IN THE COURT OF APPEALS OF IOWA
No. 15-1033
Filed April 27, 2016
JIMMY DEAN STEVENS,
Applicant-Appellant,
vs.
STATE OF IOWA,
Respondent-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Black Hawk County, Jon C. Fister,
Judge.
A postconviction-relief applicant appeals the district court’s dismissal of his
application. REVERSED AND REMANDED.
Kevin E. Hobbs, West Des Moines, for appellant.
Thomas J. Miller, Attorney General, and Tyler J. Buller, Assistant Attorney
General, for appellee State.
Considered by Danilson, C.J., and Vogel and Potterfield, JJ.
2
VOGEL, Judge.
Jimmy Stevens appeals the district court’s dismissal of his application for
postconviction relief (PCR). He claims the court erred in dismissing his claim
based on the PCR statute of limitations. He also alleges his PCR counsel was
ineffective in failing to challenge his sentence as cruel and unusual punishment.
Stevens was convicted of criminal transmission of HIV, in violation of Iowa
Code section 709C.1 (2003),1 and third-degree sexual abuse, in violation of Iowa
Code section 709.4(2)(c)(4). Stevens appealed his conviction alleging there was
insufficient evidence to support his conviction for criminal transmission of HIV.
State v. Stevens, 719 N.W.2d 547, 549 (Iowa 2006). Specifically, he claimed the
State did not offer evidence to prove that oral sex could result in the transmission
of HIV. Id. Our supreme court affirmed Stevens’s conviction noting that in State
v. Keene, 629 N.W.2d 360, 365 (Iowa 2001), the court had taken judicial notice
of the fact that “HIV may be transmitted through contact with an infected
individual’s blood, semen or vaginal fluid, and that sexual intercourse is one of
the most common methods of passing the virus.” Stevens, 719 N.W.2d at 550
(quoting Keene, 629 N.W.2d at 365)). The Stevens court held that it was
common knowledge that oral sex is a means of transmission of HIV and the jury
1
Iowa Code section 709C.1 provided,
1. A person commits criminal transmission of the human
immunodeficiency virus if the person, knowing that the person’s human
immunodeficiency virus status is positive, does any of the following:
a. Engages in intimate contact with another person.
....
2. For the purposes of this section:
....
b. “Intimate contact” means the intentional exposure of the body of
one person to a bodily fluid of another person in a manner that could
result in the transmission of the human immunodeficiency virus.
3
could use this common knowledge when determining whether the State met its
burden to prove the element of intimate contact—“the intentional exposure of the
body of one person to a bodily fluid of another person in a manner that could
result in the transmission of the human immunodeficiency virus.” Id. at 552.
Eight years later in Rhoades v. State, 848 N.W.2d 22, 32 (Iowa 2014), the
supreme court determined, due to “the advancements in medicine regarding HIV
between 2003[2] and 2008,” the court was “unable to take judicial notice that an
infected individual can transmit HIV when an infected person engages in
protected anal sex with another person or unprotected oral sex, regardless of the
infected person’s viral load.” The court concluded there was not a factual basis
to support Rhoades’s 2009 guilty plea where the record did not contain evidence
the victim was exposed to Rhoades’s bodily fluids in a way that could result in the
transmission of HIV. Rhoades, 848 N.W.2d at 33.
At the time Rhoades and the victim engaged in sexual relations,
“Rhoades’s doctor had informed him his HIV viral load was nondetectable” and
the two engaged in “unprotected oral and protected anal sex.” Id. at 25–26. In
deciding the case, the Rhoades court noted that it had previously defined the
word “could” in the criminal transmission statute as requiring “that transmission of
. . . HIV from the infected person to the exposed person was possible considering
the circumstances.” Id. at 27 (quoting Keene, 629 N.W.2d at 365). However, the
Rhoades court noted it had never elaborated on what “possible” meant. Id. It
2
The supreme court in Rhoades referenced 2003 because that was the year Stevens
was accused of having unprotected oral sex with a minor. Thus, this would have been
the last time that the supreme court took judicial notice that HIV could be transmitted
through contact with bodily fluid.
4
determined “possible” meant “having an indicated potential by nature or
circumstances.” Id. at 27–28. Theoretical occurrence was not sufficient;
“[c]ausation must be reasonably possible under the facts and circumstances of
the case to convict a person of criminal transmission of HIV.” Id. at 28. In
reaching these conclusions, while the court referenced its decision in Stevens’s
direct appeal, it did not expressly overrule it. Id. at 27, 32.
Stevens filed a PCR application in September 2014,3 alleging his
conviction should be overturned because the Rhoades decision “ruled [an]
undetectable viral load cannot pass [the] virus.”4 He also alleged his lab results
from July 2003—when he and the victim engaged in unprotected oral sex—
showed an undetectable viral load. The State moved to dismiss Stevens’s PCR
application because it was filed more than three years after the writ of
procedendo was issued following Stevens’s direct appeal. See Iowa Code
§ 822.3 (2013). Following a reported hearing, the district court granted the
State’s motion to dismiss, finding “the issues raised in Rhoades could have been
raised by [Stevens] within three years after the writ of procedendo issued
following his appeal” and thus his claims were barred. The court concluded
Stevens could not rely on ineffective assistance of counsel to avoid the three-
year bar.
3
This was Stevens’s second application for PCR. He filed his first PCR application in
2007 but dismissed it in 2013.
4
He also alleged the statute under which he was convicted was repealed. We note Iowa
Code section 709C.1 was repealed in 2014 Iowa Acts chapter 1119, section 9. In its
place, the legislature has enacted a new law regarding the criminal transmission of
certain contagious or infectious diseases. See Iowa Code §§ 709D.1–.4 (2015).
Stevens does not allege on appeal that the repeal of section 709C.1 has any effect on
his conviction.
5
Stevens now appeals, claiming the Rhoades case was “a substantive
change in Iowa law that clarified an ambiguity in existing law exempting [his]
postconviction relief action from the three-year limitation period of Iowa Code
section 822.3.” He claims the court should have granted his PCR application and
ordered a new trial on the charge of criminal transmission of HIV in light of the
new definition of “could result in transmission” from the Rhoades case.
The State counters by asserting the Rhoades case did not announce a
new legal rule but instead dealt with a change in the science that occurred
between 2003 and 2008 regarding the transmission of HIV. The State notes that
the Rhoades case did not expressly overrule either Keene or Stevens, both of
which had approved of the court taking judicial notice of the methods of HIV
transmission. In addition, the State claims Stevens’s claim would fail on its
merits because Stevens’s attorney could not be held to be ineffective at the time
of trial in this case for failing to challenge the taking of judicial notice of
information that was current with the known science regarding how HIV is
transmitted. The State argues the knowledge of Stevens’s viral load was not
newly discovered, as this information was known to Stevens at the time of trial.
Even if the newly discovered evidence was the new scientific knowledge
regarding the transmission of HIV, the State asserts this knowledge was
available in 2009, and therefore the three-year statute of limitations would still bar
Stevens’s PCR application. Finally, the State further argues that Rhoades
should be strictly confined to the unique facts of that case.
Iowa Code section 822.3 provides, in part:
6
All other applications must be filed within three years from the date
the conviction or decision is final or, in the event of an appeal, from
the date the writ of procedendo is issued. However, this limitation
does not apply to a ground of fact or law that could not have been
raised within the applicable time period.
Procedendo was issued in Stevens’s direct appeal on August 31, 2006.
Therefore, Stevens had until August 31, 2009, to timely file his PCR application.
The current application was not filed until October 1, 2014, more than five years
after the three-year statute of limitations had run. Stevens’s PCR application is
thus time barred unless it is based on “a ground of fact or law that could not have
been raised within the applicable time period.” Iowa Code § 822.3.
Stevens does not claim that the application is based on newly discovered
evidence but based on new law as articulated in the Rhoades decision in 2014.
To be considered a ground of law that could not have been raised, there needs
to be “a change in the law that would affect the validity of the conviction.” State
v. Edman, 444 N.W.2d 103, 106 (Iowa Ct. App. 1989). “[T]he exception applies
to situations in which there ‘would be no opportunity to test the validity of the
conviction in relation to [the ground of fact or law that allegedly could not have
been raised within the time period].’” Wilkins v. State, 522 N.W.2d 822, 824
(Iowa 1994) (second alternation in original). When concluding the supreme
court’s decision in State v. Heemstra, 721 N.W.2d 549 (Iowa 2006), qualified as
new law to justify the application of the exception to the section 822.3 time bar,
the court in Nguyen v. State, 829 N.W.2d 183, 188 (Iowa 2013), stated the
Heemstra decision “expressly overruled the prior law” and “was not simply a
‘clarification of the law’ or ‘an application of preexisting law.’”
7
In our view, a ground of law that had been clearly and
repeatedly rejected by controlling precedent from the court with
final decision-making authority is one that “could not have been
raised” as that phrase is used in section 822.3. Any legal argument
(at least in theory and subject to the rules of professional conduct)
can be raised in any case. Yet, section 822.3 contemplates that
some legal grounds exist that “could not have been raised” within
the three-year limitations period. Thus, section 822.3 must
incorporate the notion that there had to be a possibility of success
on the claim. It must envision a category of legal claims that were
viewed as fruitless at the time but became meritorious later on.
Nguyen, 829 N.W.2d at 188.
While the Rhoades court did not expressly overrule the decisions in Keene
and Stevens, it was not merely “a clarification of the law” or “an application of
preexisting law.” See Nguyen, 829 N.W.2d at 188. The Rhoades decision was
“a change in the law” regarding the evidence the State needed to offer to meet its
burden of proof to sustain a conviction for criminal transmission of HIV. See
Edman, 444 N.W.2d at 106. In addition, this change “affect[s] the validity of
[Stevens’s] conviction.” See id. What the jury was once able to accept as
common knowledge with no further proof required from the State, Stevens, 719
N.W.2d at 552, now requires the State to offer “expert medical testimony on the
likelihood of transmission of HIV.” Rhoades, 848 N.W.2d at 28. Until the
Rhoades decision was issued, it was established law that “oral sex is a manner
of transmission of HIV” and the State did not need to offer further proof to
establish the “intimate contact” element of the crime. Stevens, 719 N.W.2d at
552. We thus conclude the Rhoades decision was a change in the law “that
could not have been raised within the applicable time period,” and the three-year
bar should not prevent Stevens from challenging his conviction through PCR.
8
Iowa Code § 822.3. We reverse the court’s dismissal of Stevens’s PCR
application.
The question remains whether the Rhoades case should be retroactively
applied to Stevens. The parties do not address this issue in their appellate
briefs, nor did the district court address it when dismissing the PCR application
based on the three-year statute of limitations. We therefore remand the case for
further proceedings to resolve the issue of whether the Rhoades case should be
retroactively applied. See Nguyen, 829 N.W.2d at 189 (concluding Heemstra
was a new law that exempted Nguyen’s PCR application from the three-year
statute of limitations bar but remanding the case to the district court for further
proceedings to determine whether equal protection, due process, or separation
of powers required the Heemstra decision to be retroactively applied). We do not
retain jurisdiction.
REVERSED AND REMANDED.
Potterfield, J., concurs; Danilson, C.J., dissents.
9
DANILSON, Chief Judge (dissenting)
I respectifully dissent. Steven’s second application for postconviction
relief was filed October 1, 2014. The Stevens decision was filed on August 4,
2006, and took judicial notice of an adjudicative fact. Subsequently, on July 13,
2014, the Iowa Supreme Court decided in Rhoades v. State, 848 N.W.2d 22, 32
(Iowa 2014), that it was no longer appropriate to take judicial notice of the same
adjudicatory fact because the science had changed. The court stated,
The judicial notice we took in previous cases is subject to
reasonable dispute here; thus, it is improper for us to similarly take
judicial notice in this case. With the advancements in medicine
regarding HIV between 2003 and 2008, we are unable to take
judicial notice of the fact that HIV may be transmitted through
contact with an infected individual’s blood, semen or vaginal fluid,
and that sexual intercourse is one of the most common methods of
passing the virus to fill in the gaps to find a factual basis for
Rhoades’s guilty plea.
Rhoades, 848 N.W.2d at 33.
Thus, the court concluded in Rhoades, “It was not apparent in 2009, at the
time of the plea, that this fact was ‘capable of accurate and ready determination
by resort to sources whose accuracy could not reasonably be questioned.’” Id. at
32 (quoting Iowa R. Evid. 5.201(b)). Based upon this conclusion, Stevens could
have raised this same issue in 2009 or after. To timely raise this issue, he had
three years after procedendo issued on his direct appeal on August 31, 2006, or
in other words August 31, 2009. I agree with the district court that Stevens’
present claims are time barred. See Iowa Code section 822.4.
I disagree with the majority that the date of the Rhoades decision in 2014
constitutes a change of law breathing life into Stevens’ claims in this case
because “judicial notice of an adjudicatory fact in a prior proceeding does not
10
automatically apply to a future proceeding.” Rhoades, 848 N.W.2d at 31. Thus,
whether a subsequent court takes judicial notice of the same adjudicatory fact
remains subject to evidence showing the fact is no longer “capable of accurate
and ready determination by resort to sources whose accuracy could no longer be
reasonably be questioned.” Iowa R. Evid. 5.201(b). The supreme court in
Rhoades tells us such evidence was available in 2009. I would affirm the district
court.