Pioneer Engineering Works, Inc. v. McConnell

This is an appeal from a judgment entered in favor of the *Page 394 plaintiff, the Pioneer Engineering Works, wherein the plaintiff was allowed to recover possession of a gravel crushing machine in a claim and delivery action. Briefly stated, the facts are these:

The plaintiff sold the machine to the defendant under a conditional sales contract, retaining title with the right to terminate the contract and repossess the property upon the failure of the defendant to pay the installments of the purchase price. Defendant refused to make any payments after the first one upon the ground that the machine failed to do the work it was warranted to do. Thereupon plaintiff brought this suit for the recovery of the possession of the machine. Defendant resisted the action by pleading a counterclaim for damages based upon the alleged failure of the machine to meet the warranties. The trial court refused to hear evidence upon the counterclaim. This refusal is assigned as error.

It is well to state here that, while defendant has denominated[1] his claim for damages as a counterclaim, yet the rule is that the character of a pleading is determined by its substance rather than by the name given it by the pleader. (Callender v.Crossfield Oil Syndicate, 84 Mont. 263, 275 P. 273.) Therefore, as admitted by both parties, if defendant's claim for damages is proper in this case, it must be by way of cross-complaint and we will treat it as such here.

Simply stated, the principal question in this case is whether[2] a cross-complaint for damages is a proper cause of action to be tried in a claim and delivery action for the possession of the machine. The trial court held that, since all the plaintiff asked for was possession, the claim for damages did not and could not "tend to diminish or defeat the plaintiff's recovery."

To affirm the court's holding we would be obliged to determine that a cross-complaint must, as a prerequisite to its propriety, operate to diminish or defeat the plaintiff's recovery.

The cross-complaint statute, section 9151, Revised Codes, does not in so many words prescribe this requirement. The pertinent part of that section is as follows: "Whenever any *Page 395 defendant to an action desires any relief against any party relating to or dependent upon the contract, transaction, or subject-matter upon which the action is brought, or affecting the property to which the action relates, or whenever the judgment in such action may determine the ultimate rights of defendants to an action as between themselves, any defendant may, in addition to and in his answer, file at the same time, or subsequently by permission of court, a cross-complaint against all parties to such action."

The trial court was prompted to rule as it did because of the interpretation placed upon this section by this court inCallender v. Crossfield Oil Syndicate, supra, and Mills v.Pope, 90 Mont. 569, 4 P.2d 485, wherein the court said that a cross-complaint "must to some extent defeat, overcome, or affect plaintiff's cause of action, or lessen, modify, or interfere with the relief sought by plaintiff."

This statement was taken from the California case of Yorba v. Ward, 109 Cal. 107, 38 P. 48, 41 P. 793. That decision was based upon a statute similar to our section 9151, supra. Since that time the California court has overruled the Yorba Case and the decisions based upon it. (Hanes v. Coffee, 212 Cal. 777,300 P. 963; California Trust Co. v. Cohn, 214 Cal. 619,7 P.2d 297; Martin v. Hall, 219 Cal. 334,26 P.2d 288, 289.) In the last case cited, the supreme court of California said: "Where a quiet title action is directed at all claims made by defendant under a written instrument, and would not have been brought but for defendant's claims under said instrument, the claim of plaintiff to quiet title and the claim of defendant for damages for breach of said instrument are necessarily related to the same `transaction' within the meaning of section 442, Code of Civil Procedure. Although the complaint is in the usual brief form, alleging simply plaintiff's title and right to possession, and setting forth no `transaction,' this is not conclusive. `The facts surrounding the cause of action and not the form of the complaint are determinative of what constitutes the transaction.' (California Trust Co. v. *Page 396 Cohn, supra.) The effect of the two cited cases, taken together, is to disapprove of the reasoning advanced in Meyer v. Quiggle, 140 Cal. 495, 74 P. 40, and Yorba v. Ward,109 Cal. 107, 38 P. 48, 41 P. 793, so far as they dealt with the `transaction' clause of the cross-complaint statute. (California Trust v. Cohn, 214 Cal. 619, at page 625, 7 P.2d 297.) The relief sought on cross-complaint need not diminish or defeat the plaintiff's recovery, but may be distinct from the relief demanded by the plaintiff. (Hanes v. Coffee, supra)." (And see Bancroft Code Pleading, Practice Remedies, Vol. 1 Ten Year Supp. 220 et seq., sec. 449.)

Our statute (sec. 9151) has been modeled after the California statute, although the wording is slightly different. The California statute, sec. 442, Code Civ. Procedure, is in the following language: "Whenever the defendant seeks affirmative relief against any party, relating to or depending upon the contract, transaction matter, happening or accident upon which the action is brought, or affecting the property to which the action relates, he may, in addition to his answer, file at the same time, or by permission of the court subsequently, a cross-complaint." It is to be noted that the words "matter," "happening" and "accident" are not in section 9151. These words, however, do not compel a different interpretation of our statute.

In the case of Martin v. Hall, supra, the court based its decision upon the word "transaction." That word is used in our statute and has been given a very liberal interpretation. (Scott v. Waggoner, 48 Mont. 536, 139 P. 454, L.R.A. 1916C, 491; Mulcahy v. Duggan, 67 Mont. 9, 214 P. 1106, 1108.) In the Mulcahy Case this court approved the language used in the case of Story, etc., Commercial Co. v. Story, 100 Cal. 30,34 P. 671. That language is as follows: "The transaction is not limited to the facts set forth in the complaint, but includes the entire series of acts and mutual conduct of the parties in the business or proceeding between them which formed the basis of the agreement." *Page 397

The reasoning and logic of the California court in overruling the case of Yorba v. Ward appeals to us as sound. In the case of State ex rel. Union Central Life Ins. Co. v. DistrictCourt, 102 Mont. 371, 58 P.2d 491, application of the rule announced in Callender v. Crossfield Oil Syndicate, supra, was re-affirmed in part but disaffirmed in some respects. We now overrule the holding in the Callender Case and others adhering to it to the effect that a cross-complaint must to some extent defeat, overcome or affect plaintiff's cause of action. The statute is not open to such an interpretation. Confronted with those cases, the district court could reach no other conclusion than it did. Since those cases are hereby overruled, it follows that the judgment of the court based thereon must be reversed.

In the solution of this case we are necessarily confronted[3] with the statute in regard to counterclaims. Those sections and the cross-complaint sections offer an opportunity to the defendant to obtain affirmative relief against the plaintiff. To a large extent they are duplicate remedies. David R. Mason, Professor of Law at the Montana State University, in an article entitled "Counterclaims in Montana" (Montana Law Review, Spring 1942, page 33), has, with scholarly excellence, traced the history of the use of counterclaims under our statutes. He points out the trend toward liberality in the use of both cross-complaints and counterclaims. It would seem that the legislature might well consolidate our counterclaim and cross-complaint remedies. However, both remedies are upon our statute books and until the legislature sees fit to be more definitive, we must give effect to both in the manner which appears to us to be consistent with the legislative intent.

Because of the holding on the main question, the other questions in this case require no consideration. The judgment is reversed and the cause remanded for a new trial.

MR. CHIEF JUSTICE JOHNSON and ASSOCIATE JUSTICES ERICKSON, ANDERSON and MORRIS concur. *Page 398