State Ex Rel. La Prade v. Cox

This is an original proceeding in this court by the state of Arizona, on the relation of its Attorney General, hereinafter called petitioner, asking for a writ of mandamus against William M. Cox, as treasurer of the state, hereinafter called respondent, to compel him to countersign certain tax anticipation bonds, duly authorized by a resolution of the loan commissioners of the state. The respondent answered, setting up certain facts, and petitioner demurred to the answer as being insufficient. The legal question before the court is whether petitioner's demurrer should be sustained.

There is no dispute as to the facts, and the real issue is as to whether or not chapter 16 of the Session Laws of 1933 is a valid enactment or not, for, if it is, there is no doubt it is the imperative duty of respondent to sign the bonds in question. The validity of the chapter is attacked on the ground that it was not constitutionally adopted. In order to determine this question, it is necessary that we recite briefly certain facts in regard to its passage.

The original act, on file in the office of the Secretary of State, is entitled:

"An Act to permit the issuance of bonds in anticipation of the collection of state taxes; to authorize such bond issue for the last half of the year 1932, all of the year 1933, and the first half of the year 1934; and declaring an emergency."

Then follow eight sections setting forth the circumstances under which, and the manner in which, tax anticipation bonds may be issued. Section 9 of the act is the ordinary repealing clause of previous laws, and section 10 thereof reads as follows: *Page 176

"To preserve the public peace, health and safety, it is necessary that this act shall become immediately operative. It is therefore declared to be an emergency measure, and shall take effect upon its passage in the manner provided by law."

The journals of the house and senate show that the bill first passed the house by a vote of 53 ayes to 0 nays, was amended by the senate and passed, as amended, by a vote of 13 ayes to 6 nays, went to conference twice, and the report of the last conference committee was adopted by the senate by a vote of 19 ayes and 0 nays, and by the house by a vote of 42 ayes and 12 nays.

It is the contention of respondent (a) that the act contains an emergency clause, and that the journal of the house shows it did not receive two-thirds of the votes of all the members elected thereto, so that it could not become effective as an emergency measure; and (b) that, since on its face it carried the emergency clause, under no circumstances could it become effective as an ordinary measure ninety days after it was signed by the Governor. In support of this position respondent cites the recent case ofCox v. Stults Eagle Drug Co., 42 Ariz. 1, 21 P.2d 914,917. The facts in the present case are identical with those arising in the case just cited, and the points of law involved are the same.

There is no question, if this court adheres to the rules of law laid down in that case, that chapter 16, supra, is ineffective for any purpose, for therein we held that a measure carrying an emergency clause must receive a vote of two-thirds of all the members elected to each house of the legislature, not merely on its original passage by each house, but upon any amendments which might be added by one house after it had passed the other. In other words, that the constitutional two-thirds majority was required for the bill in its final form as it went to the Governor. *Page 177 We also held explicitly that, even though the bill did receive the votes of a majority of the members elected to each house, since it carried the emergency clause on its face, under no circumstances, and in no manner, could it become effective as an ordinary measure.

The petitioner does not question the ruling of the court inCox v. Stults, supra, so far as it determines that chapter 16, supra, did not take effect as an emergency measure, and that the journals of the legislature are admissible as evidence, and, indeed, conclusive as to what the actions of the house and senate on the chapter actually were, but it contends that the holding that a bill which took the course in the legislature which was taken by chapter 16 does not take effect as an ordinary measure ninety days after the adjournment of the legislature is unsupported by authority and unsound in reason.

The reasoning of the majority opinion on this point is based upon two points. The first is the exact language of the Constitution in subsection 3, section 1, part 1, article 4, which provides that ". . . no such emergency measure shall be considered passed by the Legislature unless it shall . . . be approved by the affirmative votes of two-thirds of the members elected to each House of the Legislature, taken by roll call of ayes and nays. . . ."

The court, after quoting this language, proceeds to say:

". . . If this provision read that `no such measure shall be considered passed as an emergency,' the contention of appellants, that it would become operative ninety days after the close of the session, might have merit, but inasmuch as it uses the all-inclusive term, `no such emergency measure,' when referring to those not considered passed without the two-thirds vote, there is nothing more to say. . . ."

It is the general rule that, because Constitutions are for the purpose of laying down broad general *Page 178 principles, and not the expression of minute details of law, their terms are to be construed liberally, for the purpose of giving effect to the general meaning and spirit of the instrument, rather than as limited by technical rules of grammar.Cohens v. Virginia, 6 Wheat. 262, 5 L. Ed. 257; Gherna v.State, 16 Ariz. 344, 146 P. 494, Ann. Cas. 1916D 94. This court, in Clark v. Boyce, 20 Ariz. 544, 185 P. 136, 140, says:

"The prime effort in construing Constitutions or statutes is to ascertain the intention of those who framed them, and `to give effect to the intention therein expressed when such intention can be collected therefrom, words may be modified, altered or supplied so as to obviate any repugnancy to or inconsistency with such intention, although in so doing particular provisions may not be read or construed according to their literal meaning.' . . ."

On a careful reading and comparison of all the provisions of the Constitution dealing with the referendum and the enactment of legislation, their purpose is obvious. It is to allow the people to have the right to review the action of the legislature on any act which is passed by the usual simple majority of both houses and signed by the Governor. In order to do this, it is provided that such an act shall not take effect until ninety days after the legislature has adjourned, thus giving ample opportunity for the voters to study it, and, if they desire, to require that it be submitted to them at the next general election, for their approval or disapproval. The makers of the Constitution, realizing, however, that some necessity might arise, which would require a law to take effect immediately, have provided a special manner in which this need can be met. It is by the use of the so-called "emergency clause." It will be observed that this emergency clause never affects in any manner the substance of the proposed law. It *Page 179 refers only to the time when it shall take effect. It would seem, then, that when the legislature has observed every constitutional provision in regard to the substance of a law, but has failed to comply with one which relates to nothing but the time the law shall take effect, the spirit of the Constitution would be obeyed by holding that the measure is valid as an ordinary law, because every requisite of such a law has been fully carried out, but that it shall not take effect immediately, because the constitutional provisions which authorize such a result have not been followed.

The second point in the majority opinion is that "members frequently support measures containing the emergency clause when they would not do so without it." We think while it is obvious that a member of the legislature, who believed in the principle of a bill, and was willing to vote for it on its merits, might not be willing to take from the people the right to review his action, it would be rare, indeed, that a member, who was so thoroughly convinced of the vital necessity of a measure that he was willing, not only to support it on its merits, but also to remove it from the referendum provision of the Constitution, would not be willing to support it as an ordinary measure, on the theory that "half a loaf was better than no bread."

There are no cases cited in Cox v. Stults, supra, in support of the majority opinion on the point under discussion, while there is a wealth of authority which upholds the contrary view. This court itself has held against the rule laid down therein, in the case of Santa Cruz County v. McKnight,20 Ariz. 103, 177 P. 256, 259. In that case, the question of when chapter 80 of the Session Laws of 1917 took effect was before the court. This chapter carried the emergency clause, and received the necessary number of votes to make it effective as an emergency measure, if *Page 180 it were not vetoed by the Governor. He neither signed nor vetoed it, and we held, under those circumstances, that while it could not take effect as an emergency measure, it did take effect ninety days after the adjournment of the legislature.

It is true that in the later case of Clark v. Boyce, supra, we held that the failure of the Governor either to sign or veto an emergency measure was in effect an approval thereof, but it is obvious that this last opinion was in no way in conflict with the holding in Santa Cruz County v. McKnight, supra, that an act which failed to take effect as an emergency measure, because of some defect in the proceedings required by the Constitution for such a measure, would be perfectly valid as an ordinary act, if it satisfied the provisions of the fundamental law in regard to such an act.

A similar question has been before the appellate courts of a number of states, which have provisions in their Constitutions similar to ours in substance, if not in form, providing for a referendum on ordinary measures taking effect at some period, generally ninety days, after the legislature adjourned, but allowing measures which carried a so-called "emergency clause" and were adopted in a certain special manner to take effect immediately and to be exempt from such referendum.

In the case of Riley v. Carico, 27 Okla. 33, 110 P. 738,740, it was contended that a certain bill which carried the emergency clause was not one of the class to which such a clause could be constitutionally applied, and was therefore void. The court, referring to the matter, said:

". . . Such an act cannot be put into immediate effect by declaring an emergency. . . . The fact that the action of the Legislature in declaring an emergency was void did not invalidate the act, but resulted *Page 181 in its taking effect 90 days after the adjournment of the Legislature at which it was passed."

A similar question arose in the case of Gayman v. Mullen,58 Okla. 477, 161 P. 1051, and the court held that, notwithstanding the act on its face was declared to be an emergency measure, and was unconstitutional as such, it took effect as an ordinary measure ninety days after the adjournment of the legislature.

The Supreme Court of Oregon in State v. Coos County,115 Or. 300, 237 P. 678, 679, in reply to the argument used against a measure which carried the emergency clause, that it was of a nature which could not be passed as an emergency matter, said:

". . . Even if this section had any application to the act in question, such application would not go to the extent of rendering the whole act void on the ground contended by the defendants, inasmuch as, even without an emergency clause, the act would have gone into effect before this writ was issued or application made therefor. Even if the emergency clause was unauthorized, the act itself would be valid, and was in full effect 90 days after the adjournment of the Legislature. . . ."

The Supreme Court of Arkansas in Hargrove v. Arnold,181 Ark. 537, 26 S.W.2d 581, referring to the time a certain act of the legislature took effect, said:

"We take judicial notice of the records of both branches of the General Assembly from which we know that the Legislature of 1929 adjourned March 14, and that, while the act in question contained an emergency clause, no separate vote or roll call was had thereon, and, therefore, said emergency clause was never adopted and the act did not go into effect until ninety days after the adjournment of the Legislature."

The Supreme Court of Texas in Popham v. Patterson, 121 Tex. 615, 51 S.W.2d 680, 683, referring *Page 182 to an act which carried the emergency clause, but did not receive the vote requisite to make such clause effective, said:

". . . As the act did not get the required recorded vote to put it into immediate effect, this notice did not become operative until the act became a law, which was 90 days after the adjournment of the Legislature. . . ."

A similar question was also before the Supreme Court of South Dakota in the case of In re Opinion of the Judges, 58 S.D. 72,234 N.W. 671. The act which they were required to construe contained an emergency clause. In South Dakota, under its Constitution, the Supreme Court must finally decide whether, as a matter of fact, there really was an emergency, notwithstanding the fact that the legislature had declared it to exist, and the court, in the case cited, holding that no emergency existed, declared that the law was valid, but only took effect when the constitutional period had elapsed.

So far as we know, there is no case considering a like question which has held to the contrary. If, therefore, the question was one of first impression, it would seem that on reason, and by the unanimous weight of authority, an act, which has been passed with all the constitutional formalities required for an ordinary law, but which has not received the vote necessary to make it effective immediately, does become effective as a valid law ninety days after the adjournment of the legislature which passed it, unless it is referred to a vote of the people in the constitutional manner. In order so to hold, however, we must disregard the rule of stare decisis and overrule our holding inCox v. Stults, supra, for there is no possible way in which the facts in this case can be distinguished from the facts in that.

The rule of stare decisis has for its object the salutary effect of uniformity, certainty and stability of *Page 183 the law, and, stated in simple form, is really nothing more than the application of the doctrine of estoppel to court decisions. It finds its support in the sound principle that, when courts have announced, for the guidance and government of individuals and the public, certain controlling principles of law, they ought not, after the principles have been promulgated and after these constructions have been published, to withdraw or overrule them. While it is perhaps of the greater importance, as to far-reaching principles, that the court should be right than merely in harmony with previous decisions, it is nevertheless also important that there be stability in the courts in adhering to decisions deliberately made and after ample consideration. Parties should not be encouraged to seek a re-examination of determined principles and to speculate on a fluctuation of the law with every change in the expounders of it, and substantial justice may often be better promoted by adhering to an erroneous decision than by overthrowing a rule once established. While this rule applies with greater force in the case of private affairs, where contractual and property rights have grown up in reliance upon the original decision, it nevertheless is of importance in questions where the rights of the public, as a whole, are concerned. This rule, however, is subject to exceptions.

While, under our judicial system, all courts have a strong respect for precedent, this respect is a reasonable one which balks at the perpetuation of error, and the doctrine of staredecisis should not prevail when a departure therefrom is necessary to avoid the perpetuation of pernicious error. But, except in the cases of the gravest importance, where the law, as previously announced, has the most far-reaching and vital effect, and where it conclusively appears to be erroneous, it is only when a tribunal is unanimous in its later opinion that the rule of stare decisis should *Page 184 be disregarded, for the overruling of a former decision by a mere majority would be to put the law in a state of doubt and uncertainty, which would be worse than a concededly wrong settlement of it. As was said by Chief Justice GEORGE in the case of Lombard v. Lombard, 57 Miss. 171, in discussing the propriety of overruling an opinion previously given by a divided court:

"That the former decision was made by a divided court rather increases than diminishes the duty to adhere to it, when a departure from it must result alone from my non-concurrence in the views of my predecessor, the other two judges participating in the former judgment adhering to the opinions then formed and expressed by them. Moreover, a majority of this court are invested by the Constitution with all the powers which can be exercised by a full bench. This Court has no distinct substantive power to declare a rule of law. It has power to render judgments, and, as an incident to this power, may, in the exercise of it, declare a rule, which becomes a precedent for similar cases. The power of a majority to render judgments is as ample as is that of the full bench; and necessarily the incidental power of declaring the rule which governs the case must exist also. How much a division among the judges shall detract from the force and authority of the decision as a precedent, it is difficult to define. That a subsequent full bench, all concurring in the impropriety of the first ruling, would depart from it with less hesitancy in cases where a departure is allowable than they would overrule a unanimous decision, is probable. But this does not help the difficulty here; for, if the former decision be overruled, it will be by a majority only, one judge being thoroughly convinced that it is correct. And so, if a ruling by a majority is not to be regarded as settling the law, the overruling of that decision by a mere majority will leave the law in that state of doubt and uncertainty, which is worse than a concededly wrong settlement of it."

In this case, however, there are several reasons why we should not hesitate to set aside the holding *Page 185 in Cox v. Stults, supra. In the first place, the question does not directly involve private rights, and no rights are likely to have, as yet, grown up by reason of that decision, so that an altering of the rule laid down therein will not affect property rights already accrued. In the second place, that decision itself disregarded the previous unanimous opinion of this court in the case of Santa Cruz County v. McKnight,supra. In the third place, it is utterly unsupported by any authority, directly or indirectly. In the fourth place, it is avowedly based on an application of the strictest rules of grammatical construction, instead of the universally accepted principle that Constitutions should be liberally construed to effect their broad general purposes, and upon a presumption of human conduct under given circumstances, which is contrary to the ordinary customs of the average man.

For the foregoing reasons, reluctant as we are to depart from the rule of stare decisis, we think this is one of the cases which require such a procedure, and we therefore revert to the rule previously laid down by us in Santa Cruz County v.McKnight, supra, and hold that a bill, which has been approved by the legislature and the Governor in every manner required by the Constitution for it to take effect as an ordinary measure ninety days after the adjournment of the legislature, is a valid law, and does so take effect, notwithstanding there has been an attempt made to cause it to take effect immediately, through the means of an emergency clause, which is ineffective because it was not approved in the manner required by the Constitution. Such being the case, and more than ninety days having elapsed after the adjournment of the legislature which adopted chapter 16,supra, without a referendum being invoked against its provisions, it is in full force and effect, and it is the imperative duty of the respondent to sign the tax anticipation bonds involved in this proceeding. *Page 186

The alternative writ of mandamus is made peremptory.

ROSS, C.J., concurs.