Case: 14-60284 Document: 00513554315 Page: 1 Date Filed: 06/20/2016
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
No. 14-60284
Fifth Circuit
FILED
Summary Calendar June 20, 2016
Lyle W. Cayce
UNITED STATES OF AMERICA, Clerk
Plaintiff-Appellee
v.
STARSKY DARNELL REDD,
Defendant-Appellant
Appeals from the United States District Court
for the Southern District of Mississippi
USDC No. 3:10-CV-560
Before WIENER, HIGGINSON, and COSTA, Circuit Judges.
PER CURIAM: *
Defendant-Appellant Starsky Darnell Redd, federal prisoner # 05967-
043, appeals the district court’s denial of his 28 U.S.C. § 2255 motion to vacate,
set aside, or correct his sentence. The district court granted Redd a certificate
of appealability (COA) on a single issue. We affirm in part and dismiss in part.
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH
CIR. R. 47.5.4.
Case: 14-60284 Document: 00513554315 Page: 2 Date Filed: 06/20/2016
No. 14-60284
I.
Redd was convicted by a jury on one count of conspiracy to commit money
laundering and four substantive counts of money laundering. He was
sentenced to four consecutive 20-year sentences, a consecutive 10-year
sentence, and a three-year term of supervised release. On direct appeal, Redd
asserted that (1) his statutory and constitutional rights to a speedy trial had
been violated; (2) evidence of his prior drug arrest was erroneously allowed into
evidence; (3) an IRS agent was improperly allowed to testify as an expert
witness; (4) two jury instructions that he requested were erroneously denied;
(5) the jury was erroneously instructed regarding the definition of the term
“proceeds”; (6) the jury was erroneously given supplemental jury instructions;
(7) the evidence was insufficient to support the verdict; (8) the use of the 2005
version of the Sentencing Guidelines rather than the 2000 version gave rise to
an ex post facto violation; and (9) the sentence imposed was procedurally
unreasonable. See United States v. Redd, No. 06-60806, 2009 WL 348831, at
*2-12 (5th Cir. Feb. 12, 2009) (unpublished). We affirmed Redd’s convictions
and sentences. Id. at 16. The Supreme Court denied certiorari. Redd v. United
States, 558 U.S. 863 (2009).
In October 2010, Redd filed this § 2255 motion, challenging the
effectiveness of his trial and appellate counsel on numerous grounds. Pertinent
here, he asserted that counsel rendered ineffective assistance at sentencing
and on appeal by failing to complain that the use of the 2005 Sentencing
Guidelines violated the Ex Post Facto Clause. The government’s response
asserted that Redd was not entitled to relief on the merits of his allegations.
In addition, Redd’s trial and appellate counsel, Darren Lamarca, submitted an
affidavit refuting Redd’s claims, and Redd replied to the government’s
response.
2
Case: 14-60284 Document: 00513554315 Page: 3 Date Filed: 06/20/2016
No. 14-60284
The district court entered a memorandum opinion, rejecting Redd’s
ineffective-assistance claims on the merits, but it did not enter a judgment.
Within 28 days of the entry of that opinion, Redd submitted an “Objection,”
which referenced the district court’s denial of the § 2255 motion. Those
objections asserted, inter alia, that Redd suffered an ex post facto violation at
sentencing and that the district court should have applied the 2000 version of
the Guidelines, which would have resulted in a more lenient sentence.
Redd also submitted a notice of appeal and sought leave to proceed in
forma pauperis (IFP). He later moved, together with codefendant Delores
Brown Redd, to amend the § 2255 pleadings to challenge (1) the supplemental
jury instructions, (2) the government’s failure to prove all elements beyond a
reasonable doubt, and (3) the “duplicity” of the charged offenses. In a second
motion to amend, Redd asserted that the jury’s verdict was inconsistent and
that the court improperly took Redd’s participation in the underlying illegal
drug activity into account when sentencing him for money laundering.
The district court denied IFP status, determining that Redd was capable
of paying the appellate filing fee. The court also granted a COA on the single
issue whether the use of the 2005 Sentencing Guidelines produced an ex post
facto violation. Redd renewed his motion for a new trial. The district court
concluded that Redd’s motions to amend his § 2255 motion and for a new trial
constituted successive § 2255 motions which it lacked jurisdiction to consider.
The district court did not explicitly rule on Redd’s “Objection.”
3
Case: 14-60284 Document: 00513554315 Page: 4 Date Filed: 06/20/2016
No. 14-60284
II.
We must examine the basis of our jurisdiction sua sponte if necessary. 1
We have jurisdiction to hear this appeal only if Redd’s notice of appeal was
effective. Although not raised by the parties, we must consider whether the
district court’s failure to rule explicitly on Redd’s objections to the denial of his
§ 2255 motion renders his notice of appeal ineffective.
Regardless how it is characterized, a motion challenging the correctness
of a judgment is treated as a motion filed under Federal Rule of Civil Procedure
59(e) for purposes of Federal Rule of Appellate Procedure 4(a)(4) if it is made
within the 28-day limit for filing such motions. 2 If a timely motion is made
pursuant to Rule 59(e), then a notice of appeal filed after the entry of judgment,
but before disposition of the motion, is ineffective until the entry of an order
disposing of the motion. 3
Redd submitted objections to the district court’s denial of § 2255 relief
within 28 days of the district court’s entry of the final order. We construe that
filing as a motion for reconsideration under Rule 59(e). 4 The district court did
1 Mosley v. Cozby, 813 F.2d 659, 660 (5th Cir. 1987).
2 Mangieri v. Clifton, 29 F.3d 1012, 1015 n.5 (5th Cir. 1994).
3 FED. R. APP. P. 4(a)(4)(B)(i); Burt v. Ware, 14 F.3d 256, 260-61 (5th Cir. 1994).
4 See Harcon Barge Co. v. D & G Boat Rentals, Inc., 784 F.2d 665, 667 (5th Cir. 1986)
(en banc). Although the district court did not enter a separate judgment as required under
Federal Rule of Civil Procedure 58(a), Redd’s motion still serves as a Rule 59(e) motion that
renders the notice of appeal effective. See Britt v. Whitmire, 956 F.2d 509, 515-16 (5th Cir.
1992). At the time Britt was decided, Rule 4(a)(4) stated that a notice of appeal filed prior to
the submission of a Rule 59(e) motion was null. Britt, 956 F.2d at 512. The rule has been
amended to state that the prior-filed notice of appeal becomes effective once there is a ruling
on the Rule 59(e) motion. Rule 4(a)(4)(B)(i). Additionally, Rule 58 has been amended to state
that a judgment is considered to be entered 150 days after entry of the final order. FED. R.
CIV. P. 58(c)(2)(B). Because 150 days have passed since the district court’s final order, there
is a final judgment in the instant case; however, there is still no explicit ruling on the Rule
59(e) motion.
4
Case: 14-60284 Document: 00513554315 Page: 5 Date Filed: 06/20/2016
No. 14-60284
not explicitly rule on these objections. The court denied Redd’s motions to
amend his § 2255 motion and for a new trial, but it did not include a ruling on
the objections. The district court’s order granting him a COA did, however,
address the ex post facto challenge that Redd had raised in his objections. We
find no authority directly addressing this point, but we conclude that the
district court’s grant of a COA constitutes an implicit disposition of Redd’s Rule
59(e) motion. 5 Redd’s notice of appeal is thus effective, and we have
jurisdiction to hear this appeal. 6
III
We turn now to the merits of Redd’s appellate arguments. In considering
a § 2255 motion, this court reviews the district court’s factual findings for clear
error and its conclusions of law de novo. 7 The claim on which the district court
granted a COA involves allegations that Redd’s attorney rendered ineffective
assistance. 8 To prevail on a claim of ineffective assistance of counsel, Redd
must show that (1) his counsel’s performance was deficient in that it fell below
an objective standard of reasonableness, and (2) that deficient performance
prejudiced the defense. 9 A failure to establish either prong defeats the claim. 10
5 Cf. Norman v. Apache Corp., 19 F.3d 1017, 1021-22 (5th Cir. 1994) (finding that a
denial of relief in a case constitutes an implicit denial of a motion to amend because denial is
inconsistent with granting the motion).
6 See FED. R. APP. P. 4(a)(4)(B)(i).
7 United States v. Redd, 562 F.3d 309, 311 (5th Cir. 2009).
8Although the district court phrased the issue on which it granted a COA as a
substantive ex post facto challenge, Redd actually argued in the district court that counsel
rendered ineffective assistance by failing to make an ex post facto argument, and the district
court analyzed the claim as an allegation of ineffective assistance.
9 Strickland v. Washington, 466 U.S. 668, 689-94 (1984).
10 Strickland, 466 U.S. at 697.
5
Case: 14-60284 Document: 00513554315 Page: 6 Date Filed: 06/20/2016
No. 14-60284
A court considering such a claim “must apply a ‘strong presumption’ that
counsel’s representation was within the ‘wide range’ of reasonable professional
assistance.” 11 A prisoner makes the required showing of prejudice if he
demonstrates “that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been
different.” 12
A. Ex Post Facto Violation
The district court granted a COA for Redd’s claim of an “[a]lleged ex post
facto violation in use of 2005 Federal Sentencing Guidelines.” Redd urges that
Lamarca rendered ineffective assistance by failing to contend at sentencing
that the use of the 2005 Sentencing Guidelines constituted an ex post facto
violation. Specifically, he maintains that in November 2001 the money
laundering Guideline changed significantly. 13 Redd notes that, in imposing his
sentence, the district court applied the 2005 Guidelines which were
substantially similar to the 2001 Guidelines and which were the Guidelines in
place at the time of his sentencing. He contends, however, that the court should
have applied the 2000 Guidelines because (1) the last overt act in the
conspiracy occurred in 2000, and (2) the use of the 2000 Guidelines would have
resulted in a lower sentence. He insists that the use of the Guidelines in effect
11 Harrington v. Richter, 562 U.S. 86, 104 (2011) (internal citation omitted).
12 Porter v. McCollum, 558 U.S. 30, 38-39 (2009) (internal quotation marks and
citation omitted).
13 Compare U.S.S.G. § 2S1.1(a), (b)(2) (Nov. 2000) (setting forth a base offense level of
20 or 23 and adding up to 12 levels in enhancements based on the quantity laundered) with
U.S.S.G. § 2S1.1(a)(2), (b) (Nov. 2001) (looking to the theft Guideline to determine the base
offense level and adding enhancements for controlled substance proceeds and a conviction
under 18 U.S.C. § 1956)).
6
Case: 14-60284 Document: 00513554315 Page: 7 Date Filed: 06/20/2016
No. 14-60284
at the time of sentencing rather than at the time of the offense constituted an
ex post facto violation because it resulted in a higher sentence. 14
The district court rejected Redd’s allegation, concluding that any
objection made by Lamarca to the use of the 2005 Sentencing Guidelines would
have been futile. On direct appeal, Redd had challenged the use of the 2005
Guidelines on ex post facto grounds. 15 This court concluded that the district
court did not clearly err in determining that the conspiracy ended in February
2002, after the November 2001 effective date for the amended § 2S1.1. 16
Lamarca had argued at Redd’s sentencing that the 2005 Guidelines should not
apply because the conspiracy did not extend past the November 1, 2001,
effective date of the more onerous Guidelines, yet this court determined in
Redd’s appeal that the district court did not err in concluding that the 2005
Guidelines were properly applied. Redd is therefore unable to show that
Lamarca’s failure to raise this as error either at sentencing or on appeal
constituted ineffective assistance. 17 He is thus not entitled to relief on this
challenge.
B. Other Claims Briefed by Redd
Redd has presented a number of claims in his opening and reply briefs
that were not included in the district court’s grant of a COA. Normally
appellate review in § 2255 proceedings is limited to issues on which the district
14 See Peugh v. United States, 133 S. Ct. 2072, 2081-84 (2013).
15 Redd, 2009 WL 348831, at *11.
16 Id.
17 See Porter, 558 U.S. at 38-39 (requiring a showing that the outcome would have
been different to establish ineffective assistance); see also Clark v. Collins, 19 F.3d 959, 966
(5th Cir. 1994) (stating that counsel does not render ineffective assistance by failing to make
meritless objections).
7
Case: 14-60284 Document: 00513554315 Page: 8 Date Filed: 06/20/2016
No. 14-60284
court granted a COA. 18 When, however, a party (1) expressly seeks a COA on
additional issues, and (2) meets the requirements for a COA, 19 we may certify
those issues. Redd has not moved for an extension of the COA as to his
additional challenges, and we decline to consider his brief to be such a motion. 20
We thus lack jurisdiction to consider these other issues.
IV.
The judgment of the district court is AFFIRMED. To the extent that
Redd raises arguments that go beyond the scope of the COA granted by the
district court, his appeal is DISMISSED.
18 See Lackey v. Johnson, 116 F.3d 149, 151-52 (5th Cir. 1997).
19 See United States v. Kimler, 150 F.3d 429, 431 (5th Cir. 1998).
20See Lackey, 116 F.3d at 151-52; 28 U.S.C. § 2253(c); see also United States v. Frazier,
51 F. App’x 930, 2002 WL 31415313, *3 (5th Cir. Oct. 15, 2002) (unpublished) (declining to
consider § 2255 movant’s additional appellate claims because the district court had expressly
declined to grant a COA on them and the movant had failed to expressly request an expansion
of the COA grant).
8