cuyahoga County.
Accordingly, Tedrick failed to satisfy the requirements of Civ.R. 32(A), and thus we
cannot find that the trial court abused its discretion by excluding the deposition from trial.
See, e.g., Branden v. Branden, 8th Dist. Cuyahoga No. 91453, 2009-Ohio-866, ¶ 47 (no
abuse of discretion in excluding deposition testimony from trial where proponent offered
no evidence that witness was served with a subpoena and did not appear, was beyond the
subpoena power of the court, or lived outside of Cuyahoga County). The second
assignment of error is overruled.
IV. Removal of Tedrick as Trustee
{¶47} In addition to finding that the Trust Restatement was void due to Tedrick’s
undue influence over Lou, the trial court removed Tedrick as trustee upon finding that she
“failed to fulfill her duties under the Trust by refusing to make distribution to John Turk
as required by both the original and the amended Trusts.”
{¶48} In her third assignment of error, Tedrick contends that the trial court abused
its discretion in removing her as trustee. She contends that her removal was
“unnecessary and inappropriate,” and that the trial court’s basis for removing her was
“insufficient.”
{¶49} R.C. 2109.24 authorizes the trial court to remove a fiduciary for “habitual
drunkenness, neglect of duty, incompetency, or fraudulent conduct, because the interest
of the trust demands it, or for any other cause authorized by law.” (Emphasis added.)
{¶50} The decision to remove a trustee is within the trial court’s discretion, and a
reviewing court will not reverse that decision absent a clear showing of abuse of that
discretion. In re Connell, 8th Dist. Cuyahoga No. 68261, 1995 Ohio App. LEXIS 3470,
*10 (Aug. 24, 1995).
{¶51} It could not be more clear in this case that the interest of the trust required
Tedrick’s removal as trustee. Although the trial court listed only Tedrick’s nonpayment
to Turk of the $25,000 specifically gifted to him as a reason for removing Tedrick, i.e.,
her failure to fulfill her duties as trustee, the record indicates by clear and convincing
evidence that Tedrick’s removal was necessary to protect the trust assets from any further
manipulation by Tedrick for her benefit. The record is clear that Tedrick used undue
influence to amend the Trust Agreement for her benefit, and that she then removed Ann
and Gregg as co-trustees in order to control trust assets without any accountability to
Lou’s children, the remainder beneficiaries. These actions unequivocally demonstrate
Tedrick’s willingness to manipulate trust funds for her sole benefit and, thus, her
untrustworthiness as a fiduciary. Tedrick’s assertion that there was no evidence that she
committed “a serious breach of trust” sufficient to warrant her removal is specious. Her
undue influence to manipulate the Trust Agreement to her benefit, at the expense of Lou’s
children, is by itself an egregious breach of trust that demonstrates she is untrustworthy to
act in a fiduciary capacity regarding the trust.
{¶52} The record supports that the trial court did not abuse its discretion in
removing Tedrick as trustee. The third assignment of error is overruled.
V. Judgment on the Pleadings
{¶53} In her fourth assignment of error, Tedrick contends that the trial court erred
in denying her Civ.R. 12(C) motion for judgment on the pleadings regarding appellees’
undue influence claim.2
{¶54} Civ.R. 12(C) states that “[a]fter the pleadings are closed but within such
time as not to delay the trial, any party may move for judgment on the pleadings.” The
determination of a motion for judgment on the pleadings is restricted solely to the
Tedrick’s motion sought dismissal of all of appellees’ claims but Tedrick only challenges the
2
trial court’s ruling regarding the undue influence claim.
allegations in the pleadings and any writings attached to the complaint. Peterson v.
Teodosio, 34 Ohio St.2d 161, 165-166, 297 N.E.2d 113 (1973).
{¶55} Under Civ.R. 12(C), dismissal is appropriate where a court (1) construes the
material allegations in the complaint, with all reasonable inferences to be drawn
therefrom, in favor of the nonmoving party as true, and (2) finds beyond doubt that the
plaintiff could prove no set of facts in support of his claim that would entitle him to relief.
State ex rel. Midwest Pride IV, Inc. v. Pontious, 75 Ohio St.3d 565, 570, 664 N.E.2d 931
(1996). Thus, the granting of judgment on the pleadings is only appropriate where the
plaintiff has failed to allege a set of facts that, if true, would establish the defendant’s
liability. Johnson v. Keybank, 8th Dist. Cuyahoga No. 100118, 2014-Ohio-120, ¶ 11.
We review a ruling on a motion for judgment on the pleadings de novo. Coleman v.
Beachwood, 8th Dist. Cuyahoga No. 92339, 2009-Ohio-5560, ¶ 15.
{¶56} Tedrick contends that appellees’ allegations failed to give them “fair notice”
of the undue influence claim because they failed to plead that Lou was a susceptible
testator, one of the elements required to prove undue influence. We disagree.
Appellees alleged that less than three months after signing the Trust Agreement, Lou
signed the Trust Restatement that made Tedrick the sole beneficiary, and deprived his
children of the benefits Lou intended them to have at his death. Drawing all reasonable
inferences from these allegations in favor of appellees, it is apparent that appellees
alleged sufficient facts that, if true, would support their claim of Tedrick’s undue
influence. Moreover, Tedrick had fair notice that appellees were asserting an undue
influence claim. As the trial court stated in its judgment entry denying the motion,
“defendant’s articulation of the plaintiffs’ claims and her defense thereto demonstrate that
the plaintiffs have adequately set forth their cause of action.”
{¶57} The trial court properly denied Tedrick’s Civ.R. 12(C) motion for judgment
on the pleadings. The fourth assignment of error is overruled.
{¶58} Judgment affirmed.
It is ordered that appellees recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate be sent to said court to carry this judgment into
execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
KATHLEEN ANN KEOUGH, JUDGE
LARRY A. JONES, SR., A.J., and
ANITA LASTER MAYS, J., CONCUR
Schwartz v. Tedrick
Combined Opinion