People Ex Rel. Pells v. Board of Supervisors

The disposition of this cause depends upon the correct construction of one of the clauses of chapter 695 of the Laws of 1871.

The act provides that on the order of a County Court, made on application of the person aggrieved, and notice thereof to the board of supervisors of any county except New York and Kings, such board shall refund to the person aggrieved the amount collected from him of any tax illegally or improperly assessed or levied. An appeal may be taken from the order of the court in the same manner as from its judgment in an action. There is a further provision enabling the board of supervisors to raise the amount to be refunded.

The relator, in November, 1871, applied to the county judge of Ulster county, under this statute, for an order directing the defendants to refund to her the taxes collected under assessments in 1866, 1867 and 1868 upon an excessive valuation of her property in those years. The defendants having refused to comply with this order, the question at issue is, whether they can be compelled to do so by mandamus.

There are no words of a retrospective nature in the act, and *Page 305 it will be necessary to consider whether the terms should be so construed as to give them a retrospective operation.

It is an elementary rule of legal interpretation that a statute in general is not to have a retrospective effect. This is a rule founded not simply upon technical doctrines of the English law, but is a principle of general jurisprudence. (Dash v. VanKleeck, 7 J.R., 477.) The rule of construction becomes extremely strong when a retrospective operation of the law would work injustice or interfere with vested rights. In this case the statute is to be taken as prospective only, unless its language is inconsistent with that interpretation. (McEwen v. Den, 24 How. [U.S.], 242; Danks v. Quackenbush, 1 N.Y., 129; Harvey v. Tyler, 2 Wall. [U.S.], 328.) Such legislation is so subversive of some principle that it cannot be supposed that the legislature will resort to it, unless its extent is made extremely clear.

A different view has been taken of the case where the statute confirms rights already existing, and advances the remedy by curing defects and adding to the means of enforcing existing obligations. The instances commonly cited are a statute to confirm former marriages defectively celebrated or a sale of land defectively made or acknowledged. Chancellor KENT explains this principle as follows: The legal rights affected in those cases are deemed to have been vested, subject to the equity existing against them, and which the statutes recognized and enforced. He adds: "The cases cannot be extended beyond the circumstances on which they reposed without putting in jeopardy the energy and safety of the general principle." (1 Comm., 456 [12th ed.].) The courts may, on slight evidence of the intent of the legislature in such cases, as those which have just been referred to, give the law a retrospective operation.

If it be temporarily assumed, for the sake of argument, that the law now under consideration belongs to the class described by Chancellor KENT, and that the relator has a vested right of an imperfect nature, still it is necessary, in order to hold in her favor, to go much further than the distinguished commentator *Page 306 and to decide that the law shall be construed to have a retrospective operation, though there is no affirmative evidence, whatever, that such was the intention of the legislature. I do not think that this is a sound rule of construction. No law is to have a retrospective operation unless there is some evidence of intent to that effect. The legal maxim is, Nova constitutiafuturis formam imponere debet non praeteritis. If this be sound the plain presumption is, that every enactment is to be prospective, and not retrospective, in its operation. The burden of proof is on one who asserts in any particular case the contrary, to give some reason for maintaining his opinion, which must be deduced from the phraseology of the law itself. The Roman Code expressly adopts the principle. It is there laid down that statutes act prospectively, and not retrospectively, unless there is an express provision that they be applied to the past and to matters already pending. Nisi nomination et de praeteritotempore et ad huc pendentibus negotiis cautum sit. (Code, 1, 14, 7; see Moon v. Durden, 2 Exch. [W., H. G.], 22.) It is said in this case, by ROLFE, B. (Lord CRANWORTH), that the rule is one of such obvious convenience and justice that it must always be adhered to in the construction of statutes, unless in cases where there is something on the face of the enactment putting it beyond doubt that the legislature meant it to act retrospectively. Lord COKE affirms, in his Institutes, that the correct rule is that a new statute gives a rule for the future, and not for the past, and in this view he is confirmed by Bacon and other law writers.

The rule is well stated in Jarvis v. Jarvis (3 Edw. Ch., 465). It is there said that "it is a rule never to apply a statute retrospectively by mere construction. If its terms are such as clearly to indicate that the legislature intended it should operate upon or apply to past transactions of a civil nature, then the courts may permit it so to apply, provided it takes away no previously vested rights nor impairs the obligation of contracts. But if a statute is silent in its terms or at all ambiguous in relation to its effect and application to past events, courts of justice are bound not to apply it to any other than *Page 307 to those which have arisen since the law took effect, and are not at liberty to consider it other than as a prospective law operating prospectively upon the affairs and conduct of men. * * * It may possibly be inferred from some of the cases that courts have refused to consider statutes retrospective, because such a construction and application of them would take away previously vested rights; but if this had entered into the consideration for the rule, it is not the only reason on which the decisions have been made, for wherever the law has a tendency to change or alter, as well as to take away rights previously acquired, or to give a new remedy, or to extend and enlarge any old one affecting previous rights, the same doctrine has been held." (Warren Mfg.Co. v. Ætna Ins. Co., 2 Paine C.C. [U.S.], 501.)

The case of Jarvis v. Jarvis involved the construction of a law affecting the remedy for a breach of the marriage contract. It was the case of an action for divorce. The marriage took place out of the State. The New York Revised Statutes give the court jurisdiction in such a case where the parties have become and remained inhabitants of this State at least one year, and the wife is an actual resident at the time of exhibiting the complaint. The husband and wife resided in the State several years before the statute was passed, yet, as the wife only, who was the complaining party, had resided in the State after the statute took effect, is was held that the court had no jurisdiction.

The conclusion of SPENCER, J., in Dash v. Van Kleeck (7 J.R., 447), must be accepted, that all laws are to be construed according to the intention of the legislature, and, in getting at that intention, courts must presume a prospective and not a retrospective operation of the law was meant, unless such presumption is repelled by express words.

But if a law, purely remedial, should be construed as acting retrospectively, without express words to that effect, I am of the opinion that the present law does not belong to the class of remedial acts. The language of Chancellor KENT, which I deem to be accurate, confines the remedial statutes, to which *Page 308 a liberal rule of construction is to be applied, to those cases where there are existing obligations, or legal rights are vested subject to equities. In the present case, there was no vested right, either legal or equitable. When the relator had paid her taxes in the years specified, she had no remedy whatever for their recovery. There was no right, because there was no remedy. The case of a moral obligation is not to be confounded with a legal right. The State, through its agent, had exercised the power of taxation in an irregular or excessive manner. It had furnished no means, through the regular operation of the laws, whereby the money could be refunded to the suffering party. It is in the highest degree proper to correct such anomalies for the future, while it cannot be said that, under the law existing when these taxes were paid, the relator had any right to have them refunded. It was said by Lord HOLT, in Ashby v. White (2 Ld. Raym., 953) that it was a vain thing to imagine a right without a remedy. Want of right and want of remedy are reciprocal. (Broom's Leg. Max., 180.) Mr. Austin, in his Lectures on Jurisprudence, carefully distinguishes between a legal and a moral right, and lays down a proposition which cannot be successfully impugned from a legal point of view, that there are no rights but those which are the creatures of law. A denial of this proposition confounds a moral with a legal right.

A person has a right when the law authorizes him to exact from another an act or forbearance. The test of a right is, that, independently of positive provision, the acts or forbearance enjoined are not incapable of being enforced civilly, or in the way of a civil action, at the discretion or pleasure of the party towards whom they are to be done or observed. (Austin on Jur., vol. 1, 410 [3d ed.].) He adds: Right — The capacity or power of exacting from another or others, acts or forbearances, is the nearest to a true definition.

If these views are sound, the relator in the present case had no right as against the board of supervisors when the law of 1871 was passed. To give that act a retrospective operation would not be to further the remedy, but it would *Page 309 be absolutely to create the right itself, under any rule of construction. Such a law cannot have a retrospective operation without a clear and distinct expression of the legislative will. (Dash v. Van Kleeck, supra; McEwen v. Den, supra; Harvey v.Tyler, supra; Atkinson v. Dunlap, 50 Me., 111; Plumb v.Sawyer, 21 Conn., 351; Railroad v. Cilley, 44 N.H., 578.)

It may be added that the retrospective construction of such acts as the present is attended with serious danger to the public interests. The board of supervisors is necessarily a fluctuating body, and have but little knowledge — the members in any year — of, or take but a languid interest in, affairs that transpired prior to their official existence. The retrospective construction of the law in controversy opens wide the door to the reconsideration of all taxes that have been heretofore improperly levied, without limitation in respect to time. The application to the county judge will be substantially ex parte, as the board of supervisors will naturally take but little care in opposing the allowance of return in past transactions, and the evidence in refutation of the application will not readily be at hand. There is strong reason to suppose that heavy burdens may thus be imposed upon the tax-payers upon slight and insufficient grounds. The law, in its application to the future, is sufficiently liberal; when referred to past taxation, it may be used to bolster up unfounded or insufficient claims.

The order of the court below should be affirmed.

For reversal: GRAY, EARL and REYNOLDS, CC.; for affirmance: LOTT, Ch. C., and DWIGHT, C.

Order of General Term reversed, and that of Special Term affirmed. *Page 310