FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT May 2, 2016
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Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 16-2035
(D.C. No. 2:14-CR-04116-RB-1)
RAMIRO SAENZ, (D. N.M.)
Defendant - Appellant.
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ORDER AND JUDGMENT*
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Before TYMKOVICH, Chief Judge, BRISCOE and LUCERO, Circuit Judges.
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Ramiro Saenz pled guilty to being a felon in possession of a firearm and
ammunition in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). In his plea
agreement, Mr. Saenz waived his right to appeal his conviction and his sentence,
provided the sentence did not exceed the ten-year maximum statutory penalty
authorized by law. The district court sentenced him to 72 months in prison, followed
by three years of supervised release. This sentence was within the maximum
statutory penalty, even though it was an upward variance from the advisory
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
sentencing guideline range. Nevertheless, Mr. Saenz filed a pro se notice of appeal.
We have since appointed counsel to represent Mr. Saenz in this matter.
The government has moved to enforce the appeal waiver in the plea agreement
under United States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (en banc) (per curiam).
Hahn instructs us to enforce appeal waivers as long as three conditions are met:
(1) the matter on appeal falls within the scope of the waiver; (2) the defendant
knowingly and voluntarily waived his appellate rights; and (3) enforcing the waiver
will not result in a miscarriage of justice. Id. at 1325. Mr. Saenz does not address
the Hahn factors in his response to the motion to enforce. Instead, he attacks the
validity of the plea agreement by arguing that the sentence imposed by the district
court deprived him of the benefit of the bargain.
Mr. Saenz too narrowly identifies the bargain he expected to receive from his
plea agreement to be “the stipulations in the plea agreement, i.e. three points
reduction for acceptance of responsibility and two points reduction as a downward
variance to the advisory sentencing guidelines range.” Resp. to Mot. to Enforce at 2.
He received other benefits as well, such as the government’s concession that it would
not bring additional criminal charges against him arising out of these same facts.
Furthermore, the plea agreement left no doubt that Mr. Saenz’s sentence was
“solely within the discretion” of the district court, which could choose to vary from
the advisory sentencing guideline range:
The defendant understands that the above stipulations [to reductions
from the base offense level and a guideline variance] are not binding on
the Court and that whether the Court accepts these stipulations is a
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matter solely within the discretion of the Court after it has reviewed the
presentence report. Further, the defendant understands that the Court
may choose to vary from the advisory guideline sentence. The
defendant understands that if the Court does not accept any one or more
of the above stipulations and reaches an advisory guideline sentence
different than expected by the defendant, or if the Court varies from the
advisory guideline range, the defendant will not seek to withdraw the
defendant’s plea of guilty. In other words, regardless of any
stipulations the parties may enter into, the defendant’s final sentence is
solely within the discretion of the Court.
Mot. to Enforce, Exh. 1, Plea Agmt. at 5-6. The magistrate judge at the plea hearing
reinforced this point as well:
THE COURT: What you have to understand about both those
agreements [the three-level reduction for acceptance of responsibility
and the downward variance], and really everything that’s under that
stipulation section, is that those are simply agreements you have with
the prosecutor, you know, with the U.S. Attorney’s Office. . . . [I]f you
go to your sentencing, you know, judge, it’s possible that he or she
could refuse to give you those reductions. And if that happened, you
wouldn’t be allowed to withdraw your guilty plea. Do you understand
that?
THE DEFENDANT: Yes, sir.
Mot. to Enforce, Exh. 2, Plea Trans. at 11-12.
Considered against this backdrop, the district court’s rejection of the
government’s recommendation and its imposition of a 72-month sentence do not
invalidate the plea agreement or make it an illusory contract. The government
followed through on its end of the bargain when it recommended a 41- to 51-month
sentence to the district court. And Mr. Saenz was well aware that the district court
was free to reject that recommendation because the plea agreement was not binding
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on the court. There was mutual consideration in the plea agreement, and it is not
otherwise unlawful.
Finally, our careful review of the record unequivocally demonstrates that the
Hahn factors favor enforcing Mr. Saenz’s waiver of appellate rights. The matter on
appeal falls within the scope of the waiver because Mr. Saenz agreed to “knowingly
waive[] the right to appeal [his] conviction(s) and any sentence, including any fine, at
or under the maximum statutory penalty authorized by law.” Plea Agmt. at 6. It is
clear from both the plea agreement and the Rule 11 colloquy that Mr. Saenz
knowingly and voluntarily waived his appellate rights. And enforcing the appeal
waiver will not result in a miscarriage of justice
For these reasons, we grant the government’s motion to enforce and dismiss
the appeal.
Entered for the Court
Per Curiam
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