State Ex Rel. Baracker v. District Court

I do not agree with the views expressed by the majority in disposing of the question of the sufficiency of the affidavit to show probable cause for the issuance of the search-warrant. Question as to whether prohibition is good or bad legislative policy is beyond the realm of our discussion; it constitutes the law of the land, and should be respected. However, it never was and never could have been intended that it should be so construed as to paralyze constitutional guaranties effective and universally respected as applied to other offenses. The principle involved is not whether the prohibition law shall be upheld, but rather whether we shall scrap the Constitution. The result in the instant case is not so important as the far-reaching effects of such declaration of the law by this court. In my opinion, it knocks at the very foundation of constitutional government, *Page 484 and transgresses the sacred and inviolable guaranties of human liberties, made the cornerstone of this great republic by our forefathers. The rule announced is wrong, and I unhesitatingly denounce it.

The adoption of the Eighteenth Amendment to the Constitution of the United States did not repeal its Bill of Rights, thus sacredly guaranteed to the people as the basic principle of a free and independent government. The Constitution was amended, not abrogated. If we are to preserve our much-boasted Republican form of government, with its assurances of human rights and liberties, we must not treat lightly, much less disregard, the guaranties to the people therein contained, however strong the expediency or clamor of the hour. The lawmakers, and above all the courts, must refrain from any attempted curtailment of or encroachment upon our constitutional guaranties. They constitute the strongest barriers against autocracy, mob violence, and the invasion of human liberties. Continued disregard or distortion of its mandates must inevitably result in disaster.

The Fourth Amendment to the federal Constitution declares: "The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated; and no warrants shall issue but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized." The Bill of Rights in our state Constitution embraces a like provision. (Sec. 7, Art. III.)

Professor Cooley, in discussing the effects of this provision says: "First, a warrant must issue; and this implies (a) a law which shall point out the circumstances and conditions under which the warrant may be granted; (b) a court or magistrate empowered by the law to grant it; (c) an officer to whom it may be issued for service. Second, a showing of probable cause, by which is meant the production of satisfactory evidence to the court or magistrate, (a) showing that a case exists in which the issue of a warrant would be justified in law; *Page 485 (b) pointing out the place to be searched, and the persons or things to be seized if they shall be found there. Third, a particular description, in the warrant, of place, person, or things sufficient to guide the officer in executing it. Nothing less than this can be sufficient." (Cooley's Principles of Constitutional Law, pp. 218, 219.)

The legislature evidently had these constitutional restrictions in mind when the statute was enacted authorizing the issuance of search-warrants in this class of cases, for it is therein expressly provided that whenever a verified complaint in writing is made "to any judge having cognizance of criminal offenses, or any justice of the peace, that complainant has just and probable cause to believe and does believe, that intoxicating liquor is manufactured, kept for sale, sold, used or disposed of in violation of any law of this state, in any house, building, premises, boat, receptacle, or any other place whatsoever (particularly describing and designating the same) with thefacts upon which such belief is based, the judge or justice may,with the approval of the county attorney, issue a search-warrant." (Sec. 11071, Rev. Codes 1921, as amended by Chapter 116, Laws 1923.)

This court can go no further than declare the law as it is enacted within proper constitutional limits. Deviation from the statutory requirements is not only wholly unjustified, but disastrous in its effect. The condition precedent to the issuance of the requisite warrant is a written verified statement showing probable cause "with the facts" upon which the complainant's belief is based. Such a trespass upon the inviolable rights of a citizen is wholly unwarranted, except in instances where facts are presented to the magistrate from which probable cause may be determined to exist; mere suspicion, conjecture or conclusions will not suffice. Were it otherwise, our constitutional guaranties would amount to nothing. The courts are powerless to nullify the mandates of the Constitution, and should never undertake to do so. *Page 486

The affidavit before us, in recital of the facts upon which probable cause is attempted to be shown for the issuance of the warrant, simply states that complainant "personally saw a keg containing intoxicating beverages" on the premises of the accused. The facts disclosed are that he saw a keg. Manifestly, this fact alone is not sufficient under the Constitution and the statute to warrant the search of the premises of the accused. However, he adds that it contained "intoxicating beverages"; this does not help matters, for in its entirety there is no sufficient showing upon which a judicial determination may be made. Other facts must appear, such as that by the use of his senses, or from circumstances stated, he was able to determine that the keg contained "intoxicating beverages." A warrant may not be issued upon mere statement of a conclusion of the applicant. Facts must be affirmatively shown from which the judicial officer to whom the application is addressed may form his own independent conclusion as to the existence of probable cause. (State ex rel.Samlin v. District Court, 59 Mont. 600, 198 P. 362; Stateex rel. Thibodeau v. District Court, 70 Mont. 208,224 P. 866.) Probable cause is such a state of facts and circumstances as would lead a careful and conscientious man to believe the accused person guilty. (Martin v. Corscadden, 34 Mont. 308,86 P. 33; Hawley v. Richardson, 60 Mont. 118, 198 P. 450;Cornner v. Hamilton, 62 Mont. 239, 204 P. 489.)

The decision in the case of State v. English, 71 Mont. 343,229 P. 727, is clearly distinguishable from the case now before us. In that case it appears that the deputy county attorney presented to the district judge a verified complaint together with the statement of one H.E. Ford, and upon these obtained a search-warrant. The affidavit for the warrant recites that the affiant on a date specified "purchased intoxicating liquors from" the accused. The order directing the issuance of the warrant recited: "The deputy county attorney, Ben Meyers, and H.E. Ford appear before the court in chambers; H.E. Ford is sworn and examined by the court, and the *Page 487 court having heard the testimony of said affiant finds that there is probable cause for the issuance of search-warrant,"etc. From this record this court held "that the magistrate — not the witness — must determine whether probable cause exists, and to that end sufficient facts must be disclosed from whichthe determination may be had. * * * However brief the statement may appear, it cannot be urged seriously that the magistrate could not find from it that there was probable cause to believe that English was in possession of intoxicating liquor which he was using for an unlawful purpose." To the decision in that case I agreed, and see no reason to modify the same. There were statements of fact "however brief," rather than conclusions before the magistrate from which he was in position to make determination. In that case the senses of the affiant gave him knowledge of the facts stated, namely: that at a specific time and place "he purchased intoxicating liquors" from the accused. Facts are shown to have been placed before the magistrate from which determination of probable cause could be made, whereas in the case under discussion, the magistrate was considering a bald statement which, without explanation, is impossible. Science has not yet sufficiently advanced to enable a person to X-ray a keg and determine the particular kind of liquid it may contain, nor is it possible for the judge to read the mind of a witness, independent of facts which he narrates.

It is the keg's contents which are under the ban — not the keg; therefore important facts were lacking in the affidavit, namely: how the affiant knew the contents of the keg. It does not appear whether the affiant was a foot distant from the keg or a city block away. It must be apparent that attendant circumstances upon which the witness' knowledge is based constitute a necessary prerequisite; otherwise it is impossible for the magistrate to make a judicial determination of probable cause. That which was said by this court in the recent case of State ex rel. Sadler v. District Court, 70 Mont. 378, 225 P. 1000, respecting the arrest of a person without *Page 488 a warrant is equally applicable here, viz.: "It is not every idle and unreasonable charge which will justify an arrest. An arrest without a warrant is illegal when it is made upon mere suspicion or belief (State ex rel. Neville v. Mullen,63 Mont. 50, 207 P. 634)."

The decisions of the supreme court of the United States cited do not bear out the majority opinion. As shown, in the case ofCarroll v. United States, 267 U.S. 132, 39 A.L.R. 790,69 L. Ed. 543, 45 Sup. Ct. Rep. 280, it is held that the facts and circumstances must be such "as to warrant a man of prudence and caution in believing an offense has been committed." The most recent expression upon the subject made by the United States supreme court, in the case of Dumbra v. United States,268 U.S. 435, 69 L. Ed. 1032, 45 Sup. Ct. Rep. 546, decided May 25, 1925, cited by Mr. Justice Holloway in the majority opinion, does not sustain the court's conclusion. In that case the rule is stated that "if the apparent facts set out in the affidavit are such that a reasonably discreet and prudent man would be led to believe that there was a commission of the offense charged, there is probable cause justifying the issuance of a warrant."

To hold that whether the affiant may be prosecuted for perjury is the test of the sufficiency of the showing required to determine probable cause is evasive of the constitutional as well as the statutory requirements, and not in accord with reason. Neither does it conform to the views expressed on the subject by the supreme court of the United States. Such doctrine is absurd. It permits the affiant to risk a chance that he has made a good guess: If liquor is in fact found as a result of the warrant issued, he is justified; if not, he may be prosecuted for perjury. This is poor comfort to a person whose sacred rights have been outraged upon mere suspicion. A statement made that a keg in the possession of another contains whisky is a conclusion merely. Naturally the first inquiry is, "How do you know what is in the keg?" The requirements of the law are that facts be shown from *Page 489 which the conclusion is deduced. Without such facts there cannot possibly be judicial determination made of the existence of probable cause. From the bald assertion made by another that he saw a keg "containing intoxicating beverages," would a reasonably discreet and prudent man be led to believe that the keg in fact contained such substance? I think not. Such a man would require evidence upon which to make determination of the character of the keg's contents. In the absence of such a showing, how can it possibly be decided that sufficient probable cause exists for the issuance of the warrant? Manifestly it cannot be done. The facts should not be withheld, and the courts in the administration of the law, should not encourage officers to see how little fact showing of probable cause may withstand the test. Nor should this court approve of the sufficiency of proofs submitted which strain the constitutional restrictions to the utmost limit. In all instances the courts should insist that the evidence be presented so far as available, removing speculation from consideration as far as possible. Officers charged with the enforcement of the law should make it a point to submit as much evidence of probable cause for the issuance of a warrant as is at hand, rather than risk a bald statement of a fact, gambling with the courts as to its sufficiency. If the facts are available from which a conclusion is justified, why should they not be required to be shown? It surely would have in no manner defeated the operations of the prohibition laws in this case to have required the applicant to show facts from which he was able to determine the keg's contents. He says it contained "intoxicating beverages," but how did he arrive at such conclusion?

In discussion of the authorities bearing upon the sufficiency of like affidavits for the issuance of a search-warrant, Cornelius in his recent (1926) splendid treatise on Search and Seizure (sec. 90) says: "It frequently occurs that the language set forth in the affidavit for the search-warrant is in the form of a positive averment of facts, and yet the facts and circumstances surrounding the alleged transaction are of such *Page 490 character that the averment of facts can be nothing else than conclusion of the affiant. Is such an affidavit sufficient to form the basis for the issuance of a search-warrant? Examples of this character are that `the affiant saw certain persons serving intoxicating liquors but that the same were poured out before the affiant could arrest the individuals.' Averment that `affiant saw from a distance intoxicating liquor being sold,' where it does not appear that the affiant actually had any of the intoxicating liquor in his possession. Again, the affidavit may contain the bare, naked statement that at a certain named street address, a certain designated individual has in his possession intoxicating liquor, without disclosing by what means the affiant secured this information. Regardless of the form in which such a conclusion may be stated, it seems clear that upon the principles established by the cases thus far adjudicated, such an averment in the affidavit is not an averment of fact, and does not constitute probable cause for the issuance of a warrant."

The fact that Manning's affidavit was not in form, on information and belief, and that he bravely swore that Baracker illegally possessed "intoxicating beverages," does not make his statement legal evidence of facts. "It is not enough that the form of the affidavit leaves it possible that the affiant might have personal knowledge as to the possession of intoxicating liquor and as to facts tending to show that such possession was illegal." (Giles v. United States (C.C.A.), 284 Fed. 208.) In the case last cited the circuit court of appeals, first circuit, in discussing the sufficiency of a like affidavit, said: "Lordan's affidavit was, in its avoidance of a statement of facts for the judicial consideration of the commissioner, exactly adapted to create such a situation as was shown at the trial to exist in the case at bar. In fact, as Lordan testified at the trial, he had not been in Giles' drug store for three or four months. He knew nothing about the possession legal or illegal, by Giles of intoxicating liquor, except as he heard rumors, or as complaints were made to him by one or more *Page 491 unnamed persons. That in this case these rumors appeared to have had some foundation is, for present purposes, immaterial. Our law does not contemplate that homes and business premises shall be thus invaded, unless and until some person takes the responsibility of disclosing under oath to a judicial tribunal facts from which such tribunal — not the applicant or affiant — finds probable cause to believe articles, particularly described and properly seizable on search-warrant, are in a place, also particularly described. In this case, as no facts whatever were put before the commissioner, he was ousted from his judicial function, and remitted to a performance purely perfunctory. The prohibition agent was applicant, affiant, in effect the judge of the existence of probable cause, and the officer serving the writ. This is a very dangerous amalgamation of powers."

The principle for which I contend is very admirably and vigorously expressed by the supreme court of the United States in the case of Weeks v. United States, 232 U.S. 383, Ann. Cas. 1915C, 1177, L.R.A. 1915B, 834, 58 L. Ed. 652,34 Sup. Ct. Rep. 341 [see, also, Rose's U.S. Notes], in language so plain that all should understand, and no question again arise as to the extent of the constitutional guaranties of the people against unreasonable searches and seizures. In that case the court, speaking through Mr. Justice Day, said: "The effect of the Fourth Amendment is to put the courts of the United States and federal officials, in the exercise of their power and authority, under limitations and restraints as to the exercise of such power and authority, and to forever secure the people, their persons, houses, papers, and effects against all unreasonable searches and seizures under the guise of law. This protection reaches all alike, whether accused of crime or not, and the duty of giving to it force and effect is obligatory upon all entrusted under our federal system with the enforcement of the laws. The tendency of those who execute the criminal laws of the country to obtain conviction by means of unlawful seizures and enforced confessions, the *Page 492 latter often obtained after subjecting accused persons to unwarranted practices destructive of rights secured by the federal Constitution, should find no sanction in the judgments of the courts which are charged at all times with the support of the Constitution and to which people of all conditions have a right to appeal for the maintenance of such fundamental rights." And, as well stated by our late Chief Justice Brantly, for this court, in comment of the language above quoted: "This forceful statement of the learned Justice applies as well to the guaranty found in our own Constitution; for, except that the order in which the several clauses in it are arranged is different, it is expressive of the same fundamental principles and was intended to be equally as effective to prevent an invasion of the rights of the citizen of the state under the guise of law by the state government or any of its officers. Since it was intended to take away from the legislature the power to authorize an invasion of the rights of the citizen by a search of his home or a seizure of his person or property in any other case than it permits, it is to be strictly construed in his favor. On this subject the eminent author, Mr. Cooley, in his work on Constitutional Limitations, has this to say: * * * `As search-warrants are a species of process exceedingly arbitrary in character, and which ought not to be resorted to except for very urgent and satisfactory reasons, the rules of law which pertain to them are of more than ordinary strictness; and if the party acting under them expects legal protection, it is essential that these rules be carefully observed. In the first place, they are only to be granted in the cases expressly authorized by law; and not generally in such cases until after a showing made before a judicial officer, under oath, that a crime has been committed, and that the party complaining has reasonable cause to suspect that the offender, or the property which was the subject of the instrument of the crime, is concealed in some specified house or place. And the law, in requiring a showing of reasonable cause for suspicion, intends that evidence shall be *Page 493 given of such facts as shall satisfy the magistrate that the suspicion is well founded; for the suspicion itself is no ground for the warrant except as the facts justify it.' (Page 429.)" (State ex rel. Samlin v. District Court, supra.)

Additional recent decisions of the supreme court of the United States fully sustain the views herein expressed. (Agnello v.United States (Oct. 12, 1925), 70 L. Ed. 1; Gouled v. UnitedStates (Feb. 28, 1921), 255 U.S. 298, 65 L. Ed. 647, 41 Sup. Ct. Rep. 261 [see, also, Rose's U.S. Notes Supp.]; SilverthorneLumber Co. v. United States (Jan. 26, 1920), 251 U.S. 385,64 L. Ed. 322, 40 Sup. Ct. Rep. 182; see, also, Testolin v. State (Wis.), 205 N.W. 825, and other Wisconsin cases therein cited;In re Liquors Seized at Auto Inn, 204 A.D. 185, 197 N.Y. Supp. 758.