IN THE NEBRASKA COURT OF APPEALS
MEMORANDUM OPINION AND JUDGMENT ON APPEAL
(Memorandum Web Opinion)
STATE V. HALL
NOTICE: THIS OPINION IS NOT DESIGNATED FOR PERMANENT PUBLICATION
AND MAY NOT BE CITED EXCEPT AS PROVIDED BY NEB. CT. R. APP. P. § 2-102(E).
STATE OF NEBRASKA, APPELLEE,
V.
JAMES H. HALL, JR., APPELLANT.
Filed June 21, 2016. No. A-15-548.
Appeal from the District Court for Lancaster County: LORI A. MARET, Judge. Affirmed.
Robert Wm. Chapin, Jr., for appellant.
Douglas J. Peterson, Attorney General, and George R. Love for appellee.
MOORE, Chief Judge, and INBODY and RIEDMANN, Judges.
RIEDMANN, Judge.
INTRODUCTION
James H. Hall, Jr., appeals from his convictions in the district court for Lancaster County
of three counts of possession of a firearm by a prohibited person and one count of possession of a
defaced firearm. On appeal he challenges the sufficiency of the evidence, the district court’s refusal
to give one of his tendered jury instructions, and two aspects of his sentences. We affirm.
BACKGROUND
In May 2014, a Lincoln police officer observed a photograph posted on a Facebook account
which depicted Hall holding three firearms. A check of Hall’s criminal history revealed that he
had been convicted of felony offenses in the state of California in 2007 and 2009. Based on this
information, Lincoln police obtained and executed a search warrant at Hall’s residence. On a closet
shelf in Hall’s bedroom, they located three firearms, which included a Taurus .40 caliber
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semi-automatic handgun, an Intratec 9mm Luger Tec-DC9 referred to as a “Tec-9,” and a Ruger
.22 caliber revolver. The Ruger .22 had a defaced serial number.
As a result of the items recovered from the execution of the search warrant, Hall was
charged with three counts of possession of a firearm by a prohibited person and one count of
possession of a defaced firearm. A jury found Hall guilty of all four counts. The district court
sentenced Hall to concurrent terms of imprisonment of 3 to 5 years for each of first three counts
and to a consecutive term of imprisonment of 4 to 6 years for possession of a defaced firearm. The
sentencing order specified that Hall received “credit on Count I for 282 days served.” Hall appeals
his convictions and sentences.
ASSIGNMENTS OF ERROR
Hall assigns, restated and renumbered, that the district court erred in (1) finding sufficient
evidence to support the convictions, (2) refusing to give an entrapment by estoppel jury instruction
on Count III, (3) running the sentence on Count IV consecutive to the other sentences, and (4)
failing to give him credit for time served on all four counts.
STANDARD OF REVIEW
In reviewing a criminal conviction for a sufficiency of the evidence claim, whether the
evidence is direct, circumstantial, or a combination thereof, the standard is the same: An appellate
court does not resolve conflicts in the evidence, pass on the credibility of witnesses, or reweigh
the evidence; such matters are for the finder of fact. State v. Escamilla, 291 Neb. 181, 864 N.W.2d
376 (2015). The relevant question for an appellate court is whether, after viewing the evidence in
the light most favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt. Id.
Whether a jury instruction is correct is a question of law, regarding which an appellate
court is obligated to reach a conclusion independent of the determination reached by the trial court.
State v. Planck, 289 Neb. 510, 856 N.W.2d 112 (2014). An appellate court reviews the denial of
the defense of entrapment by estoppel de novo, because it is a question of law. Id.
An appellate court will not disturb a sentence imposed within the statutory limits absent an
abuse of discretion by the trial court. State v. Casares, 291 Neb. 150, 864 N.W.2d 667 (2015).
Whether a defendant is entitled to credit for time served is a question of law, which we
review independently of the lower court. See State v. Wills, 285 Neb. 260, 826 N.W.2d 581 (2013).
ANALYSIS
Sufficiency of Evidence.
Hall argues that the district court erred in finding sufficient evidence to support his
convictions. We disagree.
Hall was charged with three counts of violating Neb. Rev. Stat. § 28-1206(1)(a) (Cum.
Supp. 2014), which, in relevant part, prohibits any person who has previously been convicted of a
felony from knowingly possessing a firearm. Count I alleged that Hall possessed the Taurus .40
caliber handgun, Count II alleged that Hall possessed the Tec-9, and Count III alleged that Hall
possessed the Ruger .22 caliber revolver. Count IV of the information charged Hall with violating
Neb. Rev. Stat. § 28-1207 (Cum. Supp. 2014), which prohibits any person from knowingly
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possessing any firearm from which the manufacturer’s identification mark or serial number has
been removed, defaced, altered, or destroyed.
The evidence presented at trial established that Lincoln police observed Hall in a
photograph on Facebook holding three firearms. After obtaining a search warrant, police located
three firearms on a shelf in the closet of Hall’s bedroom. In an interview with police, Hall admitted
to owning all three of the firearms at issue. He told officers that he had recently purchased the
Ruger .22 from a man on the street for $100. The serial number on the Ruger .22 was covered in a
black substance. A police analyst was unable to uncover the full serial number. Hall admitted at
trial that the Ruger .22 was defaced.
Contrary to his statements to police, at trial Hall testified that the Ruger .22 was not in his
bedroom at the time the search warrant was executed, that it did not belong to him, and that the
only time he had seen it was when his brother was holding it. He claimed he never bought that
particular gun.
Hall also asserted the affirmative defense of entrapment by estoppel because he had applied
for and received a gun permit, which he claimed he relied upon when purchasing the firearms. Hall
had applied for and received certificates to purchased firearms on three separate occasions. Before
a certificate is issued, a background check is conducted on the applicant, and if any felony
convictions are returned, the permit is denied. Because the applications are not kept on file
indefinitely, only the application Hall completed in April 2014 was available and received into
evidence at trial. When completing that application, Hall listed an incorrect social security number,
which he claimed occurred as a mistake or because he was in a hurry. A criminal history check
using the erroneous number did not return Hall’s felony convictions, and he was issued a firearm
certificate. Hall also indicated on the application that he had never been convicted of a felony. Hall
explained that it was his understanding that after five or seven years, his conviction from 2007
would be automatically expunged from his record. He also believed that his 2009 conviction had
been reduced to a misdemeanor.
When raising an entrapment by estoppel defense, the defendant has the initial burden of
going forward with evidence of the defense. See State v. Edwards, 286 Neb. 404, 837 N.W.2d 81
(2013). When the defendant has produced sufficient evidence to raise the defense, the issue is then
one which the State must disprove. Id. The jury was instructed on entrapment by estoppel as to
Counts I and II, considered the defense, and rejected it. The jury also weighed the credibility of
Hall’s testimony at trial denying possession of the Ruger .22, apparently finding that his testimony
was not credible. We do not reweigh these determinations on appeal. See State v. Escamilla, 291
Neb. 181, 864 N.W.2d 376 (2015). We conclude that the State presented sufficient evidence to
establish that Hall knowingly possessed three firearms after having been previously convicted of
a felony offense and that Hall knowingly possessed a defaced firearm. This assignment of error is
therefore meritless.
Jury Instruction.
Hall asserts that the district court erred in refusing to give the entrapment by estoppel jury
instruction on Count III. At the jury instruction conference, the State objected to giving the
entrapment by estoppel instruction as to Count III because Hall’s defense for that particular charge
was that he did not possess the Ruger .22. The district court agreed and refused to give the
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instruction. The court determined that the affirmative defense had not been asserted on Count III
and did not apply given the evidence that was presented at trial. We find no reversible error in the
manner in which the jury was instructed.
The Nebraska Supreme Court recently recognized the defense of entrapment by estoppel,
which consists of four elements: (1) the defendant acted in good faith before taking any action; (2)
an authorized government official, acting with actual or apparent authority and who had been made
aware of all relevant historical facts, affirmatively told the defendant that his conduct was legal;
(3) the defendant actually relied on the statements of the government official; and (4) such reliance
was reasonable. See State v. Edwards, 286 Neb. 404, 837 N.W.2d 81 (2013).
To establish reversible error from a court’s refusal to give a requested instruction, an
appellant has the burden to show that (1) the tendered instruction is a correct statement of the law,
(2) the tendered instruction is warranted by the evidence, and (3) the appellant was prejudiced by
the court’s refusal to give the tendered instruction. State v. Planck, 289 Neb. 510, 856 N.W.2d 112
(2014).
In the present case, assuming the district court erred in refusing to instruct the jury on
entrapment by estoppel as to Count III, an issue we do not decide, Hall cannot show that he was
prejudiced because the jury rejected his affirmative defense as to Counts I and II. See State v. Bao,
263 Neb. 439, 640 N.W.2d 405 (2002)(finding no prejudice in giving of jury instruction without
deciding whether instruction was erroneous). As such, even if Hall’s proposed instruction had been
given, the jury would have determined that he had not been entrapped into believing it was lawful
for him to possess the Ruger .22. We therefore find no merit to Hall’s assignment of error.
Sentences.
Hall challenges two aspects of his sentences on appeal. First, he claims that rather than
running the sentence on Count IV consecutive to the other three sentences, the sentences on
Counts I, II, and III should have run consecutive to Count IV. He asserts that had the court
fashioned his sentences in that manner, he would have been eligible for programs during
incarceration sooner, and the court’s failure to do so makes the sentence excessive.
An appellate court will not disturb a sentence imposed within the statutory limits absent an
abuse of discretion by the trial court. State v. Casares, 291 Neb. 150, 864 N.W.2d 667 (2015).
Generally, it is within a trial court’s discretion to direct that sentences imposed for separate crimes
be served either concurrently or consecutively. State v. Lantz, 290 Neb. 757, 861 N.W.2d 728
(2015).
Possession of a firearm by a prohibited person is a Class 1D felony, which is punishable
by a mandatory minimum sentence of 3 years’ imprisonment and a maximum of 50 years’
imprisonment. See Neb. Rev. Stat. §§ 28-105 (Reissue 2008); 28-1206(3)(B) (Cum. Supp. 2014).
Possession of a defaced firearm is a Class III felony. Neb. Rev. Stat. § 28-1207(2) (Cum. Supp.
2014). At the time the offense was committed, Class III felonies were punishable by 1 to 20 years’
imprisonment. § 28-105. Thus, Hall’s sentences fall within the statutory guidelines and within the
trial court’s discretion to order that the sentence on Count IV run consecutive to the sentences for
Counts I, II, and III.
Nevertheless, Hall claims that his sentence is excessive as ordered because he is required
to serve his mandatory time before qualifying for programs. In support of his argument, he cites
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Neb. Rev. Stat. § 83-1,107 (Supp. 2015), Nebraska’s “good time statute.” See Johnson v. Kenney,
265 Neb. 47, 654 N.W.2d 191 (2002). A defendant must serve the mandatory minimum portion of
a sentence before earning good time credit. See Caton v. State, 291 Neb. 939, 869 N.W.2d 911
(2015). Thus, logically, sentences which include a mandatory minimum are served first, and after
the mandatory minimum period has been completed, the defendant is then eligible to begin earning
good time credit toward the remainder of his sentence.
Section 83-1,107 specifies that within 60 days after initial classification and assignment of
any offender committed to the Department of Corrections (the department), all available
information regarding the offender shall be reviewed and a committed offender
department-approved personalized program plan document shall be drawn up. § 83-1,107(1)(a).
The document is to specifically describe the department-approved personalized program plan and
specific goals the department expects the committed offender to achieve as well as contain a
realistic schedule for completion of the plan. Id. The department is to provide programs to allow
compliance by the committed offender with the plan, and programming may include, but is not
limited to, academic and vocational education, substance abuse treatment, mental health and
psychiatric treatment, constructive and meaningful work programs, and any other program deemed
necessary and appropriate by the department. Id. In addition, the department’s rules provide that
the department shall make programming available to all inmates in the general populations of the
long-term residence facilities, and the programming available to an inmate depends upon his or
her assigned institution, personalized plan, and documented needs and deficits. 68 Neb. Admin.
Code, ch. 7, § 004 (2016).
Based upon the above, it is clear that the length of sentences and the order in which they
are served are determined by the court in accordance with Nebraska statutes and the sentencing
guidelines. Program availability, however, is determined by the Department of Corrections. We
have located no statute, code provision, or other authority that would support Hall’s argument that
a sentencing judge must take into consideration the department’s program availability when
rendering its sentence. Accordingly, we find no abuse of discretion in the sentences imposed.
In his second challenge to his sentences, Hall contends that the district court should have
given him credit for time served on all four counts, rather than just on Count I. We do not agree.
Under Neb. Rev. Stat. § 83-1,106(1) (Reissue 2014), credit against the maximum term and
any minimum term shall be given to an offender for time spent in custody as a result of the criminal
charge for which a prison sentence is imposed or as a result of the conduct on which such a charge
is based. Hall received credit for 282 days served. The sentencing order specified that the credit
applied to the sentence for Count I.
Hall claims he should receive credit against his sentences for all four counts. In State v.
Williams, 282 Neb. 182, 199, 802 N.W.2d 421 (2011), the defendant was sentenced to consecutive
prison terms, and the trial court applied credit for his time served against each sentence. On appeal,
the Nebraska Supreme Court found plain error in the trial court’s application of credit, holding that
instead of crediting time served against each count as the trial court did, the defendant was entitled
to credit against only the first count. See also State v. Wills, 285 Neb. 260, 826 N.W.2d 581 (2013)
(credit for time served may be applied only once); State v. Banes, 268 Neb. 805, 688 N.W.2d 594
(2004) (presentence credit is applied only once). Therefore, the district court in the instant case did
not err in applying credit for Hall’s time served against only Count I.
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We note, however, that the court ordered concurrent sentences for the first three counts.
When credit is calculated for concurrent sentences, the longest sentence determines the offender’s
actual length of time in prison, and credit is “in effect” given to each sentence. State v. Banes,
supra. Thus, when concurrent sentences are imposed, the credit is applied once, and the credit
applied once, in effect, is applied against each concurrent sentence. Id. See also State v. Wills,
supra (with concurrent sentences, periods of presentence incarceration are credited against the
longest sentence, but are, in effect, applied against all the sentences). Thus, because Counts I, II,
and III are to be served concurrently, in effect, Hall is receiving credit against all three counts, but
the district court properly applied credit for Hall’s time served against only Count I.
CONCLUSION
We conclude that the evidence was sufficient to support Hall’s conviction. We also find
that the district court did not err in refusing to instruct the jury on entrapment by estoppel as to
Count III. Finally, we find no abuse of discretion in the manner in which Hall was sentenced and
no error in the credit he received for time served. We therefore affirm his convictions and
sentences.
AFFIRMED.
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