Filed 5/24/16 P. v. Erwin CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Yolo)
----
THE PEOPLE, C079585
Plaintiff and Respondent, (Super. Ct. No. CR105458)
v.
SHANNON ELIZABETH ERWIN,
Defendant and Appellant.
Defendant Shannon Elizabeth Erwin contends her conviction for transporting
methamphetamine should be vacated based upon recent amendments to Health and
Safety Code sections 11377 and 11379.1 She also challenges a prior drug conviction
enhancement and a section 11590 registration probation requirement. Because
1 Undesignated statutory references are to the Health and Safety Code.
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defendant’s contentions challenge the validity of her plea and she lacks a certificate of
probable cause, we dismiss her appeal.
FACTUAL AND PROCEDURAL BACKGROUND
In November 2010, police found 0.64 grams of methamphetamine in defendant’s
car. Defendant pleaded no contest to a single felony count of transporting
methamphetamine and admitted a prior drug conviction. (§§ 11379, subd. (a), 11370.2,
subd. (c).) In exchange, the court suspended imposition of sentence and granted
defendant three years’ Proposition 36 probation, including a condition requiring her to
register pursuant to section 11590. (Pen. Code, § 1210.1, subd. (a).) In her plea form,
defendant specified she understood, as a result of her plea, she would be required to
register pursuant to section 11590. Also, the trial court noted as it entered defendant’s
plea, “Defendant has acknowledged receiving the information regarding her
responsibility to register” pursuant to section 11590.
In 2014, defendant admitted to violating probation. The trial court terminated
defendant’s Proposition 36 probation and placed defendant on three years’ formal
probation.
In June 2015, defendant moved to vacate her conviction for transporting
methamphetamine based on amendments to section 11379. The trial court denied
defendant’s motion, reasoning the judgment against defendant was final. Defendant
appeals.
DISCUSSION
When defendant entered her plea, section 11379, subdivision (a) provided “every
person who transports . . . any controlled substance . . . shall be punished . . . for a period
of two, three, or four years.” (Italics added.) Courts interpreted “transport” in section
11379 to mean any movement of the drug, even for one’s personal use. (See, e.g., People
v. Rogers (1971) 5 Cal.3d 129, 134.) But, effective January 1, 2014, the Legislature
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added an additional element to the offense, requiring transportation be for the purpose of
sale. (§ 11379, subd. (c); see Stats. 2013, ch. 504, § 2.)
Defendant contends her case did not involve transportation of methamphetamine
for sale and asks us to overturn her conviction so she may receive the benefit of the 2014
amendment. (See In re Estrada (1965) 63 Cal.2d 740, 745 [amended statutes applied in
determining punishment and eligibility for parole]; see also People v. Figueroa (1993)
20 Cal.App.4th 65, 71-72 [the defendant is entitled to benefit of an amendment adding a
new element to an enhancement where Legislature did not preclude its effect to pending
cases]; People v. Howard (1997) 16 Cal.4th 1081, 1087 [the defendant’s conviction not
final for purposes of the Estrada retroactive analysis when court suspends imposition of
the defendant’s sentence and the defendant remains on probation].)
A defendant appealing from a judgment of conviction upon a plea of no contest
must obtain a certificate of probable cause from the trial court, unless the appeal is based
on the denial of a suppression motion or on “[g]rounds that arose after entry of the plea
and do not affect the plea’s validity.” (Cal. Rules of Court,2 rule 8.304(b); Pen. Code,
§ 1237.5.) Courts must apply these rules “in a strict manner.” (People v. Mendez (1999)
19 Cal.4th 1084, 1098.)
When determining whether a certificate of probable cause is required, courts look
to the substance of the error being challenged, not the time at which the hearing was
conducted or the manner in which the challenge is made. (People v. Johnson (2009)
47 Cal.4th 668, 679.) “[T]he critical inquiry is whether a challenge to the sentence is in
substance a challenge to the validity of the plea, thus rendering the appeal subject to the
requirements of [Penal Code] section 1237.5.” (People v. Panizzon (1996) 13 Cal.4th 68,
76, original italics.) “[A]n attack upon an integral part of the plea agreement ‘is, in
2 Undesignated rule references are to the California Rules of Court.
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substance, a challenge to the validity of the plea . . . .’ ” (People v. Johnson, supra, 47
Cal.4th at pp. 678-679.)
Although defendant claims to raise a legal issue attacking only the judgment, in
substance her contentions dispute the factual basis underlying her no contest plea. Rather
than decriminalizing all transportation of illegal substances, the 2014 amendment
modified section 11379 to require proof defendant was transporting an illegal substance
for sale, rather than for personal use. By arguing her conviction should be overturned
after the 2014 amendments, defendant is in essence arguing there is insufficient proof she
was transporting the methamphetamine for sale. (Compare People v. Figueroa, supra,
20 Cal.App.4th at pp. 71-72 [remanding to give the People the opportunity to prove
amended enhancement for selling drugs near a school, where amendment required proof
school was in session or minors were using drugs, and no such proof was introduced at
trial] with People v. Rossi (1976) 18 Cal.3d 295 [reversing the defendant’s five
convictions for oral copulation with another consenting adult after such acts were
decriminalized], People v. Roberts (1994) 24 Cal.App.4th 1462 [striking one-year
enhancement for robbery involving property worth $29,500, when enhancement was
increased from $25,000 to $50,000], and People v. Vasquez (1992) 7 Cal.App.4th 763
[striking enhancement for use of pellet gun during a robbery, when amendment
eliminated pellet guns from the firearm definition].)
A defendant challenging the factual basis for her no contest plea “ ‘is properly
viewed as [challenging] the validity of the plea itself.’ [Citation.]” (People v. Zuniga
(2014) 225 Cal.App.4th 1178, 1187.) Because defendant failed to obtain a certificate of
probable cause as required under section 1237.5, her challenge is barred.
Given our conclusion that defendant’s challenge of her conviction under section
11379 is inoperative, we need not reach the issue of whether to reverse defendant’s prior
drug conviction enhancement.
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Defendant’s failure to obtain a certificate of probable cause also bars her challenge
to the section 11590 registration probation condition. “[A] challenge to a negotiated
sentence imposed as part of a plea bargain is properly viewed as a challenge to the
validity of the plea itself,” and requires a certificate of probable cause. (People v.
Panizzon, supra, 13 Cal.4th at p. 79.)
The section 11590 registration requirement was a term of defendant’s negotiated
plea agreement. It was referenced in the probation order, which she signed before
entering her plea. She also agreed in her plea declaration she understood she would be
required to register pursuant to section 11590. In addition, defendant acknowledged to
the trial court during her plea that she received “the information regarding her
responsibility to register” pursuant to section 11590. Defendant failed to obtain a
certificate of probable cause and hence her appeal will be dismissed.
Moreover, even if we were to reach the issue, we would conclude defendant
agreed to the requirement and therefore cannot challenge it now. “The rule that
defendants may challenge an unauthorized sentence on appeal even if they failed to
object below is itself subject to an exception: Where the defendants have pleaded guilty
in return for a specified sentence, appellate courts will not find error even though the trial
court acted in excess of jurisdiction in reaching that figure, so long as the trial court did
not lack fundamental jurisdiction. The rationale behind this policy is that defendants who
have received the benefit of their bargain should not be allowed to trifle with the courts
by attempting to better the bargain through the appellate process. [Citations.]” (People
v. Hester (2000) 22 Cal.4th 290, 295, italics omitted.)
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DISPOSITION
The appeal is dismissed.
NICHOLSON , Acting P. J.
We concur:
MURRAY , J.
RENNER , J.
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