MEMORANDUM DECISION FILED
Apr 21 2016, 7:49 am
Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be CLERK
Indiana Supreme Court
regarded as precedent or cited before any Court of Appeals
and Tax Court
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Matthew J. McGovern Gregory F. Zoeller
Anderson, Indiana Attorney General of Indiana
Jesse R. Drum
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Brandon S. Spalding, April 21, 2016
Appellant-Defendant, Court of Appeals Case No.
22A01-1510-CR-1607
v. Appeal from the Floyd Superior
Court
State of Indiana, The Honorable Maria D. Granger,
Appellee-Plaintiff. Judge
Trial Court Cause No.
22D03-0904-FA-964
Altice, Judge.
Case Summary
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[1] After admitting that he violated the terms of his probation, the trial court
revoked the entirety of Brandon S. Spalding’s suspended, three-year sentence.
Spalding argues that such amounted to an abuse of discretion.
[2] We affirm.
Facts & Procedural History
[3] On April 20, 2009, Spalding and three accomplices kicked in Tyson Brownlee’s
apartment door, struck him several times, and then Spalding and another shot
at him with handguns as he ran away. On April 22, 2009, the State charged
Spalding with attempted murder and burglary resulting in bodily injury, both
Class A felonies. On August 12, 2009, Spalding entered into a plea agreement
with the State, whereby he agreed to plead guilty to an amended charge of
criminal recklessness as a Class C felony. The State agreed to dismiss the
attempted murder charge and further agreed that the sentence imposed would
be eight years, with four years suspended to supervised probation. The trial
court sentenced Spalding accordingly on September 14, 2009.
[4] The State filed its first petition to revoke Spalding’s probation on December 9,
2010, alleging that he had failed to maintain good behavior and that he had
committed another crime. On February 9, 2011, Spalding and the State entered
into a plea agreement in another criminal case in which Spalding agreed to
plead guilty to two counts of Class D felony perjury. In exchange, the State
agreed to an aggregate three-year sentence and to dismiss the petition to revoke
probation in this case.
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[5] Spalding was released to probation on October 29, 2012. On January 1, 2013,
he was arrested for possession of a controlled substance, maintaining a
common nuisance, dealing in marijuana, and possession of marijuana. The
State filed a second petition to revoke Spalding’s probation on February 26,
2013, for failing to behave, committing new crimes (based on January 1, 2013
arrest), using alcohol and/or drugs, and failing to pay fees. At a probation
revocation hearing on August 14, 2013, Spalding admitted to violating his
probation and the court modified his suspended sentence to four years with one
year of home detention and three years suspended to probation.
[6] Spalding started home detention on August 27, 2013. In September and
October, he went to unauthorized locations and failed to attend a Thinking for
Change class. He also failed a drug screen on September 20, 2013, testing
positive for opiates and marijuana. Based on the foregoing, the State filed a
petition to revoke Spalding’s home detention on October 9, 2013. Following a
hearing on November 20, 2013, the trial court revoked Spalding’s placement on
home detention and ordered him to serve one year in the Department of
Correction (DOC) followed by three years of probation.
[7] The State filed another petition to revoke probation on July 31, 2014. The State
amended its petition on October 3, 2014, October 23, 2014, and January 16,
2015. In the January 16 amended petition, the State alleged that Spalding
violated the following terms of his probation: (1) failure to maintain good
behavior; (2) committing criminal acts in Kentucky; (3) failure to report to
probation; (4) failure to comply with community service; (5) failure to comply
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with Thinking for a Change; (6) use of alcohol and/or controlled substances not
prescribed by a physician; and (7) failure to pay fees. The State filed a fourth
amended notice of probation violation on June 24, 2015, which recounted in
more detail the allegations in the January 16 amended petition. Specifically,
the fourth amended notice detailed that Spalding had been arrested in Kentucky
in one case for possession of marijuana, in a second case for possession of a
controlled substance in the second degree, in a third case for possession of a
controlled substance in the first degree and criminal possession of a forged
instrument, and in a fourth case for giving an officer a false name and identity
theft. It was further noted that Spalding had a positive screen for drugs on June
9, July 18, August 25, and October 14, 2014.
[8] The trial court held a probation revocation and dispositional hearing on
September 23, 2015, at which Spalding admitted to all of the alleged violations
of his probation as outlined in the fourth amended notice of probation
violation. With regard to disposition, Spalding’s probation officer testified,
summarizing his past conduct and his unwillingness to initiate treatment for
drugs and alcohol. She further testified that Spalding is not “a candidate for
probation” because he has “been unable to comply with the conditions of the
probation.” Transcript at 64. A program coordinator with Community
Corrections who was familiar with Spalding testified that Spalding would not
be successful in her program because he does not have the “drive to do better”
and is not ready to change his thinking. Id. at 73. At the conclusion of the
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hearing, the trial court revoked Spalding’s probation and ordered him to serve
his entire three-year suspended sentence in the DOC. Spalding now appeals.
Discussion & Decision
[9] Spalding argues that the trial court abused its discretion when it ordered him to
serve his three-year suspended sentence in the DOC. Probation is a matter of
grace left to trial court discretion, not a right to which a criminal defendant is
entitled. Sanders v. State, 825 N.E.2d 952, 955 (Ind. Ct. App. 2005), trans.
denied. Where a trial court has exercised its grace by granting a defendant
probation in lieu of incarceration, it has considerable leeway in deciding how to
proceed when the defendant then violates the conditions of his probation.
Prewitt v. State, 878 N.E.2d 184, 188 (Ind. 2007). Thus, the sanction imposed by
the trial court upon a finding of a probation violation is reviewed on appeal for
an abuse of discretion. Brandenburg v. State, 992 N.E.2d 951, 953 (Ind. Ct. App.
2013), trans. denied. An abuse of discretion occurs where the trial court’s
decision is clearly against the logic and effect of the facts and circumstances
before the court. Id. Although the court has several alternative sanctions it
may impose where it has found that a defendant has violated his probation, one
of those sanctions is to order execution of all or part of the sentence that was
suspended at the time of initial sentencing. Id.; see also Ind. Code § 35-38-2-
3(h)(3).
[10] In arguing that the trial court abused its discretion in ordering that he serve the
entirety of his suspended sentence in the DOC, Spalding asserts that the trial
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court did not adequately appreciate that he “accepted full responsibility for his
actions by admitting his violations.” Appellant’s Brief at 12. He also maintains
that the trial court did not afford sufficient mitigating weight to his assertion
that having recently been blessed with two children, he was now “absolutely
willing to throw in the white flag and change [his] life.” Transcript at 85.
[11] Here, the record reflects that Spalding’s daughter was born in 2013 and that his
son was born in 2015. As appropriately noted by the trial court, Spalding’s
conduct since the birth of his children belies his assertion that he has changed
his outlook on life and wants to move away from his destructive behavior. To
be sure, even after the birth of his daughter, Spalding failed numerous drug
screens and did not initiate substance abuse treatment. Spalding was also
arrested four times for additional offenses, the most recent being shortly after
the birth of his son. Clearly, his children have not provided sufficient incentive
for Spalding to change his behavior.
[12] Spalding also directs us to a general sentencing standard that requires a trial
court to consider a defendant’s willingness to plead guilty as a mitigating
circumstance. See, e.g., Scheckel v. State, 655 N.E.2d 506, 511 (Ind. 1995). As
Spalding acknowledges, however, “[t]his requirement has never been extended
to an admission in a probation revocation case.” Appellant’s Brief at 12.
Nonetheless, in light of this consideration, he requests that we reverse the trial
court’s revocation order and remand with instructions to reinstate one year of
his suspended sentence.
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[13] The principle that Spalding borrows from criminal sentencing is a poor fit for
probation revocation proceedings.1 In any event, we note that even in criminal
sentencing, the trial court is required to identify only significant mitigating
circumstances. Anglemyer v. State, 868 N.E.2d 482, 490 (Ind. 2007), clarified on
reh’g, 875 N.E.2d 218. A guilty plea is not always a significant mitigator. See
Sensback v. State, 720 N.E.2d 1160, 1165 (Ind. 1999). To be sure, “a guilty plea
does not rise to the level of significant mitigation where the defendant has
received a substantial benefit from the plea or where the evidence against him is
such that the decision to plead guilty is merely a pragmatic one.” Powell v. State,
895 N.E.2d 1259, 1262-63 (Ind. Ct. App. 2008) (citing Wells v. State, 836 N.E.2d
475, 479 (Ind. Ct. App. 2005), trans. denied.
[14] Here, there was overwhelming evidence to support the revocation of Spalding’s
probation. Thus, his decision to admit to the probation violations was likely
pragmatic and not indicative that he was taking responsibility for his actions.
Rather, like his claim that his children have changed him, his decision was most
likely an attempt to gain favor with the court. Thus, even if the sentencing
1
In the criminal context, where the State has to prove the defendant’s guilt beyond a reasonable doubt, a
defendant who pleads guilty “sav[es] the court time and resources and spar[es] the victim’s family from
enduring a full-blown trial.” Scheckel v. State, 655 N.E.2d at 511. Thus, by pleading guilty, the defendant
extends a substantial benefit to the State and in return, a defendant deserves to have some mitigating weight
extended to his guilty plea. Cotto v. State, 829 N.E.2d 520, 525 (Ind. 2005). In a probation revocation
proceeding, however, the State only has to prove a violation by a preponderance of the evidence. Heaton v.
State, 984 N.E.2d 614, 617 (Ind. 2013). Thus, a probationer who admits his violation extends a less
significant benefit to the State.
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standard were applicable in a probation revocation proceeding, Spalding would
not benefit therefrom.
[15] Spalding has been afforded leniency and other benefits relating to previous
probation violations in this case and yet he squandered them by continuing to
use drugs and commit crimes, in addition to violating other terms of his
probation. Spalding has not demonstrated that the trial court abused its
discretion in ordering that he serve his three-year suspended sentence in the
DOC.
[16] Judgment affirmed.
[17] Bailey, J. and Bradford, J., concur.
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