Home Savings Bank v. Rolando

I do not agree with either the reasoning or the conclusion in the opinion of the court. The question at issue is whether the service of the writ of attachment, which the plaintiff caused to be issued on *Page 213 September 12, 1928, as a writ of mesne process, and which on the next day was served on the members of a partnership, Pettine, Godfrey and Cambio, as garnishees of the defendants, and statutory notice of which was given to the defendants, must be held to be nugatory, simply because of two facts. The first is that at that time no service in the State on the defendants, nonresidents, had been made of the original writ issued July 19, 1928, but only notice given by mail. The second is that it was determined, long after the service of the later writ, that no funds of the defendants were in the hands of any of the three garnishees named in the original writ, when service of that writ was made on such garnishees.

Nearly all the pertinent facts have been stated in the opinion of the court. For greater clarity I will restate some of these and add some others which seem to me important. The original writ was duly served, as above stated, on the three garnishees named therein, and was filed in court on the return-day, August 10, 1928, with an officer's return on it showing such service and proper statutory notice to the defendants.

On September 12 and 13, when the writ of mesne process was issued and served, the Lincoln Trust Company, one of the garnishees named in the original writ, had filed on August 9 an affidavit of no funds; Mr. Pettine, another of the garnishees, had filed on August 10 a qualified affidavit of no funds and a prayer for judgment by the court as to whether he should be charged; and the third garnishee had filed no affidavit at all, though later, on September 17, it filed an affidavit of no funds, which apparently has never been questioned.

In General Laws, 1923, Chap. 351, entitled: "Of Certain Provisions Concerning Attachments", there are provisions for taking evidence on questions of fact raised on a garnishee's affidavit, and for determining whether a garnishee should be charged; and in Secs. 22 and 23, it is provided, in substance, that any garnishee may file an answer to the *Page 214 action and defend the same in behalf of these defendants and that, if it shall appear by the disclosure that the garnishee had none of the personal estate of the defendant in his hands, then the action or suit shall be dismissed, "unless the writ has been duly served on the defendant." This last provision sets forth a method by which, under the conditions stated, a final judgment may be entered which will terminate the case. The only natural inference from this is that unless the case is dismissed because no funds are caught by attachment, or is discontinued by the plaintiff, or is abated by the death of a party, it will continue to be pending.

On March 6, 1929, in accordance with the above statute, the plaintiff filed in the case a motion in which it recited that Pettine, as garnishee in the original writ, had filed a garnishee's affidavit by himself; that the Lincoln Trust Company, also as garnishee in that writ, had filed a garnishee's affidavit by George W. Holt; and that Pettine, Godfrey and Cambio, as garnishees in the later writ, had filed an affidavit by Frank C. Cambio. In this motion the plaintiff moved that said Pettine and Holt and Cambio, the affiants, be summoned to appear before the court, to be examined and cross-examined upon all matters relating to or connected with the facts set forth in such affidavits. An order was entered, on March 6, 1929, granting the motion and setting March 13, 1929, as the date for such examination; but apparently no hearing was held as a result of this motion.

On March 8, 1932, and April 20, 1932, hearings were held in the Superior Court and testimony taken, as the result of a similar motion filed and order entered on February 18, 1932; and as a result of this hearing a decision was filed on June 8, 1932, which found that the garnishees should be discharged, giving, as the only reason, that they had no personal property of the defendants in their hands when the writs were served upon them. The plaintiff took an exception to the discharge of the garnishees *Page 215 Pettine, Godfrey and Cambio and no other exception; and after a hearing in the Supreme Court on a bill of exceptions, this exception was sustained, on the ground that the trial justice had either forgotten or misconceived the testimony as to the garnishees having funds of the defendants in their hands, and the case was remitted to the Superior Court "for a rehearing on the question of charging the garnishees." Home Savings Bank v.Rolando, 165 A. 364.

At the rehearing, which was had in the Superior Court, when evidence was introduced, these garnishees, Pettine, Godfrey and Cambio, contended, not only that the evidence showed that they had no personal property of the defendants in their hands at the time of the service on them of the writ of mesne process, but also, evidently for the first time, that the service was nugatory because no service had been made of the original writ either upon the defendants or upon any property of theirs. Both of these contentions were overruled by the decision of the Superior Court and the case is now before this court on exceptions by these garnishees to that decision.

Therefore, at the time when the later writ was served, Pettine had raised the issue of whether or not he was chargeable as garnishee under the original writ, an issue which the plaintiff contested and which was not determined until June 8, 1932; the Lincoln Trust Company's affidavit of no funds had tendered a similar issue, which the plaintiff later contested, as above shown; and no affidavit had yet been filed by the third garnishee. The same situation existed when the later writ was returned in court, except that an affidavit of no funds had been filed by that third garnishee. No attempt had been made under the above-mentioned statute to have the action dismissed. It never has been dismissed or abated or discontinued; and no final judgment has been entered.

From the above facts and the above-mentioned provisions of the statute the only reasonable conclusion, in my judgment, is that the action was at that time pending in *Page 216 the court, even though no writ had been served on the defendants, and no property of theirs had been attached in the hands of the garnishees in the original writ, as determined only years later.

It is provided in Sec. 9, Chap. 334, G.L. 1923, entitled: "Of the Limitation of Actions", that: "If any action which has been or shall be duly commenced within the time limited and allowed therefor, shall be abated or otherwise avoided or defeated by the death of any party thereto, or for any matter, . . . the plaintiff may commence a new action for the same cause, at any time within one year after the abatement or other determination of the original suit." It is well settled that the mere issuing of a writ with the intent to have it served is the commencement of an action within the meaning of that section, whether or not it is actually so served. Taft Co. v. Daggett, 6 R.I. 266, 272.

To my mind this is clearly correct; and it is at least equally clear to me that when an original writ of attachment in an action against a nonresident of this State has been issued with the intent of having it served on garnishees who have personal property of the defendant in their hands, and it has accordingly been served on garnishees, and the statutory notice of such writ and service has been duly given to the defendant, and the writ, with a return thereon, showing such service and notice, and also with a declaration accompanying it, has been filed in the court on or before the return-day of the writ, then such action has been commenced in that court, whether or not any of the garnishees had personal property of the defendant in their hands at the time of such service. It is also clear to me that such action will continue to be pending in the court until disposed of by abatement or discontinuance, or by a final judgment against one side or the other; and that the extra year of grace will begin to run from the time of such disposition of the case.

The writ of mesne process in the instant case was issued *Page 217 under Sec. 17, Chap. 349, G.L. 1923, the first part of which is as follows: "The plaintiff in any action may, as often as may be necessary, at any time before final judgment in such action, sue out of the court in which the action shall have been commenced, a writ of mesne process commanding the attachment of the real or personal estate of the defendant, including his personal estate in the hands of any person, copartnership, or corporation, as the trustee of the defendant." In my opinion this writ was issued in entire accordance with the authority given by that section. The action had been commenced in the court out of which that writ was used, and the writ was sued out before any final judgment in the action. In fact the issue as to whether any of the property of the defendants had actually been attached under the original writ had not even been joined, but was later joined and contested.

I cannot see that the fact that the defendants were nonresidents of the State and could not be served with legal process in the case makes any difference in this matter. The action was not to get a money judgment enforceable against them outside of the State, but to subject property of theirs inside of it to the payment of money which the plaintiff claimed to be due from them, and they were given proper notice as to the service of each of the writs. As to this action, the defendants could either come in and fight it, or stay out and leave the garnishees to make any contest. They chose the latter course, and therefore the question now is simply one between the plaintiff and Pettine, Godfrey and Cambio as garnishees under the second writ. I can see no justification for holding that as to these garnishees that writ was not validly issued and validly served.

No case entirely "on all fours" with the instant case on this point has been found, but all of the cases that I have found which seem to me relevant support the above conclusion. Most of them are cases in which alias writs of summons were issued in actions after valid original writs of summons therein had failed of their purpose to bring *Page 218 the defendants before the courts; but some of them are more closely parallel to the instant case.

In Everett v. Niagara Ins. Co., 142 Pa. St. 322 (1891), the court says at page 329: "The policy stipulated that no action upon it should be sustained unless commenced within twelve months next after the fire should have occurred. Such contracts are valid: . . . The present case, therefore, depends upon two questions: First, whether this is an alias based upon and supported by the prior writ; and, secondly, if so, whether the contract limitation applies to the period between the issue of the original and the alias. The present writ is an alias summons in form, and was duly issued as such; but calling it analias will not make it one in effect, if in fact the original was dead at the time this issued. The service of the original was set aside, but the writ itself remained, and beyond question kept the action alive, at least until the entry of the nonsuit." Thealias writ was issued after the entry of the nonsuit, but the court held that the nonsuit was invalid because entered on the motion of the defendant, who was not before the court for that purpose. The court held therefore that the later writ was "analias" in fact as well as in name.

The court also held that although the alias writ had been issued more than twelve months after the fire, that was no defense to the defendant, since the action had been begun by the issuing of the original writ within the period and kept alive by the issuing and service of the alias writ. The court says: "The present plaintiff has brought himself strictly within his agreement. He began his action within the time specially agreed, and kept it alive by the means and within the time allowed him by the law. It was no fault of his that the first writ was ineffectual to bring the defendant into court, but his misfortune did not go beyond the failure of the service. . . . The cases ofHocking v. Insurance Co., 130 Pa. 170 and Riddlesbarger v.Insurance Co., 7 Wall. 386, are widely distinguishable. *Page 219 In them the first action had come to an absolute end, and that which the plaintiffs had commenced, after the stipulated period had expired, was a new and distinct action."

In Oil Gas Well Supply Co. v. Gartlan Ahner, 58 W. Va. 267, 52 S.E. 524, (1905), a writ of summons was issued and returned "not found". Several successive alias writs of summons were issued, under a statute permitting this to be done in such a situation, and were similarly returned. About two months after the issuance of the first writ a writ of attachment was obtained and issued and was served on a garnishee. Later, service by publication was made on the defendants. The declaration was filed when ordered under the rules, after several continuances. On motion of one of the defendants, appearing specially for the purpose, the attachment was quashed, on the ground that it was not issued in a pending suit. This ruling was reversed by the Supreme Court, which, citing many authorities, held that the action was commenced from the time when the first writ was sued out and that it was still pending when the writ of attachment was served. At page 273, the court says: "An alias writ or summons regularly issued is the continuation of an original valid process, and not the inception of a new suit. 1 Cyc. 748, citingInsurance Co. v. Vaughan, 88 Va. 832 (14 S.E. 754), and many other authorities." At page 275, (52 S.E. 527), it says that "as the defendant had neither been served with process nor had appeared in the action, the same had not abated or been dismissed."

In Anderson v. Lane, 105 Mich. 89 (1895), the first part of the opinion is as follows: "The relator sued out a writ of replevin for certain goods in the possession of one William A. Bennett. The writ was returned duly served. The defendant in the case appeared specially, and moved to dismiss the proceedings for the reason that the copy of the writ served upon him was not certified by the officer. This motion was granted, and the writ dismissed. Application is now made for mandamus to require to require the circuit *Page 220 judge to vacate the order of dismissal. The service was irregular. How. Stat. § 8326, provides that the service shall be made by delivering to the defendant personally a certified copy of the writ, if the defendant can be found; but the proper practice in such case is to allow an alias writ to issue, rather than to dismiss the proceeding."

In some of the cases, in which the statute of limitations was not involved, the courts have reached the same result as in those above cited, by treating the later writ as if it were an original writ which started a new structure on the ruin of the old one, and treating the declaration, petition or other statement of the case, which was filed in connection with the first writ, as if it were filed in connection with the later writ, all of the papers in the whole matter being in the same court file.

In Davis v. Ballard, 38 Neb. 830, (1894), the plaintiff filed her petition on September 10, 1891, in the District Court of Lancaster county against John G. Ballard and others. Upon the same day a summons was issued which, on September 23, was returned non est inventus. On March 1, 1892, an alias summons was issued, which, on March 3, was returned as served on Ballard, the other defendants not being found. He entered a special appearance and objected to the jurisdiction of the court, one ground of objection being that the petition was filed on September 10, 1891, and permitted to remain on file until March 1, 1892, when the alias summons was issued. The trial court sustained the objections and dismissed the action. At page 834, the Supreme Court says: "When the petition was filed and the original summons issued, Ballard was in Lancaster county and legally liable to service there. The action was rightfully commenced in Lancaster county, at that time; but aside from that consideration, the proceeding of March 1, 1892, amounted to a new commencement of the action at a time when Ballard was in the county, when an action could be rightfully commenced and when, as a matter of fact, it was proceeded *Page 221 with and service obtained. The mere fact that the petition had remained on file presents no reason for denying the jurisdiction of the court. It is clear that had the same petition been taken and refiled upon March 1, when the alias summons was issued, no question could be raised. The commencement of an action depends not only upon filing a petition, but the issuance of summons. For some purposes it is not deemed commenced until the summons is served, although after service the commencement of a suit may relate back to the date of the summons. . . . In order that an action should be commenced there must in every case be a petition on file and a summons issued based upon that petition. Both these essentials existed on March 1, as soon as the alias summons was issued. The first summons having proved abortive, the issuance of an alias summons for the purposes of this case must be deemed the commencement of the action, and for the reasons stated we think the learned judge erred in sustaining the defendant's objections."

In Goodlett v. Hansell, 56 Ala. 346, 348, (1876), the court says: "It may be admitted, that the original summons, if issued on the sabbath, would have been abated on plea. It was not executed on the defendant personally, as was shown by the return of the sheriff, and the issue of an alias was ordered by the court. The alias, when issued, became the leading process, compelling the appearance of the defendant when executed. Defects in the original, not entering into it, are not the subject of a plea in abatement to it, and are not available in any mode to defeat it."

In Danville Western R.R. Co. v. Brown, 90 Va. 340, (1893), no valid service had been made of the original writ and later the defendant on that ground had moved to quash all the processes and this motion was denied. After a verdict for the plaintiff, the Supreme Court, in proceedings on writ of error, sustained the decision, saying: "The first and chief cause of complaint is, that the circuit court refused to quash all the processes and to remand *Page 222 the case to rules. It appears from the record that the plaintiff, on the 9th day of May, 1891, sued out a summons from the circuit court of Henry county, returnable to the third Monday in May, 1891, when he filed his declaration in the clerk's office, and the case was continued for process. On the 6th day of July, 1891, an alias summons issued directed to the . . . sheriff of Henry county, which summons was returned as executed by delivering a copy to H.C. Lester, a director of the defendant company, on the 29th of August, 1891. . . . We think that the process of August 27, 1891, by whatever name it may be called, is good and valid as an original process. The simple circumstance that it is characterized as an `alias writ,' and that it runs `We command you as we have before' or, `at another time commanded you',c., cannot possibly affect or change its essential character or render it less effectual as a process for bringing the defendant before the court, and this is all that any original summons does."

In Axtell v. Gibbs, 52 Mich. 639, 640, (1884), an action of assumpsit was brought on October 25, 1882, by an original writ, in which a third person was named as garnishee of the defendant. The garnishment service was all right in itself, but no service of summons was made on the defendant and the required notice of the garnishment was not given him, within the statutory period for such service or notice. On February 8, 1883, a further summons purporting to be an alias summons was taken out and it was in due time served on the defendant. Later, motions were made to dismiss the garnishment proceedings and to dismiss the action. Both motions were sustained in the lower court.

In the Supreme Court the decision dismissing the garnishment proceedings under the original writ was sustained because of the failure to serve the summons on the defendant or to give him notice of the garnishment within the statutory period; but the decision dismissing the action was reversed, the court, in its opinion by Cooley, J., stating that the action could be kept alive by successive writs, *Page 223 and that if the defendant came within the State, the plaintiff could take out an alias writ for the purpose of getting service on him. The court then added: "But if the last writ had no proper basis as an alias, it was not for that reason void. If the first writ had gone down, this should have been treated as a new writ for a new suit, and sustained accordingly."

From this language, it seems clear to me that if in that case, as in the instant case, the second writ had been a writ of attachment and had been duly served as such and proper notice of the service had been given to the defendant, that writ and the service of it would have been sustained by the court and the case would have gone on as an attachment suit. In the instant case, if the writ of mesne process were amended by striking out the words describing it as such a writ, it would be just like an original writ of attachment. There is ample authority under our statute of jeofails, (G.L. 1923, Chap. 335, Secs. 3, 4), to make it proper for this court to have the writ so amended, or to treat it as if so amended, since no just and substantial rights of the garnishees or of the defendants would be injured thereby. If it were so amended, or treated as if so amended, then, as cases above discussed show the garnishees' exception to the decision of the Superior Court, that this writ and the service thereof were valid, could not properly be sustained on the ground that no declaration was filed with the writ, since a declaration was filed with the original writ and would be found, by the defendants and any garnishees, in the same file of court papers as both writs and with the same title and number.

After nearly six years of litigation, with two full hearings in the Superior Court and an intervening one in this court and with every opportunity given to the garnishees and used by them, to protect all their just and substantial rights, the plaintiff fairly won, on the merits of the controversy with them, a decision charging the garnishees. For the reasons above given and on the authorities above *Page 224 discussed, I am convinced that there is no justification for now depriving the plaintiff of this decision, by sustaining the garnishees' exception on the highly technical ground set forth in the opinion of this court and thus very likely leaving the plaintiff without any substantial remedy on his claim against the defendants.