J-S37020-16
2016 PA Super 117
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellant
v.
LAKISHA MARIE WARD-GREEN,
Appellee No. 1337 WDA 2015
Appeal from the PCRA Order August 26, 2015
In the Court of Common Pleas of Allegheny County
Criminal Division at No(s): CP-02-CR-0009803-2011
BEFORE: GANTMAN, P.J., SHOGAN and LAZARUS, JJ.
OPINION BY SHOGAN, J.: FILED JUNE 10, 2016
The Commonwealth of Pennsylvania appeals from the order granting
post-conviction relief to Lakisha Marie Ward-Green.1 We reverse.
Pursuant to a stipulation,2 the affidavit of probable cause provides the
factual basis for this case:
____________________________________________
1
Ms. Ward-Green testified that her probation would end in January of 2016.
N.T., 8/26/15, at 77. To be eligible for post-conviction relief, a PCRA
petitioner must establish that she “has been convicted of a crime under the
laws of this Commonwealth and is at the time relief is granted: (i)
currently serving a sentence of imprisonment, probation or parole for
the crime[.]” 42 Pa.C.S. § 9543(a)(1)(i) (emphases supplied). Here, the
PCRA court granted Appellee relief while she was still on probation. Order,
8/26/15. Moreover, this is a timely Commonwealth appeal from the final
order granting Appellee collateral relief. Thus, we have jurisdiction to
entertain this appeal.
2
N.T., 8/26/15, at 85.
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On 09-03-2010 at approximately 1512 hours Penn Hills Police,
Fire, and EMS responded to a traffic collision that occurred on
Stotler Road. . . . It was reported that the crash involved a
school bus and a passenger vehicle. Your affiant was advised by
the first officer on the scene that there was a serious injury and
medics were requested to expedite.
Upon arrival your affiant observed Penn Hills School bus #326,
and a red Chevrolet Cobalt were involved in this crash and were
at final rest. Your affiant observed tire marks from the Chevrolet
leading to the area of impact. The tire marks showed that the
Chevrolet was traveling down (south) Stotler Road, veered to
the right, left the roadway, struck a utility pole, traveled
backwards off the utility pole and struck the school bus as it was
traveling up (north) on Stotler Road. The Chevrolet sustained
severe front damage and moderate left rear damage. The school
bus sustained minor to moderate left front and left side damage.
The front passenger of the Chevrolet, Robert Chambers, was
being attended to by Medics and was transported to UPMC
Presbyterian. Your affiant was later advised that Robert
Chambers was pronounced deceased at the hospital. On
[September] 4, 2010, an autopsy was performed on Robert
Chambers by Dr. Baiyang Xu of the Allegheny County Medical
Examiner’s Office. Dr. Xu opined that Robert Chambers died as
a result of a cervical spine fracture due to blunt force trauma of
the head, sustained as a passenger in a motor vehicle accident.
Your affiant spoke with the operator of the Chevrolet. She was
visibly upset and crying. She was also complaining of pain in her
chest. This officer obtained her identity as the defendant,
Lakisha Ward-Green. The defendant stated that she was
traveling down Stotler Road when a vehicle pulled out in front of
her, she braked hard, swerved right and struck the pole. The
defendant stated that she just picked [Robert Chambers up]
from the high school and was taking him home. The defendant
stated that she didn’t know how fast she was traveling.
The operator of the school bus, Ms. Debra Casale, stated that
she was traveling up Stotler Road and observed a red vehicle
traveling down Stotler Road at a high rate of speed. The bus
operator stated that another vehicle pulled out from her right
side of the roadway, crossed in front of her and traveled down
Stotler Road. The bus operator stated that the red vehicle
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avoided striking this vehicle, went to its right up the hillside, hit
a pole, and then struck her bus.
The operator of the vehicle that pulled out, Mr. Edward Reily,
stated that he was parked on the east bound side of the roadway
pointing south. This operator stated that when he went to pull
out he observed a red vehicle traveling down Stotler Road but
believed that it was far enough away that he could pull out
safely and did so. This operator stated that as he traveled down
Stotler Road he passed a school bus traveling up Stotler Road,
then heard a crash, looked into his rear view mirror and
observed the red vehicle striking a utility pole then the bus. This
operator stated that he turned around and returned to the scene
to see if he could help in any way.
While on the scene investigating there were numerous
individuals out. Many approached your affiant and stated that
the red Chevrolet was traveling at a high rate of speed and that
concerned them. There were also numerous juveniles along the
roadside and in front of the homes along Stotler Road.
Your affiant contacted Allegheny County PD for assistance in
conducting a mechanical safety inspection of the Chevrolet
vehicle and attempt to down load date from the event data
recorder/airbag control module. Your affiant requested and was
granted search warrants to conduct said inspections. On 09-29-
2010 Detectives Ruckel and Scott of ACPD assisted this officer
and conducted said searches. The mechanical inspection found
no mechanical problems with the vehicle. The data was down
loaded from the event data recorder and showed that the
Chevrolet was traveling 75 mph 5 seconds prior to the crash with
71 percent throttle engaged. The posted speed limit on this road
way is 35 mph. The Chevrolet was traveling 40 mph over the
posted speed limit.
Affidavit of Probable Cause, 6/2/11, at 2–3.
The Commonwealth charged Ms. Ward-Green with homicide by
vehicle, involuntary manslaughter, driving vehicle at safe speed, maximum
speed limits, and reckless driving. Criminal Information, 8/26/11. On
August 8, 2012, pursuant to a negotiated agreement, Ms. Ward-Green pled
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guilty to involuntary manslaughter and reckless driving, and the
Commonwealth withdrew the remaining charges. On October 23, 2012, the
trial court sentenced Ms. Ward-Green to imprisonment for one to two years
followed by three years of probation.
Ms. Ward-Green filed a motion for modification or reconsideration of
her sentence on October 23, 2012, to which the Commonwealth responded
on November 1, 2012. On November 27, 2012, the trial court granted
Ms. Ward-Green’s motion and permitted her to withdraw her guilty plea.
The trial judge then recused himself.
Before a new trial judge, Ms. Ward-Green entered a negotiated plea
agreement on January 10, 2013, pursuant to which she pled guilty to
involuntary manslaughter and reckless driving, and the Commonwealth
withdrew the remaining charges. Ms. Ward-Green was sentenced the same
day to imprisonment for four to eight months, followed by three years of
probation during which she was to conduct speaking engagements about
reckless driving. Because Ms. Ward-Green had 121 days of credit for time
served, the trial court ordered her immediately paroled.
Ms. Ward-Green filed a PCRA petition on March 24, 2015, seeking
withdrawal of her guilty plea based on a substantive claim of after-
discovered evidence that “the crash was due to a mechanical failure in her
vehicle caused by a defectively designed ignition switch.” Petition, 3/24/16,
at ¶ 11. The Commonwealth responded on April 21, 2015, that Ms. Ward-
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Green’s petition was time-barred. On August 26, 2015, the PCRA court
permitted Ms. Ward-Green to file an amended PCRA petition, conducted a
hearing, granted Ms. Ward-Green’s amended petition, and vacated her guilty
plea. This timely appeal by the Commonwealth followed. The
Commonwealth and the trial court have complied with Pa.R.A.P. 1925.
The Commonwealth presents the following questions for our
consideration:
I. Whether the PCRA court erred in granting [Ms. Ward-
Green] post-conviction relief in the form of withdrawal of
her negotiated guilty plea where the PCRA petition was
untimely filed?
II. Whether the PCRA court erred in granting [Ms. Ward-
Green] post-conviction relief in the form of withdrawal of
her negotiated plea on her after-discovered evidence
claim?
Commonwealth’s Brief at 4.
This Court analyzes PCRA appeals “in the light most
favorable to the prevailing party at the PCRA level.”
Commonwealth v. Rykard, 55 A.3d 1177, 1183
(Pa.Super.2012). Our “review is limited to the findings of the
PCRA court and the evidence of record” and we do not “disturb a
PCRA court’s ruling if it is supported by evidence of record and is
free of legal error.” Id. Similarly, “we grant great deference to
the factual findings of the PCRA court and will not disturb those
findings unless they have no support in the record. However, we
afford no such deference to its legal conclusions.” Id. (citations
omitted). “Where the petitioner raises questions of law, our
standard of review is de novo and our scope of review is
plenary.” Finally, we “may affirm a PCRA court’s decision on any
grounds if the record supports it.” Id.
Commonwealth v. Perry, 128 A.3d 1285, 1289 (Pa. Super. 2015) (quoting
Commonwealth v. Rigg, 84 A.3d 1080, 1084 (Pa. Super. 2014)).
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The Commonwealth first argues that Ms. Ward-Green’s PCRA petition
was untimely and, therefore, the PCRA court lacked jurisdiction to grant
Ms. Ward-Green collateral relief. Commonwealth’s Brief at 18. Additionally,
the Commonwealth contends that the PCRA court’s “analysis of the merits of
the underlying after-discovered evidence claim was not appropriate to the
PCRA court’s determination of whether jurisdiction existed under
Section 9545(b)(1)(ii).” Id. at 21. We agree on both fronts.
A PCRA petition must be filed within one year of the date that the
judgment of sentence becomes final. 42 Pa.C.S. § 9545(b)(1). This time
requirement is mandatory and jurisdictional in nature, and the court may not
ignore it in order to reach the merits of the petition. Commonwealth v.
Cintora, 69 A.3d 759, 762 (Pa. Super. 2013) (citing Commonwealth v.
Murray, 753 A.2d 201, 203 (Pa. 2000)). A judgment of sentence “becomes
final at the conclusion of direct review, including discretionary review in the
Supreme Court of the United States and the Supreme Court of Pennsylvania,
or at the expiration of time for seeking the review.” 42 Pa.C.S.
§ 9545(b)(3).
Our review of the record reflects that Ms. Ward-Green was sentenced
on January 10, 2013, and she did not file a direct appeal from the judgment
of sentence. Accordingly, Ms. Ward-Green’s judgment of sentence became
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final on February 11, 2013,3 when the time for filing an appeal to this Court
expired. See 42 Pa.C.S. § 9545(b)(3) (providing that “a judgment becomes
final at the conclusion of direct review, including discretionary review in the
Supreme Court of the United States and the Supreme Court of Pennsylvania,
or at the expiration of time for seeking the review.”). Therefore, Ms. Ward-
Green had to file the current PCRA petition by February 11, 2014, in order
for it to be timely. Ms. Ward-Green did not file the instant PCRA petition
until March 24, 2015. Thus, Ms. Ward-Green’s instant PCRA petition is
patently untimely.
However, if a petitioner does not file a timely PCRA petition, her
petition may nevertheless be received when the petition alleges, and the
petitioner proves, that any of the three limited exceptions to the time for
filing the petition, set forth at 42 Pa.C.S. § 9545(b)(1), is met. 4 “That
____________________________________________
3
Technically, Ms. Ward-Green’s sentence became final on February 9,
2013; however, that day was a Saturday. See 1 Pa.C.S. § 1908 (providing
that when a statutory filing deadline falls on a Saturday, Sunday, or holiday,
the deadline will be extended to the next business day).
4
The exceptions to the timeliness requirement are:
(i) the failure to raise the claim previously was the result of
interference by government officials with the presentation of the
claim in violation of the Constitution or laws of this
Commonwealth or the Constitution or laws of the United States;
(ii) the facts upon which the claim is predicated were unknown
to the petitioner and could not have been ascertained by the
exercise of due diligence; or
(Footnote Continued Next Page)
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burden necessarily entails an acknowledgment by the petitioner that the
PCRA petition under review is untimely but that one or more of the
exceptions apply.” Commonwealth v. Beasley, 741 A.2d 1258, 1261 (Pa.
1999). If a petitioner asserts one of these exceptions, she must file her
petition within sixty days of the date that the exception could be asserted.
42 Pa.C.S. § 9545(b)(2). In order to be entitled to the exceptions to the
PCRA’s one-year filing deadline, “the petitioner must plead and prove
specific facts that demonstrate [her] claim was raised within the sixty-day
time frame” under section 9545(b)(2). Commonwealth v. Carr, 768 A.2d
1164, 1167 (Pa. Super. 2001).
Here, Ms. Ward-Green invoked the new-facts exception embodied in
section 9545(b)(1)(ii). Amended PCRA Petition, 8/26/15, at ¶¶ 12–14, 16.
See Commonwealth v. Brown, 111 A.3d 171, 176 (Pa. Super. 2015),
appeal denied, 125 A.3d 1197 (Pa. 2015) (differentiating jurisdictional new-
facts exception and substantive after-discovered evidence claim). Ms. Ward-
Green averred: “Unbeknownst to Ms. Ward-Green until January 23, 2015,
the crash and fatality were both caused by a defectively designed ignition
_______________________
(Footnote Continued)
(iii) the right asserted is a constitutional right that was
recognized by the Supreme Court of the United States or the
Supreme Court of Pennsylvania after the time period provided in
this section and has been held by that court to apply
retroactively.
42 Pa.C.S. § 9545(b)(1)(i), (ii), and (iii).
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switch.” Amended PCRA Petition, 8/26/15, at ¶ 11. According to Ms. Ward-
Green, January 23, 2015, was the date on which she received an expert
report “indicating that the crash was due to the failure of a defective ignition
switch,” and “[s]he filed her original [PCRA] petition within 60 days of
receiving that [report].” Id. at ¶ 16 (citing Joint Exhibit C: Expert Report of
Dr. Alfred Leo Baxley).
In response, the Commonwealth argues that Dr. Alfred Leo Baxley’s
report “is not an after-discovered fact because it relies upon information that
has been available since the entry of [Ms. Ward-Green’s] negotiated guilty
plea.” Commonwealth’s Brief at 20. According to the Commonwealth:
It was known at the time of her negotiated guilty plea that the
passenger airbag did not deploy, the ignition switch moved from
the run to accessory position two seconds before impact, the
power brakes were not activated after two seconds before
impact, and at one second before impact the vehicle had zero
power.
* * *
All of the information about what occurred to [Ms. Ward-
Green’s] vehicle was contained in the September 29, 2010 Bosch
CDR [crash data retrieval] Report and available at the time
[Ms. Ward-Green] entered her negotiated guilty plea on
January 10, 2013.
Id. at 20, 21 (citing Commonwealth v. Gamboa-Taylor, 753 A.2d 780
(Pa. 2000)). Additionally, the Commonwealth contends:
Dr. Baxley, like the NHTSC [National Highway Traffic Safety
Commission], believed certain GM vehicles had defective ignition
switches that resulted in the loss of power and non-deployment
of airbags. Based on the Bosch CDR Report for [Ms. Ward-
Green’s] vehicle, Dr. Baxley certainly could have offered an
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opinion in [Ms. Ward-Green’s] case prior to the 2014 GM
admission that the ignition switch in her vehicle was defective.
The possibility of a defective ignition switch cannot be said to
have been unknown.
Id. at 24 (citation omitted).
This Court recently explained that:
[t]he timeliness exception set forth in Section 9545(b)(1)(ii)
requires a petitioner to demonstrate he did not know the facts
upon which he based his petition and could not have learned
those facts earlier by the exercise of due diligence.
Commonwealth v. Bennett, 593 Pa. 382, 395, 930 A.2d 1264,
1271 (2007). Due diligence demands that the petitioner take
reasonable steps to protect his own interests. Commonwealth
v. Carr, 768 A.2d 1164, 1168 (Pa.Super.2001). A petitioner
must explain why he could not have learned the new fact(s)
earlier with the exercise of due diligence. Commonwealth v.
Breakiron, 566 Pa. 323, 330–31, 781 A.2d 94, 98 (2001);
Commonwealth v. Monaco, 996 A.2d 1076, 1080
(Pa.Super.2010), appeal denied, 610 Pa. 607, 20 A.3d 1210
(2011). This rule is strictly enforced. Id. Additionally, the focus
of this exception “is on the newly discovered facts, not on a
newly discovered or newly willing source for previously known
facts.” Commonwealth v. Marshall, 596 Pa. 587, 596, 947
A.2d 714, 720 (2008) (emphasis in original).
Brown, 111 A.3d at 176.
Here, the PCRA court rejected the Commonwealth’s argument:
The Commonwealth is correct that the loss of power steering,
power brakes, airbag failure, and the position of the ignition
switch were known prior to the guilty plea. However, the
Commonwealth overlooks the fact that these disparate facts
were not of consequence until after the congressional hearings in
early 2014 and the subsequent GM Recall in February of 2014.
The Commonwealth rests its argument upon the case of
Commonwealth v. Gamboa-Taylor, 753 A.2d 780 (Pa. 2000).
While both cases do involve the usage of expert opinion in an
effort to achieve collateral relief, there is a fundamental
difference between these cases in the formation and content of
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the expert opinions in question. In Gamboa-Taylor, defendant
Gamboa-Taylor, contended that the expert opinion used to
determine his competency for trial was flawed due to the
ineffective assistance of his trial counsel. Id. at 782. Gamboa-
Taylor contended “that the ‘facts’ which form the bases of these
claims were not knowable until he was advised of their existence
by present counsel.” Id. at 786. Gamboa-Taylor attempted to
support his argument by providing “affidavits from two medical
experts who examined him prior to trial that stated their
opinions as to Gamboa-Taylor’s medical competence at trial
would have been different had they been apprised of other
information.” Id. The Superior Court rejected this reasoning as
a basis for relief stating that an “expert’s change of opinion from
that given at trial, which is based merely on the examination of
additional information that was available at the time the initial
opinion was proffered, does not constitute after-discovered
evidence (citation omitted). Certainly, in keeping with this
rational a completely new opinion would also not be recognized
as after-discovered evidence.” Id. The Commonwealth
maintains that “an expert opinion cannot be an after-discovered
fact, because it relies on facts that have been readily available
since the time of the entry of the guilty plea.”
Commonwealth’s Answer to Post-Conviction Relief Act
Petition at p.p. 7. This [c]ourt reads the ruling of Gamboa-
Taylor differently, as the Supreme Court went on to state: “the
issue to which this purportedly newly-discovered evidence
speaks is whether Gamboa-Taylor was mentally fit at the time of
trial. All the facts regarding his mental state, if not known, were
surely ascertainable by the exercise of due diligence before
Gamboa-Taylor’s trial.” Commonwealth v. Gamboa-Taylor, 753
A.2d 780, 786–787 (Pa. 2000). This [c]ourt believes it is quite
clear that in Gamboa-Taylor, the Supreme Court is addressing
after-discovered evidence within the context of an ineffective
assistance of counsel claim. Id. at 787. Such a standard and
reasoning clearly does not apply in this case. [Ms. Ward-Green]
is not asserting that her counsel was ineffective[. I]n fact by not
presenting a defense which (at the time) could at best be
described as a conspiracy theory, and instead encouraging a
negotiated plea, counsel’s actions were prudent.
Furthermore, [Ms. Ward-Green’s] case is distinguishable
from Gamboa-Taylor in that there is no argument that the
revelation of GM’s concealment of this defect was unavailable at
the time of [Ms. Ward-Green’s guilty plea]. The Commonwealth
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argues that the disparate pieces necessary to indicate the
presence of the defect were in existence at the time of
[Ms. Ward-Green’s] plea, and they are correct. There is,
however, one important and distinct term which eliminates the
congruity between Gamboa-Taylor and the instant case:
availability. It would be a manifest injustice for this [c]ourt to
uphold [Ms. Ward-Green’s] conviction when it is clear that no
agency nor expert in the Nation (and most certainly [Ms. Ward-
Green] herself) had the knowledge to convert these disparate
facts into a cogent defense. Quite simply, the necessary
information to do so was unavailable. In fact, by the
Commonwealth’s logic, a Petitioner who has uncovered
exculpatory DNA evidence after a conviction sustained before the
acceptance of DNA as scientific evidence; [sic] must have their
conviction upheld. Because even though DNA was not yet
admissible or discovered; [sic] the blood or semen sample that
was subsequently tested, was still known of at the time of trial,
and thus cannot constitute after-discovered evidence. Such an
argument has already been litigated and decided by the Superior
Court as long ago as 1992. Commonwealth v. Brison, 618 A.2d
420 (Pa. Super. Ct. 1992) (adopting case law of sister
jurisdictions regarding DNA as after discovered evidence.) In
fact, 42 Pa. C.S.A. § 9543.1 for Post Conviction DNA Testing
was enacted in 2002 to address such concerns. This [c]ourt
sees no difference between the instant case and this [c]ourt’s
hypothetical. This case is distinguishable from Gamboa-Taylor,
because the knowledge upon which Dr. Baxley bases his opinion
was unavailable as it was concealed at the time of [the plea].
According to Dr. Baxley, at the time of the accident [neither] he,
nor any other expert, would have been able to examine the data
in this case and come to the conclusion that there was a
dangerous defect contained in the ignition switch of [Ms. Ward-
Green’s] vehicle. PCRA Hearing at p.p. 59 line 5. Dr. Baxley
stated that “The issue here is also that General Motors had
claimed for decades that if there was a power loss during a crash
event, the air bags would still deploy. And it was found out
after, as part of all the investigations and Congressional
Hearings that took place in early 20[14], that was simply not
true.” PCRA Hearing p.p. 59 line 15. The official transcript
from the Congressional Hearing on this matter supports Dr.
Baxley’s claim:
Senator McCaskill: I want to talk just for a minute
about the nature of the defect...Acting Director
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Friedman says that GM’s own technical specifications
for the Cobalt call for the airbag system to contain
an independent power source that is armed and
ready to fire for up to 60 seconds after the vehicles
[sic] power is cut off. That is in GM’s specifications
to NHTSA.
Examining the GM Recall and NHTSA’S Defect
Investigation Process: Hearing before the Senate
Subcomm. on Consumer Prot., Prod. Safety, and
Insurance, 113th Cong. 33–32 (2014) (Statement of Sen.
Claire McCaskill, Chairwoman, Senate Subcomm.).
Not only was the defect in the ignition switch concealed by
General Motors, there were several National Highway
Transportation Safety Administration (“NHTSA”) reports, which
concluded there was no defect to be found. NHTSA
acknowledged at the 2014 Congressional Hearing that its reports
were incorrect when Acting Administrator Hon. David J. Freeman
wrote in his statement:
I want to close on one important note. Our ability to
find defects also requires automakers to act in good
faith and provide information on time. General
Motors has now provided new information definitively
linking airbag non-deployment to faulty ignition
switches, identifying a part change, and indicating
potentially critical supplier conversations on airbags.
Had this information been available earlier, it would
have likely changed the NHTSA’s approach to this
issue.
Examining the GM Recall and NHTSA’S Defect
Investigation Process: Hearing before the Senate
Subcomm. on Consumer Prot., Prod. Safety, and Ins.,
113th Cong. 46 (2014) (Statement of Hon. David J.
Freeman, Acting Director, NHTSA.).
It is clear to this court that no expert, nor Ms. Ward-Green,
could have known about the significance or effect of the ignition
switch being in the accessory position. For an expert to hold
otherwise at the time of [the plea] would be disregarded as
nothing more than a conspiracy theory, as NHTSA had already
issued findings on the issue. Gamboa-Taylor presented a case
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where the expert was unaware of a readily discoverable fact —
which he later maintained would have changed his opinion; and
additional experts were called to attest that such a fact would
change any expert’s opinion. In [Ms. Ward-Green’s] case,
Dr. Baxley is maintaining that any expert Ms. Ward-Green would
have consulted would have been operating on facts that were
simply untrue, concealed by GM, and incorrectly supported by
NHTSA. Even the broadest definition of due diligence could not
encompass the expectation that [Ms. Ward-Green] was capable
of uncovering this defect. Therefore, the Commonwealth’s claim
is without merit.
PCRA Court Opinion, 12/23/15, at 6–12 (some internal citations omitted).
Upon review, we agree with the PCRA court that the Commonwealth’s
reliance on Gamboa-Taylor is misplaced. Therein, the Pennsylvania
Supreme Court rejected the PCRA petitioner’s “attempt to interweave
concepts of ineffective assistance of counsel and after-discovered evidence
as a means of establishing jurisdiction.” Gamboa-Taylor, 753 A.2d at 785.
The Supreme Court opined and concluded as follows:
Although [a]ppellant formulates his assertions here in terms of
the discovery of new facts not previously known to him, it is
readily apparent that [a]ppellant’s argument, at its essence, is a
claim for ineffective assistance of PCRA counsel layered on top of
trial counsel’s ineffectiveness. This Court has stated previously
that a claim for ineffective assistance of counsel does not save
an otherwise untimely petition for review on the merits.
* * *
In sum, a conclusion that previous counsel was ineffective
is not the type of after-discovered evidence encompassed by the
exception.
Id. In the case before us, Ms. Ward-Green did not raise ineffective
assistance of counsel as a new fact that was “unknown to [her] and that
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could not have been ascertained through the exercise of due diligence.” 42
Pa.C.S. § 9545(b)(1)(ii). Thus, we distinguish Gamboa-Taylor.
Next, we find support in the record for the Commonwealth’s argument
and the PCRA court’s affirmation that the loss of power steering, power
brakes, airbag failure, and the position of the ignition switch were facts
known to Ms. Ward-Green at the time of her guilty plea. Commonwealth’s
Brief at 20; PCRA Court Opinion, 12/28/15, at 6, 9. All of these facts were
established by the vehicle event data recorder and contained in the resulting
Bosch crash data retrieval report (“Bosch report”). N.T., 8/26/15, at 29–36.
We also find support in the record for the PCRA court’s determination that
“[the] disparate facts were not of consequence until after the congressional
hearings in early 2014 and the subsequent GM Recall in February of 2014.”
PCRA Court Opinion, 12/28/15, at 6 (citation omitted). According to
Dr. Baxley, he could not have testified at the time of Ms. Ward-Green’s plea
to a causal connection between the ignition switch and non-deployment of
the air bags because GM “had claimed for decades that if there was a power
loss during a crash event, the air bags would still deploy. And it was found
out after, as part of all the investigations and congressional hearings that
took place in early 2014, that that simply was not true.” N.T., 8/26/15, at
59.
However, we do not agree with the PCRA court’s conclusion that the
necessary information to convert the disparate facts into a cogent defense
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was “unavailable” to Ms. Ward-Green before January 23, 2015, the date Ms.
Ward-Green received Dr. Baxley’s expert report. PCRA Court Opinion,
12/28/15, at 9. Rather, we conclude that Ms. Ward-Green failed in her
initial obligation to establish jurisdiction in the PCRA court by alleging and
proving that the facts upon which her claim is predicated—those in
Dr. Baxley’s expert report—were unknown to her and could not have been
ascertained by the exercise of due diligence before January 23, 2015. 42
Pa.C.S. § 9545(b)(1)(ii).
Following the September 3, 2010 accident, several events known to
Ms. Ward-Green laid the groundwork for a cogent defense and/or and the
filing of a PCRA petition. In September of 2010, the Bosch report was
available. N.T., 8/26/15, at 31. That report revealed Ms. Ward-Green’s high
speed at five seconds before impact, her reduced speed at four through two
seconds before impact, movement of the ignition switch to accessory mode
at two seconds before impact, zero power at one second before impact, the
path of the vehicle, and non-deployment of the airbags. In April of 2014,
Ms. Ward-Green received a recall notice from GM regarding the ignition
switch on her Cobalt. N.T., 8/26/15, at 79. In August of 2014, Ms. Ward-
Green consulted an attorney, who filed a claim against GM’s Settlement
Fund on Ms. Ward-Green’s behalf. Id. at 80. In October of 2014, Ms. Ward-
Green received notice from the GM Settlement Fund that her claim was
valid. Id. Also in late October of 2014, Attorney Robert Hilliard, who had
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worked with Dr. Baxley on other GM ignition switch cases, began
representing Ms. Ward-Green. Id. at 83.
Giving Ms. Ward-Green the benefit of the doubt, we conclude that,
with the exercise of due diligence, the facts upon which she bases her new-
facts claim could have been ascertained as of late October of 2014.
Counsel’s explanation for not filing within sixty days thereof is troubling:
“Given the holidays, it was a little slower than usual, but then we
immediately went to find an expert to analyze whether or not there was a
defect in this vehicle.” N.T., 8/26/15, at 13. Ms. Ward-Green did not retain
that expert, Dr. Baxley, until January of 2015. Id. at 52. Moreover, the
only new fact is the expert analysis of the disparate facts that were known to
Ms. Ward-Green as early as September of 2010 and as late as October of
2014. We consider Commonwealth v. Lambert, 765 A.2d 306, 342 (Pa.
Super. 2000), instructive on this specific point.
Therein, the mother of a stabbing victim testified that she heard her
dying daughter identify Ms. Lambert as the perpetrator. After a convoluted
procedural history, Ms. Lambert presented experts at a PCRA hearing on the
scientific impossibility of the victim’s dying declaration. Lambert, 765 A.2d
at 337–340. In response, the Commonwealth presented the testimony of
medical experts in support of the dying declaration. Id. at 340–341. The
majority analyzed the proffered expert opinion under section 9545(b)(1)(ii),
as follows:
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For purposes of our PCRA hearing, all this testimony comes
under the heading of “after-discovered evidence.” On the first
issue, all of this evidence was available at trial. The essential
facts, the autopsy photographs, the autopsy report and the
essence of the dying declaration, were all well known in 1991
and 1992. Had Appellant chosen to do so, she could have called
expert witnesses to testify as to what Drs. Baden, Smialek and
Larson said at the PCRA hearing. Nothing about the essential
facts as to the dying declaration has changed. The only after-
discovered evidence is the expert analysis of those facts....
Expert opinion may well be a subsequent interpretation of the
available evidence and might be “after-discovered” in the sense
that no one inquired as to these opinions at the time of trial. But
the essential facts, the evidence on which these opinions are
based, are the same today as they were in 1991 and 1992.
Lambert, 765 A.2d at 341–342.
In this case, the initial facts from the Bosch report were the same on
September 3, 2010, the date of the accident, as they were on January 23,
2015, the date of Dr. Baxley’s expert report. N.T., 8/26/15, at 53–54. The
additional facts regarding GM’s defective ignition switch and non-deployment
of air bags were available as early as February of 2014, the date of the GM
recall, and as late as October of 2014, the date GM notified Ms. Ward-Green
that her claim against the settlement fund was valid. Id. at 57–59, 80.
Dr. Baxley testified that one should—and he did—look at the Bosch
report to determine if an airbag should have deployed. N.T., 8/26/15, at 38,
53 (referring to Joint Exhibit C at page 5 of 10). According to Dr. Baxley,
“the crash event here was almost double the mandatory air bag deploy value
for a 2007” Cobalt; therefore, the air bags should have deployed. Id. at 42.
Dr. Baxley continued, “I believe that it would improve the chances of the
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passenger surviving the injuries if the front air bags had deployed.” Id. at
43. Dr. Baxley reached this conclusion based on information taken from the
Bosch report. Id. at 43–45, 54. Dr. Baxley also concluded from the Bosch
report that Ms. Ward-Green “traveled somewhere between 70 feet and 150
feet with no power steering, no power brakes and ultimately no air bags[.]”
Id. at 46. In Dr. Baxley’s expert opinion, Ms. Ward-Green lost control of the
car somewhere between 140 feet and 70 feet before striking the pole
“because she could not operate it without power steering and she did not
have her power brakes any longer[.]” Id. at 49. As the Commonwealth
asserts, all of these initial facts were available at the time of Ms. Ward-
Green’s plea, and she “could have found an expert to analyze them and offer
possible explanations prior to GM’s 2014 admission that a defective ignition
switch was present in [Ms. Ward-Green’s] vehicle.” Commonwealth’s Brief
at 22–23.
As for analysis of the additional facts, Dr. Baxley stated that
knowledge of the defective switch was not “capable of even being known
until after the recall occurred in February and March of 2014.” N.T.,
8/26/15, at 49. However, Dr. Baxley confirmed the Commonwealth’s
assertion that the National Highway Traffic Safety Commission (“NHTSC”)
began investigating certain GM vehicle crashes that involved defective
ignition switches and the loss of power and non-deployment of airbags in
2005. Id. at 66–67. Also, Dr. Baxley testified that he had testified in “many
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GM ignition switch system cases,” and “worked on several GM defective
ignition switch cases with Mr. Hilliard [Ms. Ward-Green’s counsel].” Id. at
49, 52–53. Finally, Dr. Baxley explained that he could not have testified to a
causal connection between the ignition switch and the non-deployment of
the air bags at the time of Ms. Ward-Green’s plea because GM “had claimed
for decades that if there was a power loss during a crash event, the air bags
would still deploy. And it was found out after, as part of all the
investigations and congressional hearings that took place in early 2014, that
that simply was not true.” N.T., 8/26/15, at 59. Yet, when presented with
three similar crashes all identified in his January 2015 report (a 2005
Maryland case; a 2007 Wisconsin case, and a 2009 Pennsylvania case),
Dr. Baxley acknowledged that he provided expert reports for the Wisconsin
and Pennsylvania cases in April of 2014, after “GM admitted the defect
existed.” Id. at 66–68, 70 (referring to Commonwealth Exhibits 1, 2, and
3). Dr. Baxley’s testimony suggests that he could have offered an expert
opinion regarding Ms. Ward-Green’s accident as early as April of 2014. This
was two months after Ms. Ward-Green received the recall notice, four
months before she hired an attorney, six months before her Settlement Fund
claim was deemed valid, and eleven months before she filed her PCRA
petition.
According to Mrs. Ward-Green, she spoke to an attorney in August of
2014 because she “had received the recall in the mail;” she had “seen the
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commercial about the GM recall and the defective ignition switch;” and she
“had her heart surgery done in 2010.” N.T., 8/26/15, at 82. She further
testified that the commercials “were saying that those lawyers were going
against the GM company in pursuit of the ignition switch defect” because
“there were so many other accidents prior to [hers] that had undergone this
kind of conviction.” Id. at 82–83. Attorney Hilliard, who had worked with
Dr. Baxley in other GM ignition switch cases, began representing Ms. Ward-
Green in late October of 2014, and the investigation into the post-conviction
process began in November of 2014. Id. at 53, 80, 83. When asked by
defense counsel, “In August 2014, you knew there was a problem with your
car and in October, you knew that GM had accepted your car for settlement,
right?” Ms. Ward-Green responded, “Yes.” Id. at 83–84.
Based on the foregoing testimonial evidence, we conclude that
Ms. Ward-Green has not offered a sufficient excuse as to why the facts upon
which her claim is based could not have been ascertained through the
exercise of due diligence and a PCRA petition filed within sixty days—at the
latest—of her receipt of the settlement fund notice in October of 2014.
Thus, we conclude Ms. Ward-Green failed to meet the initial jurisdictional
threshold by alleging and proving that there were facts unknown to her and
that she exercised due diligence in discovering those facts. 42 Pa.C.S.
§ 9545(b)(1)(ii); Brown, 111 A.3d at 176. Absent proper jurisdiction, the
Commonwealth is correct: the PCRA court lacked authority to address the
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substantive merits of Ms. Ward-Green’s petition and to grant her collateral
relief. Commonwealth’s Brief at 29. Accordingly, we reverse the PCRA
court’s August 26, 2015 order.
Turning to the Commonwealth’s second issue, it argues that the PCRA
court erred in granting Ms. Ward-Green relief in the form of vacating her
guilty plea. Commonwealth’s Brief at 30. Having determined that the PCRA
court lacked jurisdiction to address Ms. Ward-Green’s petition, we need not
address this issue.
Order reversed. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 6/10/2016
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