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Pentcholov v. Secretary of Health and Human Services

Court: United States Court of Federal Claims
Date filed: 2016-03-28
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                 In the United States Court of Federal Claims
                                     OFFICE OF SPECIAL MASTERS
                                              No. 14-414V
                                          (Not to be published)

*****************************
                                                    *
IVANKA PENTCHOLOV, as mother and                    *
natural guardian of minor, A.P.,                    *
                                                    *
                        Petitioner,                 *       Filed: March 4, 2016
                                                    *
                v.                                  *       Decision by Stipulation; Damages;
                                                    *       Tetanus-diphtheria-acellular
                                                    *       pertussis (“Tdap”) vaccine;
SECRETARY OF HEALTH AND                             *       Meningococcal vaccine;
HUMAN SERVICES,                                     *       Aplastic Anemia
                                                    *
                        Respondent.                 *
                                                    *
*****************************
Jeffrey S. Pop, Jeffrey S. Pop, Attorney at Law, Beverly Hills, CA, for Petitioner.

Darryl R. Wishard, U.S. Dep’t of Justice, Washington, DC, for Respondent

                                  DECISION AWARDING DAMAGES1

        On May 14, 2014, Petitioner Ivanka Pentcholov filed a petition on behalf of her daughter
seeking compensation under the National Vaccine Injury Compensation Program. 2 Petitioner
alleges that A.P. suffered aplastic anemia and its related sequelae as a result of receiving the
tetanus-diphtheria-acellular pertussis (“Tdap”) and meningococcal vaccines on August 20, 2012.

       Respondent denies that A.P.’s medical problems were caused by the receipt of the Tdap
and/or meningococcal vaccines. Nonetheless both parties, while maintaining their above-stated

1
  Because this decision contains a reasoned explanation for my action in this case, I will post this decision on the
United States Court of Federal Claims’ website, in accordance with the E-Government Act of 2002, Pub. L. No. 107-
347, § 205, 116 Stat. 2899, 2913 (Dec. 17, 2002) (current version at 44 U.S.C. § 3501 (2014)). As provided by 42
U.S.C. § 300aa-12(d)(4)(B), however, the parties may object to the posted decision’s inclusion of certain kinds of
confidential information. Specifically, under Vaccine Rule 18(b), each party has 14 days within which to request
redaction “of any information furnished by that party: (1) that is a trade secret or commercial or financial in substance
and is privileged or confidential; or (2) that includes medical files or similar files, the disclosure of which would
constitute a clearly unwarranted invasion of privacy.” Vaccine Rule 18(b). Otherwise, the whole decision will be
available to the public. (Id.)
2
 The National Vaccine Injury Compensation Program is set forth in Part 2 of the National Childhood Vaccine Injury
Act of 1986, Pub. L. No. 99-660, 100 Stat. 3758, codified as amended, 42 U.S.C.A. ' 300aa-10 to ' 300aa-34 (2012).
positions, agreed in a stipulation filed March 4, 2016, that the issues before them can be settled
and that a decision should be entered awarding Petitioner compensation.

        I have reviewed the file, and based upon that review, I conclude that the parties’ stipulation
is reasonable. I therefore adopt it as my decision in awarding damages on the terms set forth
therein.

         The stipulation awards:

                 An amount sufficient to purchase the annuity contract (as provided for in ¶ 10 of the
                 Stipulation, paid to the Life Insurance Company which in turn will pay (among other
                 things) $101,617.75 as a lump sum to A.P. on August 11, 2019.

Stipulation ¶ 8.

       I approve a Vaccine Program award as described above. In the absence of a motion for
review filed pursuant to RCFC Appendix B, the clerk of the court is directed to enter judgment
herewith.3


         IT IS SO ORDERED.

                                                                     /s/ Brian H. Corcoran
                                                                        Brian H. Corcoran
                                                                        Special Master




3
  Pursuant to Vaccine Rule 11(a), the parties may expedite entry of judgment by jointly filing notice renouncing their
right to seek review.

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                 IN THE UNITED STATES COURT OF FEDERAL CLAIMS
                           OFFICE OF SPECIAL MASTERS

                                                )
IVANKA PENTCHOLOV, as mother and                )
natural guard ian of minor, A.P.,               )
                                                )
         Petitioner,                            )       No. 14-4 14V ECF
                                                )
                v.                              )       Special Master Corcoran
                                                )
SECRETARY OF HEALTH                             )
AND HUMAN SERVICES,                             )
                                                )
         Respondent.                            )
- -- - - - - - - - - - - - )

                                           STIPULATION

        The parties hereby stipulate to the fo llowing matters:

        I. Petitioner, lvanka Pentcholov, filed a petition for vaccine compensation on behalf of

her daughter, A.P. ("AP"), under the National Vaccine Injury Compensation Program , 42 U.S.C.

§ 300aa-l 0 to 34 (the " Vaccine Program .. ). The petition seeks compensation for injuries

alleged ly related to AP' s receipt of th e tetanus-diphtheria-acellu lar pe1tussis ("'Tdap") and

meningococcal vaccines, which are contained in the Vaccine Injury Tab le (the "Tab le''), 42

C.F.R. § I00.3(a).

       2. AP received the vaccines on August 20, 20 12.

        3. The vaccines were admin istered within the United States.

       4. Petitioner alleges that, as a result of receiving the vacci nes, AP suffered from ap lastic

anemia and its related sequelae, and that AP experienced the residual effects o f thi s injury for

more th an six months.

       5. Petitioner represents that there has been no prior award or settl ement of a civil action
       Case 1:14-vv-00414-UNJ Document 36 Filed 03/04/16 Page 2 of 6




for damages on behalf of AP as a result of her condition.

        6. Respondent denies that the vaccines caused or sign ificant ly aggravated AP· s alleged

medical condition, any of her on going symptoms. or any other injury.

        7. Maintaining their above-stated positions, the parties neve11heless now agree that the

issues between them shall be settled and that a decision should be entered awarding the

compensation described in paragraph 8 of thi s Stipulation.

        8. As soon as practicable after an entry of judgment refl ecting a decision consistent with

the terms of th is Stipu lation, and after petitioner has fi led an electi on to receive compensati on

pursuant to 42 U.S.C. § 300aa-2 l (a)( l ), the Secretary of Health and Human Services wi ll issue

the fo llowing vaccine compensation payment for all damages that would be avai lab le under 42

U.S.C. §300aa- l 5(a):

        An amount suffici ent to purchase the annuity contract descri bed in paragraph I0 below,
        paid to the life insurance company from which the an nuity wi ll be purchased (the " Life
        Insurance Company").

        9. The Life Insurance Company must have a minimum of $250,000,000.00 capital and

surplus, exclusive of any mandatory security va luation reserve. The Life In surance Company

must have one of the fo ll owing ratin gs from two o f the fo ll owing ratin g organizations:

       a.       A.M. Best Company: A++, A+, A+g, A+p, A+r. or A+s;

        b.      Moody's Investor Service Claim s Payin g Rating: Aa3, Aa2, Aa I, or Aaa;

       c.       Standard and Poor's Corporation In surer Claims-Paying Ability Rating: AA -,
                AA, AA+, or AAA ;

       d.       Fitch Cred it Rating Company, Insurance Company Claims Paying Abil ity Rating:
                AA-, AA, AA+, or AAA.

        I0. The Secretary of Health and Human Services agrees to purchase an annuity contract

from the Life Insurance Company for the benefit of AP, pursuant to which the Life Insurance



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Company wi ll agree to make a payment to AP for all damages that would be ava ilable under 42

U.S.C. §300aa- 15(a), as fol lows:

        a. $ 10 1,6 17.75 payable in a certain lump sum on August 11, 20 19.

The payment provided for in thi s paragraph I0 shall be made as set forth above. Should AP

predecease the certain lump sum payment set fo rth above, said certain lump sum payment shall

be made to her estate. Written notice to the Secretary of Health and Human Services and to the

Life Insurance Company shall be provided within twenty (20) days o f AP's death .

        11. The annu ity contract will be owned solely and exclusively by the Secretary of Health

and Human Serv ices and will be purchased as soon as practicable fo ll owing the entry of a

judgment in conform ity with this Stipu lation. The parties stipulate and agree that the Secretary

of Health and Human Services and the United States of America are not responsible for the

payment of any sums other than the amounts set forth in paragraph 8 herein and the amounts

awarded pursuant to paragraph 12 herein, and that they do not guarantee or in sure any of the

future annuity payments. Upon the purchase of th e ann uity contract, the Secretary of Hea lth and

Human Services and the United States of America are released from any and all ob ligations with

respect to future annuity payments.

        I 2. As soon as practicab le after the entry of judgment on entitlement in thi s case, and

after petitioner has ti led both a proper and timely election to receive compensation pursuant to

42 U.S.C. § 300aa-2 I (a)( I), and an app lication, the parties will submit to further proceed in gs

before the special master to award reasonab le attorneys· fees and costs incurred in proceed in g

upon this petition.

        13. Petitioner and her attorney represent that compensation to be provided pursuant to

this Stipulation is not for any items or services for which the Program is not primaril y liab le


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under 42 U.S.C. § 300aa-15(g), to the extent that payment has been made or can reasonably be

expected to be made under any State compensation programs, insurance policies, Federal or

State health benefits programs (other than Title XIX of the Soc ial Security Act (42 U.S.C. §

1396 et seq.)), or by entities that provide health serv ices on a pre-paid basis.

        14. Payments made pursuant to paragraph 8 and any amounts awarded pursuant to

paragraph 12 of this Stipu lation will be made in accordance with 42 U.S.C. § 300aa-l 5(i),

subject to the availabil ity of suffi cient statutory funds.

        15. The parties and their attorneys further agree and stipulate that, except for any award

for attorneys' fees and liti gation costs, the money prov ided pursuant to this Stipulation will be

used solely for the benefit of AP, as contemplated by a strict construction of 42 U.S.C. §300aa-

l 5(a) and (d), and subject to the conditions of 42 U.S.C. § 300aa-l 5(g) and (h).

        16. In return for the payments described in paragraphs 8 and 12, petitioner, in her

individual capacity and as legal representati ve of AP, on behalfof herse lf, AP, and A P's heirs,

executors, administrators, successors or assigns, does foreve r irrevocably and unconditionally

release, acquit and discharge the Un ited States and the Secretary of Hea lth and Hum an Serv ices

from any and all actions or causes of action (including agreements, judgments, claims, damages,

loss of services, expenses and all demands of whatever kind or nature) that have been brought,

could have been brou ght, or cou ld be timely brought in the Court of Federal Claim s, under the

National Vaccine Injury Compensation Program, 42 U.S.C. § 300 aa- 10 et seq., on account of, or

in any way growing out of, any and all known or unknown, suspected or unsuspected personal

inj uries to or death of AP res ulting from, or alleged to have resulted from, the vaccinations

admin istered on August 20, 20 12, as alleged by peti tioner in a petition for vaccine com pensation

fil ed on or about May 14, 20 14, in the U.S. Court of Federal Claim s as petition No. 14-414V.



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       Case 1:14-vv-00414-UNJ Document 36 Filed 03/04/16 Page 5 of 6




        17. If AP should die prior to entry of judgment, thi s agreement shall be voidable upon

proper notice to the Court on behalf of either or both of the parties.

        18. If the special master fa ils to issue a decision in complete confo rmity with the terms

of thi s Stipu lation or if the Court of Federal Claims fails to enter judgment in conform ity with a

decision that is in complete conform ity with the terms of th is Stipulati on, then the parties'

settlement and this Stipulation shall be voidable at the so le discretion of either pa11y.

        19. This Stipu lation expresses a full and complete negotiated settlement of liability and

damages claimed under the Nati onal Childhood Vaccine Injury Act of I986, as amended, except

as otherwi se noted in paragraph 12 above. There is abso lutely no agreement on the part of the

parties hereto to make any payment or to do any act or thing other than is herein expressly stated

and clearly agreed to. The parties further agree and understand that the award described in this

Stipulation may refl ect a compromise of the parties· respective pos itions as to liabi lity and/or

amount of damages, and further, that a change in the nature of the injury or condition or in the

items of compensation sought, is not grounds to modi fy or rev ise this agreement.

       20. Petitioner hereby authorizes respondent to di sclose documents filed by petitioner in

this case consistent with the Privacy Act and the ro utine uses described in the National Vaccine

Injury Compensation Program System of Records, No. 09-1 5-0056.

       2 1. This Stipu lation shall not be construed as an admission by the United States or the

Secretary of Health and Human Services that the Tdap and meningococcal vaccines caused AP

to suffer aplastic anemia or any other injury or condition.

       22. A ll rights and obligations of petitioner hereunder shall appl y equally to petitioner's

heirs, executors, adm inistrators, successors, and/or assigns as legal representatives of AP.

                                    END OF STIPULATION



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Respectfully submitted,




ATTORNEY OF RECORD FOR                     AUTHORIZED REPRSENTATIVE
PETITIONER:                                OFT~ ATTORNEY GENERAL:



~~
Jeffrey S. Pop & Associates
                                           ~~
                                           Deputy Director
9107 Wilshire Blvd., Suite 700             Torts Branch
Beverly Hills, CA 90210                    Civil Division
(310) 273-5462                             U.S. Department of Justice
                                           P.O. Box 146
                                           Benjamin Franklin Station
                                           Washington, DC 20044-0146

                                           ATTORNEY OF RECORD FOR
                                           RESPONDENT:




              AIR,M.D                      DARRYLR. WISHARD
Acting Director, Division of Injury        Senior Trial Attorney
 Compensation Programs                     To1ts Branch
Healthcare Systems Bmeau                   Civil Division
U.S. Department of Health                  U.S. Department of Justice
 and Human Services                        P.O. Box 146
5600 Fishers Lane                          Benjamin Franklin Station
Parklawn Building, Mail Stop 11 C-26       Washington, DC 20044-0146
Rockville, MD 20857                        Tel: (202) 616-4357



Dated:




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