In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
No. 15-1331V
Filed: May 13, 2016
****************************
RICHARD PARKER, *
*
Petitioner, *
v. * Finding of Fact; Influenza (“Flu”)
* Vaccine; Shoulder Injury Related to
SECRETARY OF HEALTH * Vaccine Administration (“SIRVA”);
AND HUMAN SERVICES, * Location of Vaccination; Special
* Processing Unit (“SPU”)
Respondent. *
*
****************************
Leah VaSahnja Durant, Law Offices, Washington, DC, for petitioner.
Justine Elizabeth Walters, U.S. Department of Justice, Washington, DC, for respondent.
ORDER AND RULING ON FACTS1 – SPECIAL PROCESSING UNIT
Dorsey, Chief Special Master:
On November 5, 2015, Richard Parker (“petitioner” or “Mr. Parker”) filed a
petition for compensation under the National Vaccine Injury Compensation Program, 42
U.S.C. §300aa-10, et seq., (the “Vaccine Act” or “Program”). Petitioner alleges that he
suffered an injury to his right shoulder, including Shoulder Injury Related to Vaccine
Administration (“SIRVA”), as a result of an influenza (“flu”) vaccine he received on
November 30, 2013. Petition at 1. The case was assigned to the Special Processing
Unit (“SPU”).
Prompting this fact ruling is a request by the parties for a written determination
regarding which arm petitioner received his November 30, 2013 flu vaccination. After a
review of the record as a whole, and for the reasons set forth below, the undersigned
finds that there is preponderant evidence to find that Mr. Parker received his November
30, 2013 flu vaccination in his right shoulder.
1
Because this unpublished order and ruling contains a reasoned explanation for the action in this case,
the undersigned intends to post it on the United States Court of Federal Claims' website, in accordance
with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2012)(Federal Management and Promotion
of Electronic Government Services). In accordance with Vaccine Rule 18(b), petitioner has 14 days to
identify and move to redact medical or other information, the disclosure of which would constitute an
unwarranted invasion of privacy. If, upon review, the undersigned agrees that the identified material fits
within this definition, the undersigned will redact such material from public access.
1
I. Procedural History
In his petition filed on November 5, 2015, Mr. Parker asserts that he received a
flu vaccine in his right arm on November 30, 2013, at a CVS Pharmacy in Solomon’s
Island, Maryland. Petition at 1, ¶2. Petitioner then filed three medical record exhibits on
November 13, 2015. Exhibit one is a one-page customer receipt from CVS Pharmacy
which documents petitioner’s November 13, 2013 purchase of the Fluzone vaccine.
Petitioner’s Exhibit (“Pet. Ex.”) 1 at 1. On November 17, 2015, petitioner filed his
affidavit and a Statement of Completion signifying that petitioner believed that all
relevant medical records have been filed.
An initial status conference was held in this case on December 28, 2015, during
which respondent requested that petitioner file a “more complete” vaccination record in
order to determine whether there were any notations regarding which arm Mr. Parker
received his flu vaccine. Order, filed 12/28/2015. In response, on January 27, 2016,
petitioner filed the CVS Vaccine Consent and Administration Record. Pet. Ex. 4. at 1.
The record documents “LA” as the site of vaccine administration. Id.
On February 12, 2016, respondent filed a status report noting that the CVS
Vaccine Consent and Administration Record identifies the site of vaccine administration
as “LA” which suggests that the flu vaccine was administered to petitioner’s left arm.
Respondent’s Status Report, filed 2/12/2015. Respondent stated, however, that the
histories reported in petitioner’s medical records after vaccination all note that the flu
vaccine was administered to petitioner’s right arm. Id. Respondent requested that
petitioner clarify this discrepancy. Id. An order was issued on February 16, 2016,
directing petitioner to submit an affidavit and/or any additional information to support his
claim that he received the flu vaccine in his right arm. See Order, dated 2/16/2016.
To clarify the discrepancy, Mr. Parker filed a supplemental affidavit on March 14,
2016, stating that he was accompanied by his wife and two children at the time he
received his flu vaccination. Pet. Ex. 7. He states that he is not sure why the
vaccination record documents that the flu vaccine was administered to his left arm, but it
was a possibility that the technician confused the administration site for that of his wife
or his children who also received their flu vaccines at the same time. Id.
Mr. Parker also filed an affidavit from his wife. See Pet. Ex. 8. In her affidavit,
Ms. Parker states that she also received her flu vaccination on November 30, 2013, at
the same time and location as her husband. Id. She states that the flu vaccine was
administered to her husband’s right arm/shoulder. Id. Ms. Parker further states that
immediately following the vaccination, her husband complained that his right shoulder
was in pain. Id.
On April 13, 2016, respondent filed a status report stating that she was interested
in pursuing settlement discussion with petitioner. An order was issued the same day for
petitioner to file a status report by May 13, 2016, updating the court on the status of the
parties’ settlement discussions.
2
On April 25, 2016, the parties filed a joint status report stating that they agree
that “a written fact ruling determining the site of administration would be beneficial in
moving the case forward toward resolution.” Joint Status Report, filed 4/25/2016. This
ruling addresses the parties’ request.
II. Factual History
On November 30, 2013, petitioner received a trivalent influenza (“flu”) vaccine at
CVS Pharmacy in Solomon’s Island, Maryland. Petition at 1, ¶2, Pet. Ex. 1 at 1; Pet.
Ex. 4 at 1. In his affidavit, Mr. Parker asserts that he is “100% certain that the shot [he]
received was administered in [his] right arm.” Pet. Ex. 7 at 1, ¶2 Pet. Ex. 5 at 1. Prior to
the injection, the CVS technician asked him which arm was his dominant arm, to which
Mr. Parker replied that he was left-handed. Id. As a result, the technician administered
the flu vaccine to Mr. Parker’s right arm. Id.
Mr. Parker states that the pain began immediately, “and within hours of receiving
the shot the pain became progressively worse.” Pet. Ex. 7 at 1. By the next day, the
pain in his arm had become so severe that he lost strength and mobility in his right arm.
Id. Mr. Parker attempted to treat the injury at home by resting, taking ibuprofen, and
applying ice. Petition at 2; Pet. Ex. 5 at 1. But he was often awoken at night due to the
pain. Id.; Pet. Ex. 3 at 8.
In January 2014, Mr. Parker called his primary care physician, Carolyn O’Conor,
M.D., at Spectrum Family Medicine. Pet. Ex. 5 at 1-2. He explained that he had been
experiencing pain in his shoulder since receiving his flu shot. Dr. O’Conor referred
petitioner to a specialist, Dr. Edward J. Bieber.
Mr. Parker presented to Dr. Bieber on January 7, 2014. Dr. Bieber’s records
note that Mr. Parker had “complaints referable to his right, nondominant shoulder. The
patient has had pain over the lateral aspect of the upper arm since a flu shot.” Pet. Ex.
3 at 9. Dr. Bieber’s impression was right shoulder subacromial syndrome with the
possibility of a rotator cuff tear, and right acromioclavicular (AC) joint pathology. Id.
Over the next few months, Mr. Parker received a number of steroid injections in
his right shoulder to treat the pain. Pet. Ex. 3 at 8, 10-11. Because the injections only
provided temporary relief, Dr. Bieber ordered x-rays and an MRI exam. Mr. Parker
underwent the MRI on February 11, 2014, which revealed a “partial thickness tear in the
distal subscapularis tendon” and an anterior labral tear. Pet. Ex. 3 at 15; Pet. Ex. 6 at
22.
After discussing treatment options with Dr. Bieber, Mr. Parker underwent surgery
on his right shoulder on October 2, 2014. Pet. Ex. 3 at 16-17. His surgery was followed
by four months of physical therapy. Id. at 22-49. Mr. Parker reports that although his
condition has improved, he continues to suffer pain in his right shoulder and continues
3
to be under the care of his primary care physician and orthopedist for this injury.
Petition at 2-3; Pet. Ex. 5 at 2-3.
III. Discussion
a. Applicable Legal Standard.
A petitioner must prove, by a preponderance of the evidence, the factual
circumstances surrounding his claim. 42 U.S.C. § 300aa–13(a)(1)(A). To resolve
factual issues, the special master must weigh the evidence presented, which may
include contemporaneous medical records and testimony. See Burns v. Sec'y of Health
& Human Servs., 3 F.3d 415, 417 (Fed.Cir.1993) (explaining that a special master must
decide what weight to give evidence including oral testimony and contemporaneous
medical records). Contemporaneous medical records are presumed to be accurate.
See Cucuras v. Sec’y of Health & Human Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993).
To overcome the presumptive accuracy of medical records testimony, a petitioner may
present testimony which is “consistent, clear, cogent, and compelling.” Sanchez v.
Sec'y of Health & Human Servs., No. 11–685, 2013 WL 1880825, at *3
(Fed.Cl.Spec.Mstr. Apr. 10, 2013) (citing Blutstein v. Sec'y of Health & Human Servs.,
No. 90–2808, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998).)
b. Evaluation of the Evidence
Here, the undersigned finds that there is preponderant evidence to support
petitioner’s claim that the flu vaccine he received on November 30, 2013, was
administered to his right shoulder.
Although the immunization record states that the vaccine was administered to
petitioner’s left arm, all of the other evidence in the record consistently documents that
the vaccine was administered to his right arm as Mr. Parker alleges. The undersigned
observes that from petitioner’s initial treatment forward, he consistently reported that his
right shoulder problems began after his November 30, 2013 flu vaccination. Indeed, no
other record, other than the vaccination record, makes any reference to the vaccine
having been administered to petitioner’s left arm (nor do the records note any complaint
or injury to his left arm). Notably, Mr. Parker was accompanied by his wife who also
received her flu vaccine at the same time and who corroborates Mr. Parker’s assertion
that he received the flu vaccine in his right arm. The undersigned accepts petitioner’s
affidavit, and that of his wife, to be a credible accounts of the facts surrounding
vaccination, having no reason to doubt the truthfulness of the assertions contained
therein.
IV. Conclusion
Thus, the undersigned finds, based on the record as a whole, that
petitioner received a flu vaccine in his right shoulder on November 30, 2013, as
alleged in the petition.
4
The parties are encouraged to consider an informal resolution of this claim.
Petitioner shall file a joint status report by Monday, June 13, 2016, updating the
court on the status of the parties’ settlement discussions.
IT IS SO ORDERED.
s/Nora Beth Dorsey
Nora Beth Dorsey
Chief Special Master
5