Nancy Burton v. Statewide Grievance Committee.

[EDITOR'S NOTE: This case is unpublished as indicated by the issuing court.] MEMORANDUM OF DECISION The plaintiff, Attorney Nancy Burton, appeals from a decision of the defendant Statewide Grievance Committee reprimanding her for violating Rule 8.2(a) of the Rules of Professional Conduct. The Rule provides that "[a] lawyer shall not make a statement that the lawyer knows to be false or with reckless disregard as to its truth or falsity concerning the qualifications or integrity of a judge, an adjudicatory officer or public legal officer, or of a candidate for election or appointment to judicial or legal office." For the reasons stated below, the court dismisses the appeal.

A. BACKGROUND OF THE CASE The first chapter of this lengthy dispute is detailed in Burton v.Statewide Grievance Committee, 60 Conn. App. 698, 760 A.2d 1027 (2000). In December, 1995, the plaintiff wrote the Chief Justice of the Connecticut Supreme Court, requesting an investigation of Judge Howard J. Moraghan, Judge Socrates H. Mihalakos, and Judge Edward F. Stodolink for various types of allegedly corrupt practices. Based on the allegations in her letter, Judges Moraghan and Mihalakos referred the matter to the Statewide Grievance Committee. At the hearing on the grievance before a reviewing committee of the Statewide Grievance Committee, Judges Moraghan and Mihalakos testified under oath. As a result of the hearing, the grievance committee reprimanded the plaintiff for violating Rule 8.2(a). The Superior Court dismissed the plaintiff's administrative appeal, but the Appellate Court reversed on the ground that the grievance committee improperly conducted the disciplinary hearing in the plaintiff's absence. Burton v. Statewide GrievanceCommittee, supra, 60 Conn. App. 698.

In the meantime, the plaintiff initiated a second round of CT Page 5344 proceedings. The plaintiff sent another letter to the Justices of the Supreme Court in September, 1997, this time alleging that Judges Moraghan and Mihalakos "testif[ied] falsely against [her] under oath" at the first grievance hearing. Contemporaneously, the plaintiff provided a copy of the letter to the Danbury News-Times, which newspaper ran an article quoting the same accusation of false testimony. The plaintiff's letter to the Supreme Court and the newspaper article form the basis of the second and present grievance against the plaintiff, based on a referral by Judge Moraghan.

A reviewing committee of the Statewide Grievance Committee conducted hearings on the present grievance over six days between August, 1998 and August, 1999. The reviewing committee issued a proposed decision on July 28, 2000. Two members of the reviewing committee recommended that the plaintiff be reprimanded for violating Rule 8.2(a) in making the September, 1997 statements. The third member of the committee recommended that the plaintiff be presented to the Superior Court for disciplinary action. On September 22, 2000, the Statewide Grievance Committee affirmed the proposed decision of the majority of the reviewing corranittee and reprimanded the plaintiff. This appeal followed.

B. DISCUSSION I. STANDARD

Judicial review of decisions of the Statewide Grievance Committee proceeds according to general standards for administrative appeals. The court's role is limited in reviewing a decision of the Statewide Grievance Committee to reprimand an attorney. Our courts have stated:

"[I]n reviewing a decision of the statewide grievance committee to issue a reprimand, neither the trial court nor this court takes on the function of a fact finder. Rather, our role is limited to reviewing the record to determine if the facts as found are supported by the evidence contained within the record and whether the conclusions that follow are legally and logically correct. . . . (Citations and internal quotation marks omitted.) Somers v. Statewide Grievance Committee, 245 Conn. 277, 290, 715 A.2d 712 (1998). See also Practice Book § 2-38(f).

The standard of proof by which the grievance committee must prove the case is clear and convincing. CT Page 5345

"[C]lear and convincing proof denotes a degree of belief that lies between the belief that is required to find the truth or existence of the [fact in issue] in an ordinary civil action and the belief that is required to find guilt in a criminal prosecution. . . .

[The burden] is sustained if evidence induces in the mind of the trier a reasonable belief that the facts asserted are highly probably true, that the probability that they are true or exist is substantially greater than the probability that they are false or do not exist." (Internal quotation marks omitted.) "Wildwood Associates, Ltd. v. Esposito, 211 Conn. 36, 42, 557 A.2d 1241 (1989).

II. PLAINTIFF'S BRIEFS

The plaintiff filed only a three-page opening brief in this court. The apparent theme of the brief is that the grievance committee erred in finding that she had intentionally or recklessly made false statements in her letter to the Supreme Court and the subsequent newspaper account concerning Judges Moraghan and Mihalakos. To support her claim that she had proved the truth of her second petition to the Supreme Court, the plaintiff sets out, in summary fashion, a list of perceived errors in the grievance committee proceedings. The plaintiff does not show when and where she raised the claims in question in the grievance proceedings, makes no citations to the testimony or other parts of the record, provides no case law, and, in general, offers no meaningful discussion of her claims.

In the defendant's response brief, the defendant argues that the plaintiff waived review of her claims by failing to raise them in the grievance proceedings and abandoned them by failing to brief them adequately. The plaintiff, thereafter, submitted a reply brief, after securing permission from the court (Wiese, J.), in which she does set out the testimony in question, supply citations to the record, cite legal authorities, and provide discussion of several claims of error.

It is generally improper for an appealing party to raise issues for the first time in a reply brief. See Williams Ford, Inc. v. Hartford CourantCo., 232 Conn. 559, 593 n. 26, 657 A.2d 212 (1995). Although the plaintiff's opening brief does not present any issues adequately, the court will nonetheless consider in detail the issues raised in her reply brief. Given the protracted nature of these disputes and the various pending grievance matters, a failure to consider this appeal on its merits CT Page 5346 would not serve the interests of justice.

III. EVIDENCE TO SUPPORT THE COMMITTEE'S DECISION

The main argument advanced by the plaintiff's reply brief1 is that the record contains no basis for the conclusion that the plaintiff intentionally or recklessly made false statements about the integrity of a judge, in violation of Rule 8.2(a). To support her position that Judges Moraghan and Mihalakos testified falsely, the plaintiff focuses on four areas of testimony provided at the hearing on the first grievance.

A. The first area concerns Judge Moraghan's testimony that "anything that was unfavorable to [the plaintiff], as most were, was appealed. And she appealed a decision of mine which she said was clearly erroneous and upheld on appeal."2 As the grievance committee found, "the case at issue was the subject of a February 1988 Petition for Certification to the Appellate Court by [the plaintiff], which was denied in June of 1988."3

Although the plaintiff did file a petition for certification on behalf of her client rather than an appeal as of right, and Judge Moraghan acknowledged during the second grievance proceedings that he "was mistaken,"4 through her petition, the plaintiff unsuccessfully challenged Judge Moraghan's ruling, if anything, Judge Moraghan's characterization of the petition as an appeal was overly favorable to the plaintiff, since the Appellate Court apparently did not even deem the plaintiff's appellate challenge worthy of full review.

B. The second line of testimony that the plaintiff labels false is Judge Moraghan's testimony at the first grievance hearing that the plaintiff did not provide the Supreme Court with "depth" or "substantiation" of the claims of corruption made in her original petition to the Supreme Court.5 The plaintiff claims that she did provide transcripts and other materials to support her petition.6 It is obvious that there was a difference of opinion concerning whether the papers that the plaintiff submitted actually provided any real support to her claims. Judge Moraghan did not think so. The plaintiff's disagreement with his opinion provides no basis for an accusation that the judge's testimony was false.

C. CT Page 5347 The third area of inquiry focuses on the testimony of Judge Mihalakos at the first grievance hearing that he "made it a habit whenever [he] had a pretrial with [the plaintiff] to do it in open court with a stenographer present so that anything she said, [the judge] said, and he said, there would be a record of it."7 The plaintiff interprets this testimony to mean that the judge conducted pretrials with the plaintiff on the record "on his own motion." (See plaintiff's reply brief at p. 6.) The plaintiff then argues that this testimony, so construed, was false because in 1994 Judge Mihalakos conducted a pretrial with the plaintiff on the record at the plaintiff's request instead of on his own motion. The record reflects, however, that Judge Mihalakos did not state that he conducted pretrials involving the plaintiff on the record "on his own motion." Whether the pretrial in 1994 took place on the record as a result of the judge's own motion or as a result of the plaintiff's request, it was still Judge Mihalakos who made the final decision to conduct the hearing on the record. The court concludes that there is nothing false in his statement that he conducted pretrials involving the plaintiff on the record.

D. The final claim focuses the plaintiff's accusation in her 1995 letter to the Supreme Court that there was a "stark appearance of judicial corruption" in that, among other things:

"Judge Mihalakos refused to conduct a pretrial conference, although assigned to do so, unless the defendant, myself, agreed to pay the plaintiffs, the friends of Judge Moraghan, a sum of money. The jury trial was aborted by a settlement. The settlement provided that I would not sue the plaintiffs, the friends of Judge Moraghan, if they withdrew their action against me. Money was not the settlement term."8

In her current grievance, the plaintiff accuses Judge Mihalakos of testifying falsely when he claimed that the plaintiff's letter accused him of "trying to line Judge Moraghan's pockets by forcing her to pay to a crony of Judge Moraghan, an attorney, moneys so that he could pay Judge Moraghan a portion of this settlement."9 Although Judge Mihalakos did not repeat the exact language used in the plaintiff's letter, that fact alone does not make his testimony false. At a minimum, the testimony of Judge Mihalakos was a fair characterization and summary of the plaintiff's charge that he had engaged in "judicial corruption."

IV. THE COMMITTEE'S DECISION CT Page 5348

The grievance committee's decision found by clear and convincing evidence that the plaintiff sent a copy of her letter to the Supreme Court to the Danbury News-Times on her own behalf. It held that the dissemination of the statements contained in the letter were also due to her actions.10 It found "the questioned testimony reflected various aspects of opinion, paraphrasing, semantics, recall and personal knowledge" and that the testimony "did not reflect any deceitful conduct."11 It concluded "the charge of false testimony under oath, given the facts of the testimony of the judges, was a statement by the [plaintiff] done with reckless disregard for the truth or the falsity of the statement. The [plaintiff] also placed the statement in the press, a forum where the judges could not readily defend themselves and where harm to the integrity of the judges and the judicial system was great. . . . The [plaintiff] had no reasonable basis to support her assertions. . . . Her statement was an assertion of a false statement of fact, namely that the judges testified falsely under oath."12 This court finds that the committee's conclusion, based on the evidence before it was neither clearly erroneous, arbitrary, capricious, nor an abuse of the discretion vested in it.

The plaintiff can point to no objective, material fact that the judges deliberately misstated. Indeed, plaintiff's charge that judges testified falsely against her under oath amounts to puerile quibbling over phraseology. To charge that a judge has testified falsely under oath because the judge testified that the plaintiff had unsuccessfully appealed, when in fact the plaintiff's petition for certification was denied, is to engage in word games unbecoming of a member of the bar. While this one example of unsubstantiated accusations against a judge would be sufficient in itself to justify professional discipline of the plaintiff, none of the plaintiff's four claims of false testimony has any merit. The second claim concerning her difference of opinion with Judge Moraghan concerning the documentation "in support" of her letter is another such example. The claims concerning whether Judge Mihalakos conducted pretrials with the plaintiff on the record on his own motion or her motion is similarly puerile. The last claim concerning Judge Mihalakos's characterization of her statements concerning him is another such claim. The court finds from the record and a review of these claims, that there was clear and convincing evidence supporting the grievance committee's decision to sanction the plaintiff.

V. FIRST AMENDMENT CLAIMS

Nor are the plaintiff's actions protected by her claimed First Amendment right of free speech. Although a lawyer does not surrender her freedom of expression upon admission to the bar, once admitted, a lawyer CT Page 5349 must temper her criticisms in accordance with professional standards of conduct. United States District Court for the Eastern District ofWashington v. Sandlin, 12 F.3d 861, 866 (9th Cir. 1993). As the committee's decision correctly noted, "[I]n cases involving violations of Rule 8.2(a), there is a balancing of an attorney's right of free speech and the state's interest in preserving the integrity of the judicial system."13 In any event, "[f]alse statements, made with reckless disregard of the truth, do not enjoy constitutional protection." (Internal quotation marks omitted). Matter of Palmisano, 70 F.3d 483, 487 (7th Cir. 1995).

C. CONCLUSION Charges leveled by attorneys against judges ought to be made with the utmost caution, not because judges are above the law, but because such charges affect public perception of the judicial system. The commentary to Rule 8.2(a) provides: "Expressing honest and candid opinions on [the integrity of a judge] contributes to improving the administration of justice. Conversely, false statements by a lawyer can unfairly undermine public confidence in the administration of justice." The grievance committee reasonably concluded that, instead of acting with the necessary caution, the plaintiff brought charges against judges with reckless abandon, thereby undermining public confidence in the administration of justice. For all the foregoing reasons, the appeal is dismissed.

BY THE COURT

BARBARA M. QUINN, Judge