United States v. Hollis

United States Court of Appeals Fifth Circuit F I L E D IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT October 22, 2003 Charles R. Fulbruge III Clerk No. 02-41364 Conference Calendar UNITED STATES OF AMERICA, Plaintiff-Appellee, versus ROOSEVELT HOLLIS, Defendant-Appellant. -------------------- Appeal from the United States District Court for the Eastern District of Texas USDC No. 1:95-CR-105-1 -------------------- Before KING, Chief Judge, and JOLLY and STEWART, Circuit Judges. PER CURIAM:* Roosevelt Hollis, federal prisoner # 10019-078, appeals the district court’s denial of his post-conviction motion for a sentence reduction relating to his 1995 drug-trafficking convictions. Hollis asserts that he is entitled to a downward departure based on his “substantial assistance” in the prosecution of a separate case. Citing principles of contract law, Hollis contends that the Government was bound to honor its alleged promise to move for a sentence reduction based on/in * Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. No. 02-41364 -2- exchange for Hollis’ grand jury testimony. Hollis asserts that the Government’s unwillingness to move for a sentence reduction stemmed from Hollis’ refusal to oblige subsequent requests for his assistance in other criminal investigations. Federal Rule of Criminal Procedure 35(b) provides that the district court, on motion of the Government, may reduce a sentence to reflect a defendant’s subsequent, substantial assistance in the investigation or prosecution of another person who has committed an offense. By its plain language, Rule 35(b) authorizes the Government, not the defendant, to file a motion seeking a reduced sentence. See United States v. Early, 27 F.3d 140, 141 (5th Cir. 1994). When the Government agrees to file a substantial assistance motion, the Government’s refusal to file the motion is not reviewable unless that refusal is based on an unconstitutional motive such as race or religion. Wade v. United States, 504 U.S. 181, 185 (1992); United States v. Sneed, 63 F.3d 381, 389 n.6 (5th Cir. 1995). The mere claim that a defendant provided substantial assistance does not warrant a remedy, and general allegations of improper motive are insufficient to establish a constitutional violation. Wade, 504 U.S. at 186. Hollis’ arguments in support of his motion for downward departure are based on little more than the unsubstantiated claim that he provided substantial assistance in the investigation of a separate criminal case. Hollis fails to demonstrate that the Government agreed to file a substantial assistance motion in No. 02-41364 -3- exchange for his grand jury testimony. Even if such an agreement did exist, the Government’s failure to file the motion is not reviewable since Hollis’ general allegations of improper motive are insufficient establish a constitutional violation. Wade, 504 U.S. at 186. AFFIRMED.