IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 114,830
In the Matter of DAVID BEN MANDELBAUM,
Respondent.
ORIGINAL PROCEEDING IN DISCIPLINE
Original proceeding in discipline. Opinion filed April 8, 2016. Indefinite suspension, suspended
and respondent placed on no less than 2 years' supervised probation.
Michael R. Serra, Deputy Disciplinary Administrator, argued the cause, and Stanton A. Hazlett,
Disciplinary Administrator, was with him on the formal complaint for the petitioner.
N. Trey Pettlon III, of Law Office of Pettlon & Ginie, of Olathe, argued the cause, and David Ben
Mandelbaum, respondent, argued the cause pro se.
Per Curiam: This is an original proceeding in discipline filed by the office of the
Disciplinary Administrator against the respondent, David Ben Mandelbaum, of Leawood,
an attorney admitted to the practice of law in Kansas in 1987.
On April 8, 2015, the office of the Disciplinary Administrator filed a formal
complaint against the respondent alleging violations of the Kansas Rules of Professional
Conduct (KRPC). The respondent filed an answer and probation plan on May 15, 2015,
and an affidavit of compliance with probation plan on February 29, 2016. A hearing was
held on the complaint before a panel of the Kansas Board for Discipline of Attorneys on
June 2, 2015, where the respondent was personally present and was represented by
counsel. The hearing panel determined that respondent violated KRPC 1.8(a) (2015 Kan.
Ct. R. Annot. 530) (conflict of interest); 1.8(e) (providing financial assistance to client);
1.15(a) (2015 Kan. Ct. R. Annot. 556) (safekeeping property); 1.15(d) (preserving client
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funds); and 8.4(c) (2015 Kan. Ct. R. Annot. 672) (engaging in conduct involving
misrepresentation).
Upon conclusion of the hearing, the panel made the following findings of fact and
conclusions of law, together with its recommendation to this court:
"Findings of Fact
....
"Representation of G.F.
"8. The respondent represented G.F. for a number of years. In 2010, G.F.
hired the respondent to represent her in a divorce action. The case settled. As a result of
the settlement, the respondent received $25,000 on behalf of G.F. The respondent
deposited the settlement proceeds into his trust account. G.F. requested that the
respondent retain those funds on her behalf in case those funds were needed to pay a
judgment in an unrelated civil action.
"9. G.F. and the respondent entered into an oral agreement allowing the
respondent to borrow against the $25,000 held in trust. The respondent did not advise
G.F. to seek the advice of outside counsel. Between May 2011, and August 2011, the
respondent borrowed nearly $10,000 of G.F.'s money held in trust. From time to time, the
respondent provided G.F. with disbursements of her settlement proceeds. On August 25,
2011, the respondent provided G.F. with the remaining amount held in trust, including
the amount he had borrowed.
"Representation of C.H.
"10. C.H. retained the respondent to represent her in a worker's compensation
case. The respondent and C.H. entered into a contingent fee agreement which provided
that the respondent would receive a 25% fee of any settlement funds.
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"11. Prior to the settlement, the respondent advanced $300 to C.H. for living
expenses. At the time the respondent advanced funds to C.H. for living expenses, the
respondent held no funds on C.H.'s behalf.
"12. Eventually, the case settled and the respondent deposited the settlement
proceeds of $74,777.91 into his attorney trust account.
"Representation of L.D.
"13. L.D. retained the respondent to represent her in two cases: a traffic case
and the personal injury case. The respondent and L.D. entered into a contingency fee
agreement for the personal injury case which provided that the respondent would receive
a 30% fee of any settlement funds.
"14. Prior to the settlement, the respondent advanced L.D. $186.50 so she
could pay a municipal court fine in Jackson County Missouri. On November 24, 2011,
the respondent advanced L.D. $300 for living expenses. At the time the respondent
advanced funds to L.D., the respondent held no funds on behalf of L.D.
"15. The respondent was able to settle the case. On February 14, 2012, the
respondent received the settlement proceeds. That same day the respondent deposited the
proceeds into his attorney trust account and distributed L.D.'s share to her in the amount
of $5,728.01.
"Representation of J.W.
"16. J.W. retained the respondent to represent him in a worker's compensation
case. The respondent and J.W. entered into a contingent fee agreement which provided
that the respondent would receive a 25% fee from any settlement proceeds in addition to
reimbursement for case expenses.
"17. The case settled. On August 15, 2011, the respondent deposited a
settlement check on behalf of J.W. into his attorney trust account in the amount of
$91,400.62. The respondent paid J.W. a total of $40,144.56. The remaining $51,256.06 of
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the settlement proceeds, which included the respondent's fee, were left in the respondent's
trust account with other clients' funds.
"Representation of R.M. and D.M.
"18. R.M. and D.M. retained the respondent to set up and administer a
charitable remainder trust and a charitable lead trust with funds that R.M. and D.M.
received upon winning the lottery. For the respondent's attorney fee, R.M. and D.M.
agreed to pay the respondent three quarters of one percent of the charitable remainder
trust balance annually.
"19. On December 22, 2011, the respondent deposited a check in the amount
of $11,706.15 into his attorney trust account. The check represented the respondent's fees
earned for administering the trust that year. At the time the respondent deposited the
check into his attorney trust account, the fees had been earned. The respondent did not
transfer the earned fees to his operating account.
"Representation of J.L.C.
"20. The respondent represented J.L.C. in a variety of matters over a 20-year
period. In September 2011, J.L.C. asked the respondent to assist him with purchasing a
motorcycle for a friend. The respondent agreed to do so and charged J.L.C. a $200
attorney fee. J.L.C. provided the respondent with $6,260 in cash. The respondent
deposited the cash into his trust account. That same day, the respondent wrote a check
drawn on his attorney trust account in the amount of $11,259 for the motorcycle. At the
time the respondent wrote the trust account check to pay for the motorcycle, the
respondent did not hold sufficient funds on J.L.C.'s behalf to cover the cost of the
motorcycle. Within 10 days, J.L.C. paid the respondent the difference.
"Tax Problems
"21. The respondent failed to pay his federal and Kansas income taxes. As a
result, the respondent had a significant tax debt owing both to the Internal Revenue
Service (IRS) and the Kansas Department of Revenue (KDR).
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"22. In June 2012, the IRS and the KDR levied and removed all funds from
the respondent's operating account. After the IRS and the KDR levied funds contained in
his operating account, the respondent intentionally maintained personal funds in his trust
account to prevent those funds from being taken by the IRS or KDR.
"23. Commerce Bank closed the respondent's trust account. The respondent
was unaware the account had been closed. After the account had been closed, the
respondent continued to write checks drawn on his trust account. Three checks were
returned.
"24. Commerce Bank notified the Missouri Office of Disciplinary Counsel
(ODC) that three checks drawn on the respondent's trust account after the account had
been closed were returned. Thereafter, ODC performed an audit of the respondent's trust
account covering the time period from August 1, 2011, through July 31, 2012.
"25. The Missouri disciplinary authorities initiated disciplinary proceedings.
In Missouri, the respondent stipulated to violating the Missouri Rules of Professional
Conduct. Specifically, the respondent stipulated that he violated Rule 1.8(e), 1.15(b),
1.15(c), and 1.15(d). Thereafter, the Missouri Supreme Court indefinitely suspended the
respondent's license to practice law in Missouri. The court, however, stayed the
imposition of the suspension and placed the respondent on probation.
"Conclusions of Law
"26. Based upon the findings of fact, the hearing panel concludes as a matter
of law that the respondent violated KRPC 1.8, KRPC 1.15, and KRPC 8.4, as detailed
below:
"KRPC 1.8(a)
"27. Lawyers are prohibited from entering into business transactions with
clients, unless:
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'(1) the transaction and terms on which the lawyer acquires the
interest are fair and reasonable to the client and are fully
disclosed and transmitted in writing to the client in a manner
which can be reasonably understood by the client; and
'(2) the client is advised in writing of the desirability of seeking and
is given a reasonable opportunity to seek the advice of
independent legal counsel on the transaction; and
'(3) the client gives informed consent, in a writing signed by the
client, to the essential terms of the transaction and the lawyer's
role in the transaction, including whether the lawyer is
representing the client in the transaction.'
KRPC 1.8(a). In this case, the respondent borrowed nearly $10,000 from the money held
in trust on behalf of G.F. Accordingly, the hearing panel concludes that the respondent
violated KRPC 1.8(a).
"KRPC 1.8(e)
"28. Lawyers may not provide financial assistance to a client in connection
with representation, with limited exceptions:
'(1) a lawyer may advance court costs and expenses of litigation, the
repayment of which may be contingent on the outcome of the
matter; and
'(2) a lawyer representing an indigent client may pay court costs and
expenses of litigation on behalf of the client.'
KRPC 1.8(e). The respondent advanced funds to C.H., L.D., and J.L.C. without satisfying
the exceptions in KRPC 1.8(e). As such, the hearing panel concludes that he violated
KRPC 1.8(e).
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"KRPC 1.15(a) and (d)
"29. Lawyers must properly safeguard their clients' property. KRPC 1.15
specifically provides that:
'(a) A lawyer shall hold property of clients or third persons
that is in a lawyer's possession in connection with a representation
separate from the lawyer's own property. Funds shall be kept in a
separate account maintained in the state of Kansas. Other property shall
be identified as such and appropriately safeguarded. Complete records of
such account funds and other property shall be kept by the lawyer and
shall be preserved for a period of five years after termination of the
representation.
....
'(d) Preserving identity of funds and property of a client.
(1) All funds of clients paid to a lawyer or law firm,
including advances for costs and expenses, shall
be deposited in one or more identifiable
accounts maintained in the State of Kansas with
a federal or state chartered or licensed financial
institution and insured by an agency of the
federal or state government, and no funds
belonging to the lawyer or law firm shall be
deposited therein except as follows:
(i) Funds reasonably sufficient to
pay bank charges may be
deposited therein.
(ii) Funds belonging in part to a
client and in part presently or
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potentially to the lawyer or law
firm must be deposited therein,
but the portion belonging to the
lawyer or law firm may be
withdrawn when due unless the
right of the lawyer or law firm
to receive it is disputed by the
client, in which event the
disputed portion shall not be
withdrawn until the dispute is
finally resolved.'
In this case, the respondent failed to properly safeguard his client's property when he
commingled his funds with his client's funds. Thus, the hearing panel concludes that the
respondent violated KRPC 1.15(a) and (d).
"KRPC 8.4(c)
"30. 'It is professional misconduct for a lawyer to . . . engage in conduct
involving dishonesty, fraud, deceit or misrepresentation.' KRPC 8.4(c). The respondent
engaged in conduct that involved dishonesty when he intentionally maintained funds
belonging to him in his attorney trust account in an attempt to avoid tax levies. As such,
the hearing panel concludes that the respondent violated KRPC 8.4(c).
"American Bar Association
Standards for Imposing Lawyer Sanctions
"31. In making this recommendation for discipline, the hearing panel
considered the factors outlined by the American Bar Association in its Standards for
Imposing Lawyer Sanctions (hereinafter 'Standards'). Pursuant to Standard 3, the factors
to be considered are the duty violated, the lawyer's mental state, the potential or actual
injury caused by the lawyer's misconduct, and the existence of aggravating or mitigating
factors.
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"32. Duty Violated. The respondent violated his duty to his client to refrain
from engaging in conflicts of interest and to safeguard client property. The respondent
also violated his duty to the legal profession and to the public to maintain his personal
integrity.
"33. Mental State. The respondent knowingly violated his duties.
"34. Injury. As a result of the respondent's misconduct, the respondent caused
potential injury to his clients. The hearing panel notes that while the potential for injury
to his clients was great, there was no evidence of conversion of client property.
"35. Aggravating and Mitigating Factors. Aggravating circumstances are any
considerations or factors that may justify an increase in the degree of discipline to be
imposed. In reaching its recommendation for discipline, the hearing panel, in this case,
found the following aggravating factors:
"36. Prior Disciplinary Offenses. The respondent has been previously
disciplined on two occasions. In 2001, the disciplinary administrator informally
admonished the respondent for having violated KRPC 1.3 (diligence) and KRPC 1.4
(communication). In 2008, the disciplinary administrator informally admonished the
respondent for having violated KRPC 1.7 (conflict of interest) and KRPC 1.8 (conflict of
interest).
"37. Dishonest or Selfish Motive. The respondent borrowed funds held in
trust on behalf of G.F. The hearing panel concludes that the respondent's motivation
regarding that misconduct was motivated by selfishness. Additionally, the respondent
placed earned fees in his attorney trust account in an attempt to avoid tax levies. The
hearing panel concludes that such misconduct was motivated by dishonesty and
selfishness. However, the respondent also advanced fees to his clients to provide financial
assistance. The hearing panel finds that misconduct was not motivated by dishonesty or
selfishness.
"38. A Pattern of Misconduct. Within this case, the respondent engaged in a
pattern of misconduct. The respondent repeatedly advanced money to clients when he did
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not hold funds in trust on behalf of the clients. Additionally, the respondent repeatedly
commingled his funds with those of his client in his attorney trust account. Also, the
respondent engaged in a pattern of misconduct, in that the 2008 discipline involved a
conflict of interest. This case likewise involved a conflict of interest.
"39. Multiple Offenses. The respondent violated KRPC 1.8, KRPC 1.15, and
KRPC 8.4. Accordingly, the hearing panel concludes that the respondent committed
multiple offenses.
"40. Substantial Experience in the Practice of Law. The Kansas Supreme
Court admitted the respondent to practice law in the State of Kansas in 1987. At the time
of the misconduct, the respondent has been practicing law for approximately 25 years.
"41. Mitigating circumstances are any considerations or factors that may
justify a reduction in the degree of discipline to be imposed. In reaching its
recommendation for discipline, the hearing panel, in this case, found the following
mitigating circumstances:
"42. Timely Good Faith Effort to Make Restitution or to Rectify Consequences
of Misconduct. While the respondent borrowed the funds held in trust on behalf of G.F.,
he timely repaid the funds borrowed.
"43. The Present and Past Attitude of the Attorney as Shown by His or Her
Cooperation During the Hearing and His or Her Full and Free Acknowledgment of the
Transgressions. The respondent fully cooperated with the disciplinary process.
Additionally, the respondent admitted the facts that gave rise to the violations.
"44. Previous Good Character and Reputation in the Community Including
Any Letters from Clients, Friends and Lawyers in Support of the Character and General
Reputation of the Attorney. The respondent is an active and productive member of the
bar of the Metropolitan Kansas City area. The respondent also enjoys the respect of his
peers and generally possesses a good character and reputation as evidenced by several
letters received by the hearing panel.
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"45. Imposition of Other Penalties or Sanctions. The respondent has
experienced other sanctions for his misconduct. The Missouri Supreme Court placed the
respondent on supervised probation for the instant misconduct.
"46. In addition to the above-cited factors, the hearing panel has thoroughly
examined and considered the following Standards:
'4.12 Suspension is generally appropriate when a lawyer knows or
should know that he is dealing improperly with client property
and causes injury or potential injury to a client.
'4.32 Suspension is generally appropriate when a lawyer knows of a
conflict of interest and does not fully disclose to a client the
possible effect of that conflict, and causes injury or potential
injury to a client.
'7.2 Suspension is generally appropriate when a lawyer knowingly
engages in conduct that is a violation of a duty owed as a
professional, and causes injury or potential injury to a client, the
public, or the legal system.'
"Recommendation
"47. The disciplinary administrator recommended that the respondent's
license to practice law be suspended for a period of 1 year, that the imposition of the
suspension be suspended, and that the respondent be placed on supervised probation for a
period of 2 years. The respondent recommended that his plan of probation be adopted.
"48. The hearing panel has carefully considered what action needs to be taken
to correct the deficiencies in the respondent's practice and to ensure that the misconduct
does not recur. Based upon the findings of fact, conclusions of law, and the Standards
listed above, the hearing panel concludes that the respondent should be allowed to
continue to practice law, subject to supervision. However, the hearing panel also
concludes that additional and different terms and conditions need to be added to the
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respondent's plan of probation. Accordingly, the hearing panel unanimously recommends
that the respondent be suspended from the practice of law for an indefinite period of time.
The hearing panel further recommends that the Court suspend the imposition of the
indefinite suspension, and place the respondent on supervised probation for a period of 2
years, subject to the following terms and conditions:
'1. Inventory of Cases and Clients. The respondent shall
maintain an inventory of all open cases and clients. The respondent shall
update the inventory on a daily basis. The inventory shall include the
client's name, the client's contact information, the client's goal, the tasks
that remain to be completed, all pending deadlines, and the forum (if
any) in which the matter is pending.
'2. Practice Supervision. Within 30 days of receipt of this
report, the respondent shall propose a new practice supervisor, to be
approved by the disciplinary administrator. The new proposed practice
supervisor should be an attorney who does not office share with the
respondent. The respondent shall provide the practice supervisor with an
updated copy of the inventory of cases and clients on a monthly basis.
The respondent shall allow the practice supervisor full access to his
client files, calendar, and trust account records. The respondent shall
comply with all requests made by the practice supervisor. The practice
supervisor shall prepare a quarterly report to the Disciplinary
Administrator regarding the respondent's status on probation. The
practice supervisor will be acting as an officer and an agent of the court
while supervising the probation and monitoring the respondent's legal
practice. As supervising attorney, the practice supervisor shall be
afforded all immunities granted by Kan. Sup. Ct. R. 223 during the
course of his or her supervising activities.
'3. Taxes. The respondent shall develop a reasonable plan to
repay all outstanding taxes, interest, and penalties. The respondent shall
pay all outstanding Kansas taxes, interest, and penalties in full prior to
being released from probation.
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'4. Continuing Legal Education. During each year of
probation, the respondent shall complete a CLE regarding conflicts of
interest. Additionally, during each year of probation, the respondent shall
complete 5 hours of ethics CLE.
'5. Office Procedures. Prior to appearing before the Kansas
Supreme Court, the respondent shall provide the practice supervisor and
the Disciplinary Administrator with written office procedures designed to
monitor the status, deadlines, and court appearances of all matters in
which he has undertaken representation. The respondent shall modify
that procedure if directed to do so by the practice supervisor or the
Disciplinary Administrator. The respondent shall follow the written
office procedures.
'6. Audits. Within thirty (30) days of the date of this report,
the practice supervisor shall conduct an initial audit of the respondent's
files and trust account to insure compliance with KRPC 1.8 and KRPC
1.15. Thereafter, every 6 months, the practice supervisor shall conduct
additional audits. If the practice supervisor discovers any violations of
the Kansas Rules of Professional Conduct, the practice supervisor shall
include such information in his report. The practice supervisor shall
provide the Disciplinary Administrator and the respondent with a copy of
each audit report. The respondent shall follow all recommendations and
correct all deficiencies noted in the practice supervisor's periodic audit
reports.
'7. Continued Cooperation. The respondent shall continue
to cooperate with the Disciplinary Administrator. If the Disciplinary
Administrator requests any additional information, the respondent shall
timely provide such information.
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'8. Professional Liability Insurance. The respondent shall
continue to maintain professional liability insurance in the amounts set
by Missouri in the order of probation.
'9. Additional Violations. The respondent shall not violate
the terms of his probation or the provisions of the Kansas Rules of
Professional Conduct. In the event that the respondent violates any of the
terms of probation or any of the provisions of the Kansas Rules of
Professional Conduct at any time during the probationary period, the
respondent shall immediately report such violation to the practice
supervisor and the Disciplinary Administrator. The Disciplinary
Administrator shall take immediate action directing the respondent to
show cause why the probation should not be revoked.'
"49. Costs are assessed against the respondent in an amount to be certified by
the Office of the Disciplinary Administrator."
DISCUSSION
In a disciplinary proceeding, this court considers the evidence, the findings of the
disciplinary panel, and the arguments of the parties and determines whether violations of
KRPC exist and, if they do, what discipline should be imposed. Attorney misconduct
must be established by clear and convincing evidence. In re Foster, 292 Kan. 940, 945,
258 P.3d 375 (2011); see Supreme Court Rule 211(f) (2015 Kan. Ct. R. Annot. 350).
Clear and convincing evidence is "'evidence that causes the factfinder to believe that "the
truth of the facts asserted is highly probable."'" In re Lober, 288 Kan. 498, 505, 204 P.3d
610 (2009) (quoting In re Dennis, 286 Kan. 708, 725, 188 P.3d 1 [2008]).
Respondent was given adequate notice of the formal complaint, to which he filed
an answer. Respondent was also given adequate notice of the hearing before the panel
and the hearing before this court. He filed no exceptions to the hearing panel's final
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hearing report. With no exceptions before us, the panel's findings of fact are deemed
admitted. Supreme Court Rule 212(c), (d) (2015 Kan. Ct. R. Annot. 369). Furthermore,
the evidence before the hearing panel establishes the charged misconduct in violation of
KRPC 1.8(a) (2015 Kan. Ct. R. Annot. 530) (conflict of interest); 1.8(e) (providing
financial assistance to client); 1.15(a) (2015 Kan. Ct. R. Annot. 556) (safekeeping
property); 1.15(d) (preserving client funds); and 8.4(c) (2015 Kan. Ct. R. Annot. 672)
(engaging in conduct involving misrepresentation) by clear and convincing evidence and
supports the panel's conclusions of law. We therefore adopt the panel's findings and
conclusions.
The only remaining issue before us is the appropriate discipline for respondent's
violations. At the panel hearing, at which the respondent appeared, the office of the
Disciplinary Administrator recommended that the respondent's license to practice law be
suspended for a period of 1 year, that the imposition of the suspension be suspended, and
that the respondent be placed on supervised probation for a period of 2 years. The
respondent recommended that his plan of probation be adopted. The hearing panel
recommended that the respondent be suspended from the practice of law for an indefinite
period of time and that the imposition of the indefinite suspension be suspended and the
respondent placed on supervised probation for a period of 2 years, subject to the terms
and conditions set out in the final hearing report.
At the hearing before this court, the Disciplinary Administrator and respondent
agreed with the recommendation of the hearing panel. But they further agreed any terms
and conditions in his plan more severe or restrictive than those contained in the hearing
panel's report should control.
We hold that respondent is to be suspended from the practice of law in the state of
Kansas for an indefinite period of time and that the imposition of the indefinite
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suspension be suspended and the respondent placed on supervised probation for a period
of no less than 2 years, subject to the following terms and conditions:
1. Inventory of Cases and Clients. The respondent shall maintain
an inventory of all open cases and clients. The respondent shall update the
inventory on a daily basis. The inventory shall include the client's name, the
client's contact information, the client's goal, the tasks that remain to be
completed, all pending deadlines, and the forum (if any) in which the
matter is pending.
2. Practice Supervision. The respondent shall continue with his
current practice supervisor, providing him with an updated copy of the
inventory of cases and clients on a monthly basis. The respondent shall
allow the practice supervisor full access to his client files, calendar, and
trust account records. The respondent shall also comply with all requests
made by the practice supervisor. The practice supervisor further shall
prepare a quarterly report to the Disciplinary Administrator regarding the
respondent's status on probation. The practice supervisor shall continue to
act as an officer and an agent of the court while supervising the probation
and monitoring the respondent's legal practice. As supervising attorney, the
practice supervisor shall be afforded all immunities granted by Kansas
Supreme Court Rule 223 (2015 Kan. Ct. R. Annot. 420) during the course
of his or her supervising activities.
3. Taxes. The respondent shall develop a reasonable plan to
repay all outstanding taxes, interest, and penalties. The respondent shall pay
all outstanding Kansas taxes, interest, and penalties in full prior to being
released from probation.
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4. Continuing Legal Education. During each year of probation,
the respondent shall complete a continuing legal education session
regarding conflicts of interest. Additionally, during each year of probation,
the respondent shall complete 5 hours of ethics continuing legal education.
5. Office Procedures. The respondent has stated he has provided
the practice supervisor and the Disciplinary Administrator with written
office procedures designed to monitor the status, deadlines, and court
appearances of all matters in which he has undertaken representation. The
respondent shall modify those procedures if directed to do so by the
practice supervisor or the Disciplinary Administrator. The respondent shall
follow the written office procedures.
6. Audits. Respondent has stated his trust account has been
audited to insure compliance with KRPC 1.8 and KRPC 1.15. The practice
supervisor shall conduct additional audits of respondent's trust account
every 6 months. If the practice supervisor discovers any violations of the
Kansas Rules of Professional Conduct, the practice supervisor shall include
such information in his report. The practice supervisor shall provide the
Disciplinary Administrator and the respondent with a copy of each audit
report. The respondent shall follow all recommendations and correct all
deficiencies noted in the practice supervisor's periodic audit reports.
7. Continued Cooperation. The respondent shall continue to
cooperate with the Disciplinary Administrator. If the Disciplinary
Administrator requests any additional information, the respondent shall
timely provide such information.
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8. Professional Liability Insurance. The respondent shall
continue to maintain professional liability insurance in the amounts set by
Missouri in the order of probation.
9. Additional Violations. The respondent shall not violate the
terms of his probation or the provisions of the Kansas Rules of Professional
Conduct. In the event that the respondent violates any of the terms of
probation or any of the provisions of the Kansas Rules of Professional
Conduct at any time during the probationary period, the respondent shall
immediately report such violation to the practice supervisor and the
Disciplinary Administrator. The Disciplinary Administrator shall take
immediate action directing the respondent to show cause why the probation
should not be revoked.
A minority of the court would impose a more severe discipline.
CONCLUSION AND DISCIPLINE
IT IS THEREFORE ORDERED that David Ben Mandelbaum be and is hereby
disciplined by suspension for an indefinite period of time in accordance with Supreme
Court Rule 203(a)(5) (2015 Kan. Ct. R. Annot. 293).
IT IS FURTHER ORDERED that the imposition of the above suspension be stayed and
that David Ben Mandelbaum be placed on supervised probation, subject to those terms
and conditions set forth above for a period of no less than 2 years from the effective date
of this order.
IT IS FURTHER ORDERED that, prior to the termination of probation, respondent
undergo a reinstatement hearing pursuant to Kansas Supreme Court Rule 219 (2015 Kan.
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Ct. R. Annot. 403), at which respondent shall establish compliance with the requirements
set out above.
IT IS FURTHER ORDERED that the costs of these proceedings be assessed to the
respondent and that this opinion be published in the official Kansas Reports.
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