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SUPREME COURT, STATE OF
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WASHINGTON
APR 0 '? 2016
· supreme Court Clerk DATE _ _ _ __
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STEVEN P. KOZOL,
Respondent, NO. 9 2 1 9 0- 3
V.
ENBANC
WASHINGTON STATE
DEPARTMENT OF CORRECTIONS,
Petitioner.
Filed: APR 0 '? 2016
PER CURIAM-Prison inmate Steven Kozol seeks to file a statutory
petition for writ of review under chapter 7.16 RCW to challenge a prison disciplinary
sanction imposed by the Department of CoiTections. On Kozol' s appeal from the
superior court's denial of his request to present a writ petition, the Court of Appeals
held that Kozol could petition for such a writ in challenging a prison disciplinary
decision. But because a personal restraint petition is an "adequate remedy at law" for
challenging such a decision in this case, Kozol cannot establish a basis for a statutory
writ. Wy therefore grant the State's petition for review and reverse the Court of
Appeals.
FACTS
The Department of ColTections alleged that Kozol committed a serious
infraction as defined under WAC 137-25-030 (Category D, 740: committing fraud or
No. 92190-3 PAGE2
embezzlement, or obtaining goods, services, money, or anything else of value under
false pretenses). A disciplinary hearing officer found Kozol guilty of the infraction
and imposed a sanction of 10 days of cell confinement. There was no apparent loss of
early release credit.
Ordinarily, an inmate challenging a prison disciplinary sanction does so by
personal restraint petition. See, e.g., In re Pers. Restraint of Grantham, 168 Wn.2d
204, 205, 227 P.3d 285 (2010). But Kozol instead filed a prose action for declaratory
relief in Thurston County Superior Court, alleging among other things that the
department violated disciplinary hearing procedures set forth in chapter 137-28 WAC.
He later amended his complaint to name individual defendants and assert additional
causes of action, including a claim for damages.
The superior court subsequently dismissed all of Kozol' s causes of actions
apart from an apparent tort claim for damages, which the court reserved. Before the
hearing for presentation of the dismissal order, Kozol moved for leave to file a second
amended complaint, dropping his request for monetary damages and adding a petition
for a constitutional writ for certiorari under article IV, section 6 of the Washington
Constitution or a statutory writ of review under chapter 7.16 RCW. The superior court
denied Kozol' s motion to amend, reasoning that the writ petition was outside the
scope of the presentation hearing, and dismissed the entire action with prejudice. 1
Kozol appealed to Division Two of the Court of Appeals. The court
affirmed the dismissal of the declaratory judgment action but reversed denial of
Kozol's motion to amend his complaint to seek a statutory writ of review, holding that
Kozol could seek such a writ in challenging a prison disciplinary decision not
involving loss of good conduct credits. The court declined to address whether Kozol
1
Kozol was assisted by counsel when he moved to amend his complaint. Counsel
withdrew after the superior court entered the dismissal order. Kozol has been acting pro se
since then.
No. 92190-3 PAGE3
could seek a constitutional writ. See Malted Mousse, Inc. v. Steinmetz, 150 Wn.2d
518, 533, 79P.3d 1154 (2003) (constitutional writ will not issue if other avenues for
relief, such as direct appeal or statutory writ, are available). The State filed a petition
for review.
DISCUSSION
Kozol is entitled to a statutory writ of review under RCW 7.16.040 if he
establishes "(1) that an inferior tribunal (2) exercising judicial functions (3) exceeded
its jurisdiction or acted illegally, and (4) there is no adequate remedy at law."2
Haynes v. Leavenworth, 118 Wn.2d 237, 244, 821 P.2d 1204 (1992). The Court of
Appeals held that Kozol satisfied all four elements. Without addressing all of the
statutory elements and whether Kozol met them, dispositive here is whether Kozol has
an "adequate remedy at law," making relief by statutory writ unavailable.
One remedy at law for persons under restraint is the personal restraint
petition. RAP 16.3. But the Court of Appeals held that a personal restraint petition is
not an adequate. remedy in this case because Kozol was not under "restraint" as a
result of his prison discipline, reasoning that his sanction of cell confinement did not
constitute an "atypical and significant hardship ... in relation to the ordinary incidents
of prison life." Sandin v. Conner, 515 U.S. 472, 484, 115 S. Ct. 2293, 132 L. Ed. 2d
418 (1995). But a personal restraint petitioner is under "restraint" if he is "confined."
RAP 16.4(b). Kozol is an inmate "confined" within a state correctional facility. He is
2
The statute states:
A writ of review shall be granted by any court, except a municipal or district
court, when an inferior tribunal, board or officer, exercising judicial
functions, has exceeded the jurisdiction of such tribunal, board or officer, or
one acting illegally, or to correct any erroneous or void proceeding, or a
proceeding not according to the course of the common law, and there is no
appeal, nor in the judgment of the court, any plain, speedy and adequate
remedy at law.
RCW 7.16.040.
No. 92190-3 PAGE4
thus under "restraint." See In re Pers. Restraint of Dyer, 143 Wn.2d 384, 391, 20 P .3d
907 (200 1) (noting that incarcerated petitioner was "restrained" as defined under RAP
16.4).
Aside from the issue of restraint, the most relevant question in determining
whether a personal restraint petition is an adequate remedy at law is whether Kozol's
restraint is "unlawful" and thus addressable by such a petition. RAP 16.4(a). An
inmate's restraint may be unlawful for a number of reasons, including that the
"conditions or manner of the restraint of [the] petitioner are in violation of the
Constitution of the United States or the Constitution or laws of the State of
Washington." RAP 16.4(c)(6).
The Court of Appeals is correct that a prison disciplinary sanction that does
not implicate a protected liberty interest is not subject to minimum constitutional due
process requirements. Sandin, 515 U.S. at 484; In re Pers. Restraint of Granquist, 138
Wn.2d 388, 397-98, 978 P.2d 1083 (1999). And we are mindful that the Washington
Administrative Code provision outlining the general purposes of the prison discipline
procedural guidelines states that those rules "do not create any procedural or
substantive rights in any person, including any liberty interests in time credits, levels
of custody, classification status, or other privileges." WAC 137-28-140. But contrary
to that sweeping agency statement, this court has held that a "serious" infraction that
results in a loss of earned early release credit implicates a liberty interest subject to
minimum due process protections. Granquist, 138 Wn.2d at 397-98.
Though Kozol did not lose early release credits, he was found guilty of a
serious infraction. See WAC 137-25-030 (Category D, 740). Imnates sanctioned for
serious infractions are subject to specific disciplinary procedures and safeguards set
forth in department regulations. See, e.g., WAC 137-28-285 (inmate's rights to fair
and impartial hearing, to be present at hearing, to testify or remain silent, to call
No. 92190-3 PAGES
witnesses or present documentary evidence, and to appeal decision), -280(3) (inmate
confined to cell pending disciplinary shall have reasonable opportunity to prepare
defense), -290(2) (inmate to be given copy of serious infraction report and advised of
rights), -300(1) ("The hearing officer shall ensure that the offender's rights are
protected throughout the hearing."), -31 0(4), (5) (inmate's right to written decision
and to appeal to superintendent). 3 These administrative rules constitute the laws of
Washington for purposes of determining when an inmate is under "unlawful restraint"
as defined under RAP 16.4(c)(6). See In re Pers. Restraint of Cashaw, 123 Wn.2d
138, 149 n.6, 866 P.2d 8 (1994). Kozol alleges that the department committed
multiple regulatory violations in relation to his disciplinary proceeding, and thus he
effectively alleges that his restraint is unlawful, making the personal restraint petition
an appropriate remedy.
We further note that although the discipline imposed in this instance did not
result in a loss of early release credit-and Kozol may have already served his tenn of
cell confinement-the infraction is a factor a hearing officer may consider when
determining the sanction imposed on any later infraction. WAC 137-28-350(3). Thus,
a serious infraction that does not result in the loss of early release credit still casts a
shadow over an imnate's institutional history. Kozol asserts, for instance, that the
disciplinary action here adversely affected his eligibility for preferred housing status.
If this factual assertion and the allegations of regulatory violations are true, Kozol
could argue in a personal restraint petition that the manner of his restraint violates
Washington law. RAP 16.4(c)(6). 4 Thus, a personal restraint petition is an adequate
remedy at law in this situation, precluding Kozol from seeking relief by statutory writ
3
The relevant regulations were amended effective January 8, 2016. Though Kozol
was sanctioned under the previous versions of these regulations, we cite the current
codifications for purposes of this opinion since they generally encompass the same
procedural safeguards.
4 We offer no opinion as to the merits ofKozol's claims.
No. 92190-3 PAGE6
of review. RCW 7.16.040. The Court of Appeals erred in holding that Kozol could
seek relief by statutory writ of review.
The State's petition for review is granted, and the Court of Appeals 1s
reversed. 5
5
Kozol filed a Motion for Appointment of Counsel that we deny, given the
disposition by a per curiam opinion.